Andrew Salas v. United StatesAndrew Salas v. United States
SUMMARY*
Animal Welfare Act
The panel affirmed the district court‘s dismissal of a complaint brought by a resident of the Commonwealth of the Northern Mariana Islands (“CNMI“) alleging that the Covenant to Establish a Commonwealth of the Northern Mariana Islands in Political Union with the United States of America (the “Covenant“) precludes the application to the CNMI of a federal cockfighting prohibition.
The Animal Welfare Act (“AWA“),
The panel held that because
The panel held that Covenant § 105—which determines the applicability of laws enacted after January 9, 1978—does not govern the applicability of amendments to statutes in existence on January 9, 1978, and that Covenant § 502 alone governs. However, even if Covenant § 105 governs,
Concurring in the result, Judge Paez disagreed that Covenant § 502 alone governs whether
COUNSEL
Joseph E. Horey (argued), Banes Horey Berman & Miller LLC, Saipan, Northern Mariana Islands, for Plaintiff-Appellant.
Anne Murphy (argued), Trial Attorney, United States Department of Justice, Washington, D.C.; Abby C. Wright and John S. Koppel, Appellate Staff Attorneys; Shawn N. Anderson, United States Attorney; Brian M. Boynton, Principal Deputy Assistant Attorney General; Civil Division, United States Department of Justice, Washington, D.C.; Jessica F. Cruz and Mikel W. Schwab, Assistant United States Attorneys, Office of the United States Attorney, Hagatna, Guam; for Defendant-Appellee.
Jessica L. Blome, Greenfire Law PC, Berkeley, California, for Amici Curiae Animal Wellness Action, Animal Wellness Foundation, and The Center for a Humane Economy.
OPINION
KOH, Circuit Judge:
Andrew Sablan Salas (“Salas“), a resident of the Commonwealth of the Northern Mariana Islands (“CNMI“), filed suit seeking a declaratory judgment stating that the Covenant to Establish a Commonwealth of the Northern Mariana Islands in Political Union with the United States of America (the “Covenant“), Pub. L. No. 94-241, 90 Stat. 263 (1976), precludes the application to the CNMI of a federal cockfighting prohibition set forth in
LEGAL BACKGROUND
I. The Covenant to Establish a Commonwealth of the Northern Mariana Islands in Political Union with the United States.
After Japan‘s defeat in World War II, the United Nations Trusteeship Council
In 1975, negotiations between the United States and the Northern Mariana Islands concluded with the signing of the Covenant. Id. The Covenant established “a self-governing commonwealth for the Northern Mariana Islands within the American political system” and “define[d] the future relationship between the Northern Mariana Islands and the United States.” Pub. L. No. 94-241, 90 Stat. 263, 264 (1976). The Covenant was unanimously endorsed by the Northern Mariana Islands legislature on February 20, 1975, and approved by 78.8% of the people of the Northern Mariana Islands voting in a plebiscite held later that year. Id. at 263. The Covenant reflected the Northern Mariana Islands’ “desire for political union with the United States” which “for over twenty years” had been “clearly expressed” through “public petition and referendum.” Id. at 264.
In 1976, Congress approved and enacted the Covenant into law, the main provisions of which became effective on January 9, 1978. Proclamation 4534, 42 Fed. Reg. 56,593 (Oct. 24, 1977). Today, “the authority of the United States towards the CNMI arises solely under the Covenant.” Hillblom v. United States, 896 F.2d 426, 429 (9th Cir. 1990). Because the Covenant created a “unique” relationship between the United States and the CNMI, its provisions alone define the boundaries of those relations. N. Mariana Islands v. Atalig, 723 F.2d 682, 684-87 (9th Cir. 1984).
The Covenant provides that certain provisions of the United States Constitution and certain United States statutes apply to the CNMI. For those laws not explicitly addressed, the Covenant provides formulae for determining whether a federal law will apply to the CNMI. Three sections of the Covenant are at issue in this case: § 103, § 105, and § 502. These sections outline which federal laws in existence on January 9, 1978, and which federal laws enacted thereafter apply to the CNMI.
Section 103 of the Covenant provides:
The people of the Northern Mariana Islands will have the right of local self-government and will govern themselves with respect to internal affairs in accordance with a Constitution of their own adoption.
Section 105 of the Covenant, which governs laws enacted after January 9, 1978, provides, in relevant part:
The United States may enact legislation . . . which will be applicable to the Northern Mariana Islands, but if such legislation cannot also be made applicable to the several States[,] the Northern Mariana Islands must be specifically named therein for it to become effective in the Northern Mariana Islands.
Section 502 of the Covenant, which governs the application of laws in effect on January 9, 1978, provides:
(a) The following laws of the United States in existence on the effective date of this Section and subsequent amendments to such laws will apply to the
Northern Mariana Islands, except as otherwise provided in this Covenant: (1) those laws which provide federal services and financial assistance programs and the federal banking laws as they apply to Guam . . . .
(2) those laws not described in paragraph (1) which are applicable to Guam and which are of general application to the several States as they are applicable to the several States; and
(3) those laws not described in paragraph (1) or (2) which are applicable to the Trust Territory of the Pacific Islands, but not their subsequent amendments unless specifically made applicable to the Northern Mariana Islands . . . .
Thus, under § 502(a)(2), a federal law that was both “applicable to Guam” and “applicable to the several States” on January 9, 1978, applies to the CNMI.
To facilitate the transition of the Northern Mariana Islands to its new political status, the Covenant established the Commission on Federal Laws (“Commission“) to survey the laws of the United States and make recommendations to Congress as to which laws should be made applicable or inapplicable to the CNMI and to what extent and in what manner. Covenant § 504; Micronesian Telecomms. Corp. v. NLRB, 820 F.2d 1097, 1101 (9th Cir. 1987). In formulating its recommendations, the Commission considered the policies embedded in the law and the provisions and purposes of the Covenant. Covenant § 504. The Commission published its recommendations as interim reports to Congress until the Trust Territory‘s termination. Id.
In its second interim report, the Commission reported that it examined the chapters of Title 7 of the United States Code, including the chapter containing
II. The Animal Welfare Act and the Agriculture Improvement Act of 2018.
The Animal Welfare Act (“AWA“), established in 1966, sets forth standards for the humane care and treatment of animals. Pub. L. No. 89-544, 80 Stat. 350 (1966). In 1976, Congress amended the Animal Welfare Act to prohibit animal fighting. Pub. L. No. 94-279, 90 Stat. 417 (1976). That amendment, codified as
Section 2156 provided that “[i]t shall be unlawful for any person to knowingly sponsor or exhibit an animal in any animal fighting venture to which any animal was moved in interstate or foreign commerce.”
Because cockfighting was lawful in both Guam and the CNMI under each jurisdiction‘s
In 2018, Congress passed the Agriculture Improvement Act of 2018 (“AIA“), which amended the AWA. Section 12616 of the AIA, hereafter the “2018 Amendment,” eliminated the cockfighting exception contained in
Thus, after the AIA went into effect, cockfighting was federally prohibited in both Guam and the CNMI.
FACTUAL AND PROCEDURAL BACKGROUND
Until 2019, when the AIA prohibited cockfighting completely, Salas had been regularly and actively involved in cockfighting. After the passage of the AIA, Salas filed suit in the U.S. District Court for the Northern Mariana Islands, seeking a declaratory judgment stating that
In his complaint, Salas advanced three legal theories as to why the Covenant precluded the application of the AWA‘s federal prohibition on cockfighting to the CNMI. First, Salas argued that because § 2156 was not a law of general application in 1978, it did not apply to the CNMI under Covenant § 502. Second, Salas asserted that § 2156 did not apply to the CNMI under § 105 because it could not be made applicable to the several states. Finally, Salas contended that the 2018 Amendment intrudes into the internal affairs of the CNMI in violation of Covenant § 103, which preserves the CNMI‘s right of local self-government.
The government moved to dismiss Salas‘s complaint with prejudice under
First, the district court found that § 2156 “was applicable to Guam” in 1978, explaining that although the § 2156(d) exception allowed cockfighting to remain legal in Guam, the lack of a cockfighting prohibition in Guam did not mean that the statute was not “applicable to Guam.” The district court noted that Salas‘s argument that § 2156 needed to impose a federal cockfighting prohibition in Guam for it to apply to Guam under Covenant § 502, was “very similar to the government‘s unsuccessful argument” in Northern Mariana Islands v. United States, 279 F.3d 1070 (9th Cir. 2002), where the Ninth Circuit defined “applicable to Guam” to mean “applicable
Next, the district court found that § 2156 was applicable to the several States under Covenant § 502. Because the Ninth Circuit in Northern Mariana Islands defined the phrase “applicable to Guam” to mean “applicable with respect to” and “applicable within” Guam, the district court held that § 502‘s phrase “general application to the several States” also meant “applicable within” and “applicable with respect to” the several States, as principles of statutory interpretation require a court to presume that the same words and phrases have the same meaning when used in different parts of the same statute.
Finally, the district court determined that Covenant § 103 did not preclude the 2018 Amendment‘s application to the CNMI because § 502 governed, as opposed to § 105. Because Covenant § 502 governed, the requirement under § 103, that a federal law not intrude on the CNMI‘s internal affairs, was not implicated. Even if such a requirement were implicated, the district court explained that the federal interests in regulating interstate or foreign commerce, protecting the nation‘s values, and controlling the interstate spread of the avian flu outweighed any degree of intrusion. The district court declined to give Salas leave to amend his complaint, noting that Salas‘s request to plead more facts regarding the importance of cockfighting in the CNMI was unnecessary because the district court had presumed cockfighting regulation to be an internal affair of the CNMI. Additionally, leave to amend would be futile because the federal interests outweighed any intrusion caused by § 2156 and its 2018 Amendment. The district court thus dismissed Salas‘s complaint with prejudice. Salas timely appealed.
STANDARD OF REVIEW
“We review de novo the dismissal of a complaint for failure to state a claim.” Telesaurus VPC, LLC v. Power, 623 F.3d 998, 1003 (9th Cir. 2010).
DISCUSSION
The issue in this case is whether the district court properly dismissed Salas‘s complaint because the federal cockfighting prohibition, set forth in
I. The Covenant‘s plain language establishes that § 502 governs.
The applicability of a federal law to the CNMI is guided by whether § 502 or § 105 of the Covenant governs. See Richards, 4 F.3d at 756. “When interpreting the meaning of [a] statute, we look first to its plain language.” Infuturia Glob. Ltd. v. Sequus Pharms., Inc., 631 F.3d 1133, 1137 (9th Cir. 2011) (internal quotation marks omitted). According to its terms, Covenant § 502 determines the applicability of “laws of the United States in existence on [January 9, 1978] and subsequent amendments to such laws.” Covenant § 502(a). “Section 105 governs the application of federal laws enacted after that date.” Richards, 4 F.3d at 754. We have held that the language of the Covenant “is clear and unambiguous.” Micronesian Telecomms. Corp., 820 F.2d at 1101. “If the statutory language is plain, we must enforce the statute according to its
II. Under Covenant § 502, 7 U.S.C. § 2156 and its 2018 Amendment apply to the CNMI.
Because § 502 of the Covenant governs, the test to determine whether
Salas argues that § 2156 was not “applicable to Guam” under the first prong of § 502 because cockfighting was legal under Guam‘s laws in 1978. In other words, because § 2156(d) exempted Guam from § 2156‘s animal fighting prohibition, the cockfighting prohibition did not “apply to Guam.” As the district court noted, however, Salas appears to misconstrue what it means for a law to be “applicable to Guam.” According to Salas, “[t]he plain meaning of ‘apply’ is to have some practical effect, and a law imposing a ban that bans nothing in a given place has no more practical effect in that place than a law that is never enacted in the first place.” Salas‘s theory, however, contradicts the language of § 2156 and Ninth Circuit precedent.
First, the language of § 2156 clearly states that the law was meant to apply in every state and territory, including the CNMI. When interpreting a statute, we “look to the particular statutory language at issue, as well as the language and design of the statute as a whole.” K Mart Corp. v. Cartier, Inc., 486 U.S. 281, 291 (1988); see JPMCC 2007-C1 Grasslawn Lodging, LLC v. Transwest Resort Props. Inc. (In re Transwest Resort Props., Inc.), 881 F.3d 724, 727 (9th Cir. 2018). Section 2156 made it a federal offense to sponsor or exhibit an animal in any “animal fighting venture” in which an animal was moved in interstate commerce,
Second, we rejected a theory like the one Salas advances in Northern Mariana Islands v. United States. There, the government argued that amendments to the federal Quiet Title Act that exempted the States, but not Guam, from the act‘s statute of limitations were not “applicable to Guam” under Covenant § 502. 279 F.3d at 1072-74. We rejected the government‘s theory, explaining that “[t]he Covenant‘s framers considered the term ‘applicable to Guam’ to mean not only ‘applicable with respect to’ Guam, but also to mean ‘applicable within’ Guam.” Id. at 1073. As a result, that “the amendments themselves did not exempt Guam from [the act‘s] statute of limitations” did not mean the amendments were not applicable to Guam within the meaning of Covenant § 502(a)(2). Id. at 1073-74. “That is, the amendments, regardless of their treatment of Guam, are law within Guam.” Id. at 1073. We thus rejected understanding “applicable to Guam” in Covenant § 502 to mean that a federal law must have a practical effect in Guam for the law to apply. Therefore, § 2156(d) was applicable to Guam in 1978, satisfying the first prong (“applicable to Guam“) of § 502‘s two-part test.
For the second prong (“of general application to the several States“), Salas asserts the same theory. Specifically, Salas argues that § 2156 was not of “general application to the several states” because it was applicable to the states “only variably and selectively,” “depending on whether cockfighting was or was not already prohibited by their own laws,” In interpreting statutes, “the same words or phrases are presumed to have the same meaning when used in different parts of a statute.” Prieto-Romero v. Clark, 534 F.3d 1053, 1061 n.7 (9th Cir. 2008) (internal quotation marks omitted). Thus, the meaning of “application to Guam” should be consistent with the meaning of “application to the several States.” Because application to Guam is understood to mean “applicable with respect to” and “applicable within” Guam, it follows that “application to the several States” likewise means “applicable with respect to” and “applicable within” the several States. See N. Mariana Islands, 279 F.3d at 1073. Therefore, § 2156 “was of general application to the several states” for the same reasons that § 2156 was “applicable to Guam,” as discussed above.
Because § 2156 was in existence on January 9, 1978, and was applicable to Guam and to the States generally, § 2156 and its 2018 Amendment prohibiting cockfighting are applicable to the CNMI under Covenant § 502.1 United
States v. Dela Cruz, 358 F.3d 623, 625 (9th Cir. 2004) (where other conditions of § 502 were met, “[t]he only inquiry for this court is therefore whether [the challenged law] was in existence on [January 9, 1978]“).
III. Covenant § 105 does not govern the applicability of amendments to statutes in existence on January 9, 1978.
In the district court, Salas argued that either (1) both § 2156 and its 2018 Amendment were governed by Covenant § 502, or (2) the 2018 Amendment was “a new law enacted in 2018” that was instead governed by Covenant § 105. As we have explained, § 2156 and its 2018 Amendment are governed by § 502; Salas‘s argument in the alternative is incorrect. Now on appeal, however, Salas contends that Covenant § 105 must also govern the applicability of the 2018 Amendment—indeed, all amendments to statutes in existence on January 9, 1978—notwithstanding the applicability of § 502. We disagree.
Second, consistent with the statutory language, Ninth Circuit precedent also holds that § 502 governs the applicability of amendments to laws that existed on January 9, 1978, even if the amendments were enacted after that date. In holding the 1986 Quiet Title Act amendments applicable to the CNMI under Covenant § 502 in Northern Mariana Islands, as noted above, we explained that “the 1986 amendments became part of the Quiet Title Act.” 279 F.3d at 1073. As a result, because the Quiet Title Act itself was applicable to the CNMI under § 502, so too were the 1986 amendments. Id. at 1073-74.2
Third, we note that the Commission on Federal Laws, tasked with assisting Congress in determining the applicability of federal laws to the CNMI, also understood § 105 to govern only those laws enacted after January 9, 1978, that are not amendments to statutes enacted prior to that date. Second Interim Report 30-31 (noting that “[d]etermining the applicability to the Northern Mariana Islands of statutes enacted after January 9, 1978, that are not amendments of statutes enacted prior to that date is relatively simple” and is accomplished by applying the “rule of statutory construction” in § 105).3
Against this evidence, Salas and the concurrence point to § 502(a)‘s preamble stating that laws and subsequent amendments to those laws apply to the Northern Mariana Islands “except as otherwise provided in this Covenant.” Under Salas‘s interpretation, § 502 is subordinate to § 105, notwithstanding § 502‘s clear instruction to treat amendments to laws that existed on the Covenant‘s effective date the same as those laws themselves. We find this contention unpersuasive. Salas‘s argument hinges on the premise that “subsequent amendments” to laws in effect on the Covenant‘s effective date do not automatically apply to the Northern Mariana Islands but rather must meet § 105‘s requirements, just like entirely new legislation. Section 502(a)‘s vague reference to “except as otherwise provided in this Covenant” is insufficient evidence in favor of Salas‘s position.
Moreover, if subsequent amendments were treated like new legislation for purposes of applying § 105‘s requirements, then we would expect to see some textual evidence distinguishing between laws in effect on the Covenant‘s effective date and subsequent amendments to . . .
those laws. We see no such evidence. Indeed, the one provision that does not treat “subsequent amendments” identically to existing laws is
At bottom, Salas‘s (and the concurrence‘s) position is that there is no conflict between treating laws in effect on the Covenant‘s effective date and their subsequent amendments the same on the one hand, and yet subjecting subsequent amendments to laws in effect on the Covenant‘s
IV. Even if Covenant § 105 governs, 7 U.S.C. § 2156 and its 2018 Amendment would still apply to the CNMI.
Even if Covenant
A. 7 U.S.C. § 2156 and its 2018 Amendment are “applicable to the several States.”
Under Covenant
B. 7 U.S.C. § 2156 and its 2018 Amendment do not intrude impermissibly upon the internal affairs of the CNMI under Covenant § 103 and § 105 .
Finally, Salas argues that
Covenant
This balancing test, however, is unnecessary for statutes enacted before January 9, 1978, and thus governed by Covenant
1. We presume the regulation of cockfighting to be an internal affair of the CNMI.
At the motion to dismiss stage, we must accept all allegations of material fact as true and construe them in the light most favorable to the nonmoving party, and material allegations, even if doubtful in fact, are assumed to be true. See Cedars-Sinai Med. Ctr. v. Nat‘l League of Postmasters of U.S., 497 F.3d 972, 975 (9th Cir. 2007); Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). The district court presumed the regulation of cockfighting to be an internal affair of the CNMI,5 and we do the same.6
2. 7 U.S.C. § 2156 and its 2018 Amendment serve significant federal interests.
We next balance the federal interests to be served by
When determining legislative intent, we look to specific expressions of legislative intent in the statute itself. See Cal. Tow Truck Ass‘n v. City & County of San Francisco, 693 F.3d 847, 859 (9th Cir. 2012); see also Bittner v. United States, 598 U.S. 85, 98 n.6 (2023) (“A preamble, purpose clause, or recital is a permissible indicator of meaning.” (quoting A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 217 (2012))). We may also look to the legislative history, including congressional committee findings. See Garcia v. United States, 469 U.S. 70, 76 (1984) (“[T]he authoritative source for finding the Legislature‘s intent lies in the Committee Reports on the bill, which represent the considered and collective understanding of those Congressmen involved in drafting and studying proposed legislation.” (alteration and internal quotation marks omitted)).
Here, the statement of findings contained in the AWA expressly states that Congress sought to eliminate the burden of animal fighting ventures on interstate commerce and assure the humane treatment of animals in such commerce:
The Congress finds that animals and activities which are regulated under this chapter are either in interstate or foreign commerce or substantially affect such commerce or the free flow thereof, and that regulation of animals and activities as provided in this chapter is necessary to prevent and eliminate burdens upon such commerce and to effectively regulate such commerce, in order . . . to assure the humane treatment of animals during transportation in commerce . . . .
The AWA‘s congressional committee findings show the same. See H.R. Rep. No. 94-801, at 10 (1976) (“[The AWA] is necessary to prevent and eliminate burden upon [interstate or foreign] commerce, to effectively regulate such commerce, to protect the human values of this great Nation from the subversion of dehumanizing activities, and to carry out the objectives of the Act.“).
The government also asserts, and the district court agreed, that the cockfighting prohibition serves to prevent the spread of avian flu, offering statements made by members of Congress to that effect. E.g., 153 Cong. Rec. S451 (daily ed. Jan. 11, 2007) (statement of Sen. Cantwell) (“Interstate and international transport of birds for cockfighting is known to have contributed to the spread of avian influenza in Asia and poses a threat to poultry and public health in the United States.“); 153 Cong. Rec. E2 (daily ed. Jan. 5, 2007) (statement of Rep. Gallegly) (“There is the additional concern that cockfighters spread diseases that jeopardize poultry flocks and even public health.“). Although “comments by legislators are generally less authoritative than official committee reports, they nonetheless may be persuasive authority” as to statutory intent. U.S. Aviation Underwriters Inc. v. Nabtesco Corp., 697 F.3d 1092, 1099 n.3 (9th Cir. 2012) (citations omitted). Evidence that Congress may have also sought to prevent the spread of avian flu by restricting, and ultimately prohibiting, cockfighting reinforces the conclusion that the prohibition serves significant federal interests.
Thus, Congress‘s interests in regulating animal fighting to relieve its burden on interstate commerce, ensure the humane treatment of animals, and prevent the spread of avian flu are significant, not illusory, as Salas suggests.7 Because
CONCLUSION
For the foregoing reasons, we affirm the district court‘s judgment.
AFFIRMED.
PAEZ, Circuit Judge, concurring in the result:
I concur in the court‘s judgment. Respectfully, however, I disagree that ”
I.
This case involves a question of first impression: whether
Importantly, Northern Mariana Islands v. United States, 279 F.3d 1070 (9th Cir. 2002)—one of the only Ninth Circuit opinions to address amendments to laws in existence on January 9, 1978—does not settle the matter. In Northern Mariana Islands, we considered whether amendments to the Quiet Title Act were applicable to the CNMI under the terms of the Covenant. We ultimately determined that they were, concluding:
Because the Quiet Title Act was in existence on January 9, 1978, and because the Quiet Title Act is applicable to Guam and to the States generally, the Quiet Title Act and its amendments are applicable to the CNMI “as they are applicable to the several States,” under the terms of section 502(a)(2).
Id. at 1073 (footnotes omitted).
The majority understandably relies on Northern Mariana Islands as evidence that only ”
As this case demonstrates, an amendment to a law can be just as far-reaching as the original law itself. The question of whether
II.
Turning to the merits, we must ascertain the statute‘s plain meaning by “look[ing] to the particular statutory language at issue, as well as the particular language and design of the statute as a whole.” K Mart Corp. v. Cartier, Inc., 486 U.S. 281, 291 (1988).5 In my view, given the Covenant‘s plain text,
A.
I begin with Richards, where we interpreted
To give due consideration to the interests of the United States and the interests of the Commonwealth as reflected in Section 105, we think it appropriate to balance the federal interest to be served by the legislation at issue against the degree of intrusion into the internal affairs of the CNMI.
Id. at 755.
Importantly, our analysis in Richards adhered to the plain text of the Covenant, referring consistently to “legislation.” Id. at 754-55. And though we did not define the term in that case, the proper analysis for doing so is straightforward. The ordinary plain meaning of “legislation” is “the enactments of a legislator or a legislative body.” Merriam-Webster Dictionary, “legislation,” https://www.merriam-webster.com/dictionary/legislation (last accessed Aug. 15, 2024); see also LEGISLATION, Black‘s Law Dictionary (12th ed. 2024) (“The law so enacted; collectively, the formal utterances of the legislative organs of government.“). Given these definitions, there can be no question that both original “laws” and “subsequent amendments to [existing] laws,” Covenant
Unsurprisingly, the majority does not refute this point. In fact, the majority does not construe
In this case, giving effect to all sections of the Covenant requires that
Moreover, reading the Covenant to apply both provisions to such amendments is further supported by examining
The following laws of the United States in existence on the effective date of this Section and subsequent amendments to such laws will apply to the Northern Mariana Islands, except as otherwise provided in this Covenant[.]
Section
B.
If the plain text were to leave any ambiguity,7 the Covenant‘s structure and purpose, practical effects, and legislative history leave no doubt that both provisions apply.
First, a reading of
With respect to purpose, it is evident that at least one of the guiding principles of the Covenant is self-government. See Covenant Preamble (recognizing the CNMI‘s right to “express their wishes for self-government or independence” and “desire . . . to exercise their inalienable right of self-determination“); Covenant
Second, the practical results of the majority‘s interpretation also counsel in favor of construing
Nor would Salas‘s interpretation impose novel constraints on the federal government. The primary requirement of
Third, the Covenant‘s legislative history supports this reading as well.12
First, the Marianas Political Status Commission‘s Section-by-Section Analysis confirms that
Second, the legislative history strongly suggests that
By contrast, the only legislative history cited by the majority is the Northern Mariana Islands Commission on Federal Laws‘s Second Interim Report, which predated the Commission‘s Final Report. To be sure, we have cited this specific report in prior cases involving the CNMI, see, e.g., Fang, 809 F.3d at 513-14 (quoting Second Interim Report of the N. Mariana Islands Comm‘n on Fed. Laws to the Congress of the United States 415 (1985) [hereinafter Second Interim Report]), and the approach described there does in fact support the majority‘s interpretation, see Second Interim Report, at 23-33. However, that approach was explicitly repudiated by the Commission‘s Final Report, which in turn sanctioned an entirely different approach.14 See Final Report, at 24
Finally, to the extent the above interpretive tools do not settle the matter, I would read any remaining ambiguity in favor of the CNMI and its people for at least two reasons. First, as Salas argues, this aligns with the intent of the Covenant‘s drafters. Indeed, Representative Phillip Burton, who served as Chairman of the House Subcommittee on Territorial and Insular Affairs,16 expressed as much. See 122 Cong. Rec. 727 (statement of Rep. Burton) (“Our committee‘s and my own intent is that all possible ambiguities should be resolved in favor of and to the benefit of the people and Government of the Northern Mariana Islands.“).
Second, in similar circumstances, both the Supreme Court and our court have read statutory ambiguities in favor of self-governing parties with whom the United States has ratified agreements. See Antoine v. Washington, 420 U.S. 194, 199 (1975) (“The canon of construction applied over a century and a half by this Court is that the wording of treaties and statutes ratifying agreements with the Indians is not to be construed to their prejudice.“); Swim v. Bergland, 696 F.2d 712, 716 (9th Cir. 1983) (“Agreements between the United States and Indian tribes are to be construed according to the probable understanding of the original tribal signatories.“); United States v. S. Pac. Transp. Co., 543 F.2d 676, 687 (9th Cir. 1976) (“[S]tatutes enacted for the protection of Indians must be broadly construed in the Indians’ favor.“); see also James T. Campbell, Aurelius‘s Article III Revisionism: Reimagining Judicial Engagement with the Insular Cases and “The Law of the Territories,” 131 Yale L.J. 2542, 2637 (2022) (“There are many potentially relevant doctrinal threads with which to link the notion of promise keeping in the territorial and Indian law contexts. For instance, the Supreme Court‘s Indian-law jurisprudence . . . has declined to distinguish between treaty and nontreaty agreements with the federal government, subjecting both to interpretive rules that are designed to vindicate those promises and prevent diminishment of reservation borders.“). Given the Covenant‘s consistent emphasis on self-government, I would likewise view any remaining ambiguity in the
In this case, reading ambiguity in the Covenant in favor of the CNMI and its people means ensuring that
III.
Applying the Richards balancing test to the immediate case, I agree with the majority that Salas has failed to demonstrate
* * *
To close, when the United States and the people of the Northern Mariana Islands came together to ratify the Covenant, they enshrined in that document the CNMI‘s fundamental right to self-government. See Covenant
Notes
The following laws of the United States in existence on the effective date of this Section and subsequent amendments to such laws will apply to the Northern Mariana Islands, except as otherwise provided in this Covenant: . . . (2) those laws not described in paragraph (1) which are applicable to Guam and which are of general application to the several States as they are applicable to the several States[.]
The United States may enact legislation in accordance with its constitutional processes which will be applicable to the Northern Mariana Islands, but if such legislation cannot also be made applicable to the several States the Northern Mariana Islands must be specifically named therein for it to become effective in the Northern Mariana Islands. In order to respect the right of self-government guaranteed by this Covenant the United States agrees to limit the exercise of that authority so that the fundamental provisions of this Covenant, namely Articles, I II and III and Section 501 and 805, may be modified only with the consent of the Government of the United States and the Government of the Northern Mariana Islands.
In deciding whether or not to apply a federal law to the Commonwealth we should initially ask two questions: (1) Is the law necessary and proper for carrying out the Covenant, and (2) Is the law inconsistent with the right of self-government over local and internal matters reserved to the people of the Commonwealth in Section 103. Only if a Federal Law is both necessary and proper in carrying out the Covenant and not inconsistent with the right of self-government is it applicable within the Commonwealth.