GARCIA ET AL. v. UNITED STATES
No. 83-6061
Supreme Court of the United States
Argued October 10, 1984-Decided December 10, 1984
469 U.S. 70
REHNQUIST, J.
Charles G. White argued the cause pro hac vice for petitioners. With him on the briefs was Theodore J. Sakowitz.
Jerrold J. Ganzfried argued the cause for the United States. With him on the brief were Solicitor General Lee, Assistant Attorney General Trott, Deputy Solicitor General Frey, and John F. De Pue.
JUSTICE REHNQUIST delivered the opinion of the Court.
Petitioners assaulted an undercover United States Secret Service agent with a loaded pistol, in an attempt to rob him of $1,800 of Government “flash money” that the agent was using to buy counterfeit currency from them. They were convicted of violating
Agent K. David Holmes of the United States Secret Service posed as someone interested in purchasing counterfeit currency. He met petitioners Jose and Francisco Garcia in a park in Miami, Fla. Petitioners agreed to sell Holmes a large quantity of counterfeit currency, and asked that he show them the genuine currency he intended to give in exchange. He “flashed” the $1,800 of money to which he had been entrusted by the United States, and they showed him a sample of their wares—a counterfeit $50 bill.
Petitioners were convicted in a jury trial of violating
“Whoever assaults any person having lawful charge, control, or custody of any mail matter or of any money or other property of the United States, with intent to rob, steal, or purloin such mail matter, money, or other property of the United States, or robs any such person of mail matter, or of any money, or other property of the United States, shall for the first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery he wounds the person having custody of such mail, money, or other property of the United States, or puts his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be imprisoned twenty-five years.”
Both petitioners were sentenced to the 25-year prison term mandated by
Section 2114 prohibits the assault with intent to rob of “any person having lawful charge, control or custody of any mail matter or of any money or other property of the United States . . . .” (emphasis supplied). Petitioners contend that notwithstanding the reach of this language, Congress intended that only the robbery of “postal” money or property was to be covered by the statute.
The enacted language of the statute is contrary to petitioners’ argument. The language protects custodians of any mail matter, custodians of any United States money, and, in a catchall phrase, custodians of any other United States property. As in our recent case of Lewis v. United States, 445 U. S. 55 (1980), “[n]othing on the face of the statute suggests a congressional intent to limit its coverage to persons [employed by the Postal Service].” Id., at 60.
The three classes of property protected by
Petitioners contend that the language of the statute is ambiguous, and in support of this contention offer what seems to us a rather labyrinthine explanation of the statutory language. Petitioners first claim that the conjunction “or”
Petitioners then develop their argument by invoking the principle of ejusdem generis to resolve the ambiguity which their analysis creates. Under that principle, of course, where general words follow an enumeration of specific terms, the general words are read to apply only to other items like those specifically enumerated. See Harrison v. PPG Industries, Inc., 446 U. S. 578, 588 (1980). Petitioners thus urge that “mail matter” is a specific term, and therefore the general terms “money” and “other property” which follow it must be read in the specific, restricted postal context. They conclude that “money” was intended to mean “postal money” and “other property of the United States” was intended to mean “other postal property.”
We said in Harrison that “‘the rule of ejusdem generis, while firmly established, is only an instrumentality for ascertaining the correct meaning of words when there is uncertainty.‘” Ibid., quoting United States v. Powell, 423 U. S. 87, 91 (1975), in turn quoting Gooch v. United States, 297 U. S. 124, 128 (1936). We are not persuaded that petitioners’ analysis of the statutory language creates any ambiguity in the plain meaning of the words, and even if it did we do not think that the particular language here lends itself to the application of the ejusdem generis rule. We have previously noted that the terms in question are made separate and distinct from one another by Congress’ use of the disjunctive; in addition, the term “mail matter” is no more specific a term—and is probably less specific—than “money.”
Notwithstanding petitioners’ argument to the contrary, we are satisfied that the statutory language with which we deal has a plain and unambiguous meaning. While we now turn to the legislative history as an additional tool of analysis, we do so with the recognition that only the most extraordinary showing of contrary intentions from those data would justify a limitation on the “plain meaning” of the statutory language. When we find the terms of a statute unambiguous, judicial inquiry is complete, except in “‘rare and exceptional circumstances,‘” TVA v. Hill, 437 U. S. 153, 187, n. 33 (1978), quoting Crooks v. Harrelson, 282 U. S. 55, 60 (1930).
Section 2114 had its genesis as a law to protect mail carriers from assault and robbery of mail matter. The forerunner to
Petitioners contend that the 1935 amendment to
In surveying legislative history we have repeatedly stated that the authoritative source for finding the Legislature‘s intent lies in the Committee Reports on the bill, which “represen[t] the considered and collective understanding of those Congressmen involved in drafting and studying proposed legislation.” Zuber v. Allen, 396 U. S. 168, 186 (1969). We have eschewed reliance on the passing comments of one Member, Weinberger v. Rossi, 456 U. S. 25, 35 (1982), and casual statements from the floor debates. United States v. O‘Brien, 391 U. S. 367, 385 (1968); Consumer Product Safety Comm‘n v. GTE Sylvania, Inc., 447 U. S. 102, 108 (1980). In O‘Brien, supra, at 385, we stated that Committee Reports are “more authoritative” than comments from the floor, and we expressed a similar preference in Zuber, supra, at 187.3
The Committee Reports on this bill show no intent on the part of the 74th Congress to limit the amended
Petitioners make a good deal of the fact that both Reports contain the letter from the Postmaster General, requesting enactment of the bill. That official‘s letter, however, says nothing about limiting the broad language of the bill to postal crimes, but instead speaks simply of “custodian[s] of Government funds,” not of Government “mail.” H. R. Rep. No. 582, supra, at 1; S. Rep. No. 1440, supra, at 1. In two places the Postmaster General‘s letter states that the bill was designed to punish the crime of “robbing or attempting to rob custodians of Government moneys.” Ibid. Thus the Committee Reports show that the Postmaster, and the two Committees responsible for the legislation, gave no evidence of their belief that the statute was limited to postal crimes.
Petitioners rely heavily on the statement of Representative Dobbins, whom the dissent identifies as the floor manager, made on the floor of the House of Representatives on May 24, 1935. Representative Dobbins stated:
“The only purpose of the pending bill is to extend the protection of the present law to property of the United States in the custody of its postal officials. . . . [L]et me say there are many custodians of postal stations who have a great amount of money in their custody but little mail. . . .” 79 Cong. Rec. 8205 (1935).
We think probably the strongest argument that may be made for limitation on the coverage of
As a final argument petitioners assert that they are vindicated by the Solicitor General‘s earlier stipulation in United States v. Hanahan, 442 F. 2d 649 (CA7 1971), vacated and remanded, 414 U. S. 807 (1973). In that case we were faced with the identical issue presented here, but we vacated and remanded in light of the Solicitor General‘s concession that
Petitioners seek to clip
The judgment of the Court of Appeals is therefore affirmed.
It is so ordered.
JUSTICE STEVENS, with whom JUSTICE BRENNAN and JUSTICE MARSHALL join, dissenting.
When the literal application of a statute would produce a result “demonstrably at odds with the intentions of its drafters,” the actual legislative intent must control our disposition. See Griffin v. Oceanic Contractors, Inc., 458 U. S. 564, 571 (1982). I believe a similar rule should apply to the literal application of a federal criminal statute that is dramatically broader than the coverage that its draftsmen intended.
I
A fair reading of the entire history of
The Second Congress, recognizing the importance of the delivery of the mails, enacted the earliest predecessor to
Repeatedly in subsequent years Congress enacted special legislation dealing with mail-robbery offenses. Such statutes were enacted in 1799,5 1810,6 1825,7 1872,8 and
1909.9 In the 1909 statute, Congress established a mandatory minimum sentence of incarceration of 25 years for attempted robbery if the mail carrier was wounded or had his life put in danger. As it had done consistently for over a century, Congress thus ensured that the law would provide special protection for a person within the postal setting by making it clear that a crime upon such a person was an unusually serious matter, not only because it was a federal offense, but also because of the severity of the mandated penalty.10
The history through the 1909 codification and in the immediate years thereafter unequivocally demonstrates that
II
A review of the circumstances leading to the 1935 amendment persuades me that Congress merely intended to broaden the protection of postal workers. In 1934 two bills containing the amendatory language that was enacted in the following year were introduced in the House of Representatives and referred to the Committee on the Judiciary.11 Neither of those bills was reported out of that Committee which, of course, is the Committee that would normally process a significant change in the general coverage of the Criminal Code. In 1935, the highest postal official, the Postmaster General, wrote a letter to Representative James M. Mead, Chairman of the House Committee on the Post Office and Post Roads, requesting an amendment to cover assaults on custodians of Government funds.12 In both the House and the Senate it was the Committee on the Post Office and Post Roads that processed the requested legislation. See H. R. Rep. No. 582, 74th Cong., 1st Sess. (1935); S. Rep. No. 1440, 74th Cong., 1st Sess. (1935).
The 1935 amendment that was referred to the House Committee on the Post Office and Post Roads was a noncontroversial measure that Congressman Dobbins, a Member of that Committee, managed on the floor of the House. In response to a query, he stated that “[t]he only purpose of
relatively minor piece of legislation of this sort is processed with almost no debate on the floor of either House, the unambiguous comment of a spokesman for the Committee that reported the bill is particularly illuminating. In my opinion it is entitled to greater weight than a general statement in the Committee Reports that is little more than a paraphrase of the statutory language itself.
As Judge Friendly succinctly wrote in United States v. Reid, 517 F. 2d 953 (CA2 1975):
“[T]he 1935 amendment was to a statute which stood in the chapter of the Criminal Code dealing with offenses against the postal service. No Congressman could have supposed that, in passing an amendment to that section proposed by the Postmaster General and recommended by the committees dealing with the postal service, he was creating a new crime with respect to government property generally.” Id., at 957, n. 3a.
III
Even after Congress enacted the 1935 amendment, thus structuring the statute to read14 in much the same form as it
exists today, the statute remained in the chapter dealing with crimes against the Postal Service until the general revision of the Judicial Code in 1948. No one contends that the 1948 revision changed the meaning of the statute.15
Apparently it never occurred to any federal prosecutor that this statute had any application outside the postal context until several decades after it was amended.16 Indeed, in 1973, when the question was first considered at the top executive level of the Department of Justice in United States v. Hanahan, 442 F. 2d 649 (CA7 1971), vacated and remanded, 414 U. S. 807 (1973), Solicitor General Bork carefully examined the question, concluding that it covered only postal crimes. The Solicitor General‘s explanation of that conclusion merits quotation:
“In 1935 Congress added the more encompassing phrase ‘money or other property of the United States.’ On its face the statute covers the crime for which petitioner was convicted, as one involving a ‘person having lawful charge, control, or custody of any . . . money or other property of the United States . . . .’ We agree with petitioner, however, that the legislative history plainly shows that the statute was intended to apply only to postal crimes.
. . . .
“The bill amending the statute was designed to remedy the anomalous situation which existed under the old statute. Before the amendments the statute imposed a severe penalty on one who robbed mail matter from the Postal Office but imposed no penalty on one who
robbed money or other valuable property from the Post Office. . . . “The change in the law had been advocated by the Post Office Department and only that Department submitted a report on the bill to the House and Senate Committees on Post Office and Post Roads. . . . We therefore concede that Section 2114, as amended, was designed only to cover robberies of post offices or postal employees.”17
IV
Even if I am correct in my appraisal of the actual intent of Congress, it is arguable that the statutory language is sufficiently plain that it should nevertheless be given effect. There are, however, three special concerns that lead me to the contrary conclusion.
First is the relationship between this statute and other parts of the Criminal Code. The general statute proscribing thefts of Government property,
Second, the severity of the mandatory minimum sentences—10 years if no actual or threatened violence is involved and 25 years in a case of this kind—is rather plainly disproportionate to the offense if it covers every conceivable theft of Government property—even the attempted robbery of a Government-owned hammer.20 The Government responds by noting that it is for Congress to decide if a penalty is too harsh.21 This is quite true. But this response identifies my final—and most important—concern.
It is Congress, rather than the Executive, that must define the dimensions of the federal law enforcement program. Law enforcement remains, and should remain, the primary responsibility of the several States. Every increase in the power of the federal prosecutor moves us a step closer to a national police force with its attendant threats to individual liberty. For that reason, I believe we have a special obligation to make sure that Congress intended to authorize a novel assertion of federal criminal jurisdiction. Cf. Bell v. United States, 462 U. S. 356, 363 (1983) (STEVENS, J., dissenting); McElroy v. United States, 455 U. S. 642, 675 (1982) (STEVENS, J., dissenting); United States v. Altobella, 442
Notes
“That if any person or persons shall rob any carrier of the mail of the United States, of such mail, or if any person shall rob the mail, in which letters are sent to be conveyed by post, of any letter or packet, or shall steal such mail, or shall steal and take from or out of the same, or from or out of any post-office, any letter or packet, such offender or offenders shall, on conviction thereof, suffer death.” § 17, 1 Stat. 237.
“Resort to legislative history is only justified where the face of the Act is inescapably ambiguous, and then I think we should not go beyond Committee reports, which presumably are well considered and carefully prepared. . . . [T]o select casual statements from floor debates, not always distinguished for candor or accuracy, as a basis for making up our minds what law Congress intended to enact is to substitute ourselves for the Congress in one of its important functions.” Schwegmann Bros. v. Calvert Distillers Corp., 341 U. S. 384, 395-396 (1951) (concurring).
See“That any person who shall rob any carrier, agent, or other person intrusted with the mail, of such mail, or any part thereof, shall, on conviction thereof, be imprisoned at hard labor not less than five nor more than ten years; and if convicted a second time of a like offence, or if, in effecting such robbery the first time, the robber shall wound the person having custody of the mail, or put his life in jeopardy by the use of dangerous weapons, such
In contrast to the single grouping of offenses related to mail robbery in previous statutes, the revision also contained a separate section for attempting to rob a mail carrier:
“That any person who shall attempt to rob the mail by assaulting the person having custody thereof, shooting at him or his horse, or threatening him with dangerous weapons, and shall not effect such robbery, shall, on conviction thereof, be imprisoned at hard labor not less than two nor more than ten years.” § 287, 17 Stat. 320.
The Revised Statutes of 1878 contained the separate mail-robbery-related provisions, as renumbered. Rev. Stat. §§ 5472, 5473.
“Whoever shall assault any person having lawful charge, control, or custody of any mail matter, with intent to rob, steal, or purloin such mail matter or any part thereof, or shall rob any such person of such mail or any part thereof, shall, for a first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery, he shall wound the person having custody of the mail, or put his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be imprisoned for twenty-five years.” Ibid.
See
“This section is made up of two sections of the Revised Statutes. Under those sections, one committing robbery of the mails, or attempting to do so, and in doing or attempting to do which makes use of a dangerous weapon, is subject to imprisonment for life. This language has been omitted and the maximum imprisonment which may be imposed has been reduced to twenty-five years.” S. Rep. No. 10, 60th Cong., 1st Sess.,
Throughout the discussion on the provision, Congress had no doubt that it was concerned with the mails. Id., at 1906 (“The offense intended to be reached by this provision is interfering with a person having custody of the mail“) (statement of Mr. Heyburn).
“The receipt is acknowledged of your letter of the 16th instant, requesting a report on H. R. 5360, a bill providing for punishment for the crime of robbing or attempting to rob custodians of Governnment moneys or property.
“Assaults upon custodians of mail matter are punishable under section 197 of the Federal Penal Code (18 U. S. C. 320), which provides a penalty of 25 years’ imprisonment if the custodian is wounded or his life is put in jeopardy by the use of a dangerous weapon. If the person assaulted is a custodian of Government funds (not mail) the maximum punishment that
See also Hearings before Subcommittee No. 8 of the House Committee on the Post Office and Post Roads on H. R. 154, 3252, 5049, 5162, 5360, 5370, 74th Cong., 1st Sess., 24 (1935) (“What we want to say about this bill is the fact that when a bandit, at the point of a gun, holds up our postal employees and takes mail, we have a 25-year penalty for it, but if he comes into the post office and does the same thing and takes away only cash, we are unable to give him such a sentence“) (statement of K. P. Aldrich, Chief Post Office Inspector).
“Mr. DOBBINS. I do not believe that the recommittal of this bill would accomplish anything. It was rather thoroughly considered. It did not merely receive perfunctory consideration. I think the language to which objection was made the previous day when this bill was considered, while it may be unusual language, it has been in the statute a great many years. Since the objection was made the other day I have taken up the matter with the legal advisor and with the inspection force of the Post Office Department. They feel it would be extremely dangerous to change the language of the statute as it is now. As to new language being incorporated in the act, I see no objection to changing it in the manner suggested by the gentleman from Michigan [Mr. Wolcott] at the last hearing of the Consent Calendar.
“Mr. WOLCOTT. I stated at that time that I thought it was a very poorly drafted bill, and I had hoped the committee would redraft it and report it out. I do not insist upon my amendment so far as the penalty is concerned. I think it is a very bad way to leave legislation, making it mandatory upon a judge to give a particular sentence, and no more or no less. If the committee want it that way, however, I have no objection. I think, however, for the purpose of safeguarding the integrity of our work here the language on page 1 should be amended.
. . . .
“Mr. DOBBINS. Mr. Speaker, the gentleman from Ohio objects to the 25-year penalty provision provided in this bill. The penalty clause is not new legislation. If this bill is not passed, the statute will still contain the mandatory 25-year penalty.
“The only purpose of the pending bill is to extend the protection of the present law to property of the United States in the custody of its postal officials, the same as it now extends that protection to mail matter in the custody of its postal officials. Aside from that it makes no change in the law. It just includes property of the United States in addition to mail matter which is protected; and let me say there are many custodians of postal stations who have a great amount of money in their custody but little mail; for instance in those substations where money orders are sold. If a bandit attacks those employees seeking that money, there is no way to prosecute
“I think this makes a salutory change in the law. It is advocated by the Post Office Department and it seems to me there ought to be no objection to it.” Ibid.
“Whoever shall assault any person having lawful charge, control, or custody of any mail matter or of any money or other property of the United States, with intent to rob, steal, or purloin such mail matter, money, or other property of the United States, or any part thereof, or shall rob any such person of such mail matter, or of any money, or other property of the United States, or any part thereof, shall, for the first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery he shall wound the person having custody of such mail, money, or other property of the United States, or put his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be
“Whoever robs another of any kind or description of personal property belonging to the United States, shall be imprisoned not more than fifteen years.”
