Rowland v. California Men's Colony, Unit II Men's Advisory CouncilRowland v. California Men's Colony, Unit II Men's Advisory Council
Lead Opinion
delivered the opinion of the Court.
Title
I
Respondent California Men’s Colony, Unit II Men’s Advisory Council (Council), is a representative association of prison inmates organized at the behest of one of the petitioners, the Warden of the Colony, to advise him of complaints and recommendations from the inmates, and to communicate his administrative decisions back to them. The general prison population elects the Council’s members.
In a complaint filed in the District Court in 1989, the Council charged the petitioners, state correctional officers, with
On appeal, the Council was allowed to proceed in forma pauperis to enable the court to reach the very question “whether an organization, such as [the Council], may proceed in forma pauperis pursuant to
The Court of Appeals reversed,
We granted certiorari,
A
Both
“Persons” were not always so entitled, for the benefits of
The relevant portion of the Dictionary Act,
“[i]n determining the meaning of any Act of Congress, unless the context indicates otherwise—
“the wor[d] ‘person’ . . . include[s] corporations, companies, associations, firms, partnerships, societies, and joint stoсk companies, as well as individuals.”
See
If “context” thus has a narrow compass, the “indication” contemplated by
The point at which the indication of particular meaning becomes insistent enough to excuse the poor fit is of course a matter of judgment, but one can say that “indicates” certainly imposes less of a burden than, say, “requires” or “necessitates.” One can also say that this exception from the general rule would be superfluous if the context “indicate[d] otherwise” only when use of the general definition would be incongruous enough to invoke the common mandate of statutory construction to avoid absurd results.
H-1 HH
Four contextual features indicate that “person” in
The second revealing feature of
Of course, it is true that courts have often coupled this recognition of a corporation’s incаpacity to make an affidavit with a willingness to accept the affidavit of a corporate officer or agent on its behalf even when the applicable statute makes no express provision for doing so. See, e. g., In re Ben Weiss Co.,
The fourth clue to congressional understanding is the failure of
While the courts that have nonetheless held
IV
We do not forget our cases holding that the broad definition of “person” in
United States v. A & P Trucking Co.,
Thus, in both Omaha Tribe and A & P Trucking Co., we found that the statutes in question manifested a purpose that would be substantially frustrated if we did not construe the statute to reach artificial entities.
V
The Council argues that denying it informa pauperis status would place an unconstitutional burden on its members’' First Amendment rights to associate, to avoid which we should construe
VI
The judgment of the Court of Appeals is reversed, and the case is remanded with instructions that the case be remanded to the District Court, where the motion for leave to file informa pauperis must be denied.
So ordered.
Notes
For a description of
The House Report noted three reasons for “extend[ing] the same privilege of proceedings in forma pauperis as is now afforded citizens.” H. R. Rep. No. 650, 86th Cong., 1st Sess., 2 (1959). First, “[i]t is the opinion of
This rule has been applied throughout the history of
This assumption reflects a reality well known within the legal community. See, e. g., Turner, When Prisoners Sue: A Study of Prisoner Section 1983 Suits in the Federal Courts, 92 Harv. L. Rev. 610, 617 (1979) (study of
Two federal cases cited by respondent are the only two, of which we are aware, to hold that artificial entities may be represented by persons who are not licensed attorneys: United States v. Reeves,
On occasion, when a party is a minor or incompetent, or fails to cooperate with appointed counsеl, or is for some other reason unable to file a timely affidavit, we will accept an affidavit from a guardian ad litem or an attorney. By accepting such an affidavit, we bend the requirement that the affiant state that “he” is indigent and that “he” believes “he” is entitled to relief. In such a case, however, it is clear that the party himself is a “person” within the meaning of
We are not ignoring the fact that the individual who made the affidavit as the entity’s agent could still be prosecuted for perjury. However, this is clearly a “second-best” solution; the law does not normally presume that corporate misbehavior can adequately be deterred solely by threatening to punish individual agents.
One plausible motive for Congress to includе artificial entities within the meaning of “person” in § 1916 would be to aid organizations in bankruptcy proceedings. But the fact that the law has been settled for almost 20 years that § 1916(a) does not apply to bankruptcy proceedings, see
Two other decisions allowing organizations to proceed in forma pau-peris appear to place importance on the “public interest” character of the organization or the litigation in question. See River Valley, Inc. v. Dubuque County, 63 F. R. D. 123, 125 (ND Iowa 1974) (noting that the corporation at issue “was formed ... for the purpose of assisting the poor and underprivileged”); Harlem River Consumers Cooperative, Inc. v. Associated Grocers of Harlem, Inc., 71 F. R. D. 93, 96 (SDNY 1976) (finding that “[t]here is a public interest quality to the stated goal for which the corporation was formed” and that “there is a public interest aspect to any private suit for treble damages under the antitrust laws”). The language of
There is no evidence in the reсord suggesting that an inmate would not be allowed to donate part of the Council’s court costs directly from his personal account to the court, or that the inmates could not coordinate such donations.
Justice Thomas asserts that, by drawing an inference from congressional silence, we “deparft] from the definition of ‘context’ set out at the beginning of [our] opinion.” Post, at 221, n. 9. It is not from some dimensionless void, however, that we draw our conclusion. Rather, it is from a pointed silence in the face of obvious problems created by applying to artificial entities the text of
Justice Thomas suggests that our reference to statutory purpose here is inconsistent with our interpretation of “context” in
Dissenting Opinion
dissenting.
In determining whether the context of a statute indicates an intent to confine a word to a meaning more narrow than the one contained in the Dictionary Act,
With this observation, I join Justice Thomas’ dissenting opinion.
with whom Justice Blackmun, Justice Stevens, and Justice Kennedy join, dissenting.
The parties agree that the interpretive point of departure in deciding whether an association is a “person” for purposes of the in forma pauperis statute,
The Court states that the word “context” in
I
The in forma pauperis statute authorizes courts to allow “[1] the commencement, prosecution or defense of any suit, action or proceeding, civil or criminal, or appeal therein, without prepayment of fees and costs or security therefor, by a person who [2] makes affidavit that he is [3] unable to pay such costs or give security therefor.”
An artificial entity has the capacity to sue or be sued in federal court as long as it has that capacity under state law (and, in some circumstances, even when it does not). See
Permitting artificial entities to proceed informa pauperis may be unwise, and it may be an inefficient use of the Government’s limited resources, but I see nothing in the text of
The Court’s holding rests on the view that
A
The first “contextual feature” identified by the Court is the portion of the in forma pauperis statute providing that “[t]he court may request an attorney to represent any such person unable to employ counsel.”
This does not follow at all. Congress’ use of the word “may” is entirely consistent with an intent to include artificial entities among those “persons” entitled to the benefits of the in forma pauperis statute, and it does not necessarily rest on an “assumption that litigants proceeding informa pauperis may represent themselves.” Ibid.
The second “contextual feature” on which the Court focuses is the use of the word “poverty” in
I am not so sure.
The third “contextual feature” is
But these are classic policy considerations — the concerns of a legislature, not a court. Unlike the majority, I am perfectly willing to assume that in adding the word “person” to
Petitioners essentially concede that this argument is ultimately one of policy when they say that the “test for indi-gency” will create “procedural problems” and will have “practical effects ... on the administration of justice.” Brief for Petitioners 17. Today the Court accepts this argument, but a unanimous Court rejected a similar argument only four Terms ago in a case involving another provision of the in
The Court suggests that a reading of
Ill
Congress has created a rule of statutory construction (an association is a “person”) and an exception to that rule (an association is not a “person” if the “context indicates otherwise”), but the Court has permitted the exception to devour the rule. In deciding that an association is not a “person” for purposes of
I respectfully dissent.
I should note, however, that the majority departs from that understanding in its discussion of Wilson v. Omaha Tribe,
Under
Before acknowledging that an agent can make an affidavit on behalf of an artificial entity, the majority pauses to say that such an entity cannot make an affidavit itself Ante, at 204. I suppose this distinction has some metaphysical significance, but I fail to see how it is otherwise relevant, since any action an artificial entity takes must be done through an agent. (It is noteworthy that two of the cases cited by the majority for the proposition that an artificial entity cannot make an affidavit recognize that an agent can make an affidavit on an entity’s behalf. See In re Empire Refining Co.,
See, e.g.,
The context also “indicates otherwise” in statutes dealing with marriage, see, e. g.,
Nor, apparently, are petitioners. At oral argument counsel for petitioners was asked whether the word “poverty” in
The majority says that we established the “standard of eligibility” for in forma pauperis status in “distinctly human terms,” ante, at 203, in Adkins v. E. I. DuPont de Nemours & Co.,
The majority also gives “some weight,” ante, at 204, to
In discussing the difficulty of determining whether an artificial entity is unable to pay costs, the majority says that the “context of congressional silence on [this] issu[e] indicates the natural character of a