ADICKES v. S. H. KRESS & CO.
No. 79
Supreme Court of the United States
Argued November 12, 1969-Decided June 1, 1970
398 U.S. 144
Sanford M. Litvack аrgued the cause for respondent. With him on the briefs were James R. Withrow, Jr., and Alfred H. Hoddinott, Jr.
MR. JUSTICE HARLAN delivered the opinion of the Court.
Petitioner, Sandra Adickes, a white school teacher from New York, brought this suit in the United States District Court for the Southern District of New York against respondent S. H. Kress & Co. (“Kress“) to recover damages under
Petitioner‘s complaint had two counts,2 each bottomed on
The second count of her complaint, alleging that both the refusal of service and her subsequent arrest were the product of a conspiracy between Kress and the Hattiesburg police, was dismissed before trial on a motion for summary judgment. The District Court ruled that petitioner had “failed to allege any facts from which a conspiracy might be inferred.” 252 F. Supp., at 144. This determination was unanimously affirmed by the Court of Appeals, 409 F. 2d, at 126-127.
Miss Adickes, in seeking review here, claims that the District Court erred both in directing a verdict on the substantive count, and in granting summary judgment on the conspiracy count. Last Term we granted certiorari, 394 U. S. 1011 (1969), and we now reverse and remand for further proceedings on each of the two counts.
As explained in Part I, because the respondent failed to show the absence of any disputed material fact, we think the District Court erred in granting summary judgment. With respect to the substantive count, for reasons explained in Part II, we think petitioner will have made out a claim under
I
Briefly stated, the conspiracy count of petitioner‘s complaint made the following allegations: While serving as a volunteer teacher at a “Freedom School” for Negro children in Hattiesburg, Mississippi, petitioner went with six of her students to the Hattiesburg Public Library at about noon on August 14, 1964. The librarian refused to allow the Negro students to use the library, and asked them to leave. Because they did not leave, the librarian called the Hattiesburg chief of police who told petitioner and her students that the library was closed, and ordered them to leave. From the library, petitioner and the students proceeded to respondent‘s store where they wished to eat lunch. According to the complaint, after the group sat down to eat, a policeman came into the store “and observed [Miss Adickes] in the company of the Negro students.” A waitress then came to the booth where petitioner was sitting, took the orders of the Negro students, but refused to serve petitioner because she was a white person “in the company of Negroes.” The complaint goes on to allege that after this refusal of service, petitioner and her students left the Kress store. When the group reached the sidewalk outside the store, “the Officer of the Law who had previously entered [the] store” arrested petitioner on a groundless charge of vagrancy and took her into custody.
On the basis of these underlying facts petitioner alleged that Kress and the Hattiesburg police had conspired (1) “to deprive [her] of her right to enjoy equal treatment and service in a place of public accommoda-
A. CONSPIRACIES BETWEEN PUBLIC OFFICIALS AND PRIVATE PERSONS-GOVERNING PRINCIPLES
The terms of
As noted earlier we read both counts of petitioner‘s complaint to allege discrimination based on race in violation of petitioner‘s equal protection rights.5 Few prin-
The involvement of a state official in such a conspiracy plainly provides the state action essential to show a direct violation of petitioner‘s Fourteenth Amendment equal protection rights, whether or not the actions of the police were officially authorized, or lawful; Monroe v. Pape, 365 U. S. 167 (1961); see United States v. Classic, 313 U. S. 299, 326 (1941); Screws v. United States, 325 U. S. 91, 107-111 (1945); Williams v. United States, 341 U. S. 97, 99-100 (1951). Moreover, a private party involved in such a conspiracy, even though not an official of the State, can be liable under
B. SUMMARY JUDGMENT
We now proceed to consider whether the District Court erred in granting summary judgment on the conspiracy count. In granting respondent‘s motion, the District Court simply stated that there was “no evidence in the complaint or in the affidavits and other papers from which a ‘reasonably-minded person’ might draw an inference of conspiracy,” 252 F. Supp., at 144, aff‘d, 409 F. 2d, at 126-127. Our own scrutiny of the factual allegations of petitioner‘s complaint, as well as the material found in the affidavits and depositions presented by Kress to the District Court, however, convinces us that summary judgment was improper here, for we think respondent failed to carry its burden of showing the absence of any genuine issue of fact. Before explaining why this is so, it is useful to state the factual arguments, made by the parties concerning summary judgment, and the reasoning of the courts below.
In moving for summary judgment, Kress argued that “uncontested facts” established that no conspiracy existed between any Kress employee and the police. To support this assertion, Kress pointed first to the statements in the deposition of the store manager (Mr. Powell) that (a) he had not communicated with the police,8 and that (b) he had, by a prearranged tacit
Petitioner, in opposing summary judgment, pointed out that respondent had failed in its moving papers to dispute the allegation in petitioner‘s complaint, a statement at her deposition,13 and an unsworn statement by a Kress employee,14 all to the effect that there was a policeman in the store at the time of the refusal to serve her, and that this was the policeman who subsequently
We think that on the basis of this record, it was error to grant summary judgment. As the moving party, respondent had the burden of showing the absence of a genuine issue as to any material fact, and for these purposes the material it lodged must be viewed in the light most favorable to the opposing party.15 Respondent here did not carry its burden because of its failure to foreclose the possibility that there was a policeman in the Kress store while petitioner was awaiting service, and that this policeman reached an understanding with some Kress employee that petitioner not be served.
It is true that Mr. Powell, the store manager, claimed in his deposition that he had not seen or communicated with a policeman prior to his tacit signal to Miss Baggett, the supervisor of the food counter. But respondent did not submit any affidavits from Miss Baggett,16 or from
Given these unexplained gaps in the materials submitted by respondent, we conclude that respondent failed to fulfill its initial burden of demonstrating what is a critical element in this aspect of the case-that there was no policeman in the store. If a policeman were present, we think it would be open to a jury, in light of the sequence that followed, to infer from the circumstances that the policeman and a Kress employee had a “meeting of the minds” and thus reached an understanding that petitioner should be refused service. Because “[o]n summary judgment the inferences to be drawn from the underlying facts contained in [thе moving party‘s] materials must be viewed in the light
Pointing to
This argument does not withstand scrutiny, however, for both the commentary on and background of the 1963 amendment conclusively show that it was not intended to modify the burden of the moving party under
If respondent had met its initial burden by, for example, submitting affidavits from the policemen denying their presence in the store at the time in question,
“It has always been perilous for the opposing party neither to proffer any countering evidentiary materials nor file a 56 (f) affidavit. And the peril rightly continues [after the amendment to Rule 56 (e)]. Yet the party moving for summary judgment has the burden to show that he is entitled to judgment under established principles; and if he does not discharge that burden then he is not entitled to judgment. No defense to an insufficient showing is required.” 6 J. Moore, Federal Practice ¶ 56.22 [2], pp. 2824-2825 (2d ed. 1966).
II
There remains to be discussed the substantive count of petitioner‘s complaint, and the showing necessary for petitioner to prove that respondent refused her service “under color of any . . . custom, or usage, of [the] State” in violation of her rights under the Equal Protection Clause of the Fourteenth Amendment.23
A. CUSTOM OR USAGE
We are first confronted with the issue of whether a “custom” for purposes of
What is now
Quite apart from this Court‘s construction of the identical “under color of” provision of § 2 of the 1866 Act, the legislative history of § 1 of the 1871 Act, the lineal ancestor of
That Congress intended to limit the scope of § 1 to actions taken under color of law is further seen by contrasting its legislative history with that of other sections of the same Act. On the one hand, there was comparatively little debate over § 1 of the Ku Klux Klan Act, and it was eventually enacted in form identical to that in which it was introduced in the House.29 Its history thus stands in sharp contrast to that of other sections
In addition to the legislative history, there exists an unbroken line of decisions, extending back many years, in which this Court has declared that action “under color of law” is a predicate for a cause of action under
Congress included customs and usages within its definition of law in
practices of state officials could well be so permanent and well settled as to constitute a “custom or usage” with the force of law.
This interpretation of custom recognizes that settled practices of state officials may, by imposing sanctions or withholding benefits, transform private predilections into compulsory rules of behavior no less than legislative pronouncements. If authority be needed for this truism, it can be found in Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362 (1940), where the Court held that although a statutory provision suggested a different note, the “law” in Tennessee as established by longstanding practice of state officials was that railroads and public utilities were taxed at full cash value. What Justice Frankfurter wrote there seems equally apt here:
“It would be a narrow conception of jurisprudence to confine the notion of ‘laws’ to what is found written on the statute books, and to disregard the gloss which life has written upon it. Settled state practice . . . can establish what is state law. The Equal Protection Clause did not write an empty formalism into the Constitution. Deeply embedded traditional ways of carrying out state policy, such as those of which petitioner complains, are often tougher and truer law than the dead words of the written text.” Id., at 369.
And in circumstances more closely analogous to the case at hand, the statements of the chief of police and mayor of New Orleans, as interpreted by the Court
B. STATE ACTION - 14TH AMENDMENT VIOLATION
For petitioner to recover under the substantive count of her complaint, she must show a deprivation of a right guaranteed to her by the Equal Protection Clause of the Fourteenth Amendment. Since the “action inhibited by the first section of the Fourteenth Amendment is only such action as may fairly be said to be that of the States,” Shelley v. Kraemer, 334 U. S. 1, 13 (1948), we must decide, for purposes of this case, the following “state action” issue: Is there sufficient state action to prove a violation of petitioner‘s Fourteenth Amendment rights if she shows that Kress refused her service because of a state-enforced custom compelling segregation of the races in Hattiesburg restaurants?
In analyzing this problem, it is useful to state two polar propositions, each of which is easily identified and resolved. On the one hand, the Fourteenth Amendment plainly prohibits a State itself from discriminating because of race. On the other hand, § 1 of the Fourteenth Amendment does not forbid a private party, not acting against a backdrop of state compulsion or involvement, to discriminate on the basis of race in his personal affairs as an expression of his own personal predilections. As was said in Shelley v. Kraemer, supra, § 1 of “[t]hat Amendment erects no shield against merely private conduct, however discriminatory or wrongful.” 334 U. S., at 13.
The question most relevant for this case, however, is a slightly different one. It is whether the decision of an owner of a restaurant to discriminate on the basis of race under the compulsion of state law offends the Fourteenth Amendment. Although this Court has not explicitly decided the Fourteenth Amendment state action issue implicit in this question, underlying the Court‘s decisions in the sit-in cases is the notion that a State is responsible for the discriminatory act of a private party when the State, by its law, has compelled the act. As the Court said in Peterson v. City of Greenville, 373 U. S. 244, 248 (1963): “When the State has commanded a particular result, it has saved to itself the power to determine that result and thereby ‘to a significant extent’ has ‘become involved’ in it.” Morеover, there is much support in lower court opinions for the conclusion that discriminatory acts by private parties done under the compulsion of state law offend the Fourteenth
For state action purposes it makes no difference of course whether the racially discriminatory act by the private party is compelled by a statutory provision or by a custom having the force of law—in either case it is the State that has commanded the result by its law. Without deciding whether less substantial involvement of a State might satisfy the state action requirement of the Fourteenth Amendment, we conclude that petitioner would show an abridgment of her equal protection right, if she proves that Kress refused her service because of a state-enforced custom of segregating the races in public restaurants.
C. THREE ADDITIONAL POINTS
For purposes of remand, we consider it appropriate to make three additional points.
First, the District Court‘s pretrial opinion seems to suggest that the exclusive means available to petitioner for demonstrating that state enforcement of the custom relevant here would be by showing that the State used its criminal trespass statute for this purpose. We disagree with the District Court‘s implicit assumption that a custom can have the force of law only if it is enforced
Third, both the District Court and the majority opinion in the Court of Appeals suggested that petitioner would have to show that the relevant custom existed throughout the State, and that proof that it had the force of law in Hattiesburg—a political subdivision of the State—was insufficient. This too we think was error. In the same way that a law whose source is a town ordinance can offend the Fourteenth Amendment even though it has less than state-wide application, so too can a custom with the force of law in a political subdivision of a State offend the Fourteenth Amendment even though it lacks state-wide application.
In summary, if petitioner can show (1) the existence of a state-enforced custom of segregating the races in public eating places in Hattiesburg at the time of the inci-
For the foregoing reasons we think petitioner is entitled to a new trial on the substantive count of her complaint.
The judgment of the Court of Appeals is reversed, and the case is remanded to that court for further proceedings consistent with this opinion.
It is so ordered.
MR. JUSTICE MARSHALL took no part in the decision of this case.
The petitioner, Sandra Adickes, brought suit against the respondent, S. H. Kress & Co., to recover damages for alleged violations of
Summary judgments may be granted only when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact . . . .”
The existence or nonexistence of a conspiracy is essentially a factual issue that the jury, not the trial judge, should decide. In this case petitioner may have had to prove her case by impeaching the store‘s witnesses and appealing to the jury to disbelieve all that they said was true in the affidavits. The right to confront, cross-examine and impeach adverse witnesses is one of the most fundamental rights sought to be preserved by the Seventh Amendment provision for jury trials in civil cases. The advantages of trial before a live jury with live witnesses, and all the possibilities of considering the human factors, should not be eliminated by substituting trial by affidavit and the sterile bareness of summary judgment. “It is only when the witnesses are present and subject to cross-examination that their credibility and the weight to be given their testimony can be appraised. Trial by affidavit is no substitute for trial by jury which so long has been the hallmark of ‘even handed justice.‘” Poller v. Columbia Broadcasting, 368 U. S. 464, 473 (1962).
Second, it was error for the trial judge to direct a verdict in favor of the respondent on the “custom”
Petitioner testified at trial as follows:
“Q. Did you have occasion to know of specific instances where white persons in the company of Negroes were discriminated against? A. Yes.
“Q. How many such instances can you recall? A. I can think of about three at the moment.
“Q. Will you describe the three instances to us? A. I know that people were turned away from a white church, an integrated group was turned away from a white church in Hattiesburg. I was not present but this was explained to me. I saw a rabbi being beaten because he was in the company of Negroes.
“Q. This was a white rabbi? A. Yes. And people were turned away from a drug store in Hattiesburg, an integrated group. I don‘t remember the name of the drug store.
“Q. On the basis of what you studied and on the basis of what you observed, and on the basis of your conversations with other persons there, did you come to a conclusion with regard to the custom and usage with regard to the white community towards serving persons, white persons, in the company of Negroes? A. Yes.
“Q. What was that conclusion? A. The conclusion was that white persons—it was a custom and usage not to serve white persons in the company of Negroes.”
I do not find it necessary at this time to pass on the validity of the statutory provision concerning “custom or usage” or on the trial court‘s views, concurred in by the Court of Appeals, on the proper interpretation of that term. Assuming that the trial court‘s interpretation was correct and that the provision as so interpreted is valid, there was enough evidence in this record to warrant submitting the entire question of custom or usage to the jury in accordance with instructions framed to reflect those views.
For the foregoing reasons I concur in the judgment reversing the Court of Appeals and remanding for a new trial on both counts.
MR. JUSTICE DOUGLAS, dissenting in part.
I
The statutory words “under color of any statute, ordinance, regulation, custom, or usage, of any State,”
Section 1983 by its terms protects all “rights” that are “secured by the Constitution and laws” of the United States. There is no more basic “right” than the exemption from discrimination on account of race—an exemption that stems not only from the Equal Protection Clause of the Fourteenth Amendment but also from the Thirteenth Amendment and from a myriad of “laws” enacted by Congress. And so far as
II
The “custom . . . of any State” can of course include the predominant attitude backed by some direct or indirect sanctions inscribed in law books. Thus in Garner v. Louisiana, 368 U. S. 157, another restaurant case involving racial discrimination, there was no state law or municipal ordinance that in terms required segregation of the races in restaurants. But segregation was basic to the structure of Louisiana as a community as revealed by a mosaic of laws. Id., at 179-181 (concurring opinion).
The same is true of Mississippi in the present case. In 1964, at the time of the discrimination perpetrated in this case, there were numerous Mississippi laws that were designed to continue a regime of segregation of
The situation was thus similar to that which existed in Garner. Although there was no law that in terms required segregation of the races in restaurants, it was plain that the discrimination was perpetrated pursuant to a deeply entrenched custom in Louisiana that was “at least as powerful as any law.” Garner v. Louisiana, supra, at 181 (concurring opinion); cf. Robinson v. Florida, 378 U. S. 153, 156.
III
The “custom . . . of any State,” however, can be much more pervasive. It includes the unwritten commitment, stronger than ordinances, statutes, and regulations, by which men live and arrange their lives. Bronislaw Malinowski, the famed anthropologist, in speaking of the “cake of custom” of a Melanesian community “safeguarding life, property and personality” said:2
“There is no religious sanction to these rules, no fear, superstitious or rational, enforces them, no
This concept of “custom” is, I think, universal and as relevant here as elsewhere. It makes apparent that our problem under
That restricted kind of a search certainly is not compelled by grammar. “Of” is a word of many meanings, one of which indicates “the thing or person whence anything originates, comes, is acquired or sought.” 7 Oxford English Dictionary (definition III). The words “under color of any . . . custom . . . of any State” do no more than describe the geographical area or political entity in which the “custom” originates and where it is found.
The philosophy of the Black Codes reached much further than the sanctions actually prescribed in them. Federal judges, who entered the early school desegrega-
Harry Golden3 recently wrote:
“Southerners drew a line and prohibited Negroes crossing it. They doomed themselves to a lifetime of guarding that line, fearing it would be breached. Because the white Southerner must forever watch that line, the Negro intrudes upon the white at every level of life.”
Is not the maintenance of that line by habit a “custom?”
Title
Of course, § 2 of the 1866 Act did not cover purely private actions as did § 1 of the Act, and that was the point of our discussion of § 2 in Jones v. Alfred H. Mayer Co. But the Court does not come to grips with the fact that actions taken “under color of any . . . custom” were covered by § 2 of the 1866 Act quite apart from deprivation of any right secured or protected by this act.” The direct descendant of § 2 is
“Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any inhabitant of any State, Territory, or District to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States, or to different punishments, pains, or penalties, on account of such inhabitant being an alien, or by reason of his color, or race, than are prescribed for the punishment of citizens, shall be fined not more than $1,000 or imprisoned not more than one year, or both.” (Emphasis added.)
Section 1983 of
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.” (Emphasis added.)
Section 2, like § 1, involved in Jones v. Alfred H. Mayer Co., was bottomed on the
“Surely Congress has the power under the
Thirteenth Amendment rationally to determine what are the badges and the incidents of slavery, and the
authority to translate that determination into effective legislation.” Id., at 440.
While the Privileges and Immunities Clause, the Due Process Clause, and the Equal Protection Clause of the
If the wrong done to the individual was under “color” of “custom” alone, the ingredients of the cause of action were satisfied.6 The adoption of the
Moreover, a majority of the Court held in United States v. Guest, 383 U.S. 745, 761, 774, 782 and n. 6, that
To repeat,
It is time we stopped being niggardly in construing civil rights legislation. It is time we kept up with Congress and construed its laws in the full amplitude needed to rid their enforcement of the lingering tolerance for racial discrimination that we sanction today.
MR. JUSTICE BRENNAN, concurring in part and dissenting in part.
Petitioner contends that in 1964 respondent, while acting “under color of . . . statute” or “under color of . . . custom, or usage” of the State of Mississippi, subjected her to the deprivation of her right under the Equal Protection Clause of the
Whether a person suing under
In the present case petitioner alleged as the first element under
I
The state-action doctrine reflects the profound judgment that denials of equal treatment, and particularly denials on account of race or color, are singularly grave when government has or shares responsibility for them. Government is the social organ to which all in our society look for the promotion of liberty, justice, fair and equal treatment, and the setting of worthy norms and goals for social conduct. Therefore something is uniquely amiss in a society where the government, the authoritative oracle of community values, involves itself in racial
Among the state-action cases that most nearly resemble the present one are the sit-in cases decided in 1963 and 1964. In Peterson v. City of Greenville, 373 U.S. 244 (1963), the petitioners were convicted of trespass for refusing to leave a lunch counter at a Kress store in South Carolina. A Greenville ordinance at that time imposed on the proprietors of restaurants the duty to segregate the races in their establishments, and there was evidence that the Kress manager was aware of the ordinance. We held that the existence of the ordinance, together with a showing that the Kress manager excluded the petitioners solely because they were Negroes, was sufficient to constitute discriminatory state action in violation of the
“When the State has commanded a particular result, it has saved to itself the power to determine that result and thereby ‘to a significant extent’ has ‘become involved’ in it, and, in fact, has removed that decision from the sphere of private choice. . . .”
“Consequently these convictions cannot stand, even assuming, as respondent contends, that the manager would have acted as he did independently of the existence of the ordinance.” 373 U.S., at 248.
The rationale of Peterson was extended in Lombard v. Louisiana, 373 U.S. 267 (1963). There the petitioners were convicted of trespass for refusing to leave a restaurant after being denied service. Prior to the arrests the mayor and superintendent of police of New Orleans had publicly stated that sit-in demonstrations were undesirable and that relevant trespass laws would be fully enforced. Although these statements, unlike the ordinance in Peterson, were not discriminatory on their face, the Court interpreted them
The principles of Peterson and Lombard were extended further in Robinson v. Florida, 378 U.S. 153 (1964). That case also involved trespass convictions arising out of a sit-in at a segregated restaurant. At the time, a Florida regulation required restaurants to maintain separate lavatory and toilet facilities for each race as well as each sex. However, the regulation did not require segregation of a restaurant itself; nor did the
“While these Florida regulations do not directly and expressly forbid restaurants to serve both white and colored people together, they certainly embody a state policy putting burdens upon any restaurant which serves both races, burdens bound to discourage the serving of the two races together.” 378 U.S., at 156.
Robinson involved neither a state command of restaurant segregation, as in Peterson, nor a state policy of enforcing restaurant segregation, as in Lombard. It involved state imposition of burdens amounting to discouragement of private integration. It is true that the burden in that case happened to take the form of a requirement of segregated lavatory facilities; but any other burden—for example, a tax on integrated restaurants—would have sufficed to render the privately chosen restaurant segregation unconstitutional state action. Again, the Court‘s finding of state action did not depend on the use of the State‘s trespass law. Robinson thus stands for the proposition that state discouragement of a particular kind of privately chosen integration renders that kind of privately chosen segregation unconstitutional state action.
The step from Peterson, Lombard, and Robinson to the present case is a small one. Indeed, it may be no step at all, since those cases together hold that a state
To establish the existence in 1964 of a state statutory policy to maintain segregation in restaurant facilities, petitioner relies principally on Miss. Code Ann. § 2046.5 (1956), which, on its face, “authorizes” and “empowers” owners of hotels, restaurants, and other places of public accommodation and amusement to refuse to serve whomsoever they choose.2 The decision whether to serve a par-
Burton involved a statute that permitted a restaurateur to refuse service to “persons whose reception or entertainment by him would be offensive to the major part of his customers. . . .” MR. JUSTICE STEWART took the position that the state courts had “construed this legislative enactment as authorizing discriminatory classification based exclusively on color.” 365 U.S., at 726-727. Justices Frankfurter, HARLAN, and Whittaker, the only other Justices who dealt at length with the statute,3
of such a sign shall not be a prerequisite to exercising the authority conferred by this act.”
“3. Any person who enters a public place of business in this state, or upon the premises thereof, and is requested or ordered to leave therefrom by the owner, manager or any employee thereof, and after having been so requested or ordered to leave, refuses so to do, shall be guilty of a trespass and upon conviction therefor shall be fined not more than five hundred dollars ($500.00) or imprisoned in jail not more than six (6) months, or both such fine and imprisonment. . . .”
The language of § 2046.5 is considerably broader than that involved in Burton. Although § 2046.5 apparently has not been authoritatively interpreted by the state courts, its plain language clearly authorizes a restaurateur to refuse service for any reason, which obviously includes a refusal based upon race. Were there any conceivable doubt that § 2046.5 was intended to authorize, inter alia, “discriminatory classification based exclusively on color,” it is completely dispelled by a consideration of the historical context in which § 2046.5 was enacted.
A legislative or constitutional provision need not be considered in isolation, but may be examined “in terms of its ‘immediate objective,’ its ‘ultimate effect’ and its ‘historical context and the conditions existing prior to its enactment.‘” Reitman v. Mulkey, supra, at 373; cf. Lombard v. Louisiana, supra. Through the 1950‘s and 1960‘s Mississippi had a “steel-hard, inflexible, undeviating official policy of segregation.” United States v. City of Jackson, 318 F.2d 1, 5 (C.A. 5th Cir. 1963) (Wisdom, J.). See generally J. Silver, Mississippi: The Closed Society (1964). Section 2046.5 itself was originally enacted in 1956 in the wake of our decisions in Brown v. Board of Education, 347 U.S. 483 (1954); 349 U.S. 294 (1955). It was passed contemporaneously with numerous statutes and resolutions condemning Brown,4 requiring racial segregation in various transportation facilities,5 and committing the state government to continued adherence to the principles of racial
Illustrative of the practical effect of these various provisions is the incident that gave rise to this liti-
traveling in intrastate travel from entering and using the waiting rooms not marked and provided for such persons“);
- Chapter 261 (act “to prohibit the use of profane, vulgar, indecent, offensive, slanderous language over a telephone“);
- Chapter 273 (separate schools to be maintained for white and black children) [see Miss. Code Ann. § 6220.5 (unlawful for whites to attend integrated schools)];
- Chapter 288 (repeal of compulsory education laws);
- Chapter 365 [now Miss. Code Ann. §§ 9028-31 to 9028-48] (creation of state sovereignty commission);
- Chapter 466 (Senate Concurrent Resolution No. 125 “condemning and protesting” Brown v. Board of Education).
In sum, it may be said of the various statutes and resolutions that constituted Mississippi‘s response to Brown that “they are bound together as the parts of a single plan. The plan may make the parts unlawful.” Swift & Co. v. United States, 196 U.S. 375, 396 (1905) (Holmes, J.). Section 2046.5 was an integral part of this scheme to foster and encourage the practice of segregation in places of public accommodation and elsewhere, which it furthered by authorizing discrimination and by affording those who elected to discriminate on the basis of race a remedy under state law. Indeed, it is difficult to conceive of any purpose for the enactment of § 2046.5 other than to make clear the authorization of private discrimination where such express authorization did not exist previously. Cf. Mulkey v. Reitman, 64 Cal.
Judge Waterman, dissenting in the Court of Appeals, states that under the common law an innkeeper, and by anаlogy a restaurateur, did not have the right to serve only whomever he wished and to discriminate on the basis of race in selecting his customers. 409 F.2d 121, 131-133. See Bell v. Maryland, 378 U.S. 226, 296-300 (1964) (Goldberg, J., concurring). Since the common law is presumed to apply in Mississippi, Western Union Telegraph Co. v. Goodman, 166 Miss. 782, 146 So. 128 (1933), Judge Waterman concludes that the State has “drastically changed the common law” by enacting § 2046.5.12 409 F.2d, at 132. Further support for this view can be found in the preamble to § 2046.5 which states that that provision “confer[s] upon any person . . . the further right to refuse to sell or render a service to any person. . . .” Miss. Laws 1956, c. 257. (Emphasis added.) This formulation suggests that the legislature intended to alter the existing state law.
It is not completely clear, however, that the common law in regard to innkeepers and restaurateurs, as understood by Judge Waterman, was ever widely enforced in Mississippi in racial matters. In Reconstruction times
The remaining question concerning this aspect of the present case is what nexus between § 2046.5 and respondent‘s alleged discrimination petitioner must show to establish that that discrimination is state action violative of the
I turn now to the other elements of petitioner‘s case under
II
Title
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The language was changed without comment into its present form when § 1 was codified in 1874 as Revised Statutes § 1979. See id.; 1 Revision of U. S. Statutes, Draft 947 (1872). The jurisdictional provisions of the 1871 Act now appear in
“Just as the Fourteenth Amendment . . . was adopted with a view to the protection of the colored race but has been found to be equally important in its application to the rights of all, [the statute] had a general scope and used general words that have become the most important now that the Ku Klux have passed away. . . . [W]e cannot allow the past so far to affect the present as to deprive citizens of the United States of the general protection which on its face [the statute] most reasonably affords.”
Stirred to action by the wholesale breakdown of protection of civil rights in the South, Congress carried to completion the creation of a comprehensive scheme of remedies—civil, criminal, and military16—for the protection of constitutional rights from all major interference.
In the 1871 Act, Congress undertook to provide broad federal civil remedies against interference with the exercise and actual enjoyment of constitutional rights, particularly the right to equal protection. Section 1 (now
The history of this scheme of remedies for the protection of civil rights was, until very recently, one of virtual nullification by this Court. Key provisions were declared unconstitutional or given an unduly narrow construction wholly out of keeping with their purposes.18 In United States v. Harris, 106 U. S. 629 (1883), the Court invalidated the criminal provision of § 2 of the
Although the other principal criminal statute protecting civil rights,
Thus, until very recently, the construction of the surviving remedial civil rights statutes was narrowed or placed in doubt by a restrictive view of the power of Congress under
In United States v. Guest, 383 U. S. 745 (1966), and United States v. Price, 383 U. S. 787 (1966), the Court expressly held that
“By including § 5 the draftsmen sought to grant to Congress, by a specific provision applicable to the Fourteenth Amendment, the same broad powers expressed in the Necessary and Proper Clause, Art. I, § 8, cl. 18. . . . Correctly viewed, § 5 is a positive grant of legislative power authorizing Congress to exercise its discretion in determining whether and what legislation is needed to secure the guarantees of the Fourteenth Amendment.” 384 U. S., at 650-651.
See also South Carolina v. Katzenbach, 383 U. S. 301 (1966).20
Thus the holding of Harris and the Civil Rights Cases, 109 U. S. 3 (1883), that Congress cannot under
Petitioner contends that respondent‘s discrimination against her was within the scope of
Petitioner‘s claim that respondent acted under color of Mississippi statutory law is similar to her claim that respondent‘s action constituted state action. Indeed, the two claims would be proved by the same factual showing if respondent were a state official who acted by virtue of his official capacity or a private party acting in conjunction with such state official, for when a state official acts by virtue of his official capacity it is precisely the use or misuse of state authority that makes the action state action. However, when a private party acts alone,21 more must be shown, in my view, to establish that he acts “under color of” a state statute or other authority than is needed to show that his action constitutes state action.
Petitioner‘s second contention, that respondent discriminated against her “under color of [a] custom, or usage” of Mississippi, presents more difficulty. I have found few prior cases construing the phrase “under color of custom, or usage” in the context of
The legislative history of
view, we are called on to analyze the purposes Congress sought to achieve by enacting
In seeking to determine the purposes of
“Such, then, is the character of these outrages—numerous, repeated, continued from month to month and year to year, extending over many States; all similar in their character, aimed at a similar class of citizens; all palliated or excused or
justified or absolutely denied by the same class of men. Not like the local outbreaks sometimes appearing in particular districts, where a mob or a band of regulators may for a time commit crimes and defy thе law, but having every mark and attribute of a systematic, persistent, well-defined organization, with a fixed purpose, with a regular plan of action. “The development of this condition of affairs was not the work of a day or even of a year. It could not be, in the nature of things; it must be slow; one fact to be piled on another, week after week, year after year. . . .
“Such occurrences show that there is a pre-concerted and effective plan by which thousands of men are deprived of the equal protection of the laws. The arresting power is fettered, the witnesses are silenced, the courts are impotent, the laws are annulled, the criminal goes free, the persecuted citizen looks in vain for redress. This condition of affairs extends to counties and States; it is, in many places, the rule, and not the exception.” Cong. Globe, 42d Cong., 1st Sess., 458-459.
See also id., at App. 172 (remarks of Sen. Pool, a supporter); id., at 653 (remarks of Sen. Osborn, a supporter); id., at 155-160 (remarks of Sen. Sherman, a supporter). Thus the mischief that the legislation of 1871 was intended to remedy derived, not from state action, but from concerted “private” action that the States were unwilling or unable to cope with.
Senator Schurz, a moderate opponent who on behalf of the President had personally investigated the disorders in the South, summed up the condition to be dealt with:
“The real evil in the southern States you will find in the baffled pro-slavery tendency prevailing there;
in a diseased public sentiment which partly vents itself in violent acts, partly winks at them, and partly permits itself to be overawed by them. That public sentiment is not only terrorizing timid people, but it is corrupting the jury-box, it is overawing the witness-stand, and it is thus obstructing the functions of justice.” Id., at 687.
Representative [later President] Garfield, a moderate supporter, focused more specifically on one of the principal evils
“[T]he chief complaint is not that the laws of the State are unequal, but that even where the laws are just and equal on their face, yet, by a systematic maladministration of them, or a neglect or refusal to enforce their provisions, a portion of the people are denied equal protection under them.” Id., at App. 153.
Accordingly, in his view,
The debates in both Houses also make it clear that many of those who gave the most careful attention to the conditions that called for the bill, to the provisions of the bill itself, and to the problems of constitutionality and policy it presented, did not think that in
Near the conclusion of the debate, Rep. Garfield observed:
“I believe, Mr. Speaker, that we have at last secured a bill, trenchant in its provisions, that reaches down into the very heart of the Ku Klux organization, and yet is so guarded as to preserve intact the autonomy of the States, the machinery of the State governments, and the municipal organizations established under State laws.” Id., at 808.
This statute, “trenchant” but measured, provided a scheme of three civil remedies, currently codified in
The first category is that involving action under color of authority derived from state government and this category of invasions is clearly within
The second category is that involving conspiracy, which is within the ambit of
“[e]very person who, under color of any . . . custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution . . . .”28
The excerpts from the congressional debate that I have quoted make clear that Congress wanted a civil remedy, not only against conspiratorial violence, but also against the perhaps more subtle but potentially more virulent customary infringements of constitutional rights. The Ku Klux Klan was an extreme reflection of broadly held attitudes toward Negroes and longstanding practices of denying them rights that the Constitution secured for all people. The fundamental evil was a “diseased public sentiment” reflected in multifarious efforts to confine Negroes in their former status of inferiority. Accordingly, a statute designed to reach “down into the very heart of the Ku Klux organization” had to deal with the widespread manifestations of that diseased pub-
As this Court recently said in construing another of the early civil rights statutes, “We think that history leaves no doubt that, if we are to give [the statute] the scope that its origins dictate, we must accord it a sweep as broad as its language.” United States v. Price, supra, at 801. The language of
In discussing petitioner‘s contention that respondent acted under color of state law I have already indicated my understanding of the words “under color of.” See supra, at 211-212. I would apply that understanding here as well. I read “custom, or usage” in
“It describes sometimes a people or community of individuals united more or less closely in political relations, inhabiting temporarily or permanently the same country; often it denotes only the country or territorial region, inhabited by such a community; not unfrequently it is applied to the government under which the people live; at other times it represents the combined idea of people, territory, and government.
“It is not difficult to see that in all these senses the primary conception is that of a people or community. The people, in whatever territory dwelling, either temporarily or permanently, and whether organized under a regular government, or united by looser and less definite relations, constitute the state.
“This is undoubtedly the fundamental idea upon which the republican institutions of our own country are established. . . .
“In the Constitution the term state most frequently expresses the combined idea just noticed, of people, territory, and government. A state, in the ordinary sense of the Constitution, is a political community of free citizens, occupying a territory of defined boundaries, and organized under a
government sanctioned and limited by a written constitution, and established by the consent of the governed.”
This language was quoted in the debate. See Cong. Globe, 42d Cong., 1st Sess., App. 80 (remarks of Rep. A. Perry). When the word “State” in
Finally, the Court dwells on the relative lack of controversy over
Moreover, the Court does not adequately characterize the controversy over § 2 of the Act. As originally proposed, § 2 would have made a federal crime of any conspiracy in a State to commit an act that if committed on a federal enclave would constitute “murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal process or resistance of officers in discharge of official duty, arson, or larceny.” See id., at App. 68-69 (remarks of Rep. Shellabarger). Extreme opponents of the bill attacked this section, as they attacked other sections. Moderate opponents objected not because the section reached private conduct but because it ousted the States from a broad range of their criminal jurisdiction even where they were successfully meeting their constitutional obligation to provide equal protection. See, e. g., id., at 366 (remarks of Rep. Arthur, an opponent). Representative Garfield, for example, criticized the original § 2, see id., at App. 153, but praised and voted for the final bill, including § 2, which he understood to reach private conduct, see id., at 807, 808.
On its intrinsic merits, the Court‘s conclusion that custom “for purposes of
III
Since this case is being remanded, I think it proper to express my views on the kinds of relief to which petitioner may be entitled if she should prevail on the merits.
Section 1983 in effect authorizes the federal courts to protect rights “secured by the Constitution and laws” by invoking any of the remedies known to the arsenal of the law. Standards governing the granting of relief under
Section 1983 does not in general impose strict liability on all who come within its prohibitions; certain broad immunities are recognized. See Tenney v. Brandhove, supra; Monroe v. Pape, supra, at 187-192; Pierson v. Ray, supra, at 553-555. In some types of cases where the wrong under
The appropriateness of any particular remedy in a given case depends on the circumstances of that case, and especially on the degree of culpability of the defendant. In my view, where a plaintiff shows a voluntary denial of equal protection on the ground of race amounting to a violation of
To recover punitive damages, I believe a plaintiff must show more than a bare violation of
Notes
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The Federalist, No. 15: “It is essential to the idea of a law, that it be attended with a sanction; or, in other words, a penalty or punishment for disobedience. If there be no penalty annexed to disobedience, the resolutions or commands which pretend to be laws will, in fact, amount to nothing more than advice or recommendation. This penalty, whatever it may be, can only be inflicted in two ways: by the agency of the courts and ministers of justice, or by military force; by the COERCION of the magistracy, or by the COERCION of arms.” I do not agree with the statement on page 150 of the Court‘s opinion that the “second element [of § 1983] requires that the plaintiff show that the defendant acted ‘under color of law.‘” See Part II, infra.“1. Every person, firm or corporation engaged in any public business, trade or profession of any kind whatsoever in the State of Mississippi, including, but not restricted to, hotels, motels, tourist courts, lodging houses, restaurants, dining room or lunch counters, barber shops, beauty parlors, theatres, moving picture shows, or other places of entertainment and amusement, including public parks and swimming pools, stores of any kind wherein merchandise is offered for sale, is hereby authorized and empowered to choose or select the person or persons he or it desires to do business with, and is further authorized and empowered to refuse to sell to, wait upon or serve any person that the owner, manager or employee of such public place of business does not desire to sell to, wait upon or serve . . . .”
“2. Any public place of business may, if it so desires, display a sign posted in said place of business serving notice upon the general public that ‘the management reserves the right to refuse to sell to, wait upon or serve any person,’ however, the display
The first count of petitioner‘s complaint alleges that Kress’ refusal to serve petitioner “deprived [her] of the privilege of equal enjoyment of a place of public accommodation by reason of her association with Negroes and [she] was thereby discriminated against because of race in violation of the Constitution of the United States and of Title 42 United States Code, Section 1983.” (App. 4.) (Emphasis added.) The conspiracy count alleges, inter alia, that Kress and the Hattiesburg police “conspired together to deprive plaintiff of her right to enjoy equal treatment and service in a place of public accommodation.”
The language of the complaint might, if read generously, support the contention that petitioner was alleging a violation of Title II, the Public Accommodations provisions, of the Civil Rights Act of 1964,
remedy in the Public Accommodations Act itself, and
In United States v. Johnson, 390 U. S. 563 (1968), the Court held that violations of
In any event, we think it clear that there can be recovery under
- Chapter 241 (maximum ten-year penalty for incestuous or interracial marriage);
- Chapter 253 [now Miss. Code Ann. §§ 2049-01 to 2049-08] (act “to prohibit the fomenting and agitation of litigation“);
- Chapter 254 [now Miss. Code Ann. § 4065.3] (“entire executive branch” of state government “to prohibit by any lawful means, the causing of a mixing or integration of the white and Negro races in public schools, public parks, public waiting rooms, public places of amusement, recreation or assembly“);
- Chapter 255 [now Miss. Code Ann. § 3866] (standards for admitting foreign lawyers to practice in Mississippi);
- Chapter 256 [now Miss. Code Ann. § 2090.5] (act “to prohibit any person from creating a disturbance or breach of the peace in any public place of business“);
- Chapter 258 [now Miss. Code Ann. § 7787.5] (act “to require railroad companies, bus companies and other common carriers of passengers owning, operating or leasing depots, bus stations or terminals to provide separate accomodations [sic] for the races traveling in intrastate travel“);
- Chapter 259 [now Miss. Code Ann. § 2351.5] (act “to require railroad companies, bus companies or other common carriers for hire maintaining and operating waiting rooms for passengers to provide separate toilet facilities for the races traveling in intrastate travel“);
- Chapter 260 [now Miss. Code Ann. § 2351.7] (act “to require all persons traveling in intrastate travel to use and occupy the waiting rooms marked and provided for such persons; to prohibit persons
Powell described the circumstаnces of his refusal as follows:
“On this particular day, just shortly after 12 o‘clock, I estimate there was 75 to 100 people in the store, and the lunch counter was pretty-was pretty well to capacity there, full, and I was going up towards the front of the store in one of the aisles, and looking towards the front of the store, and there was a group of colored girls, and a white woman who came into the north door, which was next to the lunch counter.
“And the one thing that really stopped me and called my attention to this group, was the fact that they were dressed alike. They all had on, what looked like a light blue denim skirt. And the best I can remember is that they were-they were almost identical, all of them. And they came into the door, and people coming in stopped to look, and they went on to the booths. And there happened to be two empty there. And one group of them and the white woman sat down in one, and the rest of them sat in the second group.
“And, almost immediately there-I mean this, it didn‘t take just a few seconds from the time they came into the door to sit down, but, already the people began to mill around the store and started coming over towards the lunch counter. And, by that time I was up close to the candy counter, and I had a wide open view there. And the people had real sour looks on their faces, nobody was joking, or being corny, or carrying on. They looked like a frightened mob. They really did. I have seen mobs before. I was
in Korea during the riots in 1954 and 1955. And I know what they are. And this actually got me.
“I looked out towards the front, and we have what they call see-through windows. There is no backs to them. You can look out of the store right into the street. And the north window, it looks right into the lunch counter. 25 or 30 people were standing there looking in, and across the street even, in a jewelry store, people were standing there, and it looked really bad to me. It looked like one person could have yelled ‘Let‘s get them,’ which has happened before, and cause this group to turn into a mob. And, so, quickly I just made up my mind to avoid the riot, and protect the people that were in the store, and my employees, as far as the people in the mob who were going to get hurt themselves. I just knew that something was going to break loose there.” App. 133-134.
See generally Bailey v. Patterson, 323 F.2d 201 (C.A. 5th Cir. 1963).The affidavits of Sergeant Boone and Officer Hillman each state, in identical language:
“I was contacted on this date by Mr. John H. Williams, Jr., a representative of Genesco, owners of S. H. Kress and Company, who requested that I make a statement concerning alleged conspiracy in connection with the aforesaid arrest.
“This arrest was made on the public streets of Hattiesburg, Mississippi, and was аn officers discretion arrest. I had not consulted with Mr. G. T. Powell, Manager of S. H. Kress and Company in Hattiesburg, and did not know his name until this date. No one at the Kress store asked that the arrest be made and I did not consult with anyone prior to the arrest.” (App. 110, 112.)
See Donnell v. State, 48 Miss. 661, 680-681 (1873):“Among those customs which we call the common law, that have come down to us from the remote past, are rules which have a special application to those who sustain a quasi public relation to the community. The wayfarer and the traveler had a right to demand food and lodging from the inn-keeper; the common carrier was bound to accept all passengers and goods offered for transportation, according to his means. Soo, [sic] too, all who applied for admission to the public shows and amusements, were entitled to admission, and in each instance, for a refusal, an action on the case lay, unless sufficient reason were shown. The state civil rights] statute deals with subjects which have always been under legal control.”
When asked whether she saw any policeman in the store up to the time of the refusal of service, Miss Adickes answered: “My back was to the door, but one of my students saw a policeman come in.” (App. 75.) She went on to identify the student as “Carolyn.” At the trial, Carolyn Moncure, one of the students who was with petitioner, testified that “about five minutes” after the group had sat down and while they were still waiting for service, she saw a policeman come in the store. She stated: “[H]e came in the store, my face was facing the front of the store, and he came in the store and he passed, and he stopped right at the end of our booth, and he stood up and he looked around and he smiled, and he went to the back of the store, he came right back and he left out.” (App. 302.) This testimony was corroborated by that of Dianne Moncure, Carolyn‘s sister, who was also part of the group. She testified that while the group was waiting for service, a policeman entered the store, stood “for awhile” looking at the group, and then “walked to the back of the store.” (App. 291.)
The state civil rights law of 1873 took the form of an amendment to Miss. Rev. Code §§ 2731, 2732 (1871), which forbade, inter alia, segregation of the races on railroads, stage coaches, and steamboats. None of the provisiоns of the amended statutes, though apparently never explicitly repealed, appear in the 1880 Mississippi Code or in subsequent codifications of state law. In 1888 the Mississippi Legislature enacted a criminal statute that provided that “all railroads . . . shall provide equal but separate accommodations for the white and colored races” and that all prior statutes in conflict therewith were repealed pro tanto. Miss. Laws 1888, c. 27.“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities
festly, it cannot be properly considered by us in the disposition of the case.
During discovery, petitioner attempted to depose Miss Baggett. However, Kress successfully resisted this by convincing the District Court that Miss Baggett was not a “managing agent,” and “was without power to make managerial decisions.”
The military remedy, designed to become available when the other remedies were inadequate, was created by § 3 of the 1871 Act, nowvision would not fulfill the “state action” requirement necessary to show a violation of the Fourteenth Amendment. Judge Waterman, in dissent, argued that the statute changed the common law, and operated to encourage raсial discrimination.
Because a factual predicate for statutory relief under
Id., at 426. In arguing that § 1 of the 1866 Act (the predecessor of what is now
“Indeed, if § 1 had been intended to grant nothing more than an immunity from governmental interference, then much of § 2 would have made no sense at all. For that section, which provided fines and prison terms for certain individuals who deprived others of rights ‘secured or protected’ by § 1, was carefully drafted to exempt private violations of § 1 from the criminal sanctions it imposed. . . . Hence the structure of the 1866 Act, as well as its language, points to the conclusion . . . [that] only those deprivations perpetrated ‘under color of law’ were to be criminally punishable under § 2.” Id., 424-426. The Court in Jones cited the legislative history of § 2 to support its conclusion that the section “was carefully drafted to exempt private violations” and punish only “governmental interference.” Id., at 424-425 and n. 33.
See generally R. Harris, The Quest for Equality 44-50 (1960).