Lead Opinion
Waite delivered the opinion of the court.
This is a writ of error brought by Thomas Baldwin, the plaintiff in error, for the review of a judgment of the Circuit Court of the United States for the District of California refusing his discharge, on a writ of habeas corpus, from the custody of the marshal of the district, and the questions' presented for consideration arise on a certificate of the judges, holding the court, of a division of Opinion between them in the progress of the trial. The record shows that Baldwin was-held in custody by the marshal, under a, warrant issued by a commissioner of the Circuit Court, on a charge of conspiracy with Bird Wilson, William Ilays, and others to deprive Sing Lee and others, belonging to “a- class of Chinese aliens, being . . '. subjects of the Emperor of China, of the equal protection of the laws and of equal privileges and immunities under the laws,
The questions, certified relate only to the sufficiency of this charge for the detention of the prisoner. There aré nine questions in all, the first six having reference to § 5519 of the Revised statutes, and the others to §§ 5508 and 5336, as the authority for the prosecution. The fourth fairly presents the whole case as it arises under § 5519, and that is as follows:
“4. Whether a conspiracy of two or more persons in the State .of California, for the purpose of depriving Chinese residents, lawfully residing in California, in pursuance of the provisions of the several treaties between the United States and the Emperot of China, of the right to live and pursue their lawful vocations at the town of Nicolaus in said State,
The seventh presents all the points for consideration under §§ 5508 and 5336, as follows :
“ 1. Where two or more persons, with or without disguise, go upon the premises of Chinese subjects, lawfully residing in . the State of California, with intent to prevent and hinder their free exercise or enjoyment of. any right secured to them by the several treaties between the United States and the Emperor of China, and, in pursuance of such conspiracy, forcibly prevent' their exercise and enjoyment of such rights, and expel such Chinese subjects from the town in which they reside:
“ Whether (1) such acts so performed constitute an offence within the meaning of the provisions of § 5508 of the Revised Statutes of the' United States ? and,
“ (2) If so, whether the provisions of said section, so making said acts an offence, are constitutional and valid ?
“ (3) Whether subh acts so performed constitute an offence within the meaning of that clause of § 5336 of the Revised Statutes of the United States, which makes it an offence for two or more persons in any state to conspire, ‘ by force, to prevent, hinder, or delay the execution of any law of the United States,’ or within thé meaning of any other clause of said section ? and,
“ (4) Whether said section, so far as applicable to the facts stated, is a constitutional and valid law of the United States ? ”
The precise, question we have to determine is not whether Congress has the constitutional authority to provide for the punishment of such an offence as that with which Baldwin is charged, but whether it has so done.
■ That the treaty-making power has been surrendered by the states and given to the United. States, is unquestionable. It is
Articles II and III of a treaty between the United States „and the Emperor of China, concluded November 17, 1880, and proclaimed by the President of the United States, -October 5, 1881, are as follows:
“ Article II. Chinese subjects, whether proceeding to the United States as teachers, students, merchants, or from curiosity, together with their body and household servants, and Chinese laborers who are now in the United States, shall be allowed to go and come of their own freé will and accord, and shall be accorded all the rights, privileges, immunities and exemptions which are accorded to the citizens and subjects of the most favored nation.”
“ Article III. If Chinese laborers or Chinese of any other •class, now either permanently or temporarily residing, in the territory of the United States, meet with ill treatment at the hands of any other persons, the' Government of the .United States will exert ah its power to devise measures for their protection and to secure to them the same rights, privileges, immunities, and exemptions as may be enjoyed by the citizens or subjects of the most favored nation, and to which they are entitled by treaty.” 22 Stat. 827.
That the United States have power under the Constitution to' provide for the punishment of those who are guilty of depriving Chinese subjects of any of the rights, privileges, im-' munities, or exemptions guaranteed to them by this treaty, we do not doubt; What we have to decide, under the questions certified here from the court below, is, whether this has been done by the sections of the Ee vised Statutes, specially referred to. These sections are as follows:
“ Sec. 5519. If two or more persons in any state or territory conspire, or go in disguise on the highway or on the premises of another, for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection
“Sec. 5508. If two or more persons conspire to injure, oppress, threaten, or intimidate any citizen in the free exercise or enjoyment of any right or privilege secured to him by the Constitution or laws of the United States, or because of his having so exercised the same; or if two or more persons go in disguise on the highway, or on the premises of another, with intent' to prevent or hinder his free exercise or enjoyment of any right or privilege so secured, they shall be fined not more than five thousand dollars, and imprisoned not more than ten years; and shall, moreover, be thereafter ineligible to any office, or place of honor, profit, or trust created by the Constitution or laws of the United States.”
“ Sec. 5336. If two or more persons in any state or territory conspire to overthrow, put down, or to destroy by force the Government of the United States, or to levy war against them, or to oppose by force the authority thereof;, or by force to prevent, hinder, or delay the execution of any law of the United States; or by force to seize, take, or possess any property of the United States contrary to the authority thereof; each of them shall be punished by a fine of not less than five hundred dollars and not more than five thousand dollars; or by imprisonment, with or without hard labor, for a period not less than six months, nor more than six years, or by both such fine and imprisonment.”
As the charge on which Baldwin is held in custody-was evidently made under § 5519, and that is the section which was most considered in the court below, we will answer the questions based on that first. It provides for the punishment' of those who “ in any state or territory conspire . . . for
In United States v. Harris,
Thus, in United States v. Reese,
Following this were the Trade-Mark Cases,
The same questiop was also considered and the former decisions approved in United States v. Harris, supra ; and in the Virginia Coupon Cases,
It is suggested, however, that Packet Co. v. Keokuk,
In Presser v. Illinois, the indictment was for a violation of the provisions of one of the sections of the Military Code of Illinois, and it was claimed that the whole code was invalid, because in its- general scope and effect it was in conflict with Title XYI of the Revised .Statutes of the United States upon the subject of “ The Militia.” But the court held that, even if the first two sections of the code, on which the objection rested, were invalid, they were easily separable from the rest which could be maintained. The objectionable sections related to the enrolment of the militia in the state generally, and the-rest to the organization of eight thousand men as a “ volunteer-active militia.” This evidently brought that case within the-rule which controls the determination of this class of questions,, that the constitutional part of a statute may be enforced and the unconstitutional part rejected; “ where the parts are so distinctly separable that each can stand alone, and where the court is able to see and. to declare that the intention of -the-legislature was that the part pronounced valid should be en-forcible, even though the other part should fail.” Virginia Coupon Cases,
Applying this rule to the present case, it is clear that § 5519 cannot be sustained in whole or in part in its operation .within a state, unless United States v. Harris is overruled, and this
We come now to the questions certified, which arise under § 5508. That this section is constitutional was decided in Ex parte Yarbrough,
The section is found in Title LXX, c. 7, of the Bevised Statutes embracing “Crimes against the Elective Franchise and Civil Bights of Citizens,” and it provides for the punishment of those “ who conspire to injure, oppress^ threaten, or intimidate any citizen in the free exercise or enjoyment of any right or privilege secured to him by the Constitution or laws of the United States, or- because of his having exercised the same; ” and of those-who go in companies of two or more “in disguise on the highway, or on the premises of another, with intent to prevent or hinder his free exercise or enjoyment of any right or privilege so- secured.” Tne person on whom the wrong to be punishable must be inflicted is described as a citizen. In .the Constitution and laws of the United States the word “.citizen” is generally, if not always, used in a political sense to designate one who has the rights and privileges of a Citizen of a state or of the United States. It is so used in section 1 of Article XIV of the amendments of the Constitution, which provides that “ all persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the state wherein they reside,” and that “no state shall make or enforce' any law which shall abridge the privileges or immunities of citizens of the United States.” But it is also sometimes used in popular language to indicate the same thing as resident, inhabitant, or person. That it is not so used in § 5508 in the Bevised Statutes is quite
This particular section is a substantial re-enactment of § 6 of the original act, which is found among the sections that deal exclusively with the political rights of citizens, especially their right to vote, and wefe evidently intended to prevent discriminations in this particular against voters on account “ of race, color, or previous condition of servitude.” Sometimes, as in §§ 3 and 4, the language is broader than this, and therefore, as decided in United States v. Reese, those sections are inoperative, but still it is everywhere apparent that Congress had it in mind to legislate for citizens, as citizens, and not as mere persons, residents or inhabitants.
This section is highly penal in its character, much more so than any others, for it not only provides as a punishment for the offence a fine of not more than five thousand dollars and an imprisonment of not more than ten years, but it declares that any person convicted shall “ be thereafter ineligible to any office, or place of honor, profit, or trust created by the, Constitution or laws of the United States.” It is, therefore, to be construed strictly; not so strictly as to defeat the legislative will, but doubtful words are not to be extended beyond their natural meaning in the connection in which they are used. Here the doubtful word is “ citizen,” and it is used in connection with the rights and privileges pertaining to a man as a citizen,
It is true that the word “citizen” only occurs in the first clause of the section, but in the second clause there is nothing to indicate that any other than a citizen was meant, and the section of the original statute from which this was taken has nothing from which any -different inference can be drawn'. That clearly deals with citizens alone, and the revision differs from it only in a re-arrangement of the original sentences and the exclusion of some superfluous words. Sections 5506 and 5507, which immediately precede this'in the revision, clearly refer to political rights only, for they both relate to the privilege of voting, § 5506 being for the protection of citizens in terms, and § 5507 being for the protection of those to whom . the right of suffrage is guaranteed by the Fifteenth Amendment of the Constitution. It may be that by this construction of the statute some are excluded from the protection it affords who are as much entitled to it as those" who are included ; but that is a defect, if it exists, which can be cured by Congress, but not by the courts. .
We therefore answer the first subdivision of the seventh question certified in the negative. The second subdivision need not be answered otherwise than it has Keen elsewhere in this opinion.
It remains only to consider that part of the questions certified which relates to § 5336. That section provides for the punishment of those who conspire, 1, “ to overthrow, put down, or "destroy by force the government of the United States, or to levy war against them, or to oppose by force the authority thereof;” or, 2,;“by force to prevent, hinder, or delay the execution of any law of the United States; ”"or, 3, “ by force to seize, take, or possess any property of the United States con
It cannot be claimed that Baldwin has been charged with a conspiracy to overthrow the government or to levy war within the meaning of this section. Nor is he charged with any attempt to seize the property of the United States. " All,-there-■ fore, 'depends on that part of the section which provides a punishment for “opposing” by force the authority of the United States, or for preventing, hindering, or delaying the “ execution ” of any law of the United States.
This evidently implies force against the government as a government. To constitute an offence under the first clause, the authority of the government must be opposed; that is to say, force must be brought to resist some positive assertion of authority by the government. A mere violation of law'is not enough; there must be an attempt to prevent the actual exercise of authority. That is not pretended in this case. The force was exerted in opposition to a class of persons who had. the right to look to the government for protection against such wrongs,' not in opposition to the government while actually engaged in an attempt to afford that protection.
So, too, as to the second clause, the offence consists in preventing, hindering, or delaying the government of the United States in the execution of its laws. This, as well as the other, means something more than setting the laws themselves at defiance. There must be a forcible resistance of the author- • ity of the United States while endeavoring to carry the laws into execution. The United States are bound by their treaty with .China to exert their power to devise measures to secure the subjects of that government lawfully residing within the territory of the United States against ill treatment, and if in their efforts to carry the treaty into effect they had been forcibly opposed by persons who had conspired for that purpose, a state of things contemplated by the statute would have
This disposes of the whole case, and, without answering the questions certified more in detail,
We reverse the judgment of the Circuit Court, omd remand the case for further proceedings not inconsistent with this opinion.
Dissenting Opinion
dissenting.
By the treaty of 1880-1881, with China, the Government of .the United States agreed to exert all its power to devise measures for the protection, against ill treatment at the hands .of other persons, of Chinese laborers or Chinese of any other class, permanently or temporarily residing, at the time, in this country, and to secure to them the same rights, privileges, immunities and exemptions to which the citizens or subjects of the most favored nation are entitled, by treaty, to enjoy here. It would seem from the decision in this case, that if Chinamen, having a right, under the treaty, to remain in our country, are forcibly driven from their places of bfisiness, the Government of the United States is without power, in its own courts, to protect them against such violence, or to punish those who, in this way, subject them to ill treatment. If this be-so, as to Chinamen lawfully in the United States, it must be equally true as to the citizens or subjects of every other foreign nation, residing or doing business here under the sanction of treaties with their respective governments.
I do not think that such is the present state of the law, 'and must dissent from the opinion and judgment of the court.
It is conceded in the opinion of the court to be within the constitutional power of Congress to provide — as by § 5508 of
My brethren hold that § 5508 describes only wrongs done to a “ citizen; ” in other words, that Congress did not intend, by that section, to protect the free exercise or enjoyment of rights secured by the Constitution or laws of the ■ United States, except where citizens are concerned. This, it seems to me, is an interpretation "of the statute which its language neither demands nor justifies. Observe, that the subject with which Congress was dealing was the protection of “ any right or privilege” secured by the Constitution or laws of the United States. There» is, perhaps, plausiblé ground for holding that the first clause of § 5508 embraces only a conspiracy directed against a “ citizen.” But the succeeding clause describes two other and distinct offences, namely, the going of two or more persons “ in disguise on the highway,” and the going of two or more persons “ on the premises of another ” — that is, upon the premises of another person — with intent, in either case, to prevent or hinder the free exércise or enjoyment by such person of any right or privilege secured to him by the Constitution or laws of the United States. The use of the word
The rule of -interpretation which the court lays down, if applied in other cases, will lead to strange results. Ve have statutes which give “ to every person who is the head of a family, or who has arrived at the age of twenty-one years, and is- a citizen of the United States, or who has filed his declaration of intention to become such, as required by the naturalization laws,” &c., Kev. Stat. §§ 2289, 2290, and 2291, the right, for purposes’ of a homestead, and under certain conditions, to enter unappropriated public lands. The party making the entry, or, if he be dead, his widow, &c., will be entitled ultimately to receive a patent, provided he resides upon and cultivates the land fór a certain length of time, and provided, in
It is said — though I believe no such suggestion is made by the court — that the words “if two or more persons go in disguise -on the highway, or on^.the premises of another,” apply only when the offenders are “ in disguise.” I cannot suppose that Congress intended to make a distinction between wrongdoers going in disguise “ on the premises of another,” for the purpose of interfering with rights secured by the Constitution or laws of the United States, and wrong-doers Avho openly and Avithout masks enter upon the same premises with a like unlawful purpose. . It intended, rather, to guard the homes of all persons against invasion by combinations of lawless men, who seek, by entering those homes, to prevent the iree exercise of rights secured by the Constitution or laAvs of the United States. If the clause had read, “if tAVO or more persons go on the highway in disguise, or on the premises of another,” it Avould never ocqur to any one that the Avords x“ on the premises of another ” were qualified by the Avords “ in disguise.” The free exercise of personal rights secured by the United States should not be made to depend upon the trifling circum’stance that the
In my judgment the going of two or more persons, whether openly or iir disguise, on the premises of another, whether the . latter bé a citizen or not,' with intent to prevent hi§ free exercise or enjoyment of a right secured by the Constitution or laws of the United States, was made by § 5508 an offence, against the United States.
I feel obliged also to express my non-concurrence in so much of the opinion of the court as holds that Congress is without power under the Constitution to make it — as by § 5519 of the Eevised Statutes it is made — an. offence against the United States for two or more persons, in any state, “ to conspire, or go in disguise on the highway, or on the premises of another, for the purpose of depriving, directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges or immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any state . ■ . . from giving or securing to all persons within such state . . . the equal protection of the laws.”
It is not necessary, in this case, to inquire what is the full scope of that clause of the Fourteenth Article of Amendment, ' which provides that “ no state shall . . . deny to any person within its jurisdiction the equal’ protection of the laws.” It is sufficient to say, that that provision does something more than prescribe the duty and limit the power of the states. Taken in connection with the fifth section, conferring upon Congress power to enforce the Amendment by appropriate leg-. islation, that provision is equivalent to a declaration, in affirmative language, that every person within the jurisdiction of a state has a right to the equal protection of the laws; just as the prohibition in the Thirteenth Amendment, against the existence of slavery, operated not only to annul state laws upholding that institution, but to establish “universal civil and political freedom throughout the United States,” and to invest every individual person within their jurisdiction with the right of freedom, Civil Rights Cases,
In the Civil Rights Cases, p. 23, above cited, it was held that Congress, under its express power to enforce, by appropriate legislation, the provisions of the Thirteenth Amendment, could, so far as necessary or proper, enact legislation, “ direct and primary, operating upon the acts- of individuals, whether sanctioned by state legislation or not,” for the' purpose of eradicating “ all forms and incidents of slavery and involuntary servitude.” And since, in the matter of voting, the exemption of citizens from discrimination on account of race, color, or previous condition of servitude is a right which •“ comes from the United States,” and is “ granted or secured by the United States,” United States v. Cruikshank above cited, can it be doubted that Congress, under its express power to enforce the Fifteenth Amendment, by appropriate legislation, could make it an offence, against the United States for two or more persons to conspire to deny or abridge the citizen’s right to vote, on account of his race or color ? Is there any recognized exception to the general rule that Congress may, by appropriate legislation, secure and protect rights: derived from or guaranteed by the Constitution or laws of the United States 1 Believing that these questions must be answered in the negatjVe, I am unable to perceive any constitutional objection to § 5519; certainly, none of such a serious character as to justify this court in holding that Congress, by enacting it, has transcended its powers. If the United States is powerless to secure the equal protection of the laws to persons within the jurisdiction of a state, until the state, by hostile legislation, or by the action of her judicial authorities, shall have denied such protection, and can even then interfere only through the courts of the Union in suits involving either the validity of such state
There is another view of this question which seems to be important. In United States v. Waddell,
It was long since announced by this court that “ Congress must possess the choice of means, and must be empowered to use any mteans which áre in fact conducive to the exercise of a power granted by the Constitution.” United States v. Fisher,
Dissenting Opinion
dissenting.
I agree with the majority of the court' in its construction of the different sections of the Revised-Statutes which have been under consideration in this case, except the third clause of § 5336, and the last clause of § 5508.
The third clause of § 5336 declares that if two or more persons in any state or territory conspire “ by force to prevent, hinder, or delay' the execution of any law. of the United
. By the treaty with Chiha of 1868 the United States recognize the right of Chinese to emigrate to this country, and" declare that in the United States the subjects of that empire shall enjoy the same privileges and' immunities in respect to residence which are enjoyed by citizens or subjects of the most favored nation.
The complaint against the plaintiff in error is, that he conspired with others to'expel by force from the town of Nicolaus, and the county of Sutter, in the State of Cahfomia, the sub- ' jects of the Emperor of China, who were residing and doing business- there, and in furtherance of the conspiracy entered the homes of certain persons of that class, seized them, and forcibly placed them upon a barge on Feather River, on the bank of which the town ,of Nicolaus is situated, and drove them from the county, and thus deprived' them of privileges and immunities conferred by the treaty.
For this alleged offence the plaintiff .in'error, with others, was arrested. 'On application for a habeas corpus for his dis- ' charge, the judges of the Circuit Court were divided in opinion. This court holds that a conspiracy thus violently to expel the Chinese from'the county and town where they resided and did business, and thus defeat the provisions of the treaty, was not a conspiracy to prevent or hinder by force the execution of a law of the United States, although a treaty is declared by the Constitution-to be the supreme law of the land.
Under the Constitution, a treaty between the United States and a foreign nation is to be considered in two aspects — as a compact between the two nations,- and as a law of our country. As a compact, it depends for its enforcement on the good faith of the contracting parties, and to carry into effect some of its provisions may require legislation. For any infraction of its stipulations importing a contract, the courts can afford nó redress except as provided by such legislation. The matter is one to be.settled by negotiation between the executive depart
But in many instances a treaty operates by its own force, that is,'without the aid of any legislative enactment; and such is generally the case when-it declares the rights and privileges which the citizens or subjects of each nation may enjoy in the country of the other. This was so with the clause in some of our early treaties with European nations, declaring • that their subjects might dispose of lands held by them in the United' States, and that their heirs might inherit such property, or the proceeds thereof, notwithstanding their alienage.- Thus the treaty .With Great Britain of 1794 provided that' British subjects then holding lands in the United States, and American citizens holding lands in the dominions of Great Britain, should, continue to hold them according to the nature and tenure of their respective estates and titles therein, and might grant, sell, or devise the same to whom they pleased, in like manner as if they were natives, and that- neither they nor their heirs nor assigns should, as far as might respect the said lands, and the legal remedies incident thereto, be regarded as aliens. Art. 9, 8 Stat. 122. A clause.to the same purport, and embracing also movable property, was in the treaty with France of 1778, art. 11, 8 Stat. 18, and also in that-of 1800, art. 7, 8 Stat. 182. It required no legislation to give force t.o this provision. It was the law of the land by virtue of the Constitution, and congressional legislation could not add to its efficacy. Whenever invoked by the alien heirs, the rights it conferred were enforced by the Federal courts. Chirac v. Chirac,
This is so also with clauses, found in some treaties with foreign nations, stipulating that the subjects or citizens of those nations may trade with the United States, and, for that purpose, freely enter our ports with their ships and cargoes, and
The right or privilege being conferred by the treaty, parties seeking to enjoy it take whatever steps are necessary to carry the provisions into effect. Those who wish to engage in com- , merce enter our ports with their ships and cargoes; those who wish to reside here select their places of residence, no congressional legislation being required to provide that they shall enjoy the rights and privileges stipulated. All that they can ask, and all that is needed, is such legislation as may be necessary to protect them in such enjoyment. That they have, I think, to some extent, in the clause punishing any conspiracy to prevent or hinder by force the execution of a law of the-United States. The section in which this clause appears is a reenactment in part of the act of July 31, 1861, and declares, among other things, a conspiracy of two or more persons to overthrow by force the Government of the United States, or to oppose by force its authority, or “ by force' to prevent, hinder, or delay the execution of cmy law of the United States,” ■ or by force to seize and possess any of their property against their authority, to be a high crime, and prescribes for it severe punishment. As thus seen, the section is not intended as a
A .treaty, in conferring a right of residence, requires no congressional legislation for the enforcement of that right; the treaty in that particular is executed by the intended beneficiaries. They select their residence. They are not required, as said above, to reside in any particular place, or do business there. A conspiracy to prevent by force a residence in the town or county selected by them appears to me, therefore, to be a conspiracy to prevent the operation • — • that is, the execution — of a law of the United States, and to be within the letter and spirit of the third clause of § 5336. If the conspirators can expel the Chinese from their residence in the town and county of their, selection without being amenable to any' law of the United States, they can, with like exemption .from legal liability, expel the Chinese from the entire state, and thus utterly defeat, the stipulations of the treaty.
So, also, a conspiracy to prevent by force ships belonging to subjects of a foreign nation---not any particular ship, but ships., generally belonging to them — from entering, our ports with their cargoes would, in my judgment, be a conspiracy to pre
The last-clause of § 5508 declares that “if two or more persons go in disguise on the highway/or on the premises of another, lyith- intent to prevent or hinder the free exercise or enjoyment of any right or privilege so secured, [by the Constitution or laws of the United States,] they shall be fined not more than five thousand dollars, and imprisoned hot more than tenyears ; and shall, moreover, be thereafter ineligible to any office or place of honor, profit, or trust created by the Constitution or laws of the United States.”
I do not agree with the. majority of the court that this clause is limited in its application only to offences against citizens. The first clause of the section is thus limited, but, in my judgment, the last is more extensive, and reaches an invasion of the premises of any one, whether citizen'or alien, by two or more persons for the unlawful purpose's mentioned. But I am . not clear that the qualification of going “in disguise” on the highway does not also extend to the going on the premises of ' another — and thus render the clause inapplicable to the case before the court; [hough there is much force in the view of Mr. Justice Harlan, that the clause should be read as though , its words were: “If two or more persons go on the highway in disguise, or on the premises of another, with the' intent,” &c., thus making the words “ in disguise ” apply only to the offence on the highway. If his view be.correct, the last pro
The result of the decision is, that there is no national law which can be invoked for the protection of the subjects of China in their right to reside and do business in this country, notwithstanding the language of the treaty with that empire. And the same result must follow with reference to similar fights and privileges of the subjects or citizens resident in this country or any other nation with which we have a treaty with like stipulations. Their only protection against any forcible resistance to the execution of these stipplations in their favor is to be found in the laws of the different states. Such a result is one to be deplored.
