JONES ET UX. v. ALFRED H. MAYER CO. ET AL.
No. 645
SUPREME COURT OF THE UNITED STATES
Argued April 1-2, 1968. - Decided June 17, 1968.
392 U.S. 409
Attorney General Clark argued the cause for the United States, as amicus curiae, urging reversal. With him on the brief were Solicitor General Griswold, Assistant Attorney General Pollak, Louis F. Claiborne, and Brian K. Landsberg.
Briefs of amici curiae, urging reversal, were filed by Thomas C. Lynch, Attorney General, Charles A. O‘Brien, Chief Deputy Attorney General, and Loren Miller, Jr., and Philip M. Rosten, Deputy Attorneys General, for the State of California; by Frank J. Kelley, Attorney General, Robert A. Derengoski, Solicitor General, and Carl Levin, Assistant Attorney General, for the State of Michigan (Civil Rights Commission); by Norman H. Anderson, Attorney General, C. B. Burns, Jr., Special Assistant Attorney General, and Louis C. Defeo, Jr., and Deann Duff, Assistant Attorneys General, for the Missouri Commission on Human Rights; by Richard W. Mason, Jr., Ilus W. Davis, and Joseph H. McDowell for Kansas City, Missouri, and Kansas City, Kansas; by Leo Pfeffer and Melvin L. Wulf for the American Civil Liberties Union et al.; by Sol Rabkin, Robert L. Carter, Joseph B. Robison, Arnold Forster, Paul Hartman, and Beverly Coleman for the National Committee against Discrimination in Housing et al.; by John Ligtenberg and Andrew J. Leahy for the American Federation of Teachers et al.; by James I. Huston for the Path Association; by William B. Ball for the National Catholic Conference for Interracial Justice et al.; by Charles H. Tuttle and Robert Walston Chubb for the National Council of Churches of Christ in the United States et al.; by Edwin J. Lukas for the American Jewish Committee et al., and by Henry S. Reuss, pro se, and Phineas Indritz for Henry S. Reuss.
MR. JUSTICE STEWART delivered the opinion of the Court.
In this case we are called upon to determine the scope and the constitutionality of an Act of Congress,
“All citizens of the United States shall have the same right, in every State and Territory, as is enjoyed by white citizens thereof to inherit, purchase, lease, sell, hold, and convey real and personal property.”
On September 2, 1965, the petitioners filed a complaint in the District Court for the Eastern District of Missouri, alleging that the respondents had refused to sell them a home in the Paddock Woods community of St. Louis County for the sole reason that petitioner Joseph Lee Jones is a Negro. Relying in part upon
I.
At the outset, it is important to make clear precisely what this case does not involve. Whatever else it may be,
On April 10, 1968, Representative Kelly of New York focused the attention of the House upon the present case and its possible significance. She described the background of this litigation, recited the text of
“When the Attorney General was asked in court about the effect of the old law [
§ 1982 ] as compared with the pending legislation which is being considered on the House floor today, he said that the scope was somewhat different, the remedies and procedures were different, and that the new law was still quite necessary.”19
Later the same day, the House passed the Civil Rights Act of 1968. Its enactment had no effect upon
II.
This Court last had occasion to consider the scope of
The agreements in Hurd covered only two-thirds of the lots of a single city block, and preventing Negroes from buying or renting homes in that specific area would not have rendered them ineligible to do so elsewhere in the city. Thus, if
Hurd v. Hodge, supra, squarely held, therefore, that a Negro citizen who is denied the opportunity to purchase the home he wants “[s]olely because of [his] race and color,” 334 U. S., at 34, has suffered the kind of injury that
The only federal court (other than the Court of Appeals in this case) that has ever squarely confronted that question held that a wholly private conspiracy among white citizens to prevent a Negro from leasing a farm violated
III.
We begin with the language of the statute itself. In plain and unambiguous terms,
On its face, therefore,
IV.
In its original form,
”Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That all persons born in the United States and not subject to any foreign power, ... are hereby declared to be citizens of the Unitеd States; and such citizens, of every race and color, without regard to any previous condition of slavery or involuntary servitude, ... shall have the same right, in every State and Territory in the United States, to make and enforce contracts, to sue, be parties, and give evidence, to inherit, purchase, lease, sell, hold, and convey real and personal property, and to full and equal benefit of all laws and proceedings for the security of person and property, as is enjoyed by white citizens, and shall be subject to like punishment, pains, and penalties, and to none other, any law, statute, ordinance, regulation, or custom, to the contrary notwithstanding.”29
Indeed, if § 1 had been intended to grant nothing more than an immunity from governmental interference, then much of § 2 would have made no sense at all.32 For that section, which provided fines and prison terms for certain
In attempting to demonstrate the contrary, the respondents rely heavily upon the fact that the Congress which approved the 1866 statute wished to eradicate the recently enacted Black Codes—laws which had saddled Negroes with “onerous disabilities and burdens, and curtailed their rights ... to such an extent that their freedom was of little value ....” Slaughter-House Cases, 16 Wall. 36, 70 (1873).34 The respondents suggest that the only evil Congress sought to eliminate was that of racially discriminatory laws in the former Confederate States. But the Civil Rights Act was drafted to apply throughout the country,35 and its language was far
That broad language, we are asked to believe, was a mere slip of the legislative pen. We disagree. For the same Congress that wanted to do away with the Black Codes also had before it an imposing body of evidence pointing to the mistreatment of Negroes by private individuals and unofficial groups, mistreatment unrelated to any hostile state legislation. “Accounts in newspapers North and South, Freedmen‘s Bureau and other official documents, private reports and correspondence were all adduced” to show that “private outrage and atrocity” were “daily inflicted on freedmen ....”36 The congressional debates are replete with references to private injustices against Negroes—references to white employers who refused to pay their Negro workers,37 white planters who agreed among themselves not to hire freed slaves without the permission of their former masters,38 white
no effect upon nondiscriminatory legislation. Senator Trumbull obviously could not have meant that the law would apply to racial discrimination in some States but not in others, for the bill on its face applied upon its enactment “in every State and Territory in the United States,” and no one disagreed when Congressman Bingham complained that, unlike Congress’ recently vetoed attempt to expand the Freedmen‘s Bureau, see n. 30, supra, the Civil Rights Act would operate “in every State of the Union.” Id., at 1292. Nor, contrary to a suggestion made in dissent, post, at 460, was the Congressman speaking only of the Act‘s potential operation in any State that might enact a racially discriminatory law in the future. The Civil Rights Act, Congressman Bingham insisted, would “be enforced in every State ... [at] the present ... time.” Ibid. (Emphasis added.)
Indeed, one of the mоst comprehensive studies then before Congress stressed the prevalence of private hostility toward Negroes and the need to protect them from the resulting persecution and discrimination.41 The report noted the existence of laws virtually prohibiting Negroes from owning or renting property in certain towns,42 but described such laws as “mere isolated cases,” representing “the local outcroppings of a spirit ... found to prevail everywhere”43—a spirit expressed, for example,
In this setting, it would have been strange indeed if Congress had viewed its task as encompassing merely the nullification of racist laws in the former rebel States. That the Congress which assembled in the Nation‘s capital in December 1865 in fact had a broader vision of the task before it became clear early in the session, when three proposals to invalidate discriminatory state statutes were rejected as “too narrowly conceived.” 46 From the outset it seemed clear, at least to Senator Trumbull of Illinois, Chairman of the Judiciary Committee, that stronger legislation might prove necessary. After Senator Wilson of Massachusetts had introduced his bill to strike down all racially discriminatory laws in the South,47 Senator Trumbull said this:
“I reported from the Judiciary Committee the second section of the [Thirteenth Amendment] for the very purpose of conferring upon Congress authority to see that the first section was carried out
in good faith . . . and I hold that under that second section Congress will have the authority, when the constitutional amendment is adopted, not only to pass the bill of the Senator from Massachusetts, but a bill that will be much more efficient to protect the freedman in his rights. . . . And, sir, when the constitutional amendment shall have been adopted, if the information from the South be that the men whose liberties are secured by it are deprived of the privilege to go and come when they please, to buy and sell when they please, to make contracts and enforce contracts, I give notice that, if no one else does, I shall introduce a bill and urge its passage through Congress that will secure to those men every one of these rights: they would not be freemen without them. It is idle to say that a man is free who cannot go and come at pleasure, who cannot buy and sell, who cannot enforce his rights. . . . [So] when the constitutional amendment is adopted I trust we may pass a bill, if the action of the people in the southern States should make it necessary, that will be much more sweeping and efficient than the bill under consideration.” 48
Five days later, on December 18, 1865, the Secretary of State officially certified the ratification of the
“at an early day for the purpose of quieting apprehensions in the minds of many friends of freedom lest by local legislation or a prevailing public sentiment in some of the States persons of the African race should continue to be oppressed and in fact deprived of their freedom. . . .” 49
On January 5, 1866, Senator Trumbull introduced the bill he had in mind—the bill which later became the
“Mr. President, I regard the bill to which the attention of the Senate is now called as the most important measure that has been under its consideration since the adoption of the constitutional amendment abolishing slavery. That amendment declared that all persons in the United States should be free. This measure is intended to give effect to that declaration and secure to all persons within the United States practical freedom. There is very little importance in the general declaration of abstract truths and principles unless they can be carried into effect, unless the persons who are to be
affected by them have some means of availing themselves of their benefits.” 51
Of course, Senator Trumbull‘s bill would, as he pointed out, “destroy all [the] discriminations” embodied in the Black Codes,52 but it would do more: It would affirmatively secure for all men, whatever their race or color, what the Senator called the “great fundamental rights“:
“the right to acquire property, the right to go and come аt pleasure, the right to enforce rights in the courts, to make contracts, and to inherit and dispose of property.” 53
As to those basic civil rights, the Senator said, the bill would “break down all discrimination between black men and white men.” 54
That the bill would indeed have so sweeping an effect was seen as its great virtue by its friends 55 and as its great danger by its enemies 56 but was disputed by none. Opponents of the bill charged that it would not only regulate state laws but would directly “determine the persons who [would] enjoy . . . property within the States,” 57 threatening the ability of white citizens “to determine who [would] be members of [their] communit[ies] . . . .” 58 The bill‘s advocates did not deny the accuracy of those characterizations. Instead, they defended the propriety of employing federal authority to deal with “the white man . . . [who] would invoke the power of local prejudice” against the Negro.59 Thus, when the Senate passed the
In the House, as in the Senate, much was said about eliminating the infamous Black Codes.61 But, like the Senate, the House was moved by a larger objective—that of giving real content to the freedom guaranteed by the
“[W]hen I voted for the amendment to abolish slavery . . . I did not suppose that I was offer-
ing . . . a mere paper guarantee. And when I voted for the second section of the amendment, I felt . . . certain that I had . . . given to Congress ability to protect . . . the rights which the first section gave. . . .” “The bill which now engages the attention of the House has for its object to carry out and guaranty the reality of that great measure. It is to give to it practical effect and force. It is to prevent that great measure from remaining a dead letter upon the constitutional page of this country. . . . The events of the last four years . . . have changed [a] large class of people . . . from a condition of slavery to that of freedom. The practical question now to be decided is whether they shall be in fact freemen. It is whether they shall have the benefit of this great charter of liberty given to them by the American people.” 62
Representative Cook of Illinois thought that, without appropriate federal legislation, any “combination of men in [a] neighborhood [could] prevent [a Negro] from having any chance” to enjoy those benefits.63 To Congrеssman Cook and others like him, it seemed evident that, with respect to basic civil rights—including the “right to . . . purchase, lease, sell, hold, and convey . . . property,” Congress must provide that “there . . . be no discrimination” on grounds of race or color.64
President Andrew Johnson vetoed the Act on March 27,66 and in the brief congressional debate that followed, his supporters characterized its reach in all-embracing terms. One stressed the fact that § 1 would confer “the right . . . to purchase . . . real estate . . . without any qualification and without any restriction whatever . . . .” 67 Another predicted, as a corollary, that the Act would preclude preferential treatment for white persons in the rental of hotel rooms and in the sale of church pews.68 Those observations elicited no reply. On April 6 the Senate, and on April 9 the House, overrode the President‘s veto by the requisite majorities,69 and the
Nor was the scope of the 1866 Act altered when it was re-enacted in 1870, some two years after the ratification of the
As we said in a somewhat different setting two Terms ago, “We think that history leaves no doubt that, if we are to give [the law] the scope that its origins dictate, we must accord it a sweep as broad as its language.” United States v. Price, 383 U.S. 787, 801. “We are not at liberty to seek ingenious analytical instruments,” ibid., to carve from
V.
The remaining question is whether Congress has power under the Constitution to do what
“Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.”
Section 2 provides:
“Congress shall have power to enforce this article by appropriate legislation.”
As its text reveals, the
Thus, the fact that
“By its own unaided force and effect,” the
Those who opposed passage of the
“the trumpet of freedom that we have been blowing throughout the land has given an ‘uncertain sound,’ and the promised freedom is a delusion. Such was not the intention of Congress, which proposed the constitutional amendment, nor is such the fair meaning of the amendment itself. . . . I have no doubt that under this provision . . . we may destroy all these discriminations in civil rights against the black man; and if we cannot, our constitutional amendment amounts to nothing. It was for that purpose that the second clause of that amendment was adopted, which says that Congress shall have authority, by appropriate legislation, to carry into effect the article prohibiting slavery. Who is to decide what that appropriate legislation is to be? The Congress of the United States; and it is for Congress to adopt such appropriate legislation as it may think proper, so that it be a means to accomplish the end.” 77
Surely Senator Trumbull was right. Surely Congress has the power under the
Negro citizens, North and South, who saw in the
Representative Wilson of Iowa was the floor manager in the House for the
“Let the end be legitimate, let it be within the scope of the constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consist with the letter and spirit of the constitution, are constitutional.” 82
“The end is legitimate,” the Congressman said, “because it is defined by the Constitution itself. The end is the
We agree. The judgment is
Reversed.
MR. JUSTICE DOUGLAS, concurring.
The
This Act was passed to enforce the
Enabling a Negro to buy and sell real and personal property is a removal of one of many badges of slavery.
“Slaves were not considered men. . . . They could own nothing; they could make no contracts; they could hold no property, nor traffic in property; they could not hire out; they could not legally marry nor constitute families; they could not control their children; they could not appeal from their master; they could be punished at will.” W. Dubois, Black Reconstruction in America 10 (1964).1
Some badges of slavery remain today. While the institution has been outlawed, it has remained in the minds and hearts of many white men. Cases which have come to this Court depict a spectacle of slavery unwilling to die. We have seen contrivances by States designed to thwart Negro voting, e. g., Lane v. Wilson, 307 U.S. 268. Negroes have been excluded over and again from juries solely on account of their race, e. g., Strauder v. West Virginia, 100 U.S. 303, or have been forced to sit in segregated seats in courtrooms, Johnson v. Virginia, 373 U.S. 61. They have been made to attend segregated and inferior schools, e. g., Brown v. Board of Education, 347 U.S. 483, or been denied entrance to colleges or graduate schools because of their color, e. g., Pennsylvania v. Board of Trusts, 353 U.S. 230; Sweatt v. Painter, 339 U.S. 629. Negroes have been prosecuted for marrying whites, e. g., Loving v. Virginia, 388 U.S. 1. They have been forced to live in segregated residential districts, Buchanan v. Warley, 245 U.S. 60, and residents of white neighborhoods have denied them entrance, e. g., Shelley v. Kraemer, 334 U.S. 1. Negroes have been forced to use segregated fаcilities in going about their daily lives, having been excluded from railway coaches, Plessy v. Ferguson, 163 U.S. 537; public parks, New Orleans Park Improvement Assn. v. Detiege, 358 U.S. 54; restaurants, Lombard v. Louisiana, 373 U.S. 267; public beaches, Mayor of Baltimore v. Dawson, 350 U.S. 877; municipal
That brief sampling of discriminatory practices, many of which continue today, stands almost as an annotation to what Frederick Douglass (1817-1895) wrote nearly a century earlier:
“Of all the races and varieties of men which have suffered from this feeling, the colored people of this country have endured most. They can resort to no disguises which will enable them to escape its deadly aim. They carry in front the evidence which marks them for persecution. They stand at the extreme point of difference from the Caucasian race, and their African origin can be instantly recognized, though they may be several removes from the typical African race. They may remonstrate like Shylock—‘Hath not a Jew eyes? hath not a Jew hands, organs, dimensions, senses, affections, passions? fed with the same food, hurt with the same weapons, subject to the same diseases, healed by the same means, warmed and cooled by the same summer and winter, as a Christian is?‘—but such eloquence is unavailing. They are Negroes—and that is enough, in the eye of this unreasoning prejudice, to justify indignity and violence. In nearly every department of American life they are confronted by this insidious influence. It fills the air. It meets them at the workshop and factory, when they apply for work. It meets them at the church, at the hotel, at the
ballot-box, and worst of all, it meets them in the jury-box. Without crime or offense against law or gospel, the colored man is the Jean Valjean of American society. He has escaped from the galleys, and hence all presumptions are against him. The workshop denies him work, and the inn denies him shelter; the ballot-box a fair vote, and the jury-box a fair trial. He has ceased to be the slave of an individual, but has in some sense become the slave of society. He may not now be bought and sold like a beast in the market, but he is the trammeled victim of a prejudice, well calculated to repress his manly ambition, paralyze his energies, and make him a dejected and spiritless man, if not a sullen enemy to society, fit to prey upon life and property and to make trouble generally.” 2
Today the black is protected by a host of civil rights laws. But the forces of discrimination are still strong. A member of his race, duly elected by the people to a state legislature, is barred from that assembly because of his views on the Vietnam war. Bond v. Floyd, 385 U.S. 116.
Real estate agents use artifice to avoid selling “white property” to the blacks.3 The blacks who travel the country, though entitled by law to the facilities for sleeping and dining that are offered all tourists, Heart of Atlanta Motel v. United States, 379 U.S. 241, may well learn that the “vacancy” sign does not mean what it says, especially if the motel has a swimming pool.
On entering a half-empty restaurant they may find “reserved” signs on all unoccupied tables.
He learns that the order directing admission of his children into white schools has not been obeyed “with all deliberate speed,” Brown v. Board of Education, 349 U.S. 294, 301, but has been delayed by numerous stratagems and devices.5 State laws, at times, have even en-
This recital is enough to show how prejudices, once part and parcel of slavery, still persist. The men who sat in Congress in 1866 were trying to remove some of the badges or “customs” of slavery when they enacted
MR. JUSTICE HARLAN, whom MR. JUSTICE WHITE joins, dissenting.
The decision in this case appears to me to be most ill-considered and ill-advised.
The petitioners argue that the respondents’ racially motivated refusal to sell them a house entitles them to judicial relief on two separate grounds. First, they claim that the respondents acted in violation of
For reasons which follow, I believe that the Court‘s construction of
I.
I shall deal first with the Court‘s construction of
A.
The Court‘s opinion focuses upon the statute‘s legislative history, but it is worthy of note that the precedents in this Court are distinctly opposed to the Court‘s view of the statute.
“This law is clearly corrective in its character, intended to counteract and furnish redress against State laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified. . . . The Civil Rights Bill here referred to is analogous in its character to what a law would have been under the original Constitution, declaring that the validity of contracts should not be impaired, and that if any person bound by a contract should refuse to comply with it, under color or pretence that it had been rendered void or invalid by a State law, he should be liable to an action upon it in the courts of the United States, with the addition of a penalty for setting up such an unjust and unconstitutional defence.” Id., at 16-17.5
In Corrigan v. Buckley, 271 U. S. 323, the question was whether the courts of the District of Columbia might enjoin prospective breaches of racially restrictive covenants. The Court held that it was without jurisdiction to consider the petitioners’ argument that the covenant was void because it contravened the
“they, like the Constitutional Amendment under whose sanction they were enacted, do not in any manner prohibit or invalidate contracts entered into
by private individuals in respect to the control and disposition of their own property.” Id., at 331.7
In Hurd v. Hodge, 334 U. S. 24, the issue was again whether the courts of the District might enforce racially restrictive covenants. At the outset of the process of reasoning by which it held that judicial enforcement of such a covenant would violate the predecessor of
“We may start with the proposition that the statute does not invalidate private restrictive agreemеnts so long as the purposes of those agreements are achieved by the parties through voluntary adherence to the terms. The action toward which the provisions of the statute under consideration is [sic] directed is governmental action. Such was the holding of Corrigan v. Buckley . . . .” Id., at 31.8
B.
Like the Court, I begin analysis of
“All citizens of the United States shall have the same right, in every State and Territory, as is enjoyed by white citizens thereof to inherit, purchase, lease, sell, hold, and convey real and personal property.”
The Court finds it “plain and unambiguous,” ante, at 420, that this language forbids purely private as well as state-authorized discrimination. With all respect, I do not find it so. For me, there is an inherent ambiguity in the
Further, since intervening revisions have not been meant to alter substance, the intended meaning of
“That all persons born in the United States and not subject to any foreign power . . . are hereby declared to be citizens of the United States; and such citizens, of every race and color . . . , shall have the same right, in every State and Territory
in the United States, . . . to inherit, purchase, lease, sell, hold, and convey real and personal property . . . as is enjoyed by white citizens, and shall be subject to like punishment, pains, and penalties, and to none other, any law, statute, ordinance, regulation, or custom, to the contrary notwithstanding. “Sec. 2. That any person who, under color of any law, statute, ordinance, regulation, or custom, shall subject, or cause to be subjected, any inhabitant of any State or Territory to the deprivation of any right secured or protected by this act . . . shall be deemed guilty of a misdemeanor . . . .”
It seems to me that this original wording indicates even more strongly than the present language that § 1 of the Act (as well as § 2, which is explicitly so limited) was intended to apply only to action taken pursuant to state or community authority, in the form of a “law, statute, ordinance, regulation, or custom.”10 And with deference I suggest that the language of § 2, taken alone, no more implies that § 2 “was carefully drafted to exempt private violations of § 1 from the criminal sanctions it imposed,” see ante, at 425, than it does that § 2 was carefully drafted to enforce all of the rights secured by § 1.
C.
The Court rests its opinion chiefly upon the legislative history of the
The First Session of the Thirty-ninth Congress met on December 4, 1865, some six months after the preceding Congress had sent to the States the
“The bill does not go far enough, if what we have been told to-day in regard to the treatment of freedmen in the southern States is true. . . . [U]ntil [the
Thirteenth Amendment ] is adopted there may be some question . . . as to the authority of Congress to pass such a bill as this, but after the adoption of the constitutional amendment there can be none.“The second clause of that amendment was inserted for some purpose, and I would like to know . . . for what purpose? Sir, for the purpose, and none other, of preventing State Legislatures from enslaving, under any pretense, those whom the first clause declared should be free.”12
Senator Trumbull then indicated that he would introduce separate bills to enlarge the powers of the recently founded Freedmen‘s Bureau and to secure the freedmen in their civil rights, both bills in his view being authorized by the second clause of the
On January 5, Senator Trumbull introduced both the Freedmen‘s bill and the civil rights bill.14 The Freedmen‘s bill would have strengthened greatly the existing system by which agents of the Freedmen‘s Bureau exercised protective supervision over freedmen wherever they were present in large numbers. Inter alia, the Freedmen‘s bill would have permitted the President, acting through the Bureau, to extend “military protection and jurisdiction” over all cases in which persons in the former rebel States were
“in consequence of any State or local law, ordinance, police or other regulation, custom, or prejudice, [denied or refused] any of the civil rights or immunities belonging to white persons, including the right . . . to inherit, purchase, lease, sell, hold and convey real and personal property, . . . on account of race . . . .”15
The next section of the Freedmen‘s bill provided that the agents of the Freedmen‘s Bureau might try and convict of a misdemeanor any person who deprived another of such rights on account of race and “under color of any State or local law, ordinance, police, or other regulation or custom . . . .” Thus, the Freedmen‘s bill, which was generally limited in its application to the Southern States and which was correspondingly more sweeping in its pro-
The form of the Freedmen‘s bill also undercuts the Court‘s argument, ante, at 424, that if § 1 of the
The civil rights bill was debated intermittently in the Senate from January 12, 1866, until its eventual
“This is the valuable section of the bill so far as protecting the rights of freedmen is concerned. . . . When it comes to be understood in all parts of the United States that any person who shall deprive another of any right . . . in consequence of his color or race will expose himself to fine and imprisonment, I think such acts will soon cease.”18
These words contain no hint that the “rights” protected by § 2 were intended to be any less broad than those secured by § 1. Of course, § 2 plainly extended only to “state action.” That Senator Trumbull viewed §§ 1 and 2 as co-extensive appears even more clearly from his answer the following day when asked by Senator Cowan whether there was “not a provision [in the bill] by which State officers are to be punished?” Senator Trumbull replied: “Not State officers especially, but everybody who violates the law. It is the intention to punish everybody who violates the law.”19
On January 29, Senator Trumbull also uttered the first of several remarkably similar and wholly unambiguous statements which indicated that the bill was aimed only at “state action.” He said:
“[This bill] may be assailed as drawing to the Federal Government powers that properly belong to ‘States‘; but I apprehend, rightly considered, it is not obnoxious to that objection. It will have no operation in any State where the laws are equal, where all persons have the same civil rights without regard to color or race. It will have nо operation in the State of Kentucky when her slave code and all her laws discriminating between persons on account of race or color shall be abolished.”20
Senator Trumbull several times reiterated this view. On February 2, replying to Senator Davis of Kentucky, he said:
“Why, sir, if the State of Kentucky makes no discrimination in civil rights between its citizens, this bill has no operation whatever in the State of Kentucky. Are all the rights of the people of Kentucky gone because they cannot discriminate and punish one man for doing a thing that they do not punish another for doing? The bill draws to the Federal
Government no power whatever if the States will perform their constitutional obligations.”21
On April 4, after the President‘s veto of the bill, Senator Trumbull stated that “If an offense is committed against a colored person simply because he is colored, in a State where the law affords him the same protection as if he were white, this act neither has nor was intended to have anything to do with his case, because he has adequate remedies in the State courts . . . .”22 Later the same day, he said:
“This bill in no manner interferes with the municipal regulations of any State which protects all alike in their rights of person and property. It could have no operation in Massachusetts, New York, Illinois, or most of the States of the Union.”23
The remarks just quoted constitute the plainest possible statement that the civil rights bill was intended to apply only to state-sanctioned conduct and not to purely private action. The Court has attempted to negate the force of these statements by citing other declarations by Senator Trumbull and others that the bill would operate everywhere in the country. See ante, at 426, n. 35. However, the obvious and natural way to reconcile these two sets of statements is to read the ones about the bill‘s nationwide application as declarations that the enactment of a racially discriminatory law in any State would bring the bill into effect there.24 It seems to me that
On April 4, Senator Trumbull gave two additional indications that the bill was intended to reach only state-sanctioned action. The first оccurred during Senator Trumbull‘s defense of the part of § 3 of the bill which gave federal courts jurisdiction “of all causes, civil and criminal, affecting persons who are denied or cannot enforce in the courts . . . of the State or locality where they may be any of the rights secured to them by the first section of this act . . . .” Senator Trumbull said:
“If it be necessary in order to protect the freedman in his rights that he should have authority to go into the Federal courts in all cases where a custom prevails in a State, or where there is a statute-law of the State discriminating against him, I think we have the authority to confer that jurisdiction under the second clause of the [
Thirteenth Amendment ].”25
If the bill had been intended to reach purely private discrimination it seems very strange that Senator Trumbull did not think it necessary to defend the surely more dubious federal jurisdiction over cases involving no state action whatsoever. A few minutes later, Senator Trumbull reiterated that his reason for introducing the civil rights bill was to bring about “the passage of a law by Congress, securing equality in civil rights when denied by State authorities to freedmen and all other inhabitants of the United States . . . .”26
Thus, the Senate debates contain many explicit statements by the bill‘s own author, to whom the Senate natu-
The Court puts forward in support of its construction an impressive number of quotations from and citations to the Senate debates. However, upon more circumspect analysis than the Court has chosen to give, virtually all of these appear to be either irrelevant or equally consistent with a “state action” interpretation. The Court‘s mention, ante, at 427, of a reference in the Senate debates to “white employers who refused to pay their Negro workers” surely does not militate against a “state action” construction, since “state action” would include conduct pursuant to “custom,” and there was a very strong “custom” of refusing to pay slaves for work done. The Court‘s citation, ante, at 427-428, of Senate references to “white citizens who assaulted Negroes” is not in point, for the debate cited by the Court concerned the Freedmen‘s bill, not the civil rights bill.27 The former by its terms forbade discrimination pursuant to “prejudice,” as well as “custom,” and in any evеnt neither bill provided a remedy for the victim of a racially motivated assault.28
The Court‘s quotation, ante, at 429-430, of Senator Trumbull‘s December 13 reference to the then-embryonic civil rights bill is also compatible with a “state action” interpretation, at least when it is recalled that the unedited quotation, see supra, at 455, includes a statement that
The three additional statements of Senator Trumbull and the remarks of senatorial opponents of the bill, quoted by the Court, ante, at 431-433, to show the bill‘s sweeping scope, are entirely ambiguous as to whether the speakers thought the bill prohibited only state-sanctioned conduct or reached wholly private action as well. Indeed, if the bill‘s opponents thought that it would have the latter effect, it seems a little surprising that they did not object more strenuously and explicitly.29 The remark of Senator Lane which is quoted by the Court, ante, at 433, to prove that he viewed the bill as reaching “the white man . . . [who] would invoke the power of local prejudice’ against the Negro,” seems to have been quoted out of context. The quotation is taken from a part of Senator Lane‘s speech in which he defended the section of the bill permitting the President to invoke military authority when necessary to enforce the bill. After noting that there might be occasions “[w]here organized resistance to the legal authority assumes that shape that the officers cannot execute a writ,”30 Senator Lane concluded that “if [the white man] would invoke the power of local prejudice to override the laws of the country, this is no Government unless the military may be called in to enforce the order of the
The post-veto remarks of opponents of the bill, cited by the Court, ante, at 435, also are inconclusive. Once it is recognized that the word “right” as used in the bill is ambiguous, then Senator Cowan‘s statement, ante, at 435, that the bill would confer “the right . . . tо purchase . . . real estate . . . without any qualification”32 must inevitably share that ambiguity. The remarks of Senator Davis, ibid., with respect to rental of hotel rooms and sale of church pews are, when viewed in context, even less helpful to the Court‘s thesis. For these comments were made immediately following Senator Davis’ plaintive acknowledgment that “this measure proscribes all discriminations . . . that may be made . . . by any ‘ordinance, regulation, or custom,’ as well as by ‘law or statute.‘”33 Senator Davis then observed that ordinances, regulations, and customs presently conferred upon white persons the most comfortable accommodations in ships and steamboats, hotels, churches, and railroad cars, and stated that “[t]his bill . . . declares all persons who enforce those distinctions to be criminals against the United States . . . .”34 Thus, Senator Davis not only tied these obnoxious effects of the bill to its “customs” provision but alleged that they were brought about by § 2 as well as § 1. There is little wonder that his remarks “elicited no reply,” see ibid., from the bill‘s supporters.
The House debates are even fuller of statements indicating that the civil rights bill was intended to reach only state-endorsed discrimination. Representative Wilson
“[I]f the States, seeing that we have citizens of different races and colors, would but shut their eyes to these differences and legislate, so far at least as regards civil rights and immunities, as though all citizens were of one race or color, our troubles as a nation would be well-nigh over. . . . It will be observed that the entire structure of this bill rests on the discrimination relative to civil rights and immunities made by the States on ‘account of race, color, or previous condition of slavery.‘”35
A few minutes later, Representative Wilson said:
“Before our Constitution was formed, the great fundamental rights [which are embodied in this bill] belonged to every person who became a member of our great national family. . . . The entire machinery of government . . . was designed, among other things, to secure a more perfect enjoyment of these rights. . . . I assert that we possess the power to do those things which Governments are organized to do; that we may protect a citizen of the United States against a violation of his rights by the law of a single State; . . . that this power permeates our whole system, is a part of it, without which the States can run riot over every fundamental right belonging to citizens of the United States . . . .”36
These statements surely imply that Representative Wilson believed the bill to be aimed at state-sanctioned discrimination and not at purely private discrimination,
Other congressmen expressed similar views. On March 2, Representative Thayer, one of the bill‘s supporters, said:
“The events of the last four years . . . have changed [the freedmen] from a condition of slavery to that of freedom. The practical question now to be decided is whether they shall be in fact freemen. It is whether they shall have the benefit of this great charter of liberty given to them by the American people.
“Sir, if it is competent for the new-formed Legislatures of the rebel States to enact laws . . . which declare, for example, that they shall not have the privilege of purchasing a home for themselves and their families; . . . then I demand to know, of what practical value is the amendment abolishing slavery . . . ?”37
A few minutes later, he said:
“Do you give freedom to a man when you allow him to be deprived of those great natural rights to which every man is entitled by nature? . . . [W]hat kind of freedom is that by which the man placed in a state of freedom is subject to the tyranny of laws which deprive him of [those] rights . . . ?”38
A little later, Representative Thayer added:
“[The freedmen] are entitled to the benefit of that guarantee of the Constitution which secures to every citizen the enjoyment of life, liberty, and property, and no just reason exists why they should not enjoy the protection of that guarantee . . . .
What is the necessity which gives occasion for that protection? Sir, in at least six of the lately rebellious States the reconstructed Legislatures of those States have enacted laws which, if permitted to be enforced, would strike a fatal blow at the liberty of the freedmen . . . .”39
An opponent of the bill, Representative Bingham, said on March 9:
“[W]hat, then, is proposed by the provision of the first section? Simply to strike down by congressional enactment every State constitution which makes a discrimination on account of race or color in any of the civil rights of the citizen.”40
Representative Shellabarger, a supporter of the bill, discussed it on the same day. He began by stating that he had no doubt of the constitutionality of § 2 of the bill, provided Congress might enact § 1. With respect to § 1, he said:
“Its whole effect is not to confer or regulate rights, but to require that whatever of these enumerated rights and obligations are imposed by State laws shall be for and upon all citizens alike. . . . Self-evidently this is the whole effect of this first section. It secures . . . equality of protection in those enumerated civil rights which the States may deem proper to confer upon any races. . . . It must . . . be noted that the violations of citizens’ rights, which are reached and punished by this bill, are those which are inflicted under ‘color of law,’ &c. The bill does not reach mere private wrongs, but only those done under color of state authority . . . . [I]ts whole force is expended in defeating an attempt, under State laws, to deprive races and the
members thereof as such of the rights enumerated in this act. This is the whole of it.”41
Thus, Representative Shellabarger said in so many words that the bill had no impact on “mere private wrongs.”
After the President‘s veto of the bill, Representative Lawrence, a supporter, stated his views. He said:
“The bill does not declare who shall or shall not have the right to sue, give evidence, inherit, purchase, and sell property. These questions are left to the States to determine, subject only to the limitation that there are some inherent and inalienable rights pertaining to every citizen, which cannot be abolished or abridged by State constitutions or laws. . . .
“Now, there are two ways in which a State may undertake to deprive citizens of these . . . rights: either by prohibitory laws, or by a failure to protect any one of them.
“If the people of a State should become hostile to a large class of naturalized citizens and should enact laws to prohibit them and no other citizens . . . from inheriting, buying, holding, or selling property, . . . that would be prohibitory legislation. If the State should simply enact laws for native-born citizens and provide no law under which naturalized citizens could enjoy any one of these rights, and should deny them all protection by civil process or penal enactments, that would be a denial of justice.”42
The Court quotes and cites a number of passages from the House debates in aid of its construction of the bill. As in the case of the Senate debates, most of these appear upon close examination to provide little support. The first significant citation, ante, at 425, n. 33, is a dialogue between Representative Wilson and Representative Loan, another of the bill‘s supporters.
The full exchange went as follows:
“Mr. LOAN. Mr. Speaker, I . . . ask the chairman . . . why the committee limit the provisions of the second section to those who act under the color of law. Why not let them apply to the whole community where the acts are committed?
“Mr. WILSON, of Iowa. That grows out of the fact that there is discrimination in reference to civil rights under the local laws of the States. Therefore we provide that the persons who under the color of these local laws should do these things shall be liable to this punishment.
“Mr. LOAN. What penalty is imposed upon others than officers who inflict these wrongs on the citizen?
“Mr. WILSON, of Iowa. We are not making a general criminal code for the States.
“Mr. LOAN. Why not abrogate those laws instead of inflicting penalties upon officers who execute writs under them?
“Mr. WILSON, of Iowa. A law without a sanction is of very little force.
“Mr. LOAN. Then why not put it in the bill directly?
“Mr. WILSON, of Iowa. That is what we are trying to do.”43
The interpretation which the Court places on Representative Wilson‘s remarks, see ante, at 425, n. 33, is a conceivable one.44 However, it is equally likely that, since both participants in the dialogue professed concern solely with § 2 of the bill, their remarks carried no implication about the scope of § 1. Moreover, it is possible to read the entire exchange as concerned with discrimination in communities having discriminatory laws, with Representative Loan urging that the laws should be abrogated directly or that all persons, not merely officers, who discriminated pursuant to them should be criminally punishable.
The next significant reliance upon the House debates is the Court‘s mention of references in the debates “to white employers who refused to pay their Negro workers, white planters who agreed among themselves not to hire freed slaves without the permission of their former masters, white citizens who assaulted Negroes or who combined to drive them out оf their communities.” Ante, at 427-428.45 (Footnotes omitted.) As was pointed out in the discussion of the Senate debates, supra, at 462, the references to white men‘s refusals to pay freedmen
The Court cites two different House references to assaults on Negroes by whites. The first was by Congressman Windom,46 and close examination reveals that his only mention of assaults was with regard to a Texas “pass system,” under which freedmen were whipped if found abroad without passes, and a South Carolina law permitting freedmen to be whipped for insolence.47 Since these assaults were sanctioned by law, or at least by “custom,” they would be reached by the bill even under a “state action” interpretation. The other allusion to assaults, as well as the mention of combinations of whites to drive freedmen from communities, occurred in a speech by Representative Lawrence.48 These references were shortly preceded by the remarks of Congressman Lawrence quoted, supra, at 468, and were immediately followed by his comment that ”If States should undertake to authorize such offenses, or deny to a class of citizens all protection against them, we may then inquire whether the nation itself may be destroyed . . . .”49 These fore and aft remarks imply that Congressman Lawrence‘s concern was that the activities referred to would receive state sanction.
The Court, ante, at 428, n. 40, quotes a statement of Representative Eldridge, an opponent of the bill, in which he mentioned references by the bill‘s supporters to “individual cases of wrong perpetrated upon
The last significant reference52 by the Court to the House debates is its statement, ante, at 434, that “Representative Cook of Illinois thought that, without appropriate federal legislation, any ‘combination of men in [a] neighborhood [could] prevent [a Negro] from having any chance’ to enjoy” the benefits of the Thirteenth Amendment. This quotation seems to be taken out of context. What Representative Cook said was:
“[W]hen those rights which are enumerated in this bill are denied to any class of men on account of race or color, when they are subject to a system of vagrant laws which sells them into slavery or involuntary servitude, which operates upon them as upon no other part of the community, they are not secured in the rights of freedom. If a man can be sold, the man is a slave. If he is nominally freed by the amendment to the Constitution, . . . he has simply the labor of his hands on which he can depend. Any combination of men in his neighborhood can prevent him from having any chance to support himself by his labor. They can pass a law that a man not supporting himself by labor shall
be deemed a vagrant, and that a vagrant shall be sold.”53
These remarks clearly were addressed to discriminations effectuated by law, or sanctioned by “custom.” As such, they would have been reached by the bill even under a “state action” interpretation.
D.
The foregoing analysis of the language, structure, and legislative history of the 1866 Civil Rights Act shows, I believe, that the Court‘s thesis that the Act was meant to extend to purely private action is open to the most serious doubt, if indeed it does not render that thesis wholly untenable. Another, albeit less tangible, consideration points in the same direction. Many of the legislators who took part in the congressional debates inevitably must have shared the individualistic ethic of their time, which emphasized personal freedom54 and embodied a distaste for governmental interference which was soon to culminate in the era of laissez-faire.55 It seems to me that most of these men would have regarded
In sum, the most which can be said with assurance about the intended impact of the 1866 Civil Rights Act upon purely private discrimination is that the Act probably was envisioned by most members of Congress as prohibiting official, community-sanctioned discrimination in the South, engaged in pursuant to local “customs” which in the recent time of slavery probably were embodied in laws or regulations.65 Acts done under the
II.
The foregoing, I think, amply demonstrates that the Court has chosen to resolve this case by according to a loosely worded statute a meaning which is open to the strongest challenge in light of the statute‘s legislative history. In holding that the
The only apparent way of deciding this case without reaching those issues would be to hold that the petitioners are entitled to relief on the alternative ground advanced by thеm: that the respondents’ conduct amounted to “state action” forbidden by the
The fact that a case is “hard” does not, of course, relieve a judge of his duty to decide it. Since, the Court did vote to hear this case, I normally would consider myself obligated to decide whether the petitioners are entitled to relief on either of the grounds on which they rely. After mature reflection, however, I have concluded that this is one of those rare instances in which an event which occurs after the hearing of argument so diminishes a case‘s public significance, when viewed in light of the difficulty of the questions presented, as to justify this Court in dismissing the writ as improvidently granted.
The occurrence to which I refer is the recent enactment of the
I am not dissuaded from my view by the circumstance that the 1968 Act was enacted after oral argument in this case, at a time when the parties and amici curiae had invested time and money in anticipation of a decision on the merits, or by the fact that the 1968 Act apparently will not entitle these petitioners to the relief which they seek.69 For the certiorari jurisdiction was not
One prior decision of this Court especially suggests dismissal of the writ as the proper course in these unusual circumstances. In Rice v. Sioux City Cemetery, supra, the issue was whether a privately owned cemetery might defend a suit for breach of a contract to bury on the ground that the decedent was a Winnebago Indian and the contract restricted burial privileges to Caucasians. In considering a petition for rehearing following an initial affirmance by an equally divided Court, there came to the Court‘s attention for the first time an Iowa statute which prohibited cemeteries from discriminating on account of race, but which would not have benefited the Rice petitioner because of an exception for “pending litigation.” Mr. Justice Frankfurter, speaking for a majority of the Court, held that the writ should be dismissed. He pointed out that the case presented “evident difficulties,” 349 U. S., at 77, and noted that “[h]ad the statute been properly brought to our attention . . . the case would have assumed such an isolated significance that it would hardly have been brought here in the first instance.” Id., at 76-77. This case certainly presents difficulties as substantial as those in Rice. Compare what has been said in this opinion with 349 U. S.,
For these reasons, I would dismiss the writ of certiorari as improvidently granted.
