7 Tex. Admin. Code, Chapter 109 – Transactions Exempt from Registration | Midpage

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Texas Administrative Code

Chapter 109

7 Tex. Admin. Code, Chapter 109

Transactions Exempt from Registration

Texas Secretary of State

109.1Transactions Involving Existing Security Holders 109.2Parent Subsidiary Transactions 109.3Financial Institutions under the Texas Securities Act, §4005.011 109.4Securities Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors 109.6Investment Adviser Registration Exemption for Investment Advice to Financial Institutions and Certain Institutional Investors 109.8Initial Offering Completed 109.11Guarantee of Options 109.12Stock Dividends 109.13Limited Offering Exemptions 109.14Oil, Gas, and Other Mineral Interests 109.17Banks under the Securities Act, §4005.016