7 Tex. Admin. Code, Chapter 133 – Forms | Midpage

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Texas Administrative Code

Chapter 133

7 Tex. Admin. Code, Chapter 133

Forms

Texas Secretary of State

133.2Public Information Charges - Billing Detail 133.3ADA Accommodations Request 133.4Request for Consideration of a Registration Application by a Military Applicant 133.5Secondary Trading Exemption Notice 133.6Secondary Trading Exemption Renewal Notice 133.7Securities Application 133.9Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises 133.10Investment Company Report of Sales in the State of Texas 133.11Sales Report for Non-continuous Offerings 133.12Renewal Application for Mutual Funds and Other Continuous Offerings 133.13Application for Renewal Permit 133.14Consent of Independent Accountants 133.15Texas Crowdfunding Portal Registration 133.16Texas Crowdfunding Portal Withdrawal of Registration 133.18Certification of Balance Sheet by Principal Financial Officer 133.19Waiver or Refund Request by a Military Applicant 133.20Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity 133.21Crowdfunding Exemption Notice 133.22Waiver or Refund Request by a Military Service Member or Military Spouse for a Renewal Fee 133.23Request for Recognition of Out-Of-State License or Registration Pursuant to Occupations Code §55.0041 133.26Request for Determination of Money Market Fund Status for Federal Covered Securities 133.27Year-End Report of Sales of Federal Covered Securities by a Money Market Fund 133.29Intrastate Exemption Notice 133.30Information Concerning Projected Market Prices and Related Market Information 133.33Uniform Forms Accepted, Required, or Recommended 133.34Undertaking Regarding Non-issuer Sales 133.36Request for Reduced Fees for Certain Persons Registered in Multiple Capacities