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7 Tex. Admin. Code, Chapter 139 – Exemptions by Rule or Order | Midpage
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Texas Administrative Code
Title 7
Part 7
Chapter 139
7 Tex. Admin. Code, Chapter 139
Exemptions by Rule or Order
Texas Secretary of State
139.1
Policies
139.2
Professional Associations
139.3
Blue Chip Exemption
139.4
Mexican Securities
139.5
Canadian Securities
139.6
Distributions by Liquidating Trustees
139.7
Sale of Securities to Nonresidents
139.8
Sales to Underwriters
139.9
Bank Holding Companies
139.10
Exchange Offers
139.11
Transactions in United States Savings Bonds
139.12
Oil and Gas Auction Exemption
139.13
Resales under SEC Rule 144 and Rule 145(d)
139.14
Non-Issuer Sales
139.15
Credit Enhancements
139.16
Sales to Individual Accredited Investors
139.17
Offers Disseminated Through the Internet
139.18
Dealer and Investment Adviser Use of the Internet To Disseminate Information on Products and Services
139.19
Accredited Investor Exemption
139.20
Third Party Brokerage Arrangements on Financial Entity Premises
139.21
Dealer, Agent, and Securities Exemptions for Canadian Accounts
139.22
Exemption for Investment Adviser to a High Net Worth Family Entity
139.23
Registration Exemption for Investment Advisers to Private Funds
139.24
Charitable Organizations Assisting Economically Disadvantaged Clients with Texas Qualified Tuition Program Plans
139.26
Intrastate Crowdfunding Exemption for SEC Rule 147A Offerings
139.27
Mergers and Acquisitions Dealer Exemption