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Texas Administrative Code
Title 7
Part 7
7 Tex. Admin. Code, Part 7
State Securities Board
Texas Secretary of State
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101
General Administration
102
Complaint Process
103
Rulemaking Procedure
104
Procedure for Review of Applications
105
Rules of Practice in Contested Cases
106
Guidelines for the Assessment of Administrative Fines
107
Terminology
109
Transactions Exempt from Registration
111
Securities Exempt from Registration
113
Registration of Securities
114
Federal Covered Securities
115
Securities Dealers and Agents
116
Investment Advisers and Investment Adviser Representatives
123
Administrative Guidelines for Registration of Open-end Investment Companies
125
Minimum Disclosures in Church and Nonprofit Institution Bond Issues
127
Miscellaneous
131
Guidelines for Confidentiality of Information
133
Forms
135
Industrial Development Corporations and Authorities
137
Administrative Guidelines for Regulation of Offers
139
Exemptions by Rule or Order