William WINDHAM, Medical Doctor, Plaintiff-Appellant v. HARRIS COUNTY, TEXAS; Deputy T. R. Pasket; Deputy M. Dunn; John DOE Supervisors, Defendants-Appellees
No. 16-20686
United States Court of Appeals, Fifth Circuit
November 13, 2017
875 F.3d 229
Bruce Stephen Powers, Assistant County Attorney, Mary E. Baker, County Attorney‘s Office for the County of Harris, Houston, TX, for Defendants-Appellees.
Before SMITH, OWEN, and HIGGINSON, Circuit Judges.
STEPHEN A. HIGGINSON, Circuit Judge:
Two Harris County sheriff‘s deputies detained plaintiff William Windham on suspicion of driving while impaired. Windham filed suit against the officers and the County, contending that a standard field sobriety test injured him as a result of his preexisting neck condition. He now appeals the district court‘s grant of summary judgment for defendants on his failure-to-accommodate claim under Title II of the Americans with Disabilities Act (“ADA“), and on his claims for unjustified detention, excessive use of force, and municipal liability under
BACKGROUND
On May 30, 2011, Deputy Thomas Pasket was called to investigate an accident reportedly caused by an intoxicated driver.
Windham suffered from cervical stenosis. As a result, his neck involuntarily assumed a flexed, downward-looking position. He carried an explanatory doctor‘s note. The note stated that Windham‘s stenosis “place[d] him at risk for strenuous activities and particularly for driving in the unpredictable event of an accident.” It added that “[b]ecause of [Windham‘s] risk of neurologic injury from neck extension, he should also consider delaying his thyroid surgery until such time as his cervical spine issues have been addressed.” And it concluded by asking the reader to “[k]indly afford [Windham] the opportunity to address these issues in whatever way that you can help him.”1 The note gave no further details, however, as to the nature of Windham‘s “issues” or the accommodations they required. Pasket read the note and assured Windham that “nobody w[ould] extend [his] neck.”
Pasket then sought Windham‘s permission to administer certain standard field sobriety tests. Although Windham declined to perform some, he “promptly agreed” to a gaze nystagmus test.2 That test involves waiving a stimulus in front of the subject‘s face and tracking his eye movements. Pasket performed the test without injuring Windham. The results were negative or inconclusive. Pasket determined that he needed to call a certified drug recognition expert, Deputy Matthew Dunn, to gauge Windham‘s impairment.3
Dunn responded to Pasket‘s call as quickly as he could, arriving at 4:01 p.m. He spoke first with Pasket for about ten minutes. The officers then approached Windham together. The dash cam on Dunn‘s patrol car recorded their interaction. To the extent the parties’ recollec-
According to the video, Windham began by telling Dunn that he “do[es]n‘t drive at all” because he has “cervical stenosis with radiculopathy in both [his] legs.” He added, “It‘s right here on my surgical...” before trailing off and handing Dunn a stack of papers, including the doctor‘s note. Dunn held the papers at arm‘s length and glanced at the topmost page for about three seconds. No one mentioned the note.
Dunn asked Windham if he would perform some field sobriety tests. Windham responded, “Yeah I‘m not gonna be able to do them.” Dunn asked, “So are you refusing to do any?,” and Windham quickly assured him, “No.” Dunn sought clarification: “So you said you will or you won‘t?” Windham replied, somewhat enigmatically, “No I will. But I‘m not gonna be able to.” Dunn remarked “okay” and began administering a gaze nystagmus test.
When Dunn instructed Windham to “look up at me” and “put your head up,” Windham promptly did so, but added: “It hurts to lift my head up this high.” Dunn asked if he had any head injuries and Windham answered, “No, but the neck hurts.” Windham never indicated that he could not complete the test or asked Dunn to stop. He also never asked Dunn to administer the test differently or to use another test instead. To the contrary, he completed the gaze nystagmus test without further complaint. He held his head in the requested position for about forty-five seconds. He then completed the walk-and-turn test and the one-leg-stand.
Dunn concluded that Windham was insufficiently impaired to justify arrest and released him around 4:18 p.m. The entire encounter lasted approximately ninety minutes. The district court determined, and no one now disputes, that a reasonable jury could find that Windham suffered injury as a result of Dunn‘s administration of the gaze nystagmus test. Windham sued Pasket, Dunn, and the County, all of whom secured summary judgment on the relevant claims. See Windham v. Harris Cty., No. 4:13-cv-1576, 2016 WL 4939563 (S.D. Tex. Sept. 13, 2016). Windham timely appealed.
STANDARD OF REVIEW
We review the district court‘s grant of summary judgment de novo, applying the same standards as the district court. Robinson v. Orient Marine Co., 505 F.3d 364, 365 (5th Cir. 2007). Summary judgment is proper only if the movant shows both that “there is no genuine dispute as to any material fact” and that it “is entitled to judgment as a matter of law.”
ANALYSIS
I. Title II of the ADA
Title II of the ADA provides: “[N]o qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
To make out a prima facie case under Title II, a plaintiff must show “(1) that he is a qualified individual within the meaning of the ADA; (2) that he is being excluded from participation in, or being denied benefits of, services, programs, or activities for which the public entity is responsible, or is otherwise being discriminated against by the public entity; and (3) that such exclusion, denial of benefits, or discrimination is by reason of his disability.” Melton v. Dallas Area Rapid Transit, 391 F.3d 669, 671-72 (5th Cir. 2004). The County does not dispute that a reasonable jury could find for Windham on the first two prongs. Our analysis concerns only whether a reasonable jury could find that the County discriminated against Windham “by reason of his disability.”5
Windham attempts to satisfy the third prong on a theory of “failure to accommodate.” That theory is expressly codified in Title I of the ADA (governing employment), which defines “discriminat[ion] on the basis of disability” to include “not making reasonable accommodations [for a disabled employee‘s] known physical or mental limitations.”
A critical component of a Title II claim for failure to accommodate, however, is proof that “the disability and its consequential limitations were known by the [entity providing public services].” Jin Choi, 633 Fed.Appx. at 215 (quoting Neely v. PSEG Tex., Ltd. P‘ship, 735 F.3d 242, 247 (5th Cir. 2013)); accord Ball, 792 F.3d at 596 n.9.8 Mere knowledge of the disability is not enough; the service provider must also have understood “the limitations [the plaintiff] experienced ... as a result of that disability.” Taylor v. Principal Fin. Grp., Inc., 93 F.3d 155, 164 (5th Cir. 1996) (emphasis added); accord Patton v. Jacobs Eng‘g Grp., Inc., 874 F.3d 437, 444-45 (5th Cir. 2017); Jin Choi, 633 Fed.Appx. at 216.9 Otherwise, it would be impossible for the provider to ascertain whether an accommodation is needed at all, much less identify an accommodation that would be reasonable under the circumstances.10 Taylor, 93 F.3d at 164. Thus, because “[t]he ADA does not require clairvoyance,” Hedberg v. Ind. Bell Tel. Co., 47 F.3d 928, 934 (7th Cir. 1995), the burden falls on the plaintiff “to specifically identify the disability and resulting limitations,” Taylor, 93 F.3d at 165, and to request an accommodation in “direct and specific” terms, Reed v. LePage Bakeries, Inc., 244 F.3d 254, 261 (1st Cir. 2001).11
When a plaintiff fails to request an accommodation in this manner, he can prevail only by showing that “the disability, resulting limitation, and necessary reasonable accommodation” were “open, obvious, and apparent” to the entity‘s relevant agents. Taylor, 93 F.3d at 164; accord Jin Choi, 633 Fed.Appx. at 216 (applying standard to Title II); Robertson, 500 F.3d at 1197 (collecting cases across circuits); see, e.g., id. at 1198 (reasonable jury could infer that deaf arrestee‘s inability meaningfully to participate in his probable-cause hearing was sufficiently obvious to put officers on notice of the need for a hearing aid). The parties dispute what type of knowledge is required (although neither provides any citation or analysis): the County couches its arguments in terms of what “would have alerted a reasonable officer,” whereas Windham asserts that the inquiry is subjective. Although our caselaw speaks generally in terms of the entity‘s subjective knowledge,12 we do not appear to have confronted this question directly. Nor must we do so now. As explained below, we would reach the same conclusion on either party‘s view of the law.
But Windham never asked the officers for any accommodation. Far from requesting, for example, that the gaze nystagmus test not be performed or that it be administered from a lower angle, Windham made no requests of the officers whatsoever. He also expressly confirmed that he was not refusing to perform the test. Although Windham did express vague skepticism about whether he would “be able to do” the tests, that statement can hardly be construed as a “request” for anything. It does not constitute the kind of clear and definite request for accommodations that would trigger the duty to accommodate under the ADA. See Taylor, 93 F.3d at 165.
Nor has Windham adduced evidence from which a reasonable jury could infer that the extent of Windham‘s limitation and the necessary accommodation were “obvious“—that is, infer that Pasket and Dunn knew or should have known that
As an initial matter, Windham has never argued that his disability, limitation, and necessary accommodation are of a kind that would still have been “open, obvious, and apparent” even if Windham had never attempted to explain them. That may be true of well-understood and outwardly visible disabilities like, say, blindness, deafness, or being wheelchair-bound. Cf., e.g., Robertson, 500 F.3d at 1198 (need for hearing aid could be found obvious). But no one suggests that cervical stenosis fits that category.
Windham instead attempts to prove the requisite “obviousness” by relying on his doctor‘s note. But that note could not reasonably be found to have apprised the officers of Windham‘s limitation or how that limitation should be accommodated. The closest the note came was its statement, buried in a dependent clause in the second paragraph, that Windham “risk[ed] ... neurologic injury from neck extension.” Yet nothing in the note defined “neck extension” or intimated that Windham risked injury by moving his head into a neutral, forward-looking position (an act that does not obviously constitute “neck extension” on its own). The note therefore could not have rendered Windham‘s limitation “obvious“—and it certainly could not have made obvious the necessary accommodation. See Taylor, 93 F.3d at 165 n.10 (doctors’ affidavits insufficient because they failed to identify “(1) the specific disability; (2) any limitations resulting therefrom, or (3) any reasonable accommodations required“).
In his reply brief, Windham additionally points to the statements he made to Dunn during the second gaze nystagmus test. Although Windham expressed generic doubts about his ability to perform the test, and although he said that raising his head caused him pain, none of these statements made clear that Windham needed accommodation for his neck and suggested possible accommodations. Vague statements like these cannot transform Windham‘s somewhat-obscure condition into one for which the limitations and necessary accommodation were “open, obvious, and apparent.” See Taylor, 93 F.3d at 164-65.13
As a result, Windham cannot avail himself of the narrow exception applicable only to people whose disabilities, limitations, and necessary accommodations are “open, obvious, and apparent.” Taylor, 93 F.3d at 165. He instead falls within the generally applicable rule that “[i]f the [plaintiff] fails to request an accommodation, the [public entity] cannot be held liable for failing to provide one.” Id. Because the record contains no evidence that Windham requested an accommodation, we affirm the district court‘s grant of summary judgment for the County on the ADA claim.
II. Fourth Amendment and § 1983
The Fourth Amendment prohibits “unreasonable ... seizures.”
Windham appeals the grant of summary judgment on his claims against the officers for unjustified detention and excessive use of force, and on his claim against the County for failure to train its officers to perform sobriety tests on individuals with neck injuries. We affirm as to each.
A. Unjustified Detention
To be justified under the Fourth Amendment, an investigative stop needs only reasonable suspicion. United States v. Massi, 761 F.3d 512, 520 (5th Cir. 2014). An arrest, on the other hand, demands the greater showing of probable cause. Id. Here, Windham argues that the officers lacked reasonable suspicion, and that, in any event, the detention was functionally an arrest such that probable cause was required.
(i) Reasonable Suspicion
The first question is whether the officers “ha[d] a reasonable suspicion ... that criminal activity ‘may [have been]
Pasket had reasonable suspicion to detain and investigate Windham for the crime of driving while impaired. See
Windham‘s arguments do not persuade us otherwise. Although he contends that the witness was mistaken and that Windham in fact was neither sleeping nor impaired, this argument says nothing about whether Pasket reasonably believed the witness. Similarly, although Windham‘s brief asserts that “Windham‘s eyes were not bloodshot,” it cites no record evidence to support that claim. See
(ii) De Facto Arrest
The second question is whether the seizure exceeded the bounds of a traffic stop and became a de facto arrest. See United States v. Shabazz, 993 F.2d 431, 437 (5th Cir. 1993) (“A prolonged investigative detention may be tantamount to a de facto arrest, a more intrusive custodial state which must be based upon probable cause rather than mere reasonable suspicion.“). “A seizure rises to the level of an arrest only if ‘a reasonable person in the suspect‘s position would have understood the situation to constitute a restraint on freedom of movement of the degree which the law associates with formal arrest.’ ” Carroll, 800 F.3d at 170 (quoting United States v. Corral-Franco, 848 F.2d 536, 540 (5th Cir. 1988)). Windham makes two arguments on this front, both of which we reject.
First, Windham asserts without citation that the traffic stop became an arrest because Pasket “confiscated ... Windham‘s driver‘s license, making it impossible for [him] to drive away.” To be
Second, Windham argues that the length of the traffic stop—close to ninety minutes—transformed it into an arrest. But “[t]here is ... no constitutional stopwatch on traffic stops.” United States v. Brigham, 382 F.3d 500, 511 (5th Cir. 2004) (en banc). Instead, “[i]n assessing whether a detention is too long in duration to be justified as an investigative stop, we ... examine whether the police diligently pursued a means of investigation that was likely to confirm or dispel their suspicions quickly, during which time it was necessary to detain the defendant.” United States v. Sharpe, 470 U.S. 675, 685-86 (1985). The key requirement is that the stop “last no longer than is necessary to effectuate [its] purpose.” Florida v. Royer, 460 U.S. 491, 500 (1983).
It is undisputed that Pasket determined that he needed the opinion of Dunn, a certified drug recognition expert, to assess the extent of Windham‘s impairment. It is likewise undisputed that Dunn arrived as quickly as he could, that he administered the tests expeditiously once he arrived, and that those tests were germane to the reasonable suspicion that justified the stop. The parties dispute only whether Pasket‘s belief was reasonable. According to Windham, because Pasket knew how to perform sobriety tests himself, “[i]t was not necessary to call another officer to obtain a second opinion.”
But Windham offers no evidentiary basis for finding Pasket‘s determination unreasonable. His brief justifies his assertion with just a single piece of evidence: Windham‘s own declaration that “[a]ny well trained officer should be able to administer the sobriety test.”16 Suffice it to say, Windham‘s bare, lay opinion as to the scope of a reasonable police officer‘s abilities does not create a genuine factual dispute. See
B. Excessive Force
That the seizure was justified by reasonable suspicion, however, does not end our inquiry. The seizure must also have been conducted in a reasonable manner, without the use of excessive force. Graham, 490 U.S. at 395. To prevail on an excessive force claim, a plaintiff must show “(1) an injury that (2) resulted directly and only from the use of force that was excessive to the need and that (3) the force used was objectively unreasonable.” Hamilton v. Kindred, 845 F.3d 659, 662 (5th Cir. 2017) (internal quotation mark omitted).
The district court erred in holding that Windham‘s preexisting neck condition prevented him from satisfying the second prong‘s causation requirement. See Windham, 2016 WL 4939563, at *5 (citing Wells v. Bonner, 45 F.3d 90, 96 (5th Cir. 1995)). Our law is clear that the second prong does not “preclude[] recovery for aggravation of preexisting injury caused by the use of excessive force.” Dunn v. Denk, 79 F.3d 401, 403 (5th Cir. 1996) (en banc); see also Darden v. City of Fort Worth, 866 F.3d 698, 703 (5th Cir. 2017) (explaining that the second prong does not preclude recovery where a preexisting condition contributed to, but would not have independently caused, the injury). To the extent Wells v. Bonner might be read to say otherwise, our en banc court has rejected that understanding. See Dunn, 79 F.3d at 403.17
We nonetheless affirm on the basis of prong three. Whether a use of force is reasonable “must be judged from the perspective of a reasonable officer on the scene.” Graham, 490 U.S. at 396. It follows that “[w]hat would ordinarily be considered reasonable force does not become excessive force when the force aggravates (however severely) a preexisting condition the extent of which w[ould have been] unknown to [a reasonable] officer at the time.” Rodriguez v. Farrell, 280 F.3d 1341, 1353 (11th Cir. 2002); accord Huntley v. City of Owasso, 497 Fed.Appx. 826, 831 (10th Cir. 2012).18 Here, there is no doubt that, but for Windham‘s neck condition, Dunn‘s administration of the gaze nystagmus test would have been a perfectly reasonable exercise of
C. Monell Liability
Finally, in light of the above, there can be no liability for the County under Monell. “We have stated time and again that ‘[w]ithout an underlying constitutional violation, an essential element of municipal liability is missing.’ ” Doe ex rel. Magee v. Covington Cty. Sch. Dist. ex rel. Keys, 675 F.3d 849, 866-67 (5th Cir. 2012) (en banc) (alteration in original) (quoting Becerra v. Asher, 105 F.3d 1042, 1048 (5th Cir. 1997)). Because Windham fails to demonstrate the existence of a constitutional violation, the County is entitled to judgment on his Monell claim as a matter of law.
***
The district court‘s judgment is AFFIRMED.
