JOHN M. WIBLYI, JR. v. MCDONALD‘S CORPORATION ET AL.
AC 37304
Appellate Court of Connecticut
Argued April 6—officially released September 6, 2016
DiPentima, C. J., and Lavine and Mullins, Js.
(Appeal from Workers’ Compensation Review Board.)
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JOHN M. WIBLYI, JR. v. MCDONALD‘S CORPORATION ET AL.
(AC 37304)
DiPentima, C. J., and Lavine and Mullins, Js.
Argued April 6—officially released September 6, 2016
(Appeal from Workers’ Compensation Review Board.)
John B. Cantarella, for the appellants (defendants).
Jennifer B. Levine, with whom was Harvey L. Levine, for the appellee (plaintiff).
Opinion
The following facts and procedural history are relevant to this appeal. The plaintiff filed a form 30C3 on June 28, 2000,4
After an extended time period, on February 25, 2010, the plaintiff filed a motion to preclude the defendant from contesting liability. Specifically, the plaintiff argued that the defendant had “failed to file notice contesting liability on or before the twenty-eighth day after it received written notice of claim.” He further maintained that, as a result, the defendant conclusively was presumed to have accepted the compensability of his alleged injuries.
On October 11, 2012, the defendant filed an amended objection to the motion to preclude. It set forth the following reasons for its objection: (1) the notice of the claim was insufficient to trigger an investigation; (2) the notice of the claim was served improperly for the purposes of the motion to preclude; (3) there was no prima facie medical report that an injury had occurred; (4) waiver; (5) laches; (6) fraud; and (7) the defendant had filed a proper denial of benefits pursuant to
On August 21, 2013, the defendant filed a memorandum of law in opposition to the motion to preclude. It objected on the following bases: “(1) Improper Service of the Motion to Preclude; (2) a timely denial was filed under [§] 31-294c (b); and (3) Laches.” The defendant iterated that there had been an inexcusable delay and that it had suffered prejudice as a result of said delay.
On September 19, 2013, the commissioner denied the plaintiff‘s motion to preclude. In his decision, the commissioner found that the plaintiff had filed a timely notice of claim on June 28, 2000, and that the defendant had not filed its form 43 within twenty-eight days of receipt of the notice of claim.7 The commissioner also found that the claim had been dormant for many years and that many of the “original handlers of the claim . . . are no longer available and some documents no longer exist.”
The commissioner denied the motion to preclude and ordered the case to proceed on the merits. Specifically, the commissioner stated: “Based on the totality of the circumstances, I hereby deny the motion to preclude. I am persuaded by the [defendant‘s] position on this issue, particularly as to the laches and prejudice claim, as this motion to preclude was filed eleven years after the filing of the [September 8, 1999] injury claim.”8
The plaintiff appealed to the board from the denial of his motion to preclude. On October 3, 2014, the board issued a decision concluding that the commissioner had erred as a matter of law by applying the equitable doctrine of laches in the context of a motion to preclude, a creature of statute. The board reasoned that the Workers’ Compensation Commission is limited by its enabling legislation and must act within its statutory authority. It then examined
On appeal, the defendant argues that the board improperly concluded the equitable doctrine of laches was not applicable as a defense to a motion to preclude filed
As an initial matter, we set forth the general principles underlying the Workers’ Compensation Act (act),
We next set forth our well established standard of review. “The conclusions drawn by [the commissioner] from the facts found must stand unless they result from an incorrect application of the law to the subordinate facts or from an inference illegally or unreasonably drawn from them. . . . It is well established that [a]lthough not dispositive, we accord great weight to construction given to the workers’ compensation statutes by the commissioner and [the] board.” (Internal quotation marks omitted.) Leonetti v. MacDermid, Inc., 310 Conn. 195, 205-206 (2013).
The issue of whether laches is available as a defense to a motion to preclude has not been decided by either our Supreme Court or this court. Additionally, the board did not indicate that it had relied on a time tested interpretation of
Certain features of workers’ compensation law regarding the timeliness of an employer‘s response to an employee‘s claim of compensation pursuant to the act underlie our resolution of the defendant‘s appeal. We first must examine the language of
Section
Next, we examine the purpose and effect of a motion to preclude. This motion is filed by an employee follow-ing an employer‘s failure to comply with
This court has noted that “[i]n deciding a motion to preclude, the commissioner must engage a two part inquiry. First, he must determine whether the employee‘s notice of claim is adequate on its face. See
We now return to the specifics of the present case. The commissioner found that the plaintiff timely filed notice of his claim of a compensable injury via the form 30C on June 28, 2000. See
The plaintiff did not file his motion to preclude until February 25, 2010, approximately nine and one-half years after the filing of the defendant‘s form 43. In its objection to the motion to preclude, the defendant argued, inter alia, that the plaintiff was barred by laches from proceeding with the motion to preclude. Specifically, it claimed that there had been an inexcusable delay of nearly ten years and that it was prejudiced as a result of that delay. The commissioner denied the motion to preclude on the basis of laches; the board disagreed and found that this equitable doctrine did not apply within the statutory framework of a motion to preclude. We agree with the board.
A brief explanation of laches will facilitate our analysis. In John H. Kolb & Sons, Inc. v. G & L Excavating, Inc., 76 Conn. App. 599, 612-13 (2003), cert. denied, 264 Conn. 919 (2003), we explained that “[t]he defense of laches, if proven, bars a plaintiff from seeking equitable relief in a case in which there has been an inexcusable delay that has prejudiced the defendant. First, there must have been a delay that was inexcusable, and, second, that delay must have prejudiced the defendant.” (Internal quotation marks omitted.) We further noted that there must be unreasonable, inexcusable and prejudicial delay for the defense to apply. Id., 613. We also stated that “[a] laches defense is not . . . a substantive right that can be asserted in both legal and equitable proceedings. Laches is purely an equitable doctrine, is largely governed by the circumstances, and is not to be imputed to one who has brought an action at law within the statutory period. . . . It is an equitable defense allowed at the discretion of the trial court in cases brought in equity.” (Emphasis in original; internal quotation marks omitted.) Id.; see also Fromm v. Fromm, 108 Conn. App. 376, 385 (2008) (doctrine of laches functions in part as kind of flexible statute of limitations).
Our Supreme Court recently has observed that the defense of laches has only a limited applicability. Doe v. Hartford Roman Catholic Diocesan Corp., 317 Conn. 357, 399 (2015). In that case, the court concluded that laches did not apply to actions at law brought within the statutory time period. Id., 400; see also Florian v. Lenge, 91 Conn. App. 268, 283 (2005) (laches not available in action at law and in absence of cause of action for equitable relief, trial court properly determined that laches not available as defense). Our Supreme Court reasoned that “[t]o import laches as a defense to actions at law would pit the legislative value judgment embodied in a statute of limitations . . . against the equitable determinations of individual judges. Judges could disallow claims that the legislature had already determined were timely brought. . . . Thus to import laches as a defense to actions of law would alter the balance of power between legislatures and courts regarding the timeliness of claims.” (Internal quotation marks omitted.) Doe v. Hartford Roman Catholic Diocesan Corp., supra, 401-402. On the basis of separation of powers and administrative concerns, our Supreme Court agreed that the distinction between legal and equitable claims was ” ‘sound’ ” and that laches did not apply to claims at law. Id., 402.
It is well recognized in our law that the workers’ compensation system is derived exclusively from statute. Discuillo v. Stone & Webster, 242 Conn. 570, 576 (1997); see also Kuehl v. Z-Loda Systems Engineering, Inc., 265 Conn. 525, 538 (2003); Cantoni v. Xerox Corp., 251 Conn. 153, 159 (1999); Fantasia v. Milford Fastening Systems, 86 Conn. App. 270, 279 (2004), cert. denied, 272 Conn. 919 (2005). We iterate that a motion to preclude, in the context of workers’ compensation cases, is a statutorily created waiver mechanism that, following an employer‘s failure to comply the requirement of
Although not directed specifically to the area of workers’ compensation law, our Supreme Court also cautioned against pitting the equitable determinations of judges against the value judgment of the legislature. Id., 401. We recognize that our legislature has not established a time period within which a motion to preclude must be filed. Nevertheless, our courts consistently have recognized the prerogative of the legislature to set the parameters in this area of the law. As a result of the statutory nature of the workers’ compensation laws, “policy determinations as to what injuries are compensable and what jurisdictional limitations apply thereto are for the legislature, not the judiciary or the board, to make.” (Internal quotation marks omitted.) Stickney v. Sunlight Construction, Inc., 248 Conn. 754, 761 (1999); see also Leonetti v. MacDermid, Inc., supra, 310 Conn. 217; Matey v. Estate of Dember, 256 Conn. 456, 481-82 (2001).
For example, we recently declined “to carve out another exception to the notice of claim requirements of
We also are guided by our Supreme Court‘s recent decision in McCullough v. Swan Engraving, Inc., supra, 320 Conn. 299. In that case, the issue was whether the widow of an employee (dependent) was required to file a separate timely notice of claim for survivor‘s benefits under the act when the employee previously had filed a timely claim for disability benefits. Id., 301. The claim for
Our Supreme Court noted that there was no statutory language “creating a statute of limitations for a claim for survivor‘s benefits or language requiring that a dependent file a separate claim for survivor‘s benefits if the employee filed a timely claim for benefits during his or her lifetime. If the legislature had intended to require such a filing and to provide a statute of limitations period, it could have done so. In the face of a legislative omission, it is not our role to engraft language onto the statute to require a dependent to file a claim for survivor‘s benefits in such a situation.” Id., 310. Finally, it reasoned that if it recognized this limitation not set forth by the legislature, the court risked “denying the beneficent purposes of the act.” Id., 311.
Likewise, we will not recognize, in the absence of legislative action, a time limitation within which an employee, such as the plaintiff, must file a motion to preclude. In light of the precedent set forth previously, and the intricate and comprehensive statutory scheme promulgated by the legislature, this court declines to insert a time limitation to an employee‘s ability to file a motion to preclude.
Finally, we briefly address the defendant‘s argument regarding the equitable nature of workers’ compensation.
This statute, however, does not engraft equitable doctrines, such as a laches, onto all aspects of the act. Our Supreme Court has interpreted
The decision of the Workers’ Compensation Review Board is affirmed.
In this opinion the other judges concurred.
