Florian v. LengeFlorian v. Lenge
Opinion
The pro se defendant, Frank Lenge, appeals from the judgment of the trial court rendered in favor of the plaintiff, David W. Florian, Sr., in this action on a promissory note. The defendant claims that the court improperly (1) applied the law governing promissory notes under the Uniform Commercial Code rather than contract law, (2) held that the defense of laches was unavailable to him, (3) awarded attorney’s fees and (4) restricted cross-examination at trial. 1 We affirm the judgment of the trial court.
The following facts and procedural history are relevant to our resolution of the issues on appeal. On July 17, 1991, the defendant executed a promissory note in favor of the plaintiff, in the original principal amount of $15,000. The promissory note provided that the defendant was to pay to the plaintiff, or his order, the sum of $15,000 with interest and costs of collection, including attorney’s fees, incurred in
The defendant made two payments on the note, with the last payment on September 1, 1992, and thereafter
was in default on the note. The plaintiff did not exercise his option to accelerate the note. On September 1, 1998, the note matured without further payment by the defendant, leaving an outstanding principal balance of $14,753.46 due. On January 11, 2002, the plaintiff brought this action to recover the amount due under the promissory note. In response to the complaint, the defendant denied the claims and raised ten special defenses and a five count counterclaim. Among the special defenses he raised were that the action was barred by the statute of limitations and laches. Subsequently, the defendant filed a motion for summary judgment on those grounds. The defendant argued that the plaintiffs action was barred by the six year statute of limitations pursuant to
The court issued a memorandum of decision on November 5, 2003, denying the defendant’s motion for summary judgment. The court concluded that the note was a negotiable instrument under
Following denial of the defendant’s summary judgment motion and after a full court trial, the court rendered judgment in favor of the plaintiff on January 6, 2004. Judgment totaled $35,282.61, an amount comprised of the outstanding principal balance due of $14,753.46, together with interest of $16,908.41, costs of $230.74 and attorney’s fees in the sum of $3390. The court rejected the defendant’s statute of limitations and laches defenses. 5
I
The defendant first claims that the court improperly applied the law governing promissory notes under the
Uniform Commercial Code rather than applying contract law. According to the defendant, as a consequence of that misapplication, the court, mistakenly (1) did not find that the plaintiff failed to plead the applicable statute, (2) allowed the plaintiff to first bring his claim as a breach of contract action, then allowed him to recover under the statute governing promissory notes, (3) failed to find that the note at issue did not meet the definition of a negotiable instrument under
A
The defendant argues first that the plaintiff failed to plead
First, we note the standard of review. “[T]he interpretation of pleadings is always a question of law for the court .... Our review of the trial court’s construction of the pleadings is plenary.” (Citations omitted; internal quotation marks omitted.)
Federal Deposit Ins.
Corp.
v.
Owen,
Our general practice in this state is to require fact pleading only.
Amore
v.
Frankel,
Here, after a careful review of the record, we conclude that the plaintiffs complaint adequately defined the issue in dispute and that the defendant was sufficiently apprised of the claimed applicability of the statute. In regard to the complaint, the plaintiff plainly and concisely stated the material facts surrounding the cause of action by alleging nonpayment of the matured promissory note by the defendant. Cf.
Criscuolo
v.
Mauro Motors, Inc.,
B
The defendant next argues that the plaintiff initially brought his claim as a breach of contract action but thereafter was permitted to prevail under the statute governing promissory notes. We disagree.
A review of the complaint demonstrates that contrary to the defendant’s assertion, the plaintiff did not claim
breach of contract.
8
As was required, he merely
C
The defendant next claims that the court should have applied the law of contracts because the promissory note at issue is not a negotiable instrument. Specifically, the defendant argues that because the promissory note at issue is not a negotiable instrument under
The defendant’s claim raises the question of whether the note at issue meets the definition of a negotiable instrument stated in
The defendant cites
New Haven Savings Bank
v.
LaPlace,
D
The defendant additionally argues that the court improperly assumed the applicability of
Resolution of the defendant’s claim requires a determination of whether the plaintiff falls within the statutory definition of a holder in due course. “The interpretation of a statute, as well as its applicability to a given set of facts and circumstances, involves a question of law and our review, therefore, is plenary.” (Internal quotation marks omitted.)
Allison
v.
Manetta,
“To prevail in an action to enforce a negotiable instrument, the plaintiff must be a holder of the instrument or a nonholder with the rights of a holder. . . . Only a holder in due course may enforce a negotiable instrument. . . . Pursuant to
E
Finally, the defendant argues that the court improperly determined that the maturity date of the note was the date on which it became due and payable, September 1, 1998. The defendant maintains instead that the cause of action accrued on the date of his last payment, September 1, 1992, because that was the date of the breach or injury, using the terms of contract law. We agree with the court that, regardless of whether contract law or the Uniform Commercial Code applies, the statute of limitations began to run on the due date, or maturity date, of the note.
First, we note the applicable standard of review. “Whether a particular action is barred by the statute of limitations is a question of law to which we apply a plenary standard of review.”
Federal Deposit Ins. Corp.
v.
Owen,
supra,
The final payment date of the note was September 1, 1998, and the action had to be commenced within six years of that date, unless the due date was accelerated “at the option” of the plaintiff, if the defendant failed to make an installment payment. The plaintiff could have, at his option, exercised his right under the terms of the note to bring an action when the defendant
The question to be asked is: If a debtor defaults on an obligation payable in installments by failing to make an installment payment and the lender does not demand payment, has the lender’s cause of action automatically accrued as of the date of that default, thereby beginning the statutory limitation period? This court recently addressed that question in
Fleet National Bank
v.
Lahm,
Here, the plaintiff had the option to accelerate payment of the entire balance of the note when one installment payment was skipped or when any installment payment thereafter was not made, or, alternatively, to await final accrual of its cause of action when the final payment date, as provided in the note, was reached. The plaintiff chose to wait until the final payment date of September 1, 1998, before demanding payment on the note. See id. The court correctly concluded, therefore, that “whether the contract limitation of six years is considered or the [six year] negotiable instrument limitation in
II
The defendant next claims that the court improperly held that the defense of laches was unavailable to him. We disagree. Although we reach the same conclusion as the trial court in its holding that the defense of laches was unavailable, we differ in our reasoning. Although the court based its decision on the merits of the argument, we, however, reach the same conclusion because the doctrine of laches itself is inapplicable. “It is axiomatic that [w]e may affirm a proper result of the trial court for a different reason.” (Internal quotation marks omitted.)
Sorban
v.
Sterling Engineering Corp.,
We first note the standard of review. “The defense of laches, if proven, bars a plaintiff from seeking equitable relief in a case in which there has been an inexcusable delay that has prejudiced the defendant. . . . First, there must have been a delay that was inexcusable, and, second, that delay must have prejudiced the defendant. ... A conclusion that a plaintiff has been guilty of laches is one of fact for the trier and not one that can be made by this court, unless the subordinate facts found make such a conclusion inevitable as a matter of law. . . . We must defer to the court’s findings of fact unless they are clearly erroneous.” (Internal quotation marks omitted.)
John H. Kolb & Sons, Inc.
v.
G & L Excavating, Inc.,
“The equitable doctrine of laches is an affirmative defense that serves as a bar to a claim for equitable
relief . . . .” (Internal quotation marks omitted.)
Unified School District No. 1
v.
Dept. of Education,
In the present case, the defendant claims that the plaintiff sought equitable relief but does not explain where or in what manner that was done. The complaint does not allege an equitable cause of action. See footnote 8. By its allegations, the plaintiffs complaint was one for the collection of payment due on a promissory note, which is an action at law. See
Fleet National Bank
v.
Lahm,
supra,
Ill
We now turn to the defendant’s claim that the court improperly awarded the plaintiff attorney’s fees. In particular, the defendant argues that the court improperly relied on the affidavit of the plaintiffs counsel in support of the claim for attorney’s fees and then did not afford the defendant an opportunity to contest the affidavit. We disagree.
“Connecticut case law follows the general rule, frequently referred to as the American Rule, that attorney’s fees are not allowed to the prevailing party as an element of damages unless such recovery is allowed by statute or contract.” (Internal quotation marks omitted.)
Atlantic Mortgage & Investment Corp.
v.
Stephenson,
The note provides in relevant part: “the undersigned jointly and severally promise(s) to pay to David W. Florian, Sr., or order, the sum of fifteen thousand dollars . . . together with all taxes levied on this note against the holder hereof and all costs of collection,
including reasonable attorney’s fees incurred in any action brought to collect this note . . .
(Emphasis added.) That provision of the note clearly permits recovery of the attorney’s fees incurred in this action brought to collect on the note. Consequently, the plaintiff was permitted recovery on the presentation of an attorney’s bill at trial as long as the bill was not unreasonable on its face and was not shown to be unreasonable. See
Connecticut National Bank v. N.E. Owen II, Inc.,
supra,
Our Supreme Court’s decision in
Smith
v.
Snyder,
This case is distinguishable from Smith, in which our Supreme Court held that to secure an order for counsel fees, a party must submit more than a mere demand to the court and that a party seeking counsel fees cannot rely solely on the court’s general knowledge of the reasonable range of legal fees in fashioning the award of counsel fees. Here, the plaintiff submitted more than a mere demand to the court. See id. The plaintiff, at trial, submitted an affidavit of attorney’s fees, which attested to an hourly rate of $150, and listed descriptions of the attorney’s various actions along with the individual amounts of time consumed and the date performed for each of the enumerated items. We are persuaded that the plaintiff supplied the court with a sufficient description of the nature and extent of the fees sought, to which the court applied its knowledge and experience and concluded that the requested fees were reasonable. Thus, because the plaintiffs affidavit provided the necessary details to support his claim that he had incurred legal fees in the amount requested, the court properly relied on the affidavit in support of the plaintiffs request for attorney’s fees.
Regarding the defendant’s argument that he was not afforded an opportunity to object to the request for attorney’s fees, the plaintiff responds that the defendant failed to object and that the failure to object to the fees requested was, in effect, a waiver of any objection. We agree with the plaintiff.
In Smith, our Supreme Court addressed the question of whether a party’s right to
Similarly, in this case, a review of the record reveals that the defendant did not object to the plaintiffs request for attorney’s fees. The plaintiff filed an affidavit and a request for attorney’s fees with the court on November 7, 2003, and the decision was not rendered until January 6, 2004. The nearly two month period between the filing of the affidavit and request and the decision should have provided the defendant sufficient time in which to respond. Moreover, the transcript indicates that the defendant was aware that he could review the request for fees and file an objection. We believe that the award was proper. The defendant was not prevented from raising an objection but instead waived that claim by failing to object. By failing to object, the defendant effectively acquiesced in that request. See id. Accordingly, we conclude that the court acted well within its discretion in making the award.
IV
In his final claim, the defendant asserts that the court abused its discretion by restricting his cross-examination of the plaintiff at trial. That claim lacks merit.
Before addressing the defendant’s claim, we set forth the standard of review. “The trial court has wide discretion to determine the relevancy of evidence and the scope of cross-examination. Every reasonable presumption should be made in favor of the correctness of the court’s ruling in determining whether there has been an abuse of discretion. . . . Furthermore, [t]o establish an abuse of discretion, [the defendant] must show that the restrictions imposed upon [the] cross-examination were clearly prejudicial. ... In order to establish reversible error on an evidentiary impropriety, however, the defendant must prove both an abuse of discretion and a harm that resulted from such abuse.” (Citations omitted; internal quotation marks omitted.)
State
v.
Ramos,
We note initially that the defendant’s briefing of his claim is sparse, and it is unclear exactly how he claims the court restricted him from presenting “meaningful” cross-examination and how the restrictions imposed on the cross-examination clearly prejudiced him. See id. Specifically, the defendant’s briefing of the evidentiary claim lacks the verbatim statement of the relevant
objections and the trial court’s ruling on those objections as required pursuant to
We gather from his brief that the defendant intended during the trial to challenge the validity of the promissory note at issue by establishing fraud in its making. The defendant, however, fails to indicate what he would have shown to rebut the note’s validity and how he was prejudiced by not being able to do so.
Furthermore, although the defendant claims that the court “repeatedly prevented [him] from pursuing lines of questioning” and, thus, excluded relevant evidence surrounding the circumstances of the note’s making, “[i]t is a well established rule of evidence that cross-
examination is restricted to matters covered on direct examination. ... A question [on cross-examination] is within the scope of the direct examination if it is designed to rebut, impeach, modify, or explain any of the defendant’s direct testimony. . . . The trial court is given broad discretion to determine whether a particular line of cross-examination is within the scope of the direct examination.” (Citations omitted; internal quotation marks omitted.)
State
v.
Ramos,
supra,
In the present case, the plaintiffs counsel first offered the plaintiff as a witness in order to admit the promissory note into evidence as a full exhibit and to establish nonpayment of the promissory note at issue. During cross-examination of the plaintiff, the defendant’s counsel attempted to challenge the validity of the note and to establish fraud in the execution of the note, areas that had not been covered on direct examination. Upon doing so, the defendant was informed unambiguously that his cross-examination had to relate to what was covered in the original direct examination. Additionally, both the court and the plaintiff’s counsel at different times during the trial informed the defendant’s counsel that his questions should be raised on direct examination rather than on cross-examination. The plaintiff’s counsel even suggested, “Your Honor, I think it would be appropriate, then, that he introduce the issue of fraud through his client and then my client will be available for questioning on it, if that’s necessary.” Further, although the defendant’s counsel listed three witnesses, including the plaintiff and the defendant, on his trial management order, in addition to being informed during the trial that he could call his own witnesses for direct examination in order to establish the foundation for his claims, the defendant chose not to call any witnesses. Consequently, the defendant’s claim of harm was of his own making. We conclude, therefore, that the court did not abuse its discretion in excluding relevant evidence.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
In his brief, it appears that the defendant also asks this court to review the denial of his motion for summary judgment. Generally, the denial of a motion for summary judgment is not reviewable after a full trial. “Our courts have held that the denial of a motion for summary judgment is generally not appealable where a full trial on the merits produces a verdict against the moving party. . . . The rationale for the rule ... is that a decision based on more evidence should preclude review of a decision based on less evidence.” (Citations omitted.)
Heritage Village Master Assn., Inc.
v.
Heritage Village Water Co.,
In denying the motion for summary judgment, the court ruled that the claim was improper in an action at law. At trial, the court denied the defendant’s laches claim on its merits.
We note that although the defendant contends that the plaintiff failed to comply with
The plaintiffs objection to the defendant’s motion for summary judgment states specifically: “The Defendant argues that the Plaintiff [’s] claim is barred by the statute of limitations, citing Connecticut General Statute [s]
The allegations of the plaintiffs complaint, in their entirety, are as follows: “(1) By Promissory Note dated July 17, 1991 (the ‘Note’), the Defendant, Frank Lenge, promised to pay to the order of David W. Florian, Sr. the principal sum of Fifteen Thousand Dollars ($15,000.00), with interest thereon and other charges as provided therein. A copy of the Note is attached hereto as Exhibit A. (2) In the Note, the Defendant, Frank Lenge, further agreed to pay all costs of collection and reasonable attorney’s fees incurred by the holder in connection therewith. (3) Despite due demand and despite the maturity thereof, the Defendant, Frank Lenge, has failed, neglected and/or refused to pay the amounts due under the Note.”