Dr. Iris I. Varner, et al., Plaintiffs-Appellees, and United States of America, Intervening Appellee, v. Illinois State University, et al., Defendants-Appellants.
No. 97-3253
United States Court of Appeals For the Seventh Circuit
September 6, 2000
Appeal from the United States District Court for the Central District of Illinois, Peoria Division. No. 95 C 1355--Michael M. Mihm, Judge. On Remand from the United States Supreme Court No. 98-1117. Argued May 31, 2000
OPINION
Flaum, Chief Judge. The plaintiffs comprise a class of tenured and tenure-track female faculty members at Illinois State University (the “University“) who contend that the University pays female professors less money than their male сounterparts. In 1995, the plaintiffs filed suit seeking both monetary and injunctive relief against the University and various of its officers and agents (collectively the “defendants“), alleging violations of the Equal Pay Act,
In our initial consideration of this case, we affirmed the district court in all respects, finding that Congress clearly intended to abrogate the States’ Eleventh Amendment immunity through its passage of the Equal Pay Act, and that this abrogation was a valid exercise of congressional authority under sec. 5 of the Fourteenth Amendment. See Varner v. Illinois St. Univ., 150 F.3d 706, 717 (7th Cir. 1998), vacated, 120 S.Ct. 928 (2000). Although we further determined that Title VII contained an explicit abrogation of the States’ Eleventh Amendmеnt immunity, we did not consider whether that abrogation was a valid exercise of congressional authority because we held that the defendants had waived that issue by failing to present it sufficiently to the district court. See id. at 717 n.14. The defendants appealed our rejection of their Eleventh Amendment defense to the United States Supreme Court.
On writ of certiorari to the Supreme Court, our original opinion affirming the district court was vacated and remanded, see Illinois St. Univ. v. Varner, 120 S.Ct. 928 (2000), for further consideration in light of the Court‘s intervening decision in Kimel v. Florida Bd. of Regents, 120 S.Ct. 631 (2000) (holding that the Age Discrimination in Employment Act (“ADEA“),
I. Analysis
The Eleventh Amendment provides that, “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of anothеr State, or by Citizens of Subjects of any Foreign State.”
Although the Eleventh Amendment grants unconsenting States immunity from suit in federal court, that immunity is not absolute. See College Savings Bank v. Florida Prepaid Postsecondary Eduс. Expense Bd., 119 S.Ct. 2219, 2223 (1999); see also Fitzpatrick v. Bitzer, 427 U.S. 445, 456 (1976) (“[T]he Eleventh Amendment, and the principles of state sovereignty which it embodies, . . . are necessarily limited by the enforcement provisions of sec. 5 of the Fourteenth Amendment.“). Congress may constitutionally abrogate the States’ Eleventh Amendment immunity if two criteria are satisfied: (1) Congress must unequivocally express its intent to abrogate the States’ sovereign immunity; and (2) in abrogating that immunity, Congress must act pursuant to a valid exercise of power. See Seminole Tribe, 517 U.S. at 55. Because the defendants no longer contest Congress’ intent to abrogate the States’ Eleventh Amendment immunity in this case, we need only consider the question of whether the abrogations of sovereign immunity contained in the statutes at issue are valid exercises of congressional power under sec. 5 of the Fourteenth Amendment.1
In City of Boerne v. Flores, 521 U.S. 507 (1997), the Supreme Court explained that “[l]egislation which deters or remedies constitutional violations can fall within the sweep of Congress’ enforcement power even if in the process it prohibits conduct which is not itself unconstitutional.” Id. at 518; see also Kimel, 120 S.Ct. at 644 (“Congress’ power ‘to enforce’ the [Fourteenth] Amendment includes the authority both to remedy and to deter violatiоn of rights guaranteed thereunder by prohibiting a somewhat broader swath of conduct, including that which is not itself forbidden by the Amendment‘s text.“). At the same time, the City of Boerne decision made clear that this affirmative grant of congressional power is limited to “enforcing” the Amendment‘s restrictions on the States and does not extend to determining what constitutes a constitutional violation. City of Boerne, 521 U.S. at 519. Recognizing that Congress must have latitude in determining where the line lies between appropriate remedial legislation and a substantive redefinition of a constitutional right, the Court held that “[t]here must be a
Because the requirements of congruence and proportionality mark the boundaries of Congress’ Fourteenth Amendment enforcement power, and because Congress lacks the power to abrogate the States’ sovereign immunity under Article I of the Constitution,2 see Seminole Tribe, 517 U.S. at 72-73, congressional legislation that creates a cause of action against the States must satisfy the congruence and proportionality test. In Kimel, 120 S.Ct. 631, the Supreme Cоurt used the congruence and proportionality test to determine whether the ADEA validly abrogated the States’ sovereign immunity. The ADEA makes it unlawful for an employer, including a State, “to fail or refuse to hire or to discharge any individual or otherwise discriminate against any individual . . . because of such individual‘s age,”
Applying the congruence and proportionality test, the Kimel Court relied on a number of factors in concluding that Congress exceeded its authority in creating an individual cause of action for money damages against the States under the ADEA. Because age is not a suspect classification under the Equal Protection Clause, States may discriminate on the basis of age without offending the Fourteenth Amendment if the challenged age classification is rationally related to a legitimate state interest. The Court found that the ADEA, “through its broad restriction on the use of age as a discriminating factor, prohibits substantially more state employment decisions and practices thаn would likely be held unconstitutional under the applicable [constitutional] standard.” Id. at 647. Furthermore, the Court found little in the ADEA‘s legislative record to confirm that age discrimination by the States was a widespread problem that demanded a strong remedy. See id. at 648-49. “In light of the indiscriminate scope of the Act‘s substantive requirements, and the lack of evidence of widespread and unconstitutional age discrimination by the States,” the Court held that the ADEA‘s abrogation of the States’ Eleventh Amendment immunity was not a valid exercise of Congress’ enforcement power under sec. 5 of the Fоurteenth Amendment. Id. at 650.
This Court has recently applied the congruence and proportionality test in the context of
A. The Equal Pay Act
The Equal Pay Act prohibits discrimination in wages based on gender.3 In order to prevail on an Equal Pay Act claim, an employee must first demonstrate unequal pay for “equal work on jobs the performance of which requires equal skill, effort, and responsibility, and which are performed under similar working conditions.”
Because a prima facie case under the Equal Pay Act requires only an initial showing of a wage differential between the sexes, the Act‘s remedial provisions do not perfectly mirror the Constitution‘s prohibition on gender discrimination. Under the Equal Pay Act, an employer is potentially subject to liability without a showing of discriminatory intent. See Stopka v. Alliance of Am. Insurers, 141 F.3d 681, 685 (7th Cir. 1998) (“The E[qual] P[ay] A[ct] does not require proof of discriminatory intent.“); see also Berry v. Board of Supervisors of LSU, 715 F.2d 971, 975 (5th Cir. 1983) (holding that the mere allegation that a female professor was paid less than a male colleaguе for equal work stated a claim under the Equal Pay Act). In contrast, in order to make out a claim of gender discrimination under the Constitution, an individual must demonstrate an intent to discriminate on the part of the employer. See Personnel Administrator of Mass. v. Feeney, 442 U.S. 256, 274 (1979) (stating that it is “purposeful [gender] discrimination . . . that offends the Constitution“) (internal quotation omitted); Washington v. Davis, 426 U.S. 229, 238-39 (1976). Because the Equal Pay Act allows a finding of gender discrimination absent a showing of discriminatory intent, while the Constitution does not, the effect of the Equal Pay Act‘s burden-shifting remedial scheme is to prohibit at least some conduct that is constitutional.
The plaintiffs concede that the Equal Pay Act does not preclude the possibility that an employer will be held liable for conduct that is not prohibited by the Constitution. However, as the plaintiffs note, the Supreme Court has made clear that the mere fact that a statute‘s remedial regime is broader in scope than the constitutional prohibitions against discrimination does not mean that the statute is not a proportional and congruent response to that problem. See Kimel, 120 S.Ct. at 644 (“Congress’ sec. 5 power is not confined to the enactment of legislation that merеly parrots the precise wording of the Fourteenth Amendment.“); City of Boerne, 521 U.S. at 518. Section 5 of the Fourteenth Amendment is a remedial provision, and Congress has both the power and the discretion to
The defendants contend that the burden-shifting effect of the Equal Pay Act renders it an invalid exercise of congressional authority under sec. 5 of the Fourteenth Amendment because, like the ADEA, it is “so out of proportion to a supposed remedial or preventive object that it cannot be understood as responsive to, or designed to prevent, unconstitutional behavior.” City of Boerne, 521 U.S. at 532. However, unlike the ADEA, which “imрose[d] substantially higher burdens on state employers” than the Constitution, Kimel, 120 S.Ct. at 648, the remedial regime of the Equal Pay Act is less indiscriminate in scope than the ADEA. In passing the Equal Pay Act, Congress did not prohibit all wage practices that result in a disparate impact upon the sexes, nor did it provide for liability upon a mere showing of unequal pay. See EEOC v. Francis W. Parker Sch., 41 F.3d 1073, 1077 (7th Cir. 1994) (stating that the Equal Pay Act “has been construed to preclude disparate impact claims“) (citing County of Wash. v. Gunther, 452 U.S. 161, 170-71 (1981)); see also Marshall v. City of Sheboygan, 577 F.2d 1, 4 (7th Cir. 1978) (stating that Congress’ purpose in enacting the Equal Pay Act was not to prohibit all disparities in pay between men and women, but rathеr to “eliminate ‘discrimination on account of sex in the payment of wages.‘“) (quoting Preamble, Equal Pay Act, Pub. L. No. 88-38, 77 Stat. 56). Rather, an examination of the purpose of the Equal Pay
In comparing the provisions of the ADEA disapproved in Kimel, and the remedial scheme of the Equal Pay Act, perhaps the most significant difference between the two statutes is in the exemptions from liability provided to employers once a prima facie case of discrimination has been made. In Kimel, thе Supreme Court stated that, despite the narrowly-construed “bona fide occupational qualification” defense from liability under the ADEA, “the Act‘s substantive requirements nevertheless remain at a level akin to our heightened scrutiny cases under the Equal Protection Clause.” Kimel, 120 S.Ct. at 648. In contrast, by providing a broad exemption from liability under the Equal Pay Act for any employer who can provide a neutral explanation for a disparity in pay, Congress has effectively targeted employers who intentionally discriminate against women. See Gunther, 452 U.S. at 170 (stating that “[t]he fourth affirmative dеfense of the Equal Pay Act . . . was designed . . . to confine the application of the Act to wage differentials attributable to sex discrimination“); see also Feeney, 442 U.S. at 275 (stating that where an action “could not be plausibly explained on a neutral ground, impact itself would signal that the real classification made . . . was in fact not neutral“). In other words, the broad exemption from liability in the Equal Pay Act for wage differentials based on “any other factor other than sex,”
That the Equal Pay Act is рrimarily a response to the problem of unconstitutional wage discrimination against women is made clear by a comparison of the Act‘s remedial provisions with those of several recently invalidated statutes. As we noted in Erickson, one of the central problems with the ADEA identified in Kimel is that “[m]ost age discrimination is rational, and therefore constitutional, yet the Act forbids it.” Erickson, 207 F.3d at 948. Having identified this as one of the “principal propositions” of Kimel, id., we then went on to reject individual suits against the States under Title I of the ADA, in part because the disparate impact and mandatory accommodation rules in the statute were too far “outside the boundaries of constitutional discourse.” Id. at 951. Prior to Kimel, the Supreme Court used similar reasoning in holding that the Patent and Plant Variety Protection
In contrast to the statutes at issue in Kimel, Florida Prepaid, and Erickson, the Equal Pay Act is not aimed at a kind of discrimination (like age or disability) that receives rational basis review. Under the Constitution, gender-based classifications are afforded heightened scrutiny. See J.E.B. v. Alabama, 511 U.S. 127, 136 (1994). Once an individual is able to establish the existence of a gender-based distinction, “[p]arties who seek to defend gender-based government action must demonstrate an ‘exceedingly persuasive justification’ for that action.” United States v. Virginia, 518 U.S. 515, 531 (1996) (citation omitted); see also Mississippi Univ. for Women v. Hogan, 458 U.S. 718, 724 (1982) (hоlding that a gender classification must serve “important governmental objectives” and that “the discriminatory means employed [must be] substantially related to the achievement of those objectives“) (internal quotations omitted). In many ways, the requirement that parties show an “exceedingly persuasive justification” for gender-based classifications is more demanding than the Equal Pay Act‘s provision allowing a party to avoid liability under the statute if they can demonstrate that the established wage disparity is based on something other than sex. Because the Constitution demаnds an “exceedingly persuasive justification” for gender discrimination, while the Equal Pay Act only requires an employer to offer some legitimate reason for a wage disparity other than sex, in the great majority of cases the Equal Pay Act does not subject employers to liability in situations where the Constitution does not.
The fact that the Equal Pay Act prohibits little constitutional conduct is significant, but the defendants contend that we must also consider the adequacy of the legislative findings supporting the application of the Act to the States. According to the dеfendants, the legislative findings underlying the Equal Pay Act address only the problem of discrimination in
In considering the vаlidity of congressional action under sec. 5 of the Fourteenth Amendment, “[t]he ultimate question [is] not whether Congress created a sufficient legislative record, but rather whether, given all of the information before the Court, it appears that the statute in question can appropriately be characterized as legitimate remedial legislation.” Kilcullen v. New York Dep‘t of Labor, 205 F.3d 77, 81 (2d Cir. 2000). While it is true that the legislative record of the Equal Pay Act itself is devoid of any explicit findings as to the problem of gender discrimination by the States, see Hundertmark v. State of Fl. Dep‘t of Transp., 205 F.3d 1272, 1276 (11th Cir. 2000), the defendants do not contest the adequacy of the legislative record regarding wage discrimination outside the public sector. Moreover, by the time the Equal Pay Act was extended to the States, Congress had developed a clear understanding of the problem of gender discrimination on the part of States through its passage of legislation such as the Education Amendments of 1972, Pub. L. No. 92-318, tit. IX, 86 Stat. 373 (1972), and its extension of Title VII to state and local employers in the Equal Employment Opportunity Act of 1972, Pub. L. No. 92-261, sec. 2, 86 Stat. 103 (1972). See Fullilove v. Klutznick, 448 U.S. 448, 503 (1980) (Powell, J., concurring) (“After Congress has legislated repeatedly in an area of national concern, its Members gain experience that may reduce the need for fresh hearings or prolonged debate when Congress again considers action in
After examining the remedial scheme of the Equal Pay Act and the legislative history surrounding its enactment, we conclude that Congress validly exercised its authority under sec. 5 of the Fourteenth Amendment when it extended the Equal Pay Act to cover wage discrimination on the part of state employers. Our conclusion in this regard is bolstered both by the Supreme Court‘s own distinction in Kimel between age and gender, see Kimel, 120 S.Ct. at 645 (“Age classifications, unlike governmental conduct based on race or gender, cannot be characterized as ‘so seldom relevant to the achievement of any legitimate state interest that laws grounded in such considerations are deemed to reflect prejudice and antipathy.‘“) (quoting Cleburne, 473 U.S. at 440), and by our understanding of the purposes of the Equal Pay Act. Congress enacted the Equal Pay Act in an attempt “to remedy . . . the fact that the wage structure of many segments of American industry has been based on an ancient but outmoded belief that a man, because of his role in society, should be paid more than a woman even though his duties are the same.” Corning Glass, 417 U.S. at 195 (citation and internal quotation omitted). Significantly, it is precisely these kinds of classifications--those based on outdated and inappropriate assumptions about a woman‘s place in society--at which the protections of the Fourteenth Amendment are also aimed. Because we conclude that the Equal Pay Act is a piece of “remedial or preventive legislation aimed at securing the protections of the Fourteеnth Amendment,” Florida Prepaid, 119 S.Ct. at 2207, we hold that the defendants cannot assert the Eleventh Amendment as a defense to the plaintiffs’ Equal Pay Act claim.4
B.
III. Conclusion
Having found that the extension of the Equal Pay Act to the States was a valid exercise of congressional authority under sec. 5 of the Fourteenth Amendment, and having determined that the defendants waived their sec. 5 challenge to the plaintiffs’ Title VII claims, we AFFIRM the decision of the district court.
