UNITED STATES OF AMERICA, Plaintiff - Appellee, versus STATE OF ALABAMA, SECRETARY, STATE OF ALABAMA, Defendants - Appellants.
No. 14-11298
United States Court of Appeals, Eleventh Circuit
February 12, 2015
D.C. Docket No. 2:12-cv-00179-MHT-WC
Before MARCUS, JILL PRYOR and EBEL, Circuit Judges.
Appeal from the United States District Court for the Middle District of Alabama
(February 12, 2015)
MARCUS, Circuit Judge:*
Today, we are called upon to interpret a single provision in UOCAVA‘s general scheme. The parties in this case disagree about the meaning and scope of
The obligation that Congress has placed on the states is unambiguous: they must transmit absentee ballots to service members who validly request them forty-five days before “an election for Federal office.”
I.
A.
The Uniformed and Overseas Citizens Absentee Voting Act provides generally that states shall “permit absent uniformed services voters and overseas voters to use absentee registration procedures and to vote by absentee ballot in general, special, primary, and runoff elections for Federal office” and “establish procedures for transmitting [absentee ballots] by mail and electronically” to these voters before “general, special, primary, and runoff elections for Federal office.”1
At the heart of this case is one of these special protections afforded to UOCAVA voters. Section 20302(a)(8) requires that states “transmit a validly requested absentee ballot to an absent uniformed services voter or overseas voter . . . in the case in which the request is received at least 45 days before an election for Federal office, not later than 45 days before the election.” In short, when a qualifying UOCAVA voter requests an absentee ballot from the state at least forty-five days before “an election for Federal office,” the state is required to transmit a ballot to the voter forty-five days in advance of that election. See
The text of
Also relevant to the resolution of this case are several requirements found within the statute that are directed at particular types of federal elections. By their very terms, they must be implemented only with respect to certain elections. Thus, for example, for general elections, UOCAVA directs the states to “permit [UOCAVA] voters to use Federal write-in absentee ballots,”
B.
The United States initiated this suit against Alabama3 alleging that the State‘s primary election scheme was incompatible with its requirements under UOCAVA. Under Alabama law, runoff elections are required if no candidate in a primary election receives a majority of the votes.
Alabama argues that it need not comply with the forty-five day rule in advance of federal runoff elections. According to the State,
The district court disagreed and granted the federal government‘s motion for final summary judgment. United States v. Alabama, 998 F. Supp. 2d 1283 (M.D. Ala. 2014). The court based its decision primarily on the plain text of the two provisions at issue. First, it found that the forty-five day transmission requirement seemed by its plain language to apply during all federal elections for which a state did not secure an undue hardship waiver. Id. at 1288-89. Moreover, it observed that the terms of the written plan requirement did not expressly alter the requirements of
The State timely appealed.
II.
We review a district court‘s grant of summary judgment de novo. Durr v. Shinseki, 638 F.3d 1342, 1346 (11th Cir. 2011). A district court may grant summary judgment when all “pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Stewart v. Booker T. Washington Ins., 232 F.3d 844, 848 (11th Cir. 2000) (quotation omitted). “In assessing whether there is any ‘genuine issue’ for trial, the court ‘must view all the evidence and all factual inferences reasonably drawn from the evidence in the light most favorable to the nonmoving party.‘” Id. (quoting Stewart v. Happy Herman‘s Cheshire Bridge, Inc., 117 F.3d 1278, 1285 (11th Cir. 1997)). We also review questions of law, including statutory interpretation questions, de novo. Silva-Hernandez v. U.S. Bureau of Citizenship & Immigration Servs., 701 F.3d 356, 361 (11th Cir. 2012); Commodity Futures Trading Comm‘n v. Levy, 541 F.3d 1102, 1110 (11th Cir. 2008).
A.
In conducting our analysis of
As “in any statutory construction case,” we begin with the ordinary meaning of the text, Sebelius v. Cloer, 133 S. Ct. 1886, 1893 (2013), and assume that Congress intended each word to have its ordinary meaning. Consol. Bank, N.A., Hialeah, Fla. v. U.S. Dep‘t of Treasury, 118 F.3d 1461, 1463 (11th Cir. 1997). “Our ‘inquiry ceases [in a statutory construction case] if the statutory language is unambiguous and the statutory scheme is coherent and consistent.‘” Cloer, 133 S. Ct. at 1895 (alteration in original) (quoting Barnhart v. Sigmon Coal Co., 534 U.S. 438, 450 (2002)).
Here, the directive of
Notably, the phrase “an election” is followed by the qualifier “for Federal office.” UOCAVA defines precisely which elections are elections for “Federal office” -- namely those elections for “the office of President or Vice President, or of Senator or Representative in, or Delegate or Resident Commissioner to, the Congress.”
Binding precedent from this Circuit affirms our approach to analyzing Congress‘s word choice. We have repeatedly found in prior cases that an indefinite article was purposefully used as a synonym for the word “any,” determining that the context of a statute required us to read “a” or “an” to mean “any” rather than “one.” Cmty. State Bank v. Strong, 651 F.3d 1241, 1256 (11th Cir. 2011) (observing that “the indefinite article ‘a’ suggests the court may
We also find compelling in this analysis that Congress evinced the clear ability to circumscribe the scope of a provision when it chose to do so. In sharp contrast to
Thus, Congress required that states allow UOCAVA voters to vote using “Federal write-in absentee ballots,” but only in “general elections for Federal office.”
One additional element of the text counsels our conclusion. As we see it, Congress demonstrated its ability to create specific exceptions to otherwise general prescriptions, but chose not to draft such a carve-out for runoff elections. Indeed, Congress explicitly designated one exemption to
Thus, Congress has explicitly enumerated a discrete exception to a general rule, and we will not imply additional exceptions absent a clear direction to the contrary. Andrus v. Glover Constr. Co., 446 U.S. 608, 616-17 (1980); see also United States v. Brockamp, 519 U.S. 347, 352 (1997) (finding that attributes of the statute, including its “explicit listing of exceptions . . . indicate to us that Congress did not intend courts to read other unmentioned, open-ended . . . exceptions into the statute that it wrote“). Indeed, in order for us to give the most natural meaning to Congress‘s direction that states transmit absentee ballots to UOCAVA voters “at least 45 days before an election for Federal office” “except as provided in subsection (g),”
As a final matter, despite the apparent clarity of
Quite simply, we find that both the content of
B.
Although we find the obligation in
We begin with the language of the provision. Importantly,
Additionally, nothing in either provision creates an inherent conflict with the other; states can easily comply with both requirements by sending ballots to qualifying UOCAVA voters forty-five days before all elections and also establishing a written plan describing procedures to be used in runoff elections. While Alabama urges us to read
Moreover, although Alabama argues that there is “no . . . reason to have a written plan concerning UOCAVA compliance specific to the runoff election,” we
Nevertheless, the State advances two arguments that merit discussion. First, Alabama contends that this Court should look to the waiver provision,
First, Alabama notes that
We do not deny that Congress could have been more precise in its word choices. Nevertheless, we find that essential differences between the waiver provision and the written plan provision foreclose Alabama‘s interpretation of
Moreover, by the express terms of the waiver provision, the state must show that its plan provides “sufficient time to vote as a substitute for [such] requirements.” See
We also observe that, although the phrase “sufficient time to vote” as it is used in
Alabama‘s second argument -- that we ought not render the phrase “sufficient time to vote” in
We cannot agree. As we have explained, the requirement in
Moreover, to the extent Alabama argues that a written plan for runoff elections is superfluous unless the timeline is also different -- because states must already have procedures in place that facilitate forty-five day transmittal -- we reiterate that Congress could reasonably disagree with Alabama‘s assessment. As the district court explained, Congress could have determined that other elections are “logistically less demanding” than runoff elections, and accordingly imposed an additional requirement on the states to facilitate UOCAVA compliance during those elections. Alabama, 998 F. Supp. 2d at 1292 (emphasis omitted).
This makes sense in light of the factual circumstances giving rise to the forty-five day requirement and other UOCAVA provisions. Congress substantially changed the states’ UOCAVA obligations in 2009 based on continued and pervasive disenfranchisement of eligible military and overseas voters. See 156 Cong. Rec. S4513-02 (daily ed. May 27, 2010) (statement of Sen. Schumer) (explaining that Congress relied on data suggesting that “of those overseas voters who wanted to vote but were unable to do so . . . 34 percent [] could not vote because of problems in the registration process” and “39 percent [] who requested an absentee ballot in 2008 received it from local election officials in the second
In short, we find that Alabama‘s arguments, while carefully considered and not without some textual support, cannot overcome the plain text of
C.
Because the text of
Congress passed UOCAVA in 1986 in response to “the problem of involuntary absentee voter disenfranchisement” among military voters. 132 Cong. Rec. S7183-04 (daily ed. June 10, 1986) (statement of Sen. Warner); see also Uniformed and Overseas Citizens Absentee Voting Act of 1986, Pub. L. No. 99-410 § 102, 100 Stat. 924. The House Report reflects that representatives were deeply concerned about the national failure to encourage military voting and ensure reliable processes allowing military votes to be counted. When the report was published, the Federal Voting Assistance Program estimated that problems with absentee voting procedures had prevented some 400,000 citizens from voting
When examining legislative history, this Court has expressed a preference for Conference Reports, according weight to their “status as ‘the final statement of terms agreed to by both houses.‘” In re Burns, 887 F.2d 1541, 1549 (11th Cir. 1989) (quoting In re Timbers of Inwood Forest Assocs., Ltd., 793 F.2d 1380, 1399 n.33 (5th Cir. 1986), aff‘d on reh‘g, 808 F.2d 363 (5th Cir. 1987), aff‘d sub nom.
Notably, however, Congress did not use the Conference Report to include any language that would suggest that the requirement to establish a written plan should double as another exception to the forty-five day requirement.
Only one other piece of legislative history is available for the MOVE Act. On May 8, 2010, Senator Charles Schumer read background and drafting history for the MOVE Act on the floor of the Senate, before asking for unanimous consent to print a section-by-section analysis of the Act into the Congressional Record. 156 Cong. Rec. S4513-02 (daily ed. May 27, 2010) (statement of Sen. Schumer). Senator Schumer‘s statements in the record receive limited weight in our analysis,
We also find it useful for one additional, albeit limited, purpose. Alabama offered various policy arguments, both at oral argument and in its briefs, about the effect that complying with the forty-five day transmission requirement would have on voter turnout for runoff elections in the state. Essentially Alabama argues that if states must push their runoff elections back seven weeks to accommodate UOCAVA‘s forty-five day transmission deadline, they will face significant voter attrition, not just for the relevant federal election, but also for any state election that requires a runoff. This argument is based on the fact that Alabama, not surprisingly, holds state and federal elections on the same day to increase voter turnout. The problem for Alabama is that this Court is not the proper forum in
Ultimately, “[t]he very difficulty of these policy considerations, and Congress’ superior institutional competence to pursue this debate, suggest that legislative not judicial solutions are preferable.” Patsy v. Bd. of Regents of State of Fla., 457 U.S. 496, 513 (1982). Alabama may well be correct in its calculations regarding lost votes from ordinary voters as compared to gained UOCAVA votes. But Congress, not this Court, must be the branch of government to address these issues.
Accordingly, we AFFIRM the district court‘s grant of final summary judgment to the United States.
AFFIRMED.
Notes
H.R. Rep. No. 111-288, at 744 (2009) (Conf. Rep.).The Senate amendment contained a provision (sec. 586) that would amend section 102 of the Uniformed and Overseas Citizens Absentee Voting Act (UOCAVA) (42 U.S.C. 1973ff-1(a)(1)) to require States to transmit a validly requested absentee ballot to an absent uniformed services voter or overseas voter at least 45 days before an election for federal office unless the request is received less than 45 days before the election or a hardship exemption is approved by the Presidential designee responsible for federal functions under UOCAVA. The provision also amends section 102(a) of UOCAVA to require States holding a runoff election for federal office to establish a written plan that would provide that absentee ballots are made available to absent uniformed services voters and overseas voters in a manner that gives them sufficient time to vote in the runoff election.
