United States v. State of AlabamaUnited States v. State of Alabama
[PUBLISH]
Appeal from the United States District Court for the Middle District of Alabama
(February 12, 2015)
MARCUS, Circuit Judge:*
In our nation‘s recent history, active military personnel and their families have faced severe difficulties exercising their fundamental right to vote. For affected service members, the decision to serve their country was the very act that frequently deprived them of a voice in selecting its government. Congress responded to this real problem by passing the Uniformed and Overseas Citizens Absentee Voting Act (“UOCAVA“), a comprehensive series of requirements aimed at ending the widespread disenfranchisement of military voters stationed overseas. The statute includes a variety of measures that the states are required to adopt in order to accommodate military voters when they administer federal elections. By passing UOCAVA, and later by strengthening its protections, Congress unequivocally committed to eliminating procedural roadblocks, which historically prevented thousands of service members from sharing in the most basic of democratic rights.
Today, we are called upon to interpret a single provision in UOCAVA‘s general scheme. The parties in this case disagree about the meaning and scope of
The obligation that Congress has placed on the states is unambiguous: they must transmit absentee ballots to service members who validly request them forty-five days before “an election for Federal office.”
Alabama largely accepts these observations, but it urges us to hold that another UOCAVA provision,
I.
A.
The Uniformed and Overseas Citizens Absentee Voting Act provides generally that states shall “permit absent uniformed services voters and overseas voters to use absentee registration procedures and to vote by absentee ballot in general, special, primary, and runoff elections for Federal office” and “establish procedures for transmitting [absentee ballots] by mail and electronically” to these voters before “general, special, primary, and runoff elections for Federal office.”1
At the heart of this case is one of these special protections afforded to UOCAVA voters. Section 20302(a)(8) requires that states “transmit a validly requested absentee ballot to an absent uniformed services voter or overseas voter . . . in the case in which the request is received at least 45
The text of
state from complying with the forty-five day rule and propose a substitute timeline specifying how many days before the election UOCAVA voters will receive their ballots.
Also relevant to the resolution of this case are several requirements found within the statute that are directed at particular types of federal elections. By their very terms, they must be implemented only with respect to certain elections. Thus, for example, for general elections, UOCAVA directs the states to “permit [UOCAVA] voters to use Federal write-in absentee ballots,”
number of absentee ballots transmitted to [UOCAVA] voters for the election and the combined number of such ballots which were returned,”
B.
The United States initiated this suit against Alabama3 alleging that the State‘s
Alabama argues that it need not comply with the forty-five day rule in advance of federal runoff elections. According to the State,
elections. Alabama contends that the phrase “sufficient time to vote in the runoff election” creates an alternate timeline for runoff elections, allowing the State to decide how much time UOCAVA voters need to receive and submit their ballots. See
The district court disagreed and granted the federal government‘s motion for final summary judgment. United States v. Alabama, 998 F. Supp. 2d 1283 (M.D. Ala. 2014). The court based its decision primarily on the plain text of the two provisions at issue. First, it found that the forty-five day transmission requirement seemed by its plain language to apply during all federal elections for which a state did not secure an undue hardship waiver. Id. at 1288-89. Moreover, it observed that the terms of the written plan requirement did not expressly alter the requirements of
The State timely appealed.
II.
We review a district court‘s grant of summary judgment de novo. Durr v. Shinseki, 638 F.3d 1342, 1346 (11th Cir. 2011). A district court may grant summary judgment when all “pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Stewart v. Booker T. Washington Ins., 232 F.3d 844, 848 (11th Cir. 2000) (quotation omitted). “In assessing whether there is any ‘genuine issue’ for trial, the court ‘must view all the evidence and all factual inferences reasonably drawn from the evidence in the light most favorable to the nonmoving party.‘” Id. (quoting Stewart v. Happy Herman‘s Cheshire Bridge, Inc., 117 F.3d 1278, 1285 (11th Cir. 1997)). We also review questions of law, including statutory interpretation questions, de novo. Silva-Hernandez v. U.S. Bureau of Citizenship & Immigration Servs., 701 F.3d 356, 361 (11th Cir. 2012); Commodity Futures Trading Comm‘n v. Levy, 541 F.3d 1102, 1110 (11th Cir. 2008).
A.
In conducting our analysis of
As “in any statutory construction case,” we begin with the ordinary meaning of the text, Sebelius v. Cloer, 133 S. Ct. 1886, 1893 (2013), and assume that Congress intended each word to have its ordinary meaning. Consol. Bank, N.A., Hialeah, Fla. v. U.S. Dep‘t of Treasury, 118 F.3d 1461, 1463 (11th Cir. 1997). “Our ‘inquiry ceases [in a statutory construction case] if the statutory language is unambiguous and the statutory scheme is coherent and consistent.‘” Cloer, 133 S. Ct. at 1895 (alteration in original) (quoting Barnhart v. Sigmon Coal Co., 534 U.S. 438, 450 (2002)).
Here, the directive of
Notably, the phrase “an election” is followed by the qualifier “for Federal office.” UOCAVA defines precisely which elections are elections for “Federal office” -- namely those elections for “the office of President or Vice President, or of Senator or Representative in, or Delegate or Resident Commissioner to, the Congress.”
Binding precedent from this Circuit affirms our approach to analyzing Congress‘s word choice. We have repeatedly found in prior cases that an indefinite article was purposefully used as a synonym for the word “any,” determining that the context of a statute required us to read “a” or “an” to mean “any” rather than “one.” Cmty. State Bank v. Strong, 651 F.3d 1241, 1256 (11th Cir. 2011) (observing that “the indefinite article ‘a’ suggests the court may consider any possible suit“); Mixon v. One Newco, Inc., 863 F.2d 846, 850 (11th Cir. 1989) (holding that the legislature‘s use of the term “a period of seven years” as opposed to “the period” refers to any seven-year period, not the “seven-year period immediately preceding” (emphasis omitted)); Comm‘r of Internal Revenue v. Kelley, 293 F.2d 904, 911-12 (5th Cir. 1961) (“The weakness in the Commissioner‘s argument is the assumption that there can be only one substantial part of a whole. . . . [The statute] requires only that ‘a substantial part’ be realized. The indefinite article ‘a’ says in plain language that there may be two or more substantial parts.“);4 see also Lee v. Weisman, 505 U.S. 577, 614 n.2 (1992) (Souter, J., concurring) (“[T]he indefinite article before the word ‘establishment’ [in the First Amendment] is better seen as evidence that the Clause forbids any kind of establishment . . . .“).
We also find compelling in this analysis that Congress evinced the clear ability to circumscribe the scope of a provision when it chose to do so. In sharp contrast to
“Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely” in its exclusion. CBS Inc. v. PrimeTime 24 Joint Venture, 245 F.3d 1217, 1225-26 (11th Cir. 2001) (quoting Russello v. United States, 464 U.S. 16, 23 (1983)); accord. Pugliese v. Pukka Dev., Inc., 550 F.3d 1299, 1303 (11th Cir. 2008). Because we find ample evidence in UOCAVA of “Congress’ clear ability to modify the term” election “to indicate the type thereof,” we conclude that its failure to include qualifying language in
Thus, Congress required that states allow UOCAVA voters to vote using “Federal write-in absentee ballots,” but only in “general elections for Federal office.”
requirement, and lead us to the conclusion that its decision to use broad and inclusive language in
One additional element of the text counsels our conclusion. As we see it, Congress demonstrated its ability to create specific exceptions to otherwise general prescriptions, but chose not to draft such a carve-out for runoff elections. Indeed, Congress explicitly designated one exemption to
timeline which still gives UOCAVA voters “sufficient time to vote as a substitute for the requirements” set out in
Thus, Congress has explicitly enumerated a discrete exception to a general rule, and we will not imply additional exceptions absent a clear direction to the contrary. Andrus v. Glover Constr. Co., 446 U.S. 608, 616-17 (1980); see also United States v. Brockamp, 519 U.S. 347, 352 (1997) (finding that attributes of the statute, including its “explicit listing of exceptions . . . indicate to us that Congress did not intend courts to read other unmentioned, open-ended . . . exceptions into the statute that it wrote“). Indeed, in order for us to give the most natural meaning to Congress‘s direction that states transmit absentee ballots to UOCAVA voters “at least 45 days before an election for Federal office” “except as provided in subsection (g),”
In re Hedrick, 524 F.3d 1175, 1187 (11th Cir.), amended on reh‘g in part, 529 F.3d 1026 (11th Cir. 2008); accord. Pugliese, 550 F.3d at 1304.
Subsection 20302(a)(7) requires that states “establish procedures for transmitting by mail and electronically blank absentee ballots to [UOCAVA] voters with respect to general, special, primary, and runoff elections for Federal office,” and directs that its mandate must be carried out “in accordance with subsection (f).” Each subsection within
Quite simply, we find that both the content of
B.
Although we find the obligation in
We begin with the language of the provision. Importantly,
states’ administration of federal elections. See Nat‘l Cable & Telecomms. Ass‘n, Inc. v. Gulf Power Co., 534 U.S. 327, 335-36 (2002) (“It is true that specific statutory language should control more general language when there is a conflict between the two. Here, however, there is no conflict. The specific controls but only within its self-described scope.“); see also RadLAX Gateway Hotel, LLC v. Amalgamated Bank, 132 S. Ct. 2065, 2071 (2012) (noting that “[t]he general/specific canon is perhaps most frequently applied to statutes in which a general permission or prohibition is contradicted by a specific prohibition or permission” but that it may also be applied to avoid “the superfluity of a specific provision that is swallowed by the general one“).
Additionally, nothing in either provision creates an inherent conflict with the other; states can easily comply with both requirements by sending ballots to qualifying UOCAVA voters forty-five days before all elections and also establishing a written plan describing procedures to be used in runoff elections. While Alabama urges us to read
Moreover, although Alabama argues that there is “no . . . reason to have a written plan concerning UOCAVA compliance specific to the runoff election,” we agree with the district courts that have considered this issue: Congress could reasonably have included
Nevertheless, the State advances two arguments that merit discussion. First, Alabama contends that this Court should look to the waiver provision,
First, Alabama notes that
We do not deny that Congress could have been more precise in its word choices. Nevertheless, we find that essential differences between the waiver provision and the written plan provision foreclose Alabama‘s interpretation of
Moreover, by the express terms of the waiver provision, the state must show that its plan provides “sufficient time to vote as a substitute for [such] requirements.” See
We also observe that, although the phrase “sufficient time to vote” as it is used in
Alabama‘s second argument -- that we ought not render the phrase “sufficient time to vote” in
We cannot agree. As we have explained, the requirement in
Moreover, to the extent Alabama argues that a written plan for runoff elections is superfluous unless the timeline is also different -- because states must already have procedures in place that facilitate forty-five day transmittal -- we reiterate that Congress could reasonably disagree with Alabama‘s assessment. As the district court explained, Congress could have determined that other elections are “logistically less demanding” than runoff elections, and accordingly imposed an additional requirement on the
This makes sense in light of the factual circumstances giving rise to the forty-five day requirement and other UOCAVA provisions. Congress substantially changed the states’ UOCAVA obligations in 2009 based on continued and pervasive disenfranchisement of eligible military and overseas voters. See 156 Cong. Rec. S4513-02 (daily ed. May 27, 2010) (statement of Sen. Schumer) (explaining that Congress relied on data suggesting that “of those overseas voters who wanted to vote but were unable to do so . . . 34 percent [] could not vote because of problems in the registration process” and “39 percent [] who requested an absentee ballot in 2008 received it from local election officials in the second half of October or later[,] much too late for a ballot to be voted and mailed back in time to be counted on election day“). Thus, it could reasonably have worried about the states’ ability to comply with the new requirements during elections that can occur without notice and on an abbreviated timeline.5
In short, we find that Alabama‘s arguments, while carefully considered and not without some textual support, cannot overcome the plain text of
C.
Because the text of
Congress passed UOCAVA in 1986 in response to “the problem of involuntary absentee voter disenfranchisement” among military voters. 132 Cong. Rec. S7183-04 (daily ed. June 10, 1986) (statement of Sen.
When examining legislative history, this Court has expressed a preference for Conference Reports, according weight to their “status as ‘the final statement of terms agreed to by both houses.‘” In re Burns, 887 F.2d 1541, 1549 (11th Cir. 1989) (quoting In re Timbers of Inwood Forest Assocs., Ltd., 793 F.2d 1380, 1399 n.33 (5th Cir. 1986), aff‘d on reh‘g, 808 F.2d 363 (5th Cir. 1987), aff‘d sub nom. Timbers of Inwood Forest Assocs., Ltd., 484 U.S. 365) (internal quotation marks omitted). Here, the Conference Report is of little use to us, as it simply restates the forty-five day transmission rule and the written plan requirement in substantially the same language. See H.R. Rep. No. 111-288, at 744 (2009) (Conf. Rep.).6
Notably, however, Congress did not use the Conference Report to include any language that would suggest that the requirement to establish a written plan should double as another exception to the forty-five day requirement.
Only one other piece of legislative history is available for the MOVE Act. On May 8, 2010, Senator Charles Schumer read background and drafting history for the MOVE Act on the floor of the Senate, before asking for unanimous consent to
We also find it useful for one additional, albeit limited, purpose. Alabama offered various policy arguments, both at oral argument and in its briefs, about the effect that complying with the forty-five day transmission requirement would have on voter turnout for runoff elections in the state. Essentially Alabama argues that if states must push their runoff elections back seven weeks to accommodate UOCAVA‘s forty-five day transmission deadline, they will face significant voter attrition, not just for the relevant federal election, but also for any state election that requires a runoff. This argument is based on the fact that Alabama, not surprisingly, holds state and federal elections on the same day to increase voter turnout. The problem for Alabama is that this Court is not the proper forum in which to raise these arguments. “We cannot override what we view as a clear policy judgment by Congress.” In re Gurwitch, 794 F.2d 584, 586 (11th Cir. 1986). “The role of this Court is to apply the statute as it is written -- even if we think some other approach might ‘accor[d] with good policy.‘” Burrage v. United States, 134 S. Ct. 881, 892 (2014) (quoting Comm‘r of Internal Revenue v. Lundy, 516 U.S. 235, 252 (1996)) (alteration in original) (internal quotation marks omitted). Here, Alabama has raised an important policy consideration and made a plausible showing that it might face a problematic decrease in voter turnout if it schedules its runoff elections seven weeks after its primary elections. But when we look to the Conference Report and the Congressional Record, we can find no indication that Congress prioritized, or even considered, Alabama‘s concerns in its response to the problem of military disenfranchisement.
Ultimately, “[t]he very difficulty of these policy considerations, and Congress’ superior institutional competence to pursue this debate, suggest that legislative not judicial solutions are preferable.” Patsy v. Bd. of Regents of State of Fla., 457 U.S. 496, 513 (1982). Alabama may well be correct in its calculations regarding lost votes from ordinary voters as compared to gained UOCAVA votes. But Congress, not this Court, must be the branch of government to address these issues.
Accordingly, we AFFIRM the district court‘s grant of final summary judgment to the United States.
AFFIRMED.
Notes
H.R. Rep. No. 111-288, at 744 (2009) (Conf. Rep.).The Senate amendment contained a provision (sec. 586) that would amend section 102 of the Uniformed and Overseas Citizens Absentee Voting Act (UOCAVA) (42 U.S.C. 1973ff-1(a)(1)) to require States to transmit a validly requested absentee ballot to an absent uniformed services voter or overseas voter at least 45 days before an election for federal office unless the request is received less than 45 days before the election or a hardship exemption is approved by the Presidential designee responsible for federal functions under UOCAVA. The provision also amends section 102(a) of UOCAVA to require States holding a runoff election for federal office to establish a written plan that would provide that absentee ballots are made available to absent uniformed services voters and overseas voters in a manner that gives them sufficient time to vote in the runoff election.