Harris v. GarnerHarris v. Garner
Lead Opinion
In аn effort to stem the flood of prisoner lawsuits in federal court, Congress enacted the Prison Litigation Reform Act of 1995, Pub.L. No. 104-134, 110 Stat. 1321 (1996) (“PLRA”). One of the provisions of the PLRA states that:
No Federal civil action may be brought by a prisoner confined in a jail, prison, or other correctional facility, for mental or emotional injury suffered while in custody without a prior showing of physical injury.
I. BACKGROUND
The factual and legal background of this case is set forth in some detail in the panel opinion, Harris v. Garner,
A panel of this Court reversed the district court’s judgment insofar as it applied
II. DISCUSSION
A. The Plain Language of the Statute
We begin our construction of
Insofar as the issue before us is concerned, the operative language of
The standard legal dictionary answers that question as follows: “To ‘bring’ an action or suit has a settled customary meaning at law, and rеfers to the initiation of legal proceedings in a suit.” Black’s Law Dictionary 192 (6th ed.1990); accord 5 Words and Phrases, “Begun” (1968) (defining “begun” or “brought” to mean “commenced”). That is the generally accepted meaning of the term, and this is not the first time we have had occasion to say so. In EEOC v. Eastern Airlines, Inc.,
The Supreme Court has reached an identical conclusion about the meaning of “bring” and “brought.” Hoffman v. Blaski,
This is not new ground. The Supreme Court first broke it one hundred and seventeen years ago, when it had occasion to apply a legislative requirement that a lawsuit be “brought within 90 days after the
A suit is brought when in law it is commenced, and we see no significance in the fact that in the legislation of congress on the subject of limitations the word “commenced” is sometimes used, and at other times the word “brought.” In this connection the two words evidently mean the same thing, and are used interchangeably.
Goldenberg v. Murphy,
The decisions we have laid out show that for more than a century before the enactment of the PLRA, it was well established that “brought” and “bring” refer to the filing or commencement of a lawsuit, not to its continuation. This long history of established meaning is important, because we readily presume that Congress knows the settled legal definition of the words it uses, and uses them in the settled sense. See Commissioner v. Keystone Consol. Industries, Inc.,
The meaning that we give
The language we have quoted from the Miller decision establishes that “brought,” as used in
Our interpretation of
Under the reasoning in Kerr, the Seventh Circuit would reach the opposite result, and the same one we do here, where the plaintiff was confined when he filed the lawsuit. It is confinement status at the time the lawsuit is “brought,” i.e., filed, that matters. The same rule of decision has been applied by the other circuits that have had occasion to speak to the issue. See Greig v. Goord,
Not only is our conclusion about the meaning of “brought” reinforced by the decisions of the other circuits that have interpreted
The words “bring a civil action or appeal” in
Decisions interpreting
In expressing its intent about which civil actions
B. The Congressional History
When the import of the words Congress has used is clear, as it is here, we need not resort to legislative history, and we certainly should not do so to undermine the plain meaning of the statutory language. See United States v. Gonzales,
Notwithstanding that well-recognized and bedrock principle, sometimes judges who find that legislative history supports and complements the plain meaning of statutory language cannot resist the temptation to set out that history. We have given in to that temptation more than once. See, e.g., United States v. Gilbert,
The panel opinion says that “Congress manifestly wanted to draw a bright line distinction between those who are prisoners, and those who are not prisoners.” Id. at 1284-85. That statement is true as far as it goes, of course, but the question is when did Congress want a plaintiffs status as a prisoner or non-prisoner to be determined for purposes of the PLRA’s restrictive provisions. The legislative history of the PLRA shows that Congress was concerned with the number of prisoner cases being filed, and its intent behind the legislation was to reduce the number cases filed, which is why Congress made confinement status at the time of filing the decisive factor.
Congress’ concern and intent is reflected in the floor statements of Senators Dole and Kyi, two of the principal architects of the PLRA.
Confined prisoners have little to lose by filing frivolous lawsuits, and that is why Congress made the confinement status of the plaintiff at the time a lawsuit is filed the controlling factor. See 141 Cong. Rec. S7498-01, S7526 (daily ed. May 25, 1995) (statement of Sen. Kyi) (“Filing frivolous civil rights lawsuits has become a recreational activity for long-term residents of our prisons.”) (emphasis added); 141 Cong. Rec. S7498-01, S7524 (daily ed. May 25, 1995) (statement of Sen. Dole) (“[P]ris-oners will now ‘litigate at the drop of a hat,’ simply because they have little to lose and everything to gain.” (quoting Chief Justice Rehnquist)). As the Seventh Circuit has explained, “Congress deemed prisoners to be pestiferous litigants because they have so much free time on their hands and there are few costs to filing suit.” Kerr v. Puckett,
Congress made confinemеnt status at the time of filing the criterion, because that is the point at which the difference in opportunity costs was causing the problem Congress was trying to solve: the large number of filings. See generally Christiansen v. Clarke,
In considering why Congress chose to peg the application of
Last year alone, there were 3,465 prisoner lawsuits filed in the district courts of this circuit. See Admin. Office of the U.S. Courts, Statistical Tables for the Federal Judiciary, Table C-3, 34-35 (for the twelve-month period ending June 30, 1999).
Because
C. The Purported Amendment or Supplement
The panel opinion says that after these six plaintiffs were released, and before the district court entered judgment against them, the court permitted them to
The reason such an amendment or supplement makes no difference is that, for all of the reasons we have already discussed, the confinement status of the plaintiffs at any time after the lawsuit is filed is beside the point. The status that counts, and the only status that counts, for purposes of
As we have discussed, the intent of Congress behind
The opposing position essentially treats
The difference between our position and that of the dissenting opinion is crystalized in its proposition that a prisoner who files his claim in direct contravention of
If there were a conflict between
Take, for example, Mathews v. Diaz,
The defendants in our case have stipulated away or waived nothing about
The other supplemental pleading cases the dissenting opinion relies upon are distinguishable in the same way as Mathews. In all of them
An analogy 'may be useful to illustrate our point here. It is well established that the only citizenship of the original parties that matters for purposes of determining whether diversity jurisdiction exists is their citizenship at the time the lawsuit is filed; any changes in a party’s citizenship that occur after filing are irrelevant. See Freeport-McMoRan, Inc. v. KN Energy, Inc.,
The dissenting opinion points out that the present case is not a diversity case. See Dissenting Op. at 995, n. 11. That is true, but neither is it a social security case or a copyright case, or any of the other kinds of cases involved in the decisions the dissent relies upon. See id. at 993-95. The dissenting opinion places particular reliance upon a copyright case, M.G.B. Homes, Inc. v. Ameron Homes, 903 F.2d 1486 (11th Cir.1990), and it quotes with approval how that opinion swept aside the district court’s lack of jurisdiction with the statement that it “was, at most, technically without jurisdiction.” Dissenting Op. at 994 (quoting
In closing out our discussion of this issue, we express our appreciation to the dissenting opinion for its candor in acknowledging that by bringing this type of claim while incarcerated these six plaintiffs have clearly violated
D. Application to Constitutional Claims
We turn now to one final matter. Under the guise of seeking to avoid what they describe as “serious constitutional questions,” the plaintiffs ask us, in effect, to rewrite
Second, as we have already discussed, the legislative history of the PLRA clearly shows that its purpose is to substantially reduce the number of prisoner lawsuits. See supra, at 977-79. That purpose could never be attained if constitutional claims were not covered by the restrictive provisions, because the overwhelming majority of prison lawsuits raise one or more constitutional claims. Construing
Third, the constitutional issues plaintiffs ask us to rewrite the statute to avoid were decided against them by the panel opinion in this case, see Harris,
III. CONCLUSION
When plaintiffs Chadwick, Cook, Dailey, Harris, Hooks, and Nation brought this “federal civil action,” they were each a “prisoner confined in a jail, prison, or other correctional facility.” For that reason, and notwithstanding the fact that each of them was released from confinement before the district court entered judgment against them,
AFFIRMED in part and VACATED and REMANDED in part.
Notes
. The lawsuit was filed on March 10, 1997, and judgment was entered on June 24, 1998. The six plaintiffs who were released from confinement during that interval are Danny Chadwick, Lenois Cook, William Dailey, Frederick Harris, Willie Hooks, and Farrell Nation. See Harris,
. The panel opinion focuses on the definition of "prisoner” in
. The dissenting opinion labels our interpretation of the plain language of
. The dissenting opinion takes us to task for discussing the legislative history as it reflects the cleаr Congressional purpose behind
. The evolution of the legislative language itself provides little guidance. In its original form, the provision that would become
. The dissenting opinion at 1007 n. 18 dismisses our hypothetical as "somewhat exotic.” To the contrary, the latest information shows that more than 694,000 prisoners are on parole in this country. See Thomas P. Bonczar & Lauren E. Glaze, U.S. Dept. of Justice, Probation and Parole in the United States, 1998 5 (1999). Many are arrested and incarcerated for parole violations, then make bail, and so forth. Indeed, in the latest year
Thus, our parole violation hypothetical describes a situation occurring with far greater frequency than the "even worse scenario” upon which the dissent relies: a scenario where a prisoner has filed a claim for monetary damages, has gotten past a motion to dismiss on the physical injury requirement, has gotten past summary judgment on that issue, and goes to trial on that issue but is released before judgment is entered against him on it. See Dissenting Op. at 1007. If the inmate is not released until after judgment is entered against him on the physical injury issue then the dissent’s scenario is not a criticism of our interpretation of
. The statistic we cite does not include
. The state corrections departments and the Federal Bureau of Prisons have different reporting years, but using the most recently completed reporting year for each, the figures are as follows: 8,421 state prisoners were released from confinement in Alabama, see Alabama Dep't of Corrections, Monthly Reports (Oct.1998 — Sept.1999 data); 15,213 state prisoners were released from confinement in Georgia, see Georgia Dep't of Corrections, Inmate Statistical Profile — Prison Departures (1998); 23,025 state prisoners were .released from confinement in Florida, see Florida Dep't of Corrections, Inmate Releases, Annual Report (1999); and 1,508 inmates were released from confinement in federal prisons in this circuit in calendar year 1999 (federal release figures obtained from the Southeast Regional Office of the Federal Bureau of Prisons).
. The dissenting opinion constructs elaborate, multi-premised scenarios in an effort to show how its approach would yield better policy results than the one we think Congress embodied in
A second problem with the dissent’s reasoning relating to the scenarios it puts forward is that the very same reasoning argues just as strongly against application of
A third defect with the dissent's posited scenarios and reasoning is that its fundamental premise is at war with the congressional premise behind
. No motion to amend the complaint was filed, and neither the magistrate judge nor the district court said the complaint had been amended. The plaintiffs did file a motion to withdraw their request for injunctive relief, which simply acknowledged that there was no longer any need for an injunction in view of their release. But the court did not formally rule on that motiоn. Instead, the magistrate judge (whose recommendations were adopted by the district court without relevant change) concluded: “These plaintiffs cannot obtain monetary relief because they alleged only mental or emotional injuries and their injunc-tive claims are moot since they have been released from prison.” [Magistrate’s Report and Recommendation at 5]. The claims were dismissed with prejudice.
. The rule provides that a supplement to the pleadings may be permitted "[ujpon motion of a party.”
. The opening and penultimate paragraphs of the dissenting opinion characterize our holding as being that the district court properly dismissed the complaint under
. We decide only the issues that we have expressly addressed and imply no view about any other issue.
Concurrence Opinion
concurring specially:
I concur in the result, and in much of the reasoning of the majority. I agree with the majority that the statutory language evinces a congressional purpose to discourage, indeed to bar, a prisoner from bringing a suit for mental or emotional injury suffered while in custody without a prior showing of physical injury. I do not believe that it is contrary to the statutory language to routinely dismiss such suits, even if the prisoner has been released
However, I agree with the dissent that
Because it is clear to me that the instant case is not one in which the district judge would exercise discretion to avoid dismissal, a remand would be futile. Accordingly, I concur in the judgment affirming the district court.
Concurrence in Part
concurring in part and dissenting in part in which BIRCH, BARKETT and WILSON, Circuit Judges, join:
The majority states that Congress enacted
Today the court holds that a district court lacks discretion to allow a former prisoner to supplement his complaint to notice the fact of his release from incarceration. This means that whenever a prisoner flies an action for mental or emotional injury, the district court has an obligation to dismiss the case no matter what stage the litigation has reached, and regardless of whether
In Part I, below, I set out the facts of the instant case. In Part II, I explain that because plaintiffs are allowed to supplement their complaint under
I.
Eleven plaintiffs brought this civil rights suit for damages and injunctive relief in the United States District Court for the Middle District of Georgia against employees of the GDC;
On February 4, 1998, before the magistrate judge- had issued his report and recommendation to the district court, plaintiffs moved the court for leave to withdraw their claims for injunctive relief because they had been released from the custody of the GDC, and them release had mooted such claims. See Tucker v. Phyfer,
Following, I discuss three elements necessary to resolve the question of whether to allow plaintiffs to supplement their complaint to reflect the fact of their release, and thus to allow them to continue their civil suit against employees of the GDC. These are: (1) under
A.
I have no idea why the majority goes to such lengths to demonstrate this point, or what other definition of the word “brought” might be considered plausible. The majority appears to believe that the panel mistakenly interpreted “brought” to mean “maintain[ed]” or “continue[d],” ante at 973, and that this was the source of its supposed error in holding that plaintiffs should be allowed to supplement their complaint to reflect the fact of their release. But following the majority’s reasoning, it would make no difference if the statute prohibited the “commencing” of a federal civil action, or the “maintenance” of a federal civil action while in custody. According to the majority, a violation of the statute requires the district court to dismiss the plaintiffs suit no matter what
The second element is that
42 U.S.C. § 1997e(e) provides: “[n]o Federal civil action may be brought by a prisoner confined in a jail, prison, or other correctional facility, for mental or emotional injury suffered while in custody without a prior showing of physical injury.”Section 1997e(h) defines a “prisoner” as “any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law or the terms and conditions of parole, probation, pretrial release, or diversionary program.”42 U.S.C. § 1997e(h) (Supp. II 1996). According to the plain language of the statute,section 1997e(e) does not apply to former prisoners, or those who have been released from a correctional facility, because such persons are clearly not “confined in a jail, prison, or other correctional facility,” or “incarcerated or detained in any facility.” The statute could not be more plain: it applies to those who (a) seek a civil remedy for mental or emotional injury suffered while in custody, and (b) seek such a remedy while they are incarcerated. As the Seventh Circuit has noted in analyzingsection 1997e(e) , “[t]he statutory language does not leave wriggle room.” Kerr v. Puckett,138 F.3d 321 , 323 (7th Cir.1998). It does not apply to persons who have never been prisoners; nor does it apply to former prisoners who seek civil relief for injuries suffered while they were prisoners.
Defendants argue that Congress’ purpose in enacting the PLRA was to curtail frivolous prisoner litigation, and that reading the statute to bar certain claims by current but not former prisoners is not faithful to congressional intent because, under our interpretation today, some claims “for mental or emotional injury suffered while in custody” can be brought “without a prior showing of physical injury.” Further, defendants see little sense in discriminating between prisoners who bring suit while they are incarcerated, and former prisoners who seek relief on the same day they are released.
Absent mistake or absurdity, we implement the statutory language as enacted. Salinas v. United States,522 U.S. 52 , 57-58,118 S.Ct. 469 , 473-74,139 L.Ed.2d 352 (1997). Here, the language ofsection 1997e(e) could not be clearer. And contrary to defendants’ congressional intent argument, Congress manifestly wanted to draw a bright line distinction between those who are prisoners, and those who are not prisoners. See 141 Cong. Rec. S7524-26 (daily ed. May 25, 1995) (statements by Senators Dole and Kyi) (prisoners have a unique incentive to file frivolous lawsuits because litigation “has become a recreational activity for long-term residents of our prisons,” because prisoners “have little to lose and everything to gain,” and because filing frivolous complaints is “a means of gaining a short sabbatical in the nearest Federal courthouse”) (citations and internal quotation marks omitted). The distinction makes a good deal of sense because the “[ojpportunity costs of litigation rise following release, diminishing the need for special precautions against weak suits.” Kerr,138 F.3d at 323 . In light of the overwhelming clarity of the statutory text, we join the Seventh Circuit in holding thatsection 1997e(e) applies only to prisoners who are incarcerated at the time they seek relief, and not to former prisoners who seek damages for injuries suffered while they were incarcerated. See id.; see also, Greig v. Goord,169 F.3d 165 , 167 (2d Cir.1999) (interpreting “prisoner” as used insection 1997e(a) ,dealing with administrative exhaustion, as not applying to former prisoners no longer incarcerated); Doe v. Washington County, 150 F.3d 920 , 924 (8th Cir.1998) (interpreting “prisoner” as used insection 1997e(d) , dealing with attorneys’ fees, as not applying to former prisoners).
Harris,
The third and final element is that under
Upon motion of a party the court may, upon reasonable notice and upon such terms as are just, permit him to serve a supplemental pleading setting forth transactions or occurrences or events which have happened since the date of the pleading sought to be supplemented.
Minnesota Mining and Mfg. Co. v. Superior Insulating Tape Co.,
Rule 15(d) is intended to give the court broad discretion in allowing a supplemental pleading. However, some cases, opposed by other cases and criticized by the commentators, have taken the rigid and formalistic view that where the original complaint fails to state a claim upon which relief can be granted, leave to serve a supplemental complaint must be denied.... Thus plaintiffs have sometimes been needlessly remitted to the difficulties of commencing a new action even though events occurring after the commencement of the original action have made clear the right to relief.
Under the amendment the court has discretion to permit a supplemental pleading despite the fact that the original pleading is defective.
It is also clear that plaintiffs can cure jurisdictional defects in their original complaints by means of a supplemental pleading. In Mathews v. Diaz,
[a]ny individual, after any final decision of the Secretary made after a hearing to which he was a party, irrespective of the amount in controversy, may obtain a review of such decision by a civil action commenced within sixty days after the mailing to him of notice of such decision or within such further time as the Secretary may allow.
We have little difficulty with [plaintiffs] failure to file an application with the Secretary until after he was joined in the action. Although42 U.S.C. § 405(g) establishes filing of an application as a nonwaivable condition of jurisdiction ..., [plaintiff] satisfied this condition while the case was pending in the District Court. A supplemental complaint in the District Court would have eliminated this jurisdictional issue; since the record discloses, both by affidavit and stipulation, that the jurisdictional condition was satisfied, it is not too late, even now, to supplement the complaint to allege this fact. Under these circumstances, we treat the pleadings as properly supplemented by the Secretary’s stipulation that [plaintiff] had filed an application.
Id. (citations omitted). The Court further elaborated,
“[d]efective allegations of jurisdiction may be amended, upon terms, in the trial or appellate courts.”28 U.S.C. § 1653 . Although the defect in [plaintiffs] allegations must be cured by supplemental pleading, instead of amended pleading, the statutory purpose of avoiding needless sacrifice to defective pleading applies equally to this case.... Despite [plaintiffs] failure to supplement the complaint, the District Court wasaware that he had filed his application; since the Secretary stipulated that the application had been filed, the defect in the pleadings surely did not prejudice him.
Id. at 75 n. 9,
Until today, this court has consistently followed the Supreme Court’s direction that a supplemental pleading should be liberally allowed if it will cure a defect in the complaint. In M.G.B. Homes, Inc. v. Ameron Homes, Inc.,
no action for infringement of the copyright in any work shall be instituted until registration of the copyright claim has been made in accordance with this title.
[the district court] was, at most, technically without jurisdiction to entertain [plaintiffs] motion to amend its com-
plaint. However, it is entirely contrary to the spirit of the Federal Rules of Civil Procedure for decisions on the merits to be avoided on the basis of such mere technicalities.
The amended complaint submitted by [plaintiff] contained all the required allegations. On its face it asserted that the trial court had jurisdiction over the new infringement action. Except for the technical distinction between filing a new complaint and filing an amended complaint, the case would have been properly filed.
Id. at 1489 (internal citation and quotation marks omitted);
When issues not raised by the pleadings are tried by express or implied consent of the parties, they shall be treated in all respects as if they had been raised in the pleadings. Such amendment of the pleadings as may be necessary to cause them to conform to the evidence and to raise these issues may be made upon motion of any party at any time, even after judgment; but failure so to amend does not affect the result of the trial ofthese issues. If evidence is objected to at the trial on the ground that it is not within the issues made by the pleadings, the court may allow the pleadings to be amended and shall do so freely when the presentation of the merits of the action will be subserved thereby and the objecting party fails to satisfy the court that the admission of such evidence would prejudice the party in maintaining the party’s action or defense upon the merits.
With all three elements on the table, we can now answer the question of whether plaintiffs in the instant case can supplement their complaint to reflect the fact of their release, and thus continue their civil lawsuit against employees of the GDC; and the answer is obviously that they can.
It does not appear that anyone in Congress even thought about the proposition that
Further, it is clear from the text of the statute that if Congress had wanted to override a Federal Rule of Civil Procedure, it certainly knew how to do so. In the same statutory section as
[t]he court shall on its own motion or on the motion of a party dismiss any action brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility if the court is satisfied that the action is frivolous, malicious, fails to state a claim upon which relief can be granted, or seeks monetary relief from a defendant who is immune from such relief.
So, the ultimate question remains: if Congress did not mean to override
B.
Lacking any textual or case support, the majority attempts to prop up the court’s holding with references to the legislative history that purportedly establish that Congress’ single-minded goal in enacting
Moreover, the legislative history, itself, demonstrates that Congress’ purpose in enacting
[a]s the Seventh Circuit has explained, “Congress deemed prisoners to be pestiferous litigants because they have so much free time on their hands and there are few costs to filing suit.” Kerr v. Puckett,138 F.3d at 323 . The distinction between current and former prisoners makes sense for that reason, and because “[ojpportunity costs of litigation rise following release, diminishing the need for special precautions against weak suits.” Id.; see also Madrid v. Gomez,190 F.3d 990 , 996 (9th Cir.1999) (“[I]t is certainly conceivable that, because of significant potential gains and low opportunity costs, prisoners generally file a disproportionate number of frivolous suits as compared to the population as a whole.”); Tucker v. Branker,142 F.3d 1294 , 1301 (D.C.Cir.1998) (noting that “prisoners have a lower opportunity cost for their time than other indigent (and in all likelihood, non-indigent) litigants.”).
Ante at 978. As the majority indirectly recognizes, the real purpose of
This understanding of the legislative purpose contradicts the majority’s holding that a court should dismiss a plaintiffs action under
C.
Because today’s holding is contradicted by the clear language of the PLRA, ignores
The majority has therefore sought to enhance the PLRA with an interpretation that is not supported by the statutory text. Seizing on a few passages from the legislative history (none of which are even remotely related to the issue of supplemental pleadings), the majority has tried to “put some teeth” into the PLRA, ante at 975-76 (quoting Gay v. Texas Dept. of Corrections State Jail Div.,
Congress could have done a lot of things when it enacted the PLRA. It could have provided for criminal penaltiеs for a violation of
In an effort to assist Congress in stamping out prisoner lawsuits, the majority has forgotten the one very basic, but fundamental truth that “there is no liberty if the power of judging be not separated from the legislative and executive powers.” The Federalist No. 78, at 466 (Alexander Hamilton) (Clinton Rossiter ed., 1961) (quoting Montesquieu, The Spirit of the Laws, vol. I, p. 181). Quite frankly, it is not our job to “put some teeth” into the PLRA, or any other statute that Congress enacts; our job is to follow the congressional command by enforcing the statute as written. “Courts are not authorized to rewrite a statute because they might deem its effects susceptible of improvements.” Badaracco v. Commissioner,
III.
The immediate effects of today’s decision are troubling. Despite the majority’s desire to cut down on prisoner litigation, today’s holding will simply spawn needless litigation as the district courts in this circuit are forced to dismiss a prisoner’s case without prejudice, and then reconsider the case without the physical injury component after the prisoner is released from custody. I appreciate thе majority’s candor in acknowledging that because “some ... claims will be re-filed after the [prisoner] is released ..., more total effort may well be required to adjudicate those particular claims than if [the majority’s interpretation of] the
Following, I set out Congress’ purpose in enacting
A.
As noted supra in Part II.B, the purpose of
First, Congress sought to preserve judicial resources by enacting a series of measures that function as gate-keepers to the district courts.
The same is true of
The second purpose animating the PLRA is Congress’ desire to continue to allow prisoners to pursue meritorious litigation. The legislative history is replete with examples of frivolous prisoner lawsuits that were so ridiculous that they would be humorous, but for the fact that they were constituting a serious drain on judicial resources. See, e.g., 141 Cong. Rec. S7498-01, S7524 (daily ed. May 25, 1995) (statement of Sen. Dole) (“[Pjrison-ers have filed lawsuits claiming such grievances as insufficient storage locker space, being prohibited from attending a wedding anniversary party, and yes, being served creamy peanut butter instead of the chunky variety they had ordered.”); 141 Cong. Rec. S14408-01, S14418 (daily ed. Sept. 27, 1995) (statement of Sen. Hatch) (“In one frivolous case ..., an inmate sued demanding that he be issued Reebok or L.A. Gear brand shoes instead of the Converse brand being issued. In another case, an inmate deliberately flooded his cell, then sued the officers who cleaned up the mess because they got his Pinochle cards wet.”); 141 Cong. Rec. S14611-01, S14626 (daily ed. Sept. 29, 1995) (statement of Sen. Reid) (among “top 10 lawsuits in Nevada filed by prisoners,” were claims that the prisoner should not be required to open his window slot when meals are served, that the delivery of mail interfered with prisoner’s usual sleeping pattern, and that the prisoner was given a size five tennis shoe, when the actual size of his foot was four and three-fourths). It is this class of litigation, frivolous prisoner lawsuits, that Congress sought to screen out. Congress had no intent to prevent meritorious suits filed by prisoners from being adjudicated in the courts.
This determination certainly comports with traditional legal principles; tort law, for example, is notorious for redressing the claims of those who have undergone a nonconsensual “touching,” while virtually ignoring those who claim to have suffered some damage from “verbal harassment.” Because Congress wanted to conserve judicial resources while still allowing prisoners to pursue meritorious litigation, it identified a certain class of cases as being particularly likely to be without merit — • cases in which prisoners sued for mental or emotional injury only — and then screened off those cases as not deserving of judicial consideration.
B.
My interpretation of
If, as under my interpretation of
Now consider a second scenario. It is entirely likely that many prisoners will be able to proffer enough evidence of physical injury to preclude the court from dismissing their claims for damages on motion for summary judgment. In that case, the issue of whether the prisoner suffered physical injury will go to trial. If a prisoner is released from incarceration during trial, then under my interpretation of
The key to understanding this interpretation of
C.
Today’s holding, on the other hand, requires a district court to engage in the administrative absurdity of dismissing a case no matter what stage the litigation has reached, and regardless of whether the plaintiff has been released from incarceration, and then entertain the case anew when the former prisoner files his action again.
The even worse scenario, of course, is where the prisoner’s case actually goes to trial. If a court cannot grant the released prisoner’s motion to supplement at trial, then the court faces the prospect of dismissing the case under
The majority’s interpretation not only wastes judicial resources, it is also unfaithful to the second congressional purpose of continuing to allow prisoners to pursue
In addition to unduly taxing district court resources, the court also imposes a burden on defendants to defend the action all over again when plaintiffs re-file. After the defendant has already invested enormous amounts of time and money in defending the lawsuit, why would the defendant ever want the court to dismiss the case without resolving all of the plaintiffs claims? If the court dismisses the action, then the plaintiff will re-file, and the defendant will have to defend a second time. Because a defendant will most likely want the court to address the plaintiffs whole case (including the plaintiffs claim for mental or emotional injury only) in one proceeding, the defendant may request the court to grant the plaintiffs motion to supplement and carry the case to final judgment. If the court granted the defendant’s request, its ruling would be insulated from appellate review under the invited error doctrine.
The majority’s sole justification for imposing on the district courts’ scarce resources is that a prisoner who violates
IV.
For the foregoing reasons, I dissent from the court’s holding that
I concur in the court’s judgment insofar as it reinstates those parts of the panel opinion that dispose of the claims of plaintiffs Locklear, Kilgore, Langes, Brinklеy, and Wade.
. The only issues remaining in this case involve plaintiffs Danny Chadwick, Frederick Harris, Lenois Cook, Willie Hooks, Farrell Nation, and William Dailey. All references to ''plaintiffs” herein refer to these six plaintiffs only.
. I concur in the majority opinion insofar as it reinstates those parts of the panel opinion that dispose of the claims of plaintiffs Samuel Locklear, Alan Kilgore, Leroy Langes, Dayton Brinkley, and James Wade. See Harris v. Garner,
. The complaint was filed against “Wayne Garner, Commissioner of the Georgia Department of Corrections; A.G. Thomas, Director of Facilities Division of the Georgia Department of Corrections; Duke Blackburn, Executive Assistant, Special Operations of the Georgia Department of Corrections; and Twenty-Two Unnamed Tactical Squad Officers of the Georgia Department of Corrections, in their individual and official capacities.”
. In this context, a prison "shakedown” is a systematic search of a correctional institution during which prison officials search for illegal drugs and other contraband by means of body cavity searches, searches of inmates' living quarters, and searches of other areas of the institution. For details regarding the alleged "shakedown,” see Harris,
.
.The panel stated that the magistrate judge and district court treated the complaint as "amended” for purposes of noticing plaintiffs’ release from custody. Harris,
. I am thus uncertain why the majority is not “entirely convinced that the complaint was actually amended.” Ante at 981. The majority appears suspicious of the panel’s conclusion that “the magistrate judge treated the complaint as amended” to reflect the fact of plaintiffs' release from the GDC, Harris,
[n]o motion to amend the complaint was filed, and neither the magistrate judge nor the district court said the complaint had been amended. The plaintiffs did file a motion to withdraw their request for in-junctive relief, which simply acknowledged that there was no longer any need for an injunction in view of their release. But the court did not formally rule on that motion. Instead, the magistrate judge (whose recommendations were adopted by the district court without relevant change) concluded: “These plaintiffs cannot obtain monetary relief because they alleged only mental or emotional injuries and their injunctive claims are moot since they have been released from prison.”
Ante at 981 n.10. The majority recognizes that plaintiffs did file a motion alerting the court that they had been released from custody, and seeking to withdraw their claims for injunctive relief because their release had mooted such claims. Therefore, it is simply not true that “[n]o motion to [supplement] the complaint was filed.” Id. The motion was not titled "MOTION TO SUPPLEMENT PLAINTIFFS' COMPLAINT TO REFLECT THE FACT OF PLAINTIFFS' RELEASE FROM CUSTODY, AND TO ALERT THE DISTRICT COURT THAT PLAINTIFFS ARE NO LONGER SUBJECT TO
There is no doubt that the magistrate judge and the district court had the power, even the obligation, to treat plaintiffs’ complaint as supplemented to reflect the fact of their release. See Foman v. Davis,
"[defective allegations of jurisdiction may be amended, upon terms, in the trial or appellate courts.”28 U.S.C. § 1653 . Although the defect in [plaintiff’s] allegations must be cured by supplemental pleading, instead of amended pleading, the statutory purpose of avoiding needless sacrifice to defective pleading applies equally to this case.... Despite [plaintiff s] failure to supplement the complaint, the District Court was aware that he had filed his application;since the Secretary stipulated that the application had been filed, the defect in the pleadings surely did not prejudice him.
Mathews,
. In its discussion of the statutory language, the majority suggests that one line of cases, interpreting the full payment provision of the PLRA, does more than establish that "brought” means "commenced.”
if a prisoner brings a civil action or files an appeal in forma pauperis, the prisoner shall be required to pay the full amount of a filing fee. The court shall assess and, when funds exist, collect, as a partial payment of any court fees required by law, an initial partial filing fee of 20 percent of the greater of—
(A) the average monthly deposits to the prisoner's account; or
(B) the average monthly balance in the prisoner's account for the 6-month period immediately preceding the filing of the complaint or notice of appeal.
In Gay v. Texas Dept, of Corrections State Jail Div.,
[plaintiff's] liability for the PLRA fees that should have been paid prior to his release from prison under§ 1915(b) [should] be calculated, and [plaintiff] must pay that amount.... However, [plaintiff] may rely on in forma pauperis status for the balance of the filing fee ..., as his current poverty does not pose a bar to relief, except with respect to past due amounts under the PLRA that were assessed based upon a calculation that Smith had means to pay them when due.
Id. at 1252 (citations omitted); see also Robbins,
. In Bonner v. City of Prichard,
. The majority makes the remarkable assertion that the approach taken in M.G.B. Homes is “problematic,” and suggests that the "continuing validity” of the case may be in doubt in light of the Supreme Court's decision in Freeport-McMoRan, Inc. v. KN Energy, Inc.,
. The majority analogizes the instant case to a situation in which the federal court has jurisdiction over a claim only because of the diversity of the parties’ citizenship, and states, correctly, that "only citizenship of the original parties ... matters for purposes of determining whether diversity jurisdiction exists.” Ante at 983. The unique considerations involved in addressing the existence of diversity jurisdiction, including concerns over parties acting strategically to defeat the statutory requirement, see Owen Equip. & Erection Co. v. Kroger,
This is not a diversity case, but a case in which our jurisdiction is premised upon the existence of a federal question of no less than constitutional dimension; plaintiffs sued for violations of their Fourth, Eighth, and Fourteenth Amendment rights. Therefore, the diversity analogy is inapposite. The distinction between diversity and federal question jurisdiction, as it relates to the issue of whether parties can supplement their pleadings to cure a jurisdictional defect, is made clear by the myriad cases I cite that allow plaintiffs to supplement their original complaints with notice that, since filing, they have fulfilled the jurisdictional prerequisites to bring suit.
"[defective allegations of jurisdiction may be amended, upon terms, in the trial or appellate courts.”28 U.S.C. § 1653 . Although the defect in [plaintiff's] allegations must be cured by supplemental pleading, instead of amended pleading, the statutory purpose of avoiding needless sacrifice to defective pleading applies equally to this case.
Mathews,
The majority is correct to note that just as this is “not a diversity case ..., neither is it a social security case or a copyright case.” Ante at 984. But that is not the point. The point is that this is a case in which our jurisdiction is premised on the existence of a federal question, and not a case in which we have jurisdiction only because the parties are diverse. Plaintiffs did not attempt to supplement their complaint to notice the fact of their acquired diversity; they sought to supplement their complaint to notice the fact that a federal law (
. The majority calls this “no remedy’’ at all, ante at 984, because the practical effect of such a holding is that plaintiffs who have been released from incarceration following their violation of
. The absence of textual support (and the resort to congressional intent) becomes especially apparent when the majority attempts to
In the instant case, it is clear that Congress did not abrogate
. Aside from the majority’s bald assertion that "the Seventh Circuit would reach ... the same [result as the majority reaches today,]" ante at 975 (thus invoking the "thin air” doctrine, see Carlisle v. United States,
"Common sense” is a treacherous guide to statutory interpretation. One person’s "common sense” is another’s bete noire. Statutes are compromises among legislators who may hold incompatible conceptions of the public weal. Some legislators opposed the PLRA outright; others wanted more sweeping restrictions on prisoners’ litigation; the actual statute satisfied few completely. Instead of relying on "common sense”, which is an invitation to treat the law as if one side or the other had its way, a court should implement the language actually enacted — provided the statute is not internally inconsistent or otherwise absurd.
Id. How this language could support the majority's contention that we should extend the PLRA to cover suits by former prisoners to whom the statute no longer applies, by reading the statute to preclude supplemental pleadings to notice the fact of the prisoners' release, escapes me.
. I dislike frivolous prisoner litigation as much as my colleagues do. Suits that are truly meritless (such as Eighth Amendment claims that prisoners have a constitutional entitlement to chunky peanut butter, see 141 Cong. Rec. S14408-01, S14413 (daily ed. Sept. 27, 1995) (statement of Sen. Dole)) impair the courts' judicial resources, and increase overall delay — at both the trial and appellate levels — in a circuit that is already extraordinarily burdened. Frustration with frivolous lawsuits, however, does not give us the authority to enact legislation to cure the problem. We are bound by Congress’ enactments, and where Congress has spoken to the question of remedies, we may go no further.
. In enacting the PLRA, Congress also sought to preserve state court resources. Because this case focuses on litigation in the federal courts, I tailor my remarks accordingly-
. As Justice Blackmun wrote in Hudson v. McMillian, "[i]t is not hard to imagine inflictions of psychological harm — without corresponding physical harm — that might prove to be cruel and unusual punishment.” He cited as an example, "Wisniewski v. Kennard,
. As opposed to the majority's somewhat exotic hypothetical where a prisoner is confined, and then released, and then picked up again and jailed, and then bailed out, and then returned to prison, ante at 978, the spectacle of a court dismissing an action, just so it can entertain the action again when the former prisoner files his action anew is not hypothetical; it is the result of the majority opinion.
. There are two ways that one could read section 1997e(e)'s proscription on bringing suits for mental or emotional injury suffered while in custody without a prior showing of physical injury. One could interpret the provision as precluding a prisoner from bringing all damages actions in which the trier of fact does not ultimately find that the prisoner suffered physical injury. Alternatively, one could read the statute as precluding only those lawsuits in which the prisoner does not have enough evidence of physical injury to get past summary judgment. It seems unlikely that Congress intended the first interpretation. The issue of whether the prisoner intentionally violated section 1997e(e) would become irrelevant to the statutory construction, because if the prisoner has enough evidence of physical injury to surpass the summary judgment hurdle, he obviously did not intend to violate the statute when he filed his suit. If a district court does not grant summary judg-men! to the defendant, then when the prisoner brought the action, the case was meritorious enough to preclude a district judge from throwing it out. Whether the prisoner's violation of section 1997e(e) was intentional, however, must at least play some role in our interpretation; this is because, as discussed supra, in enacting section 1997e(e) Congress only intended to screen out frivolous suits from the district courts' dockets. The focus was on punishing those prisoners who repeatedly abuse the judicial process by filing claims that are patently without merit. This does not mean that we should impose some mens rea requirement on the functioning of section 1997e(e). But the issue of intent, as it relates to whether a prisoner's case is so frivolous that he obviously knew he was violating section 1997e(e) when he brought the action, is relevant to determining whether a violation has actually occurred.