UNITED STATES of America, Plaintiff-Appellee v. Santos Tulio HERRERA-ALVAREZ, Defendant-Appellant.
No. 12-41425
United States Court of Appeals, Fifth Circuit
May 22, 2014
753 F.3d 132
Before DAVIS, GARZA, and DENNIS, Circuit Judges.
BB & T counters that any rights or interests the Subcontractors had at the time CSS filed its petition were “inchoate” and meaningless until noticed and thereby perfected. No doubt, an entitlement to a lien under Section 44A-18 may be lost if not noticed and perfected as prescribed. BB & T focuses on the fact that without a perfected lien, the subject funds could be “extinguished” or “diluted.” Appellant‘s Br. at 52. But just because an entitlement, right, or “interest” may be lost does not mean that it therefore fails to exist.
BB & T also places heavy emphasis on the phrase “[u]pon compliance with this Article” set out at the top of Section 44A18 before the statute‘s enumerated subsections. According to BB & T, that phrase must mean that no interest exists unless the statutory notice and perfection requirements have been met. We freely admit that the purpose of the phrase “[u]pon compliance with this Article” is less than clear. But if the law requires no more than delivery for entitlement to a lien to arise-and that is precisely what we have just held-then delivery is all that is required to be in “compliance with this Article” for purposes of being entitled to a lien. Further, North Carolina‘s legislature removed the phrase in its 2012 clarifying amendment. Clearly, it did not view that phrase as important to, much less determinative of, when interests in property arise under Section 44A-18.
In sum, we hold that the Subcontractors had an interest in property at the time CSS filed its bankruptcy petition. The parties agree that all other conditions for
III.
For the foregoing reasons, the district court‘s affirmance of the bankruptcy court‘s order is AFFIRMED.
Notes
Marjorie A. Meyers, Federal Public Defender, Federal Public Defender‘s Office, Southern District of Texas, Houston, TX, for Defendant-Appellant.
Before DAVIS, GARZA,* and DENNIS, Circuit Judges.
The United States Sentencing Guidelines provide for a sentencing enhancement applicable to certain federal defendants who are convicted of being unlawfully present in the United States after a previous removal or deportation in violation of
For the reasons that follow, we conclude that an offense defined by
I.
Santos Tulio Herrera-Alvarez pleaded guilty to illegal reentry under
II.
“[T]he government bears the burden of establishing a factual predicate justifying [a sentencing] adjustment, here that [the] offense constitutes a crime of violence.” United States v. Bonilla, 524 F.3d 647, 655 (5th Cir.2008) (citing United States v. Rabanal, 508 F.3d 741, 743 (5th Cir.2007)). The parties agree that the issue on appeal was not preserved below and that plain error governs. While we are not bound by the parties’ concessions and we alone determine the proper standard of review, see United States v. Vontsteen, 950 F.2d 1086, 1091 (5th Cir.1992) (en banc) (holding, in a plain error case, that “no party has the power to control our standard of review.... [and that] the reviewing court must determine the proper standard on its own“) (emphasis omitted) (citation omitted), a review of the record confirms that Herrera-Alvarez did not object to the sentencing enhancement in the district court. Where, as here, the defendant fails to object to a sentencing enhancement in the district court, our review is for plain error only. See
III.
This Court has previously held that the Louisiana offense of aggravated battery under
In the past, we have stated generally that “[b]ecause of the similarities between U.S.S.G.
While our opinions in Moore and Rasco are probative of whether the Louisiana offense of aggravated battery qualifies as a crime of violence under
IV.
When considering whether a defendant‘s prior conviction constitutes a crime of violence as defined in
Because
If we determine that the statute of conviction as a whole does not categorically qualify as a crime of violence, but the statute is divisible, then we apply a variant of the categorical approach—the “modified categorical approach.” Descamps, 133 S.Ct. at 2281. However, for the modified categorical approach to apply, the defendant must have been convicted under a truly divisible statute—i.e., one that “comprises multiple, alternative versions of the crime“—before it is proper to engage in the modified categorical approach. Id. at 2284. Under the modified categorical approach, we may “consult a limited class of documents, such as indictments and jury instructions, to determine which alternative formed the basis of the defendant‘s prior conviction. The court can then do what the categorical approach demands: compare the elements of the crime of conviction (including the alternative element used in the case) with the elements of the generic crime,” id. at 2281, or, as the case may be, assess whether the crime of conviction has as an element the use, attempted use, or threatened use of physical force. Those records are “generally limited to ... the charging document, written plea agreement, transcript of plea colloquy, and any explicit factual finding by the trial judge to which the defendant assented.” Shepard v. United States, 544 U.S. 13, 16, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). “By reviewing the extra-statutory materials approved in those cases, courts c[an] discover ‘which statutory phrase’ contained within a statute listing ‘several different’ crimes, ‘covered a prior conviction.‘” Descamps, 133 S.Ct. at 2285 (citations omitted).
A.
As an initial matter, we agree with Herrera-Alvarez that
Reading the relevant statutes together, the Louisiana offense of aggravated battery set forth in section 14:34 consists of the following elements: (1) “a battery,”
Likewise, Louisiana‘s section 14:34 criminalizes conduct broader than that contemplated in
B.
As set forth above, under the modified categorical approach, if a statute contains multiple, disjunctive subsections, we may look beyond the statute to certain conclusive records made or used in adjudicating guilt to determine which particular statutory alternative applies to the defendant‘s conviction. See Descamps, 133 S.Ct. at 2281, 2283-86; Shepard, 544 U.S. at 16, 125 S.Ct. 1254. We first consider whether the statute of conviction is disjunctive. See
Next, we look to the “charging document, written plea agreement, transcript of plea colloquy,” and so on, to narrow down the statute between the disjunctive subsections. Shepard, 544 U.S. at 16, 125 S.Ct. 1254.4 Based on the state charging document, we ascertain that Herrera-Alvarez was convicted under the latter offense under section 14:34. The criminal information charging Herrera-Alvarez with aggravated battery alleged in pertinent part that on April 26, 2009, Herrera-Alvarez “did, willfully and unlawfully commit an aggravated battery with a dangerous weapon, to-wit: knife, on one Nicholas Marrogain, in violation of the provisions of
We therefore repeat our categorical analysis and consider whether the offense, as narrowed, criminalizes conduct that does not involve the use, attempted use, or threatened use of force. See Descamps, 133 S.Ct. at 2281 (explaining that if the court can narrow the statute of conviction pursuant to the modified categorical approach, we “can then do what the cate-
We conclude that that the Louisiana crime of aggravated battery under section 14:34, as narrowed under the modified categorical approach to exclude poisoning, is a crime of violence because it necessarily contains, as an element, the use, attempted use, or threatened use of force. Louisiana aggravated battery requires both physical contact and the use of a dangerous weapon “which, in the manner used, is calculated or likely to produce death or great bodily harm.”
Herrera-Alvarez argues that under Louisiana law, aggravated assault may be committed by physical contact which is “merely offensive,” which is insufficient to render the offense a crime of violence, citing the Louisiana Supreme Court‘s opinions in State v. Dauzat, 392 So.2d 393, 396 (La.1980), and State v. Schenck, 513 So.2d 1159, 1165 (La.1987), in which the court stated that the element of “use of force or violence upon the person of another” may be satisfied by physical contact that is “injurious or merely offensive.” Neither Dauzat nor Schenck supports Herrera-Alvarez‘s argument in favor of reversal. In both cases, the Louisiana Supreme Court was discussing the physical contact required for simple battery, not aggravated battery. See Dauzat, 392 So.2d at 396 & n. 3; Schenck, 513 So.2d at 1165 (approving conviction for simple battery). Herrera-Alvarez was charged with aggravated battery, which “is a battery committed with a dangerous weapon,”
Herrera-Alvarez further maintains that Louisiana aggravated battery does not require any touching with a weapon because the offense can be committed while the defendant merely possesses the dangerous weapon, citing State v. Howard, 638 So.2d 216, 217 (La.1994) (per curiam). In Howard, the Louisiana Supreme Court upheld the defendant‘s aggravated battery conviction under section 14:34 against a sufficiency-of-the-evidence challenge. Id. at 216. The defendant was charged with aggravated battery after he grabbed his girlfriend by the shoulders as he attempted to pull her from the back of a vehicle during an argument and the gun that he was holding in one hand accidentally discharged, injuring her. Id. at 217. The court upheld the conviction, reasoning that “[a]ny rational factfinder could have determined ... that the defendant had intentionally used force or violence against the victim with a dangerous weapon when he took his gun in hand, grabbed [the victim] by her shoulders, and attempted to pull her out of the [vehicle]. That the defendant did not specifically intend the much greater degree of harm inflicted on the victim when the gun discharged did not prevent the jury from taking into account those reasonably foreseeable consequences which aggravate the seriousness of a battery offense in assessing the culpability of his act.” Id. (citation omitted). The Louisiana Supreme Court‘s application of section 14:34 in Howard does not take that offense out of the purview of
V.
For the foregoing reasons, we conclude that that the Louisiana crime of aggravated battery under section 14:34, as narrowed under the modified categorical approach to exclude poisoning, is a crime of violence under
JAMES L. DENNIS
UNITED STATES CIRCUIT JUDGE
