Dеfendant-Appellant Antonio Moreno-Florean (Moreno-Florean) pleaded guilty without a plea agreement to attempted illegal reentry into the United States after having been removed, in violation of 8 U.S.C. § 1326. Moreno-Florean’s pre-sentence report (PSR), which relied on the 2006 Version of the Sentencing Guidelines Manual, assigned him a total offense level of twenty-one, consisting of a base offense level of eight pursuant to United States Sentencing Guidelines Manual (U.S.S.G.) § 2L1.2(a) (2006); a sixteen-level increase because he was removed after his 2004 California conviction for kidnapping, a conviction the PSR considered a crime of violence (COV) under § 2L1.2(b)(l)(A)(ii); and a three-level decrease pursuant to § 3El.l(a) and (b) for acceptance of responsibility. Moreno-Florean’s criminal history score of nine placed him in a criminal history category of IV, which, combined with his total offense level, yielded a guidelines range of fifty-seven to seventy-one months of imprisonment.
Moreno-Florean objected to the PSR concerning its scoring of three past criminal convictions, but he did not object with respect to his California kidnapping conviction or the sixtеen-level COV enhancement. At sentencing, Moreno-Florean indicated that his objection had been resolved. The district court sentenced Moreno-Florean within the guidelines range to fifty-seven months of imprisonment and three years of supervised release. Moreno-Florean timely appealed.
Moreno-Florean argues that his California kidnapping conviction was not a COV for purposes for § 2L1.2(b)(l)(A)(ii). We agree. Thus, we will vacate Moreno-Flo-rean’s sentence and remand for resentenc-ing.
I. ANALYSIS
A Standard, of Review
Because Moreno-Florean raises this argument for the first time on apрeal, the plain-error standard of review applies.
United States v. Gonzalez-Ramirez,
B. Crime of Violence Enhancement
1. Section 2L1.2(b)(1)(A)(ii)
Section 2L1.2(b)(1)(A)(ii) provides for a sixteen-level increase to a defendant’s base
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offense level if he was previously deported after being convicted of a felony that is a COV.
United States v. Cervantes-Blanco,
“In determining whether the [California] crime at issue here is the enumerated offense of ‘kidnapping,’ we look to the ‘generic, contemporary’ meaning of kidnapping, employing a ‘common sense approach’ that looks to the Model Penal Code, the LaFave and Scott treatises, modern state codes, and dictionary definitions.”
United States v. Iniguez-Barba,
“In determining whether an offense has as an element the use, attempted use, or threatened use of physical force against the person of another, this court uses the categorical approach set forth in
Taylor v. United States,
Under either approach, if the statute of conviction contains a series of disjunctive elements, this court may look beyond the statute to certain records made or used in adjudicating guilt to determine which subpart of the statute formеd the basis of the conviction.
United States v. Mungia-Portillo,
In this case, the parties agree that Moreno-Florean’s kidnapping conviction occurred pursuant to CalJPenal Code § 207(a) as reflected in thе indictment and abstract of judgment pertaining to the conviction. 1 Section 207(a) states, “Every *450 person who forcibly, or by any other means of instilling fear, steals or takes, or holds, detains, or arrests any person in this state, and carries the person into another country, state, or county, or into another part of the same county, is guilty of kidnapping.” The parties do not cite, and research did not reveal, any cases from this circuit or another circuit addressing the issue whether a conviction under § 207(a) is a COV, as the term is currently defined for § 2L1.2(b)(l)(A)(ii) purposes. 2
2. Use of Physical Force as an Element
With respect to whether § 207(a) constitutes a crime of violence under the categorical approach because it has as an element the use, attempted use, or threatened use of physical force against the person of another, Moreno-Florean argues that the use of physical force is not a necessary element of § 207(a) because § 207(a) makes it unlawful for the offender to act “forcibly, or by any other means of instilling fear.” Count one of Moreno-Florean’s indictment, the count underlying his kidnapping conviction, tracks this provision of § 207(a), charging that Moreno-Florean acted “wilfully, unlawfully, forcibly and by other mеans of instilling fear.” The Government does not dispute that the use of force is not a necessary element of § 207(a).
See People v. Majors,
The Government argues that Moreno-Florean’s record of conviction establishes that his kidnapping offense involved injury to the victim based on the use of physical force. The Government relies on the fact that Moreno-Florean’s abstract of judgment reflects that he pleaded guilty not only to count one of his indictment, kidnapping in violation оf § 207(a), but also to count three of his indictment, willfully inflicting corporal injury in violation of CalPenal Code § 273.5(a). The Government argues that the use of physical force is a necessary element of § 273.5(a), such that the record of conviction establishes
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that Moreno-Florean used physical force with respect to his kidnapping conviction.
See People v. Jackson,
While the indictment reflects that the kidnapping and corporal injury offenses were committed on the same day with Jane Doe as the victim, it does not establish that the conduct involved in the сorporal injury offense was necessarily involved in the kidnapping offense. According to the language found in the indictment, Moreno-Florean could have kidnapped Jane Doe “by other means of instilling fear,” and then later used physical force to inflict corporal injury upon her. Because we do not have a written plea agreement, transcript of the plea colloquy, or explicit factual findings by the trial judge to which the defendant assented, we cannot narrow the statute of conviction to determine which disjunctive elements of § 207(a) formed the basis of Morеno-Florean’s conviction.
In determining whether a state guilty plea conviction qualifies as a drug trafficking offense under § 2L1.2(b)(1)(A)(i), we have previously considered under the categorical approach the extent to which a guilty plea serves to admit the factual averments in the indictment.
See United States v. Gutierrez-Bautista,
Like Gutierrez-Bautista, the indictment in this case charged the kidnapping offense in the conjunctive, despite the fact that the statute creating the offense, § 207(a), is phrased in the disjunctive. See id. at 308. The similarities to Gutierrez-Bautista end there, however, because California has not adopted Georgia’s rule that a guilty plea constitutes an admission of all averments of facts in the indictment.
In California, “[a] guilty plea admits every element of the crimе charged.”
People v. Wallace,
A guilty plea is “the legal equivalent of a verdict of guilty reached by a jury.”
See People v. Valladoli,
The statute of conviction cannot be narrowed through reference to the guilty plea and the abstract of judgment, so we must consider “whether the least culpable act constituting a violation of that statute constitutes ‘kidnapping’ for purposes of U.S.S.G. § 2L1.2.”
Gonzalez-Ramirez,
3. Enumerated Offense of “Kidnapping"
We have recently considered whether kidnapping statutes from three states qualify as the enumerated offense of “kidnapping” for purposes of § 2L1.2(b)(1)(A)(ii).
See Cervantes-Blanco,
In
Gonzalez-Ramirez,
(1) knowing removal or confinement;
(2) substantial interference with the victim’s liberty;
(3) (a) force, threat, or fraud, or (b) if the victim is incompetent or under age thirteen, lack of consent from the person responsible for the general supervision of the victim’s welfare; and
(4) (a) circumstances exposing the victim to substantial risk of bodily injury, or (b) confinement as a condition of involuntary servitude....
Id. at 318-19. Although the MPC’s definition of kidnapping required that removal or confinement occur due to a specified purpose, such as ransom or the infliction of bodily injury, we determined that § 39-13-303 qualified as the enumerated offense of “kidnapping” under § 2L1.2 without a specified purpose element. 3 Id. at 318. *453 We found it significant that “Tennessee requires the use of force, threat, or fraud along with the additional aggravating elements of substantial risk of injury or confinement as a condition of involuntary servitude.” Id. at 319.
In
Iniguez-Barba,
485
F.3d
at 791-93, we determined that N.Y. Penal Law § 135.20 qualified as the enumerated offense of “kidnapping” even though it included only the first three of the four elements present in § 39-13-303, lаcking the element of risk of injury or confinement as a condition of involuntary servitude. We noted that our decision was consistent with
Garcia-Gonzalez,
In
Cervantes-Bianco,
The question therefore becomes whether a statute that contains only the Gonzalez-Ramirez first element, “knowing removal or confinement,” and possibly the Gonzalez-Ramirez third element, “(a) force, threat, or fraud, or (b) if the victim is incompetent or under age thirteen, lack of consent from the person responsible for the general supervision of the victim’s welfare,” and lacks any additional aggravating elements, such as the specified purpose requirements of the MPC definition, qualifies as the enumerated offense of “kidnapping.” We conclude that it does not. While Gonzalez-Ramirez did not hold that any particular elements are essential, the court did emphasize that where the specified purposes of the MPC kidnapping definition are lacking, some aggravating elements are necessary to bring a statute closer to the MPC definition of kidnapping.
Id. at 586 (italics in original). We concluded that “a kidnapping statute ... which lacks the specified purposes of the MPC definition and other aggravating elements identified in Gonzalez-Ramirez and Iniguez-Barba, and also lacks an explicit ‘force оr fraud’ requirement, does not qualify as the enumerated offense of ‘kidnapping.’ ” Id. at 587.
Relying on these three cases, Moreno-Florean argues that CalPenal Code § 207(a) lacks the elements necessary to qualify it as the enumerated offense of “kidnapping.” He argues that, similar to the Colorado statute considered in Cervantes-Bianco, § 207(a) lacks the second and fourth elements present in § 39 — 13— 303. That is, he argues that § 207(a) does not require “substantial interference with the victim’s liberty” and “(a) circumstances exposing the victim to substantial risk of bodily injury, or (b) confinement as a condition of involuntary servitude.” He also *454 argues that § 207(a) lacks the specified purpose requirements contained in the MPC definition. The Government points out that, unlike Colo.Rev.Stat. § 18-3-302(1), § 207(a) explicitly contains the third element of § 39-13-303, the “force or fraud” requirement.
Colo.Rev.Stat. § 18-3-302(1), which does not qualify as the enumerated offense of “kidnapping,” states the following: “Any person who knowingly seizes and carries any person from one place to another, without his consent and without lawful justification, commits second[-]degree kidnapping.” Cal.Penal Code § 207(a), which is the subject of this appeal, uses language similar to the Colorado statute: “Every person who forcibly, or by any other means of instilling fear, steals or takes, or holds, detains, or arrests any person in this state, and carries the person into another country, state, or county, or into another part of the same county, is guilty of kidnapping.”
We must first determine whether the Colorado statute is distinguishable from the California statute because the California statute contains an explicit “force or fraud” element. In other words, if the presence of two explicit elements identified in Gonzalez-Ramirez is sufficient to qualify § 207(a) as the enumerated offense of kidnapping, then § 207(a) is a COV and our analysis ends. It is undisputed that § 207(a) contains the first and third elements identified in Gonzalez-Ramirez: (1) knowing removal and confinement; and (3) force, threat, or fraud.
The presence of these two explicit elements, standing alone, is not sufficient to qualify § 207(a) as a COV. If these two elements were deemed sufficient to constitute the enumerated offense of kidnapping, then dissimilar state kidnapping offenses would be treated identically for purposes of the COV enhancement.
See Cervantes-Blanco,
Additional aggravating elements do not appear anywhere in the text of § 207(a).
4
See Cervantes-Blanco,
Because Moreno-Florean plеaded guilty, we do not have a jury charge that sets forth the elements of a § 207(a) violation. California appellate courts have cited approvingly to the Judicial Council of California Criminal Jury Instructions (CAL-CRIM) and the Committee on California Criminal Jury Instructions (CALJIC) when discussing criminal jury charges.
See, e.g., People v. Wyatt,
The CALCRIM elements for kidnapping under § 207(a) are effectively identical to CALJIC’s, just in a different order: “(1) the defendant took, held, or detained another person by using force or by instilling reasonable fear; (2) using that force or fear, the defendant moved the other person or made the other person move a substantial distance; and (3) the other person did not consent to the movement.” CALCRIM § 1215 Kidnapping (PemCode § 207(a)) (2008). Importantly for purposes of this appeal, CALCRIM defines the term “substantial distance:”
Substantial distance means more than a slight or trivial distance. In deciding whether the distance was substantial, you must consider all the circumstances relating to the movement. Thus, in addition to considering the actual distance moved, you may also consider other factors such as whether the movement increased the risk of [physical or psychological] harm, inсreased the danger of a foreseeable escape attempt, gave the attacker a greater opportunity to commit additional crimes, or decreased the likelihood of detection.
Id. (emphasis added).
Both the CALCRIM and the CALJIC elements for kidnapping under § 207(a) correspond to those elements recognized by California appellate courts.
See, e.g., People v. Jones,
Under California case law, some aggravating factors discussed in
Gonzalez-Ramirez
and some specified purposes of the MPC definition are contextual factors that
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a jury may consider in determining whether the state proved the asportation element of § 207(a). Prior to 1999, the California Supreme Court defined the as-portation element for kidnapping in terms of the actual distance moved and concluded this element was satisfied if this distance was substantial in charaсter.
See People v. Caudillo,
In Martinez, the California Supremе Court adopted a totality of the circumstances test for the asportation element:
[I]n determining whether the movement is “substantial in character,” the jury should consider the totality of the circumstances. Thus, in a case where the evidence permitted, the jury might properly consider not only the actual distance the victim is moved, but also such factors as whether that movement increased the risk of harm above that which existed prior to the asportation, decreased the likelihood of detection, and increased both the danger inherent in a victim’s foreseeable attempts to escape and the attacker’s enhanced opportunity to commit additional crimes.
Id.
at 520 (citation omitted). Of the contextual factors mentioned in
Martinez,
the “increased the risk of harm” factor is equivalent to the fourth element discussed in
Gonzalez-Ramirez, see
In California, a jury can find that the asportation element of § 207(a) is satisfied based on distance alone, without consideration of (1) the other aggravating factors discussed in
Gonzalez-Ramirez
or (2) the specified purposes of the MPC definition.
See Martinez,
A “contextual fаctor,” which is part of a “totality of the circumstances” test and is not necessarily considered by the jury, is not the equivalent of an element for purposes of our enumerated offense analysis. Because the least culpable act constituting a violation of § 207(a) only requires proof of two elements discussed in Gonzalez-Ramirez, we conclude that § 207(a) sweeps more broadly than the generic, contemporary meaning of “kidnapping.” 5
*457 4. Alternative Sentence
The Government also argues that the district court provided detailed, fact specific reasons for its sentence based on the factors under 18 U.S.C. § 3558(a), such that the district court provided an alternative basis for its sentence. The Government argues that the sentence should be affirmed because Moreno-Flore-an cannot show that the “alternative sentence” was unreasonable. While the district court discussed facts pertaining to the § 3553(a) factors, it did not impose any alternative sentence. Without the sixteen-level COV enhancement, Moreno-Flore-an’s guidelines range would have been significantly less than fifty-seven to seventy-one months of imprisonment. Before the district court imposes a non-guideline sentence, it must first prоperly calculate the applicable guideline range.
United States v. Bonilla,
II. CONCLUSION
It was plain error to enhance Moreno-Florean’s sentence under § 2L1.2(b)(1)(A)(ii) because no Fifth Circuit case has held that the generic, contemporary meaning of “kidnapping” requires proof of only two elements discussed in
Gonzalez-Ramirez
and does not require proof of any of the specified purposes of the MPC definition. Furthermore, this error affected Moreno-Florean’s substantial rights because the COV enhancement substantially increased his offense level under the guidelines, and there is a reasonable probability that he received a higher sentence than we would have received without the enhancement.
See United States v. Villegas,
VACATE and REMAND.
Notes
. We have previously rejected the use of a California abstract of judgment with respect to the categorical approach.
See United States v. Gutierrez-Ramirez,
. In an unpublished case, the Ninth Circuit held that § 207(a) was an “aggravated felony” under § 2L1.2 as it existed under a prior version of the Guidelines Manual.
See United States v. Nava-Salgado,
. The MPC defines the most serious imprisonment offense, kidnapping, in the following manner: "A person is guilty of kidnapping if he unlawfully removes another from his place of residence or business, or a substantial distance from the vicinity where he is found, or if he unlawfully confines another for a substantial period in a place of isolation, with
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any of the following purposes: (a) to hold for ransom or reward, or as a shield or hostage; or (b) to facilitate commission of any felony or flight thereafter; or (c) to inflict bodily injury on or to terrorize the victim or another; or (d) to interfere with the performance of any governmental or political function.” Model Penal Code § 212.1 (2001);
accord Gonzalez-Ramirez,
. In particular, ''[w]e have not found [and the Government has not cited to] any [California] decision that imparts a 'substantial interference’ element to [§ 207(a)].”
See Cervantes-Bianco,
. The Government also contends that the record of conviction may be used to narrow *457 Moreno-Florean's kidnapping conviction, such that the kidnapping conviction falls within the generic, contemporary definition of kidnapping. We reject this argument for the same reasons we rejected it with regard to the categorical approach.
