UNITED STATES OF AMERICA, Plaintiff-Appellee, versus NAJEE OLIVER, Defendant-Appellant.
No. 17-15565
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
(June 18, 2020)
Before WILSON, JILL PRYOR, and TALLMAN,∗ Circuit Judges. WILSON, Circuit Judge:
[PUBLISH] D.C. Docket No. 4:17-cr-00065-WTM-GRS-1. Appeal from the United States District Court for the Southern District of Georgia. ∗ Honorable Richard C. Tallman, United States Circuit Judge for the Ninth Circuit, sitting by designation.
* * *
Oliver pled guilty to possessing a firearm and ammunition as a convicted felon under
I. Background
Late one evening, an officer from the Savannah-Chatham Metropolitan Police Department observed Oliver pulling on car door handles. When the officer approached, Oliver fled, and the officer followed. During the pursuit, Oliver threw a firearm and a bag over a fence into a nearby construction site. Shortly after, the officer apprehended Oliver. Police then investigated the construction site and recovered a loaded 9mm Glock pistol, which the police later determined was stolen in a residential burglary. They also recovered the bag, which contained 45 grams of marijuana.
A federal grand jury indicted Oliver on three felony counts: possession of a firearm and ammunition by a convicted felon, in violation of
A probation officer prepared a presentence investigation report (PSI), which stated that Oliver qualified as an armed career criminal under the ACCA based on two prior convictions for possession with intent to distribute and his prior Georgia conviction for making terroristic threats.1 Based on an offense level of 30 and a criminal history category of VI, his initial guideline range was 168–210 months’ imprisonment. But because Oliver qualified as an armed career criminal, the ACCA mandated a 15-year minimum sentence. The guideline range was thus 180–210 months.
According to the PSI, the facts underlying Oliver‘s terroristic-threats conviction involved Oliver and his girlfriend, Jessica Badger. After a disagreement, Oliver physically assaulted Badger outside of her residence. Oliver told Badger that he possessed a firearm and would “shoot up [her] house.” He attempted to follow Badger into her house while wielding a gun. When Badger and Asia Manigo—a witness—closed the door to prevent his entry, Oliver fired a single gunshot. Police officers responded to a report of shots fired and met with Badger upon arriving at the scene; Oliver had departed. Badger received a phone call from Oliver, which she placed on speaker for the officers to hear. During the call, Oliver stated that Badger, her family members, and Manigo were “going to pay for this shit.” Based on these facts, Oliver pleaded guilty to three counts of terroristic threats under
At his sentencing in this case, Oliver objected to his armed-career-criminal status, arguing that his prior Georgia conviction for making terroristic threats did not qualify as a violent felony for purposes of the ACCA enhancement. The government argued that, based on United States v. Greer (Greer I), 440 F.3d 1267, 1273–74 (11th Cir. 2006), and the conduct underlying the offense, Oliver‘s conviction for
II. Discussion
Oliver challenges the district court‘s determination that a conviction for making terroristic threats qualifies as a violent felony under the ACCA‘s elements clause. He first asserts that Georgia‘s terroristic-threats statute—which covers some conduct outside the ACCA‘s ambit—is indivisible and thus may not serve as an ACCA predicate. And he argues that, even if the statute is divisible, the portion of the statute under which he was convicted can be violated without the use, attempted use, or threatened use of physical force against the person of another. Specifically, he argues that the statute can be violated by threatening to commit “any crime of violence” against the person or property of another. Therefore, he asserts, Georgia‘s statute is overly broad and encompasses conduct that falls outside of the ACCA‘s definition of a violent felony.
We review de novo a district court‘s determination that a prior conviction qualifies as a violent felony under the ACCA. United States v. Howard, 742 F.3d 1334, 1341 (11th Cir. 2014).
A. The ACCA‘s Elements Clause
The ACCA imposes a 15-year mandatory-minimum sentence on defendants who violate
Under this provision, “use” requires active employment of physical force. Leocal v. Ashcroft, 543 U.S. 1, 9 (2004). The Supreme Court has clarified that “the phrase ‘physical force’ means violent force—that is, force capable of causing physical pain or injury to another person.” Johnson v. United States, 559 U.S. 133, 140 (2010).
In determining whether a state conviction qualifies as a violent felony under the ACCA‘s elements clause, we employ a “categorical approach,” examining only “the elements of the statute of conviction, not the specific conduct of a particular offender.” United States v. Davis, 875 F.3d 592, 597 (11th Cir. 2017) (alteration accepted) (internal quotation marks omitted). Because an examination of the state conviction does not involve an analysis of its underlying facts, we must presume that the conviction rested upon the “least of the acts criminalized” by the statute. Moncrieffe v. Holder, 569 U.S. 184, 190–91 (2013) (alteration accepted) (internal quotation mark omitted). If the “least of the acts criminalized” by the statute of conviction has an element requiring “the use, attempted use, or threatened use of physical force against the person of another,” then the offense categorically qualifies as a violent felony under the ACCA‘s elements clause. Davis, 875 F.3d at 597. “If not, that is the end of our inquiry and the prior conviction does not count as a violent felony under the elements clause.” Id.
In a narrow range of cases, however, the statute of conviction is “divisible.” A divisible statute “lists multiple, alternative elements,” which “effectively creates several different . . . crimes.” Descamps v. United States, 570 U.S. 254, 263–64 (2013) (internal quotation mark omitted). When a statute
Because the modified categorical approach “has no role to play” when a statute of conviction is indivisible, a court must first determine that the statute is divisible before applying the modified categorical approach. Descamps, 570 U.S. at 264. To be divisible, a statute must set out “one or more elements of the offense in the alternative—for example, stating that burglary involves entry into a building or an automobile.” Id. at 257. Thus, for a statute to be divisible, the statutory phrases listed in the alternative must be elements, not means. Mathis, 136 S. Ct. at 2256. “‘Elements’ are the ‘constituent parts’ of a crime‘s legal definition—the things the ‘prosecution must prove to sustain a conviction.‘” Id. at 2248 (quoting Black‘s Law Dictionary 634 (10th ed. 2014)). “Means,” by contrast, are merely “various factual ways of committing some component of the offense.” Id. at 2249.
B. The Mathis Framework
The Supreme Court in Mathis set forth a framework for determining whether an alternatively phrased statute sets forth elements or means. The Court instructed us to consult “authoritative sources of state law,” including the language of the statute itself, pertinent state court decisions, and—if state law fails to provide clear answers—record documents from the defendant‘s own prior conviction. Id. at 2256.
First, the Supreme Court recognized that, in some instances, the divisibility of a statute can be determined by analyzing its language and structure. Id. For example, “if a statutory list is drafted to offer ‘illustrative examples,’ then it includes only a crime‘s means of commission.” Id. We have interpreted the phrase “illustrative examples” to describe a statute that includes a non-exhaustive list of means by which a crime can be committed. See Howard, 742 F.3d at 1348. In Howard, we were tasked with determining whether Alabama‘s third-degree burglary statute was divisible so as to match the generic definition of burglary3 under the ACCA. Id. Under Alabama law, “[a] person commits the crime of burglary in the third degree if he knowingly enters or remains unlawfully in a building with intent to commit a crime therein.” Id. (quoting
Any structure which may be entered and utilized by persons for business, public use, lodging or the storage of goods, and such term includes any vehicle, aircraft or watercraft used for the lodging of persons or carrying on business therein, and such term includes any railroad box car or other rail equipment or trailer or tractor trailer or combination thereof.
Id. (quoting
generic burglary, such as vehicles and watercrafts. Id. We therefore had to determine whether the Alabama statute was divisible to achieve compatibility with generic burglary. Id. Because the Alabama statute contained a non-exhaustive list that provided mere illustrative examples of means by which to meet the statute‘s building element, we held that the statute was indivisible. Id. at 1348–49.
Second, Mathis provided that a state court decision may resolve the question of whether a statute lists elements or means. Mathis, 136 S. Ct. at 2256. In Mathis, the Court concluded that a state court decision holding that the alternatively listed items were “alternative methods of committing one offense, so that a jury need not agree” on a specific statutory alternative, “definitively answer[ed] the question.” Id. (alteration accepted) (internal quotation mark omitted). “When a ruling of that kind exists,” the Court stated, “a sentencing judge need only follow what it says.” Id.
And third, if the text of the statute and state decisional law are unclear, “federal judges have another place to look: the record of a prior conviction itself.” Id. For instance, the indictment and jury instructions in a particular case could simply reiterate all the alternative terms from the statute or use a single umbrella term to encompass all of those terms, which “is as clear an indication as any that each alternative is only a possible means of commission, not an element.” Id. at 2257. On the other hand, “an indictment and jury instructions could indicate, by
referencing one alternative term to the exclusion of all others, that the statute contains a list of elements, each one of which goes toward a separate crime.” Id.
With this framework in mind, we consider whether Georgia‘s terroristic-threats statute contains alternatively listed elements or means and, therefore, whether it is divisible.
C. Applicability of Greer I
Before we analyze
In Greer I, we determined that the district court erred by refusing to impose an enhanced sentence under the ACCA based on its determination that “if anything beyond the conviction itself and the statutory elements had to be considered in making the violent crime finding, the Constitution requires that the jury make it.” 440 F.3d at 1273. We held that determining the nature of a prior conviction for ACCA purposes was a determination for a judge, not a jury, to make. Id. at 1275.
To be sure, Greer I stated that “there was no real dispute” in the case as to whether Greer‘s indictments “proved that [his] three prior convictions were crimes of violence under the ACCA.” Id. at 1273. However, in reaching our conclusion that this determination rests with the district court, we relied on the district court‘s characterization of the defendant‘s terroristic-threats convictions as violent felonies. See id. at 1273–74. And because the defendant in Greer I did not challenge this determination, we had no occasion to consider the issue further. Moreover, Greer I‘s discussion about the substance of the ACCA determination was tangential to the primary
Thus, we did not decide in Greer I the divisibility of Georgia‘s terroristic-threats statute. Further, Greer I did not explicitly address whether a Georgia terroristic-threats conviction qualifies as a violent felony under the ACCA‘s
enumerated-offense clause, elements clause, or residual clause.4 Therefore, we find that Greer I does not control here.5
D. Divisibility of Georgia‘s Terroristic-Threats Statute
At the time of Oliver‘s conviction, Georgia‘s terroristic-threats statute provided:
A person commits the offense of a terroristic threat when he or she threatens to commit any crime of violence, to release any hazardous substance, as such term is defined in [
O.C.G.A. §] 12-8-92 , or to burn or damage property with the purpose of terrorizing another or of causing the evacuation of a building, place of assembly, or facility of public transportation or otherwise causing serious public inconvenience or in reckless disregard of the risk of causing such terror or inconvenience. No person shall be convicted under this subsection on the uncorroborated
testimony of the party to whom the threat is communicated.
Oliver‘s state indictment indicates that the statute is divisible, as it states that he was charged only under the portion of the statute criminalizing a “threat[] to
commit any crime of violence . . . with the purpose of terrorizing another.”7
Exclusion of the other types of threats listed in
We therefore must employ the modified categorical approach to determine “which crime in the statute formed the basis of [Oliver‘s] conviction.” Davis, 875 F.3d at 597. To make this determination, we may only examine a limited class of documents—known as Shepard documents—including the indictment, jury instructions, or plea agreement and colloquy. Shepard, 544 U.S. at 26. Here, the state indictment indicates that Oliver was charged under the divisible portion of
physical force against another person, as required by the ACCA‘s elements clause.” Davis, 875 F.3d at 598.
E. Categorical Analysis
The state must prove two essential elements to support a conviction for a threat to commit “any crime of violence“: (1) the defendant threatened to commit a crime of violence against the victim, and (2) the defendant did so with the purpose of terrorizing the victim. Clement v. State, 710 S.E.2d 590, 592 (Ga. Ct. App. 2011). We note that Georgia‘s choice of the phrase “threatens any crime of violence” does not mean that this state law crime necessarily includes the “threatened use of physical force” required by the ACCA. See Johnson, 559 U.S. at 138 (“The meaning of ‘physical force’ in
In the absence of a definition, we give the term “violence” its plain and ordinary meaning. See id. at 149 (noting that the rules of statutory construction require courts to “presume that the General Assembly meant what it said and said what it meant. To that end, [the court] must afford the statutory text its plain and ordinary meaning, . . . read[ing] the statutory text in its most natural and reasonable way . . . .“). Consistent with this approach, “violence,” as generally defined, means “physical force so as to injure or damage.” Violence, Webster‘s New Twentieth Century Dictionary 2040 (1st ed. 1976). This type of force is akin to the physical force required under the ACCA‘s elements clause,
Oliver contends that a threat to commit any crime of violence cannot qualify under the elements clause because it can encompass threats against property. We disagree. The categorical approach “is not an invitation to apply ‘legal imagination’ to the state offense; there must be a realistic probability, not a theoretical possibility, that the State would apply its statute to conduct that falls outside” the ACCA‘s violent felony definition. Moncrieffe, 569 U.S. at 191 (internal quotation mark omitted). But Oliver does not provide, nor can we find, a
case where Georgia applied a threat to commit “any crime of violence” to property alone. That is, we suspect, because a threat to property is covered under the divisible element criminalizing a threat to “burn or damage property.” See
III. Conclusion
We hold that Georgia‘s terroristic-threats statute,
AFFIRMED.
TALLMAN, Circuit Judge, concurring in part and concurring in the judgment:
I join the court‘s opinion except as to its characterization of Georgia‘s state case law
I
Judge Wilson‘s opinion for the court aptly concludes that
of-hand Georgia case law as inconclusive to the divisibility question. See Court‘s Op. at 14.2
The court‘s opinion apparently stakes its conclusion regarding Georgia case law on a false premise: that a state-court decision must “definitively” answer the question of divisibility, or else it is worthless. See Court‘s Op. at 14. That is wrong. True, the relevant state-court authority in Mathis happened to definitively answer the question of divisibility. See 136 S. Ct. at 2256. But the Court by no means mandated that state-court decisions must definitively speak to divisibility in order to be probative. And this court, employing the Mathis analysis, has relied on state-court decisions even if they do not speak so clearly as the one in Mathis. For instance, in United States v. Gundy, we concluded that the statute at issue was divisible after reviewing the indictments at issue in various state-court cases that the government and the defendant cited in their briefs. 842 F.3d 1156, 1167–68 (11th Cir. 2016). Even more recently, we relied on Florida state-court decisions that “necessarily imp[ied]” divisibility. Guillen v. U.S. Att‘y Gen., 910 F.3d 1174,
1182–83 (11th Cir. 2018) (concluding that state-court decisions collectively illustrated that Florida courts sentenced defendants for separate crimes, distinguished by the type of drug possessed, which was “a clear enough indication that Florida‘s courts consider the identity of the particular substance to be an element“—not a means—of the crime “of possession“). A state-court decision can be a powerful indicator of
Georgia state-court decisions readily illustrate that
separate crime.” Mathis, 136 S. Ct. at 2257 (emphases added). Indictments so framed pervade Georgia case law.3
Second, Georgia case law shows that juries must determine whether the state has proven two elements (in the typical case, (1) the defendant‘s threat to commit a crime of violence (2) with the purpose of terrorizing another) beyond a reasonable doubt in order to convict for the particular crime charged. See, e.g., Martin, 303 Ga. App. at 119, 692 S.E.2d at 743 (finding the state presented “ample evidence to allow the jury to find the[] elements [of threatening a crime of violence, with the purpose of terrorizing another] beyond a reasonable doubt“). The component parts of the statute are therefore, by Mathis‘s clear guidance, “elements” as opposed to
“alternative methods” of committing one crime on which “a jury need not agree.” 136 S. Ct. at 2256.4
Iowa‘s burglary law as one offering “alternative method[s]” of committing a single offense. 136 S. Ct. at 2256.
Georgia‘s case law is a powerful indicator that
