SEAN STUCKEY, Pеtitioner-Appellant, v. UNITED STATES OF AMERICA Respondent-Appellee.
No. 16-4133-pr
United States Court of Appeals For the Second Circuit
DECEMBER 20, 2017
August Term, 2017. Argued: September 29, 2017. The Clerk of Court is directed to amend the caption as set forth above.
Appeal from a judgment of the United States District Court for the Southern District of New York (Oetken, J.) denying a motion filed pursuant to
MATTHEW B. LARSEN, Federal Defenders of New York, New York, NY, for Petitioner-Appellant.
NICHOLAS FOLLY, Assistant United States Attorney (Margaret Garnett, Assistant United States Attorney, of counsel), for Joon H. Kim, Acting United States Attorney for the Southern District of New York, New York, NY, for Respondent-Appellee.
In 2007, Sean Stuckey was convicted in the United States District Court for the Southern District of New York of possession of a handgun by a previously convicted felon in violation of
In 2016, Stuckey filed a motion in the district court under
In the district court‘s proceedings concerning his
BACKGROUND
In March 2006, Sean Stuckey was on New York state parole and visited his parole office to report that he was having a “problem in his neighborhood.” United States v. Stuckey, No. 06-cr-339, 2007 WL 2962594, at *2 (S.D.N.Y. Oct. 10, 2007). Because his parole officer was not able to see him at that time, the officer visited Stuckey that evening at his rented room in the Bronx. Id. During the visit, the
At his sentencing on January 10, 2008, the district court (Patterson, Jr., J.) sentenced Stuckey to 188 months and 10 days’ imprisonment, applying the mandatory minimum of 180 months required by the ACCA,
Following his conviction and sentencing, Stuckey appealed to this Court. On appeal, Stuckey raised various arguments regarding his competency, the suppression and admission of evidence, the constitutionality of
During his hearing before the district court on his
DISCUSSION
On appeal, Stuckey argues that his New York first degree robbery convictions are not categorically violent felonies under the ACCA because he must have personally intended the particular enhanced conduct under the two subsections of the New York first degree robbery statute under which he was convicted to qualify the convictions as ACCA prеdicates. Stuckey relies on two Supreme Court precedents: Leocal v. Ashcroft, 543 U.S. 1 (2004), which requires a threshold level of intent for ACCA predicate crimes, and Johnson v. United States, 559 U.S. 133 (2010), which clarifies the degree of force necessary for an ACCA predicate. “We review de novo the district
I. New York First Degree Robbery
The New York robbery statute sets forth the following as to the aggravating circumstances that elevate the offense to first degree robbery:
A person is guilty of [first degree] robbery . . . when he forcibly steals property and when, in the course of the commission of the crime . . . he or another participant in the crime: 1) Causes serious physical injury to any person who is not a participant in the crime; or 2) Is armed with a deadly weapon; or 3) Uses or threatens the immediate use of a dangerous instrument; or 4) Displays what appears to be a . . . firearm . . . .
The New York Court of Appeals explained the statute‘s intent requirement in People v. Miller, 661 N.E.2d 1358 (N.Y. 1995). There, the court drew a distinction between the “core robbery offense” and the aggravating circumstances necessary for a first degree robbery. 661 N.E.2d at 1362.4 To prove the “core robbery offense,” the state must establish “[t]he culpable mental state.” Id. Under the statute, “[i]t is the robber‘s intent . . . to permanently deprive the victim of property by compelling the victim to give up property or quashing any resistance to that act that is prohibited by law.” Id. In contrast, “strict liability attaches to an aggravating circumstance.” Id. at 1363.
Here, Stuckey was convicted of the New York first degree robbery statute twice: once under subsection (3), and once under subsection (4).5 Thus, we must determine whether a conviction for these particular offenses—which require the use, threat, or display of a dangerous instrument or firearm—satisfies the intent requirement for ACCA predicates for all of the crime‘s participants in light of the strict liability component of the statute.
II. Categorical and Modified Categorical Approaches
To determine which prior convictions qualify as violent felonies under the ACCA, we apply a “categorical” approach that asks whether the least of conduct made criminal by the state statute falls within the scope of activity that the federal statute penalizes. United States v. Acosta, 470 F.3d 132, 135 (2d Cir. 2006). In this case, we therefore must inquire whether Stuckey‘s prior first degree robbery convictions categorically qualify as “violent felonies” as defined by
This inquiry requires a two-step analysis. We must first identify the “elements of the statute forming the basis of the defendant‘s conviction.” Descamps v. United States, 133 S. Ct. 2276, 2281 (2013). In doing so, we examine what is “the minimum criminal conduct necessary for conviction under [that] particular [state] statute,” Acosta, 470 F.3d at 135, mindful that “there must be a ‘realistic probability . . . that the State would apply its statute to
Second, we then compare the minimum conduct necessаry for a state conviction with the conduct that constitutes a “violent felony” under the ACCA.
In some instances, an additional step is required because a “statute[] . . . ha[s] a more complicated (sometimes called ‘divisible‘) structure . . . .” Mathis v. United States, 136 S. Ct. 2243, 2249 (2016). These statutes “list elements in the alternative, and thereby define multiple crimes.” Id. at 2249. When a court encounters a statute that might be violated using alternative elements, a court may “look[] to
Here, the modified categorical approach applies. New York‘s first degree robbery statute lists four different aggravating circumstances, or different ways of committing the offense. Both the government and Stuckey agree that he was convicted under
As to the ACCA‘s intent requirement, we must assume that Stuckey himself did not commit or intend to commit the aggravated conduct that elevated the offenses to first degree robbery. Rather, because of the categorical analysis, we must assume that he was held responsible for the aggravating acts of an accomplice. “[O]ur focus on the minimum conduct criminalized by the state statute” compels this assumption.7 Moncrieffe, 569 U.S. at 191. Accordingly, the only question before us is whether the strict liability aspect of New York first degree robbery causes the statute to “sweep too
III. The Armed Career Criminal Act
The ACCA imposes a fifteen-year mandatory minimum sentence on individuals who are convicted of a violation of
any crime punishable by imprisonment for a term exceeding one year . . . that – (i) has as an element the use, attempted use, or threatened use of physical force against the person of another; or (ii) is [one of several enumerated offenses], or otherwise involves conduct that presents a serious potential risk of physical injury to another . . . .
The second Supreme Court decision is Johnson v. United States, 559 U.S. 133 (2010).10 Johnson 2010 concerned a Florida state criminal statute for battery. Under the Florida statute, a defendant could face conviction for “‘actually and intentionally touch[ing]‘” a victim. 559
The Court, however, determined that the “physical force” required by the ACCA‘s elements clause is more demanding. Id. The Court stated that it must “interpret[] the phrase ‘physical force’ as used in defining . . . the statutory category of ‘violent felon[ies].‘” Id. at 140 (second alteration in original) (quoting
Thus, ACCA predicate convictions must satisfy these two requirements: (1) intent (as required by Leocal) and (2) sufficiently violent conduct (as required by Johnson 2010).
IV. Application of Leocal, Johnson 2010, and the Modified Categorical Approach
Stuckey argues that we should read Leocal‘s intent requirement in tandem with the Johnson 2010 degree of force requirement. Under this approach, Stuckey‘s New York convictions would qualify as ACCA predicates only if Stuckey intended the increased uses of force, that is, the aggravating conduct of subsections (3) and (4) of the robbery statute. The district court summarized this argument as “encourag[ing] the Court to combine Leocal and Johnson 2010 to hold that in order for an individual‘s prior conviction to be deemed a violent felony under the ACCA, that
We again note that Stuckey does not contest that his first degree robbery convictions satisfy the force requirement described in Johnson 2010. The “[u]se[] or threaten[ed] . . . immediate use of a dangerous instrument,”
The intent requirement as to the use of force must also satisfy Leocal, however. But, we agree with the district court that the intent and force requirements outlined in Leocal and Johnson 2010 are examined separately. Under New York‘s first degree robbery statute, the state must first prove that the defendant “inten[ded] . . . to permanently deprive the victim of property by compelling the victim to give up property or quashing any resistance to that act.” Miller, 661 N.E.2d at 1362. This “requisite intent remains the same”
The New York statute reflects the principle of criminal law that a defendant may be held responsible for actions taken by an accomplice to certain crimes. See United States v. Peoni, 100 F.2d 401, 402 (2d Cir. 1938) (recounting the history of criminal liability for the
Stuckey‘s objection is that a co-participant to the robbery might brandish or discharge a firearm without the accomplice knowing, planning, or at all intending for such additional violence to оccur. But the ACCA requires only a threshold intent to engage in criminal conduct. The New York statute satisfies this standard because the state must first establish the defendant‘s intent to commit robbery, and separately establish that during that robbery, a member of the robbery committed one of the aggravating acts for an enhanced penalty to apply.
Leocal does not compel a different result. Commission of a first degree robbery in New York meets the requirement that a defendant
Decisions from other circuits support this conclusion. For example, in United States v. Ramon Silva, the Tenth Circuit
Furthermore, Rosemond v. United States does not affect our conclusion, as Stuckey suggests. 134 S. Ct. 1240 (2014). In that case,
Rosemond, however, simply interpreted the intent requirement for aiding and abetting liability. It thus does not bear on the question of whether a state offense that provides enhanced penalties for a defendant for violent aggravating circumstances under a “strict
Thus, having determined that Leocal and Johnson 2010 impose separate thresholds for force and intent in evaluating potential ACCA predicate convictions, we conclude that Stuckey‘s first degree robbery convictions satisfy the modified categorical approach. Stuckey‘s convictions meet Leocal‘s intent requirement because the state was required to prove the robber‘s “intent . . . to permanently deprive the victim of property by compelling the victim to give up property.” Miller, 661 N.E.2d at 1362.
CONCLUSION
For the foregoing reasons, Stuckey‘s prior convictions under subsections (3) and (4) of the New York first degree robbery statute,
