UNITED STATES OF AMERICA, Plaintiff-Appellee, v. EDUARDO PEREZ-RODRIGUEZ, Defendant-Appellant.
No. 18-4203
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
May 27, 2020
RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b) File Name: 20a0164p.06
Appeal from the United States District Court for the Northern District of Ohio at Cleveland. No. 1:18-cr-00396-1—John R. Adams, District Judge.
Argued: October 24, 2019
Decided and Filed: May 27, 2020
Before: CLAY, STRANCH, and MURPHY, Circuit Judges.
COUNSEL
ARGUED: Barry J. McWhirter, MCWHIRTER LAW FIRM, PLLC, Memphis, Tennessee, for Appellant. Danielle Angeli Asher, UNITED STATES ATTORNEY‘S OFFICE, Cleveland, Ohio, for Appellee. ON BRIEF: Barry J. McWhirter, MCWHIRTER LAW FIRM, PLLC, Memphis, Tennessee, for Appellant. Danielle Angeli Asher, UNITED STATES ATTORNEY‘S OFFICE, Cleveland, Ohio, for Appellee.
STRANCH, J., delivered the opinion of the court in which CLAY, J., joined. MURPHY, J. (pp. 11–15), delivered a separate dissenting opinion.
OPINION
JANE B. STRANCH, Circuit Judge. Eduardo Perez-Rodriguez, a citizen of Mexico, was sentenced to 24 months in prison for one count of illegal reentry in violation of
I. BACKGROUND
Eduardo Perez-Rodriguez was ordered removed by an immigration judge in June 2016. He reentered the country 19 days later and was arrested and convicted of violating
On June 22, 2018, Perez-Rodriguez was arrested in Ohio on a failure to appear warrant for child endangering, having returned to the country at some point prior to his arrest. A grand jury indicted him on one count of illegal reentry, in violation of
The district court applied an upward variance and entered a sentеnce of 24 months—a 200% increase from the low end of the Guidelines range, a 71% increase from the high end, and a 118% increase from the middle of the range. Noting Perez-Rodriguez‘s DUI conviction and his probation sentence, the court mentioned that
Perez-Rodriguez appeals his upward variance as substantively unreasonable. He also contends that the district court considered facts outside the record to justify the upward variance by assuming that he violated probation on his DUI charge.
II. ANALYSIS
A. Facts Outside the Record
We review the district court‘s consideration of the factual record under an abuse-of-discretion standard. “An abuse of discretion is established where the reviewing court is left with a definite and firm conviction that the district court committed a clear error of judgment.” Coach, Inc. v. Goodfellow, 717 F.3d 498, 505 (6th Cir. 2013).
In discussing the reasons for the upward variance, the district court stated that Perez-Rodriguez “apparently violated his probation” because the PSR noted that he had attended a probation violation hearing. Perez-Rodriguez is correct that there is no definitive evidence in the record before the sentencing court that he violated his probation. But the court made a reasonable inference based on the PSR and qualified its reliance on this information by using the word “apparently” to describe the alleged probation violation. The district court did not abuse its discretion by considering this as one of several factors.
B. Substantive Reasonableness
A substantive reasonableness challenge to a sentence is considered under an abuse-of-discretion standard. Gall v. United States, 552 U.S. 38, 51 (2007). The Supreme Court recently reiterated that the substantive reasonableness inquiry determines if the length of a sentence conforms with the sentencing goals set forth in
One way to gauge the substantive reasonableness of a sentence is to ask whether “the court placed too much weight on some of the
Of course, we must respect the district court‘s reasoned discretion to weigh the factors “to fashion individualized, fact-driven sentences without interference from appellate courts.” Id. at 708. But this discretion is not without limit. The starting point for substantive reasonableness review is the Guidelines range, because “in the ordinary case, the Commission‘s recommendation of a sentencing range will ‘reflect a rough approximation of sentences that might achieve
We turn to whether Perez-Rodriguez‘s case is in the mine-run. A mine-run case is not a theoretical, minimally culpable offense; it is a normal case under the governing Guidelines range, which is calculated to incorporate the crime at issue, the offense level, and the criminal history category based on prior offenses. See Rita, 551 U.S. at 359. The Guidelines range here was based on illegal reentry in violation of
The district court gave several reasons why a sentence within the Guidelines
Because the district court varied upward in a mine-run case, we give the sentence closer review. Kimbrough, 552 U.S. at 109. Whether a court varies up or down, we consider the “extent of the deviation” and make sure that “the justification is sufficiently compelling to support the degree of variance.” Gall, 552 U.S. at 50; see also Boucher, 937 F.3d at 709 (“The question ... is whether the district court gave a ‘sufficiently compelling’ reason for the dramatic downward variance in this case.“). As applicable to any substantive reasonableness review, justifications may include a policy-based disagreement with the Guideline, as the dissent notes. See Kimbrough, 552 U.S. at 109–11. Whatever those justifications may be, we must still agree that they are “sufficiently compelling” on closer review of a mine-run case. When our analysis includes comparing the “extent of the deviation” among our cases, we may consider the percentage of variance from the specified Guidelines range or the number of months of the sentence. Our review evaluates whether the length of the sentence imposed on Perez-Rodriguez conforms with the sentencing goals of
We have affirmed upward variances in illegal reentry cases where the defendant not only demonstrated a pattern of returning to the country after deportation, but also committed crimes subsequent to removal and reentry that endanger the public.2 The purpose of a variance in these situations is to protect the public by deterring the likelihood of morе endangering illegal conduct in the future. For example, in United States v. Lopez-Galvez, 429 F. App‘x 567, 574 (6th Cir. 2011), we affirmed an upward variance of 16 months from the top of the Guidelines range based on the defendant‘s four illegal reentries and three DUIs. The defendant in United States v. Ibarra-Rodriguez received a 14-month upward variance for 14 prior criminal convictions, 711 F. App‘x 288, 289 (6th Cir. 2017), and the defendant in United States v. Monje-Vasquez received an 8-month upward variance for 15 prior criminal convictions, 763 F. App‘x 449, 450 (6th Cir. 2019). In Tristan-Madrigal, a 15-month upward variance was found necessary to deter repeated removal and reentry cycles where the defendant was also involved in numerous drunk driving incidents that put the public at risk. Id. at 635. The actions of that defendant, we emphasized, presented an ongoing risk of harm that was distinguishable from “those cases where a sentencing court improperly speculates that an individual will cause some particular harm at a future point in time.” Id. at 634.
Perez-Rodriguez‘s personal history is distinct from the histories of the defendants in those cases. They had multiple reentries and a substantial number of crimes upon return; Perez-Rodriguez had one DUI conviction prior to his first deportation, and he had not been convicted of anything that would endanger the public since that lone DUI cоnviction. Perez-Rodriguez does not exhibit the same extensive “pattern” of deportation and reentry nor do his past actions present that ongoing risk of harm to the public. While the district court believed that a within-Guidelines sentence is generally inadequate to deter repeat illegal reentry offenders, this disagreement with the Guidelines is not a sufficiently compelling justification for the variance based on the realities of Perez-Rodriguez‘s criminal history. The court below “placed too much weight” on the
Though sentences must be fashioned on an individual basis, disparities in sentencing must be warranted. In United States v. Warren, 771 F. App‘x 637, 642 (6th Cir. 2019), we concluded that “reliance on [the defendant‘s] criminal history without fuller consideration of whether the selected sentence avoids unwarranted sentencing disparities was insufficient to justify such a stark departure from the guidelines.” Here the district court failed to address sentencing disparities.
We turn to review Perez-Rodriguez‘s 24-month sentence for unwarranted sentencing disparities. In United States v. Stock, 685 F.3d 621, 629 n.6 (6th Cir. 2012), we explained that sentencing data released by the Sentencing Commission should serve as “a starting point for district judges” to avoid unwarranted sentence disparities. Commission data indicate that Perez-Rodriguez‘s case is less serious than the average illegal reentry case in which the average offender has 3.2 prior deportations, and for those with prior convictions, an average of 4.4 convictions.3
Our cases suggest that these Commission statistics generally fit the fact pattern of illegal reentry cases in which defendants are given sentences in the range of 24 months. In Lopez-Galvez‘s case, we affirmed a 24-month, above-Guidelines sentence after his four illegаl reentries and several criminal convictions, including DUIs, subsequent to the illegal reentries. 429 F. App‘x at 572. We affirmed Monje-Vasquez‘s 24-month, above-Guidelines sentence after three unlawful entries and 15 crimes. 763 F. App‘x at 450. And in United States v. Benitez-Salinas, 364 F. App‘x 227, 228–29 (6th Cir. 2010), we affirmed the 24-month, above-Guidelines sentence upon the district court‘s finding that the variance was necessary for deterrence. The district court there justified the sentence based not only on a number of drug-related and domestic violence convictions, but also because “Benitez-Salinas started committing crimes ‘almost immediately’ after illegally entering the country the first time. And in addition to illegally re-entering the country as soon as his most recent term of incarceration ended, he continued associating with drug dealers upon his return.” Id. (citation omitted). Perez-Rodriguez does not fit the model of circumstances found in our cases that result in such a significant upward variance.
In United States v. Ortega-Rogel, 281 F. App‘x 471, 474–75 (6th Cir. 2008), we addressed many of the circumstances in Perez-Rodriguez‘s case and found substantively unreasonable a similar 118% upward variance from the middle of the Guidelines range for possession of false identification documents. When considering the “nature and circumstances of the offense and the history and characteristics of the defendant,”
Because Perez-Rodriguez‘s case falls within the mine-run of cases of illegal reentry under the Guidelines, it is subject to closer review to assure that the justification given “is sufficiently compelling to support the degree of variance.” Gall, 552 U.S. at 50. Based on its upward variance, the district court entered a sentence of 24 months, a 118% increase from the middle of the Guidelines range. The court‘s justification for the upward variance is rooted in Perez-Rodriguez‘s “return to the United States after having been previously removed and after having been convicted of reentry after deportation.” Thеse facts, however, have been accounted for twice in the Guidelines range, both in the criminal history calculation and in the sentencing enhancement under
III. CONCLUSION
For the foregoing reasons, we find Perez-Rodriguez‘s sentence to be substantively unreasonable. We REVERSE the district court‘s judgment and REMAND for resentencing.
DISSENT
MURPHY, Circuit Judge, dissenting. If I were the sentencing judge in this case, I likely would not have chosen the 24-month sentence imposed on Eduardo Perez-Rоdriguez. He pleaded guilty to illegally reentering this country in violation of
Two factors drive my conclusion. First, criminal defendants “must surmount a high bar to succeed on a substantive-reasonableness challenge even to an upward variance.” United States v. Thomas, 933 F.3d 605, 612–13 (6th Cir. 2019). The Suрreme Court has instructed circuit courts that we must give “due deference” to a district court‘s decision to vary upward (or downward) when balancing the
Second, we have repeatedly affirmed upward variances similar to the variance in this case for other defendants who reentered the country in violation of
Our deferential review standards and our
As for specific deterrence, the court concluded that only a lengthier sentence would discourage Perez-Rodriguez from returning illegally again. After his first removal in July 2016, Perez-Rodriguez “almost immediately, in less than three weeks, returned to [this] country illegally again.” And after his first illegal-reentry conviction in December 2016, Perez-Rodriguez
As for general deterrence, the district cоurt contrasted first-time offenders “who may not fully understand the consequences of entering the country illegally” with repeat offenders who continue to reenter illegally. The court indicated that repeat offenders “who have a pattern need to be deterred and need a lengthier term of sentence than I believe the guidelines provide for, in all candor.” And the court asserted that, “unless and until sentences of this nature are imposed, not the simple credit for time served or the simple guidelines sentences, are we going to send the appropriate mеssage in my view that you follow the law and that you come to the country legally.” Our court has already indicated that this type of general policy disagreement with the specific guideline governing illegal reentry (
In response, my colleagues reasonably distinguish our prior illegal-reentry cases upholding upward variances. Many of the defendants in these other cases had more (sometimes significantly more) illegal reentries. See, e.g., Luna-Ruiz, 403 F. App‘x at 49. Perez-Rodriguez, by contrast, had only two. And mаny of the defendants in these other cases had more significant criminal histories. See, e.g., Rodriguez Renteria, 605 F. App‘x at 542–43; Tristan–Madrigal, 601 F.3d at 634–36. Apart from his prior illegal-reentry conviction, Perez-Rodriguez had only a prior conviction for driving while under the influence. In my view, however, these reasonable distinctions are not enough to declare Perez-Rodriguez‘s sentence substantively unreasonable. Instead, the question for us on appeal is whether the district court could reasonably conclude that the general principles from these cases extend to this case too. When applying the required “due defеrence to the district court‘s decision,” Gall, 552 U.S. at 51, I believe the district court could have reached that conclusion. Even if Perez-Rodriguez‘s case fell closer to the mine-run case, we have still said that a reasonable judge could find that the normal guidelines range is “arbitrary and out of balance with Congress’ determination of the seriousness of this type of offense.” Herrera-Zuniga, 571 F.3d at 586. And while Perez-Rodriguez had only two illegal-reentry convictions, he did reenter this country relatively quickly.
My colleagues also cite an empirical study from the Sentencing Commission summarizing data on all illegal-reentry cоnvictions in fiscal year 2013. This report suggested that the average defendant convicted of violating
One final point. It is worth recalling the reason why Booker made the guidelines advisory. The Sixth Amendment right to a jury trial bars a sentencing scheme under which a court may increase the punishment for a crime only if the court first finds facts that exacerbate the severity of that crime. See Booker, 543 U.S. at 232. Under the Sixth Amendment, an “impartial jury“—not a judge—must find any fact necessary to expose the defendant to a steeper sentence. U.S. Const. amеnd. VI. The mandatory guidelines violated this command because they permitted a judge to vary upward from a baseline maximum sentence only after the judge found additional facts. See Booker, 543 U.S. at 233–34. By making the guidelines advisory, the Supreme Court fixed this constitutional problem because the Court has “never doubted the authority of a judge to exercise broad discretion in imposing a sentence within a statutory range.” Id. Yet the more rigorously we review a district court‘s variance from a guidelines range to ensure that the court identified (i.e., found) enough facts to take the case outside the minе-run of cases, the more we risk reinvigorating the constitutional problem that Booker sought to remedy. In that scenario, “the ‘advisory’ Guidelines would, over a large expanse of their application, entitle the defendant to a lesser sentence but for the presence of certain additional facts found by judge rather than jury.” Kimbrough, 552 U.S. at 113–14 (Scalia, J., concurring). We should apply Booker‘s reasonableness review in a way that implements the very reason for its existence.
For these reasons, I respectfully dissent.
