UNITED STATES OF AMERICA, Plaintiff-Appellee, v. SERGIO TRISTAN-MADRIGAL, Defendant-Appellant.
No. 09-1003
United States Court of Appeals for the Sixth Circuit
April 20, 2010
10a0112p.06
RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206. Appeal from the United States District Court for the Western District of Michigan at Grand Rapids. No. 08-00141-001—Janet T. Neff, District Judge. Argued: March 10, 2010. Decided and Filed: April 20, 2010.
Before: MARTIN, SILER, and MOORE, Circuit Judges.
COUNSEL
OPINION
KAREN NELSON MOORE, Circuit Judge. Defendant Sergio Tristan-Madrigal appeals the district court‘s imposition of a thirty-six month, above-Guidelines sentence as substantively unreasonable. Tristan-Madrigal argues that the district court‘s upward variance overemphasized his criminal history and that no information in the record supported a variance of the magnitude that the district court imposed. He additionally contends that the district court provided unreasonable weight to his need for rehabilitation because it believed that Tristan-Madrigal would benefit from custodial drug-abuse treatment and vocational training for which he, as a non-English-proficient non-citizen, is actually ineligible. We conclude that the district court did not abuse its discretion in relying on Tristan-Madrigal‘s criminal history. Moreover, although we express sincere reservations about the propriety of a district court‘s reliance on a non-English-proficient non-citizen‘s need for custodial drug-abuse treatment and vocational
I. BACKGROUND AND PROCEDURAL HISTORY
Tristan-Madrigal is a native and citizen of Mexico who has lived and worked in the United States since 1992 or 1993 without proper documentation. While present in this country, Tristan-Madrigal has had a number of encounters with law enforcement. In 2001, he was convicted in Michigan state court of operating a vehicle while impaired and the use of a non-narcotic, controlled substance. He was removed to Mexico on July 1, 2001. Tristan-Madrigal returned to the United States without authorization shortly thereafter and was convicted again of operating a vehicle while impaired both in 2003 and in 2005. He was removed to Mexico for a second time sometime in 2005. Tristan-Madrigal again crossed the border into the United States without authorization. In 2008, he was convicted of operating a vehicle under the influence for the fourth time and removed for a third time to Mexico on May 20, 2008.
On June 4, 2008, while Tristan-Madrigal was residing in Mexico, the U.S. government secured an indictment against him for unauthorized reentry to the United States after a prior removal subsequent to a felony conviction in violation of
The Presentence Investigation Report‘s (“PSR“) undisputed Guidelines calculation assigned Tristan-Madrigal a total offense level of ten and a criminal-history category of IV, which resulted in a recommended range of 15 to 21 months’ imprisonment. See
At the sentencing hearing, the district court responded to each argument that Tristan-Madrigal raised in his sentencing memorandum and in open court. After first acknowledging the advisory nature of the Guidelines and the need to impose a sentence that was sufficient but not greater than necessary to comply with
Ultimately, the district court determined that the recommended Guidelines range of 15 to 21 months’ imprisonment did not “properly reflect the statutory factors” because of Tristan-Madrigal‘s “repeated reentry[] and his serious drinking problem, which leads him to drive and to be quite dangerous.” Id. at 14. The district court concluded that the “two factors” of deterrence and public protection counseled toward an above-Guidelines sentence of thirty-six months’ imprisonment in this non “heartland or . . . mine run case.” Id. Tristan-Madrigal made clear his objection to the substantive reasonableness of the above-Guidelines sentence and timely appealed.
II. ANALYSIS
Tristan-Madrigal argues that the district court‘s upward variance resulted in a sentence greater than necessary to achieve the sentencing goals outlined in
A. Standard of Review
This court reviews a district court‘s sentence for reasonableness. United States v. Walls, 546 F.3d 728, 736 (6th Cir. 2008). Because Tristan-Madrigal does not challenge the procedural reasonableness of his sentence, and explicitly disclaimed such a challenge at oral argument, this court need only “‘consider the substantive reasonableness of the sentence imposed under an abuse-of-discretion standard.‘” Id. (quoting Gall v. United States, 552 U.S. 38, 51 (2007)); see also United States v. Vallellanes, 339 F. App‘x 579, 582 (6th Cir. 2009) (unpublished opinion) (bypassing the procedural-reasonableness analysis because the defendant did “not contend that his sentence [was] procedurally unreasonable“). The essence of a substantive-reasonableness claim is whether the length of the sentence is “greater than necessary” to
In our substantive-reasonableness review, we must “take into account the totality of the circumstances, including the extent of any variance from the Guidelines range.” Gall, 552 U.S. at 51. “Although a sentence that falls within the Guidelines range warrants a presumption of reasonableness in this circuit, there is no presumption against a sentence that falls outside of this range.” United States v. Herrera-Zuniga, 571 F.3d 568, 590 (6th Cir. 2009). If the sentencing judge elects “an outside-Guidelines sentence . . . he [or she] must consider the extent of the deviation and ensure that the justification is sufficiently compelling to support the degree of the variance.” Gall, 552 U.S. at 50. However, “[t]he fact that the appellate court might reasonably have concluded that a different sentence was appropriate is insufficient to justify reversal of the district court.” Id. at 51.
B. Sentence Is Substantively Reasonable
Tristan-Madrigal does not claim that the district court selected his sentence arbitrarily or failed to consider any relevant
1. Consideration of Past Drunk-Driving Convictions and Unauthorized Reentries Was Proper.
Challenging the district court‘s reliance on his past drunk-driving and unauthorized-reentry convictions in selecting an above-Guidelines sentence, Tristan-Madrigal raises two specific objections. First, he claims that the district court should have afforded his past convictions and criminal acts lesser weight because they were not crimes against people or property. Second, he argues that the fact that the district court did not depart upward under
At sentencing, the district court thoroughly explained its concern with Tristan-Madrigal‘s four drunk-driving convictions—one of which amounted to the felony conviction underlying the instant
The instant case is distinguishable from those cases where a sentencing court improperly speculates that an individual will cause some particular harm at a future point in time or will commit another, more harmful version of a criminal offense. See United States v. Hughes, 283 F. App‘x 345, 353 (6th Cir. 2008) (unpublished opinion) (“[D]istrict courts may not make ‘unfounded assumptions’ when fashioning a sentence for a defendant.” (internal quotation marks omitted)); cf. United States v. Mikowski, 332 F. App‘x 250, 253–54 (6th Cir. 2009) (unpublished opinion) (indicating that the district court‘s statement “that if ‘left unapprehended, [the defendant] was going to harm somebody‘” could form the basis of a challenge to the reasonableness of a sentence, but concluding that “the record show[ed] that the district judge did not select [the defendant‘s] sentence, even in part, based upon [this] clearly erroneous finding[] of fact” (quoting the sentencing transcript)). The district court here did not hypothesize a future criminal action or result based on Tristan-Madrigal‘s past convictions but instead simply noted that each time that Tristan-Madrigal committed the offense of drunk driving he was engaging in harmful conduct that could result in death. In sum, the dangerousness of Tristan-Madrigal‘s behavior, coupled with the fact that Tristan-Madrigal‘s prior drunk-driving convictions were an ongoing problem directly related to and underlying the instant
Similar reasoning applies to the district court‘s consideration of Tristan-Madrigal‘s repeated unauthorized reentries. First, both parties agree that Tristan-Madrigal had been removed from the United States on at least four occasions only to reenter each time without proper documentation, yet only one of those unauthorized reentries had been charged and included in Tristan-Madrigal‘s criminal-history calculation. Second, the sentencing transcript indicates, as it does with regard to the drunk-driving convictions, that the district court viewed Tristan-Madrigal‘s repeated removal-and-reentry cycles as extremely relevant to determining what length of sentence was sufficient to prevent recidivism; to protect the public from the drunk-driving incidents, which he committed regularly upon reentry; and to promote
Tristan-Madrigal next contends that the fact that the district court did not depart upward under
As this Circuit recognized in United States v. Grams, 566 F.3d 683, 687 (6th Cir. 2009), “the same facts and analyses can, at times, be used to justify both a Guidelines departure and a variance, [but] the concepts are distinct.” Id.; see Herrera-Zuniga, 571 F.3d at 586. Simply stated, “‘variances from Guidelines ranges that a District Court may find justified under the sentencing factors set forth in
The district court‘s consideration of Tristan-Madrigal‘s repeated and virtually identical drunk-driving convictions and unauthorized reentries reflected the district court‘s belief that Tristan-Madrigal needed to be deterred further from engaging in dangerous criminal conduct and that a lengthy sentence was necessary to protect the public and promote respect for the law. All of these factors are proper considerations under
In sum, Tristan-Madrigal‘s prior convictions and criminal actions bore substantially on the instant offense and related directly to several
2. The District Court Did Not Abuse its Discretion By Relying on Tristan-Madrigal‘s Need for Rehabilitation.
Tristan-Madrigal also claims that the district court unreasonably relied on his need for substance-abuse treatment and vocational training in selecting his thirty-six month sentence because he, as a non-English-proficient non-citizen, is ineligible for the Bureau of Prisons (“BOP“) programs.2
We first note that Tristan-Madrigal specifically requested that the district court consider his need for “any available educational and vocational training” as well as “alcohol abuse evaluation and treatment,” in his sentencing memorandum. Def. Sent. Mem. at 3, 4.3 Responding to this
THE COURT: [Based] on what I have read, it appears that you have a serious problem with alcohol.
THE INTERPRETER: Yes, I understand . . . .
THE COURT: It appears to me that, aside from you coming into the country illegally, the big problem that you have is with alcohol.
. . . .
THE COURT: It‘s one thing to send you back to Mexico, but if you don‘t address your drinking problem, you‘re either going to hurt someone very badly or you‘re going to hurt yourself or both.
THE INTERPRETER: Yes, I understand.
THE COURT: Have you ever had any alcohol counseling?
THE INTERPRETER: Once they made me take classes.
THE COURT: And that didn‘t help?
THE INTERPRETER: No. Well, since you come to this country, and you‘re worried about your family and you have problems, and your parents, and maybe that‘s why I drank. I don‘t have any other problems with drugs or anything. Just the alcohol. Maybe that‘s why.
THE COURT: Do you think that you are an alcoholic?
THE INTERPRETER: No.
THE COURT: Do you think it would help you if you had more counseling to understand why you drink and why it is important not to drink and drive?
THE INTERPRETER: I understand that.
. . .
THE COURT: I think, Mr. Tristan-Madrigal, that before you can help your parents you‘re going to have to help yourself with your alcohol problem.
Sent. Hr‘g Tr. at 8–11. The district court continued by explaining that
in these cases where deportation is a certainty, I normally do not take into account significantly providing the defendant with medical, educational, and correctional treatment, but in this case I think something of an exception is required because I think Mr. Tristan-Madrigal needs some serious intervention with regard to his alcohol problem.
Id. at 13. The record does not make clear what drug-treatment program the district court had in mind or whether the district court was even familiar with the types of BOP programs available to an undocumented alien. At no time did Tristan-Madrigal object to the district court‘s discussion of his need for treatment or to the district court‘s belief that Tristan-Madrigal would receive treatment while in BOP custody. On appeal, however, Tristan-Madrigal claims that the district court abused its discretion in weighing this factor because he does not qualify for drug-treatment or vocational programs.
If the district court believed that Tristan-Madrigal would be eligible for drug-abuse treatment, despite evidence to the contrary, and relied on this factor when choosing his sentence, then a remand to the district court for resentencing would be warranted. As we have indicated previously,
Although Tristan-Madrigal‘s argument raises an interesting and potentially problematic issue, on the record before us we cannot conclude that the district court abused its discretion in considering Tristan-Madrigal‘s need for substance-abuse treatment and vocational training when selecting his sentence. First, Tristan-Madrigal has provided us with no evidence that he presented the district court with information at sentencing regarding the availability of BOP programming; second, the district court did not rely on the availability of one particular form of treatment or training that Tristan-Madrigal has shown is actually unavailable; and, third, our reading of the BOP regulations indicates that Tristan-Madrigal may, in fact, be eligible for at least one BOP drug-treatment program.4
According to the BOP‘s regulations, the BOP offers three types of drug-abuse treatment for incarcerated individuals: the Residential Drug Abuse Program (“RDAP“), the Non-Residential Drug Abuse Treatment Services Program, and a drug-abuse education course. Tristan-Madrigal is clearly ineligible for RDAP in light of his pending removal and non-citizen status because he cannot complete the mandatory community-based phase of the program and is ineligible for the program‘s early-release benefits. See
Despite the fact that the options are “currently available for ‘non-U.S. citizen’ inmates,” id., individuals who “cannot comprehend the English language” are still
In conclusion, as Tristan-Madrigal has failed to present evidence that all opportunities for treatment are foreclosed and our independent research has not convinced us otherwise, we assume that our reading of the BOP‘s regulations and policies is correct. Although Tristan-Madrigal is not eligible for RDAP and the non-residential drug-abuse treatment program, he apparently remains eligible for the drug-abuse education course. Again, despite the fact that district court discussed at length Tristan-Madrigal‘s need for drug-treatment while in custody, the district court never mentioned what program it envisioned, and our review of the record does not indicate that the district court clearly had in mind something other than the drug-abuse education course. Were this not the case, Tristan-Madrigal certainly would have a much stronger argument for a remand premised on the conclusion that the district court relied on an improper fact or overweighed a relevant factor when sentencing Tristan-Madrigal and, as a result, imposed a substantively unreasonable sentence.6
Gall directs district courts to put forth persuasive reasons in light of the
III. CONCLUSION
For the reasons outlined above, Tristan-Madrigal‘s sentence was not substantively unreasonable. The district court did not abuse its discretion in relying on Tristan-Madrigal‘s extensive criminal history and need his for rehabilitation, two factors that were closely related to the instant
