UNITED STATES of America, Plaintiff-Appellee, v. Ade LAWRENCE and Felicia Parker, Defendants-Appellants.
No. 12-20430.
United States Court of Appeals, Fifth Circuit.
Aug. 20, 2013.
727 F.3d 386
Clinard J. Hanby (argued), Esq., The Woodlands, TX Michael Martin Essmyer (argued), Sr., Esq., Essmyer & Daniel, P.C., Houston, TX, for Defendant-Appellant.
Before OWEN and HAYNES, Circuit Judges and LEMELLE*, District Judge.
LEMELLE, District Judge:
Appellants Felicia Parker and Ade Lawrence were convicted in federal district court of conspiracy to possess illicit substances aboard an aircraft with intent to distribute in violation of
Procedural History:
On January 11, 2011, a federal grand jury returned an indictment charging Appellants, as well as Sherree Lawrence, Gwendolyn Free, and Monica Mitchell, with conspiring to possess aboard an aircraft with intent to distribute five kilograms or more of cocaine, in violation of
On March 2, 2012, after a five-day trial, a jury convicted Lawrence and Parker of the charged conspiracy. The district court sentenced Lawrence to 235 months of imprisonment, to be followed by five years of supervised release and sentenced Parker to 60 months of imprisonment, to be followed by two years of supervised release. This appeal followed.
Facts:
In late 2009 through July 2010, Appellants Ade Lawrence (“Lawrence“) and Felicia Parker (“Parker“), along with Sherree Lawrence (“Sherree“)1, Gwendolyn Free (“Free“), and Monica Mitchell (“Mitchell“), participated in a plan to transport cocaine from South America to the United Kingdom on board commercial airplanes. Parker, Sherree, Free, and Mitchell, all U.S. citizens, served as the couriers. Lawrence, who is originally from Nigeria but entered the United States on a non-immigrant visa, lived in Houston, Texas and after marrying Sherree, applied for (but never obtained) U.S. citizenship. Lawrence took a number of actions while in the United States to further the transportation of the drugs including: hiring drug couriers to work for him, organizing and paying for the couriers’ flights, instructing them on where to stay and how to establish communication with local contacts, obtaining a visa for at least one courier, driving at least two couriers to the Houston airport, wiring at least one courier money, wiring at least one courier money while the courier was abroad on a trip to transport drugs, and instructing the couriers on how to dress and act while traveling in order to avoid detection. Each courier applied for an American passport before traveling for Lawrence. Parker filed an application for an expedited passport, listing a travel reservation that had been booked using one of Lawrence‘s email addresses. The passport applications for Parker, Free, and Sherree listed the same Houston apartment complex where Appellant Lawrence lived in 2009 as an address.
The drug-smuggling trips involved similar patterns. Each courier‘s smuggling trip originated in Houston. Each courier traveled from Houston to South America aboard a commercial airline. Upon arriving at her destination (usually Sao Paulo, Brazil), the courier would check into a
Each leg of the courier‘s airplane trip was usually booked as a separate round-trip ticket, even though the return ticket was never used. Lawrence typically used the email address estherakinremi@yahoo.co.uk to make travel reservations for the couriers and to email each of them their itineraries.
On at least two occasions, Free was paid £10,000 in cash in London while on a drug smuggling trip—once by a local contact and once by Appellant Lawrence. In both instances, Free brought the money back to the United States, loading most of it onto a prepaid debit card beforehand. Free took three drug-smuggling trips for Lawrence: in December 2009, she traveled to Ecuador; in March 2010, she traveled to Panama, continuing to the UK; and in April 2010, she traveled to Brazil, continuing to the UK.
On June 5, 2010, Appellant Parker traveled to Sao Paulo, continuing to London (via Panama City, Amsterdam, and Zurich). Parker later told Free that she had delivered the package she picked up in Brazil to the contact in London.
On June 9, 2010, Sherree flew from Houston to La Paz, Bolivia, and later to Sao Paulo, Brazil. Brazilian authorities arrested Sherree at the Sao Paulo airport while she was waiting to board a flight to Amsterdam with her five-year old daughter, after a drug dog alerted authorities to luggage arriving from Bolivia under her daughter‘s name. Authorities recovered almost six kilograms of cocaine beneath the false bottoms of two pieces of luggage.
On July 16, 2010, Mitchell flew from Houston to Sao Paulo, where she picked up cocaine hidden inside eight purses. Mitchell then flew to Panama City. On July 25, while Mitchell was waiting to check in for a flight to Switzerland, Panamanian authorities questioned her, searched her luggage, and found almost three kilograms of cocaine hidden inside the purses. Mitchell was arrested and eventually transferred into the custody of the United States.
U.S. federal agents questioned Mitchell in Panama and questioned Free in Texas; both couriers identified Lawrence as the leader of the smuggling operation and Free also implicated Parker as a courier. When interviewed by federal agents, Parker acknowledged knowing Lawrence but said that they saw each other infrequently. Lawrence‘s cell phone records for the date of Parker‘s interview showed repeated, as well as attempted, communications with Parker‘s cell phone.
Discussion
On appeal, Appellants Lawrence and Parker argue that: (1) the substantive crime underlying the conspiracy charge—possession with intent to distribute in violation of
(1) Extraterritorial Application of 21 U.S.C. § 959(b)
The district court judge found that Congress clearly intended for
(A) Statutory Language
(a) Manufacture or distribution for purpose of unlawful importation
It shall be unlawful for any person to manufacture or distribute a controlled substance—
(1) intending that such substance or chemical will be unlawfully imported into the United States or into waters within a distance of 12 miles of the coast of the United States; or
(2) knowing that such substance or chemical will be unlawfully imported into the United States or into waters within a distance of 12 miles of the coast of the United States.
(b) Possession, manufacture, or distribution by person on board aircraft
It shall be unlawful for any United States citizen on board any aircraft, or any person on board any aircraft owned by a United States citizen or registered in the United States, to—
(1) manufacture or distribute a controlled substance or listed chemical; or
(2) possess a controlled substance or listed chemical with intent to distribute.
(c) Acts committed outside territorial jurisdiction of the United States; venue
This section is intended to reach acts of manufacture or distribution committed outside the territorial jurisdiction of the United States. Any person who violates this section shall be tried in the United States district court at the point of entry where such person enters the United States, or in the United States District Court for the District of Columbia.
21 U.S.C. § 959 .
In determining whether a statute is ambiguous, we employ the traditional tools of statutory interpretation. Garcia-Carias v. Holder, 697 F.3d 257, 263 (5th Cir.2012). While the plain language of the statute is chief among these, the Supreme Court has noted that “[i]n determining whether Congress has specifically addressed the question at issue, a reviewing court should not confine itself to examining a particular statutory provision in isolation.” Khalid v. Holder, 655 F.3d 363, 367 (5th Cir.2011) (citing FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132-33, 120 S.Ct. 1291, 146 L.Ed.2d 121 (2000)). A statutory provision “necessarily derives meaning from the context provided by the surrounding provisions, as well as the
The phrase “any United States citizen on board any aircraft” used in subsection (b) of
Appellants further contend that as
A structural reading of the statute also favors extraterritorial application of
Ultimately, an analysis of both the statutory language and structure of the statute supports extraterritorial application of the statute.
(B) Presumptions Regarding Extraterritoriality
“It is a longstanding principle of American law that legislation of Congress, unless a contrary intent appears, is meant to apply only within the territorial jurisdiction of the United States.” United States v. Villanueva, 408 F.3d 193, 197 (5th Cir. 2005) (citing Smith v. United States, 507 U.S. 197, 204, 113 S.Ct. 1178, 122 L.Ed.2d 548 (1993) (internal citations omitted)). However, this presumption can be overcome where extraterritorial application can be “inferred from the nature of the of-
Extraterritorial application of
(C) International Law Principles
Having established Congressional intent to give
“Under the protective theory ... a country‘s legislature is competent to enact ... [and] enforce criminal laws wherever and by whomever the act is performed that threatens the country‘s security or directly interferes with its governmental operations.” Columba-Colella, 604 F.2d at 358 (emphasis added). As noted earlier, Congress has demonstrated, in enacting DAPCA and in ratifying various international conventions on the eradication of drug trafficking, that it considers the international drug trade to be a major threat to the safety of the United States. See, e.g.,
(D) Extraterritorial Application of § 963
Appellants argue that as
(E) Due Process Challenge
In Blackmer v. United States, the Supreme Court stated that U.S. citizens “owe allegiance to the United States [and that] [b]y virtue of the obligations of citizenship, the United States retain[s] its authority over [its citizens], and [its citizens are] bound by its laws made applicable to [them] in a foreign country.” 284 U.S. 421, 437, 52 S.Ct. 252, 76 L.Ed. 375 (1932). In that case, the Court found that a U.S. citizen was still subject to punishment in the courts of the United States for violations of United States’ laws through conduct perpetrated abroad. Id. Under Blackmer, application of
In the context of non-U.S. citizens, “due process requires the Government to demonstrate that there exists ‘a sufficient nexus between the conduct condemned and the United States’ such that application of the statute would not be arbitrary or fundamentally unfair to the defendant.” Perlaza, 439 F.3d at 1160 (citations omitted). Appellant Lawrence himself and his part in the conspiracy do have such a nexus to the United States: Lawrence resided in Houston, Texas with his wife (who served as one of his couriers), recruited drug couriers, formulated the plan to traffic drugs, bought plane tickets, applied for his drug couriers’ passports, and transferred some of the requisite cash to his couriers all in the United States. These contacts create a nexus sufficient to satisfy due process requirements.
(2) Congressional Authority to Enact 21 U.S.C. § 959(b) with Extraterritorial Application
This court reviews constitutional challenges de novo. United States v. Romero-Cruz, 201 F.3d 374, 377 (5th Cir.2000).
(A) Congressional Authority Under the Necessary and Proper Clause
The United States Constitution expressly empowers Congress “[t]o make all Laws which shall be necessary and proper for carrying into Execution [Congress‘s Article I, § 8] Powers and all other Powers vested by this Constitution in the Government of the United States.” Jinks v. Richland County, South Carolina, 538 U.S. 456, 461, 123 S.Ct. 1667, 155 L.Ed.2d 631 (2003); see
(B) Congressional Authority to Enforce International Treaties
“[The President] shall have power, by and with the Advice and Consent of the Senate, to make Treaties.”
Article 36 of the Single Convention states that each Party to the Convention shall adopt such measures as will ensure that, inter alia, possession of drugs “contrary to the provisions of this Convention, and any other action which in the
Given the directives of the Single Convention, extraterritorial application of
(3) Constitutional Sufficiency of the indictment
This Court reviews the sufficiency of an indictment de novo. United States v. Morrow, 177 F.3d 272, 296 (5th Cir.1999). The purpose of an indictment is “to allege each essential element of the offense charged so as to enable the accused to prepare his defense and to allow the accused to invoke the double jeopardy clause in any subsequent proceeding.” Id. (citing) United States v. Cluck, 143 F.3d 174, 178 (5th Cir.1998), cert. denied, 525 U.S. 1073, 119 S.Ct. 808, 142 L.Ed.2d 668 (1999). Thus, an indictment is sufficient if it “contains the elements of the offense charged and fairly informs the defendant of the charge against which he must defend.” United States v. Fuller, 974 F.2d 1474, 1480 (5th Cir.1992) (quoting United States v. Graves, 669 F.2d 964, 968 (5th Cir.1982)).
It is well established that in “an indictment for conspiring to commit an offense—in which the conspiracy is the gist of the crime—it is not necessary to allege with technical precision all the elements essential to the commission of the offense which is the object of the conspiracy.” Graves, 669 F.2d at 968 (citing Wong Tai v. United States, 273 U.S. 77, 81, 47 S.Ct. 300, 71 L.Ed. 545 (1927)). Although some conspiracy statutes require an indictment to list the overt acts taken in furtherance of the conspiracy, see, e.g., United States v. Ivey, 949 F.2d 759, 765 (5th Cir.1991); United States v. Evans, 572 F.2d 455, 483 (5th Cir.1978),
In the instant case, the indictment charged Appellants Lawrence and Parker with knowingly and intentionally combining, conspiring, and agreeing with each other and with other co-conspirators to knowingly and intentionally possess illicit substances, aboard an aircraft, with intent to distribute in violation of
Conclusion:
For the foregoing reasons, we affirm the district court judgment.
