Lead Opinion
delivered the opinion of the Court.
We granted certiorari,
Petitioner was an elected member of the Board of Commissioners of DeKalb County, Georgia. During the period between March 1985 and October 1986, as part of an effort by the Federal Bureau of Investigation (FBI) to investigate allegations of public corruption in the Atlanta area, particularly in the area of rezonings of property, an FBI agent posing as a real estate developer talked on the telephone and met with petitioner on a number of occasions. Virtually all, if not all, of those conversations were initiated by the agent and most were recorded on tape or video. In those conversations, the agent sought petitioner’s assistance in an effort to rezone a 25-acre tract of land for high-density residential use. On July 25, 1986, the agent handed petitioner cash totaling $7,000 and a check, payable to petitioner’s campaign, for $1,000. Petitioner reported the check, but not the cash, on his state campaign-financing disclosure form; he also did not report the $7,000 on his 1986 federal income tax return. Viewing the evidence in the light most favorable to the Government, as we must in light of the verdict, see Glasser v. United States,
In a two-count indictment, petitioner was charged with extortion in violation of 18 U. S. C. § 1951 and with failure to report income in violation of 26 U. S. C. § 7206(1). He was convicted by a jury on both counts. With respect to the extortion count, the trial judge gave the following instruction:
“The defendant contends that the $8,000 he received from agent Cormany was a campaign contribution. The*258 solicitation of campaign contributions from any person is a necessary and permissible form of political activity on the part of persons who seek political office and persons who have been elected to political office. Thus, the acceptance by an elected official of a campaign contribution does not, in itself, constitute a violation of the Hobbs Act even though the donor has business pending before the official.
“However, if a public official demands or accepts money in exchange for [a] specific requested exercise of his or her official power, such a demand or acceptance does constitute a violation of the Hobbs Act regardless of whether the payment is made in the form of a campaign contribution.” App. 16-17.
In affirming petitioner’s conviction, the Court of Appeals noted that the instruction did not require the jury to find that petitioner had demanded or requested the money, or that he had conditioned the performance of any official act upon its receipt.
This statement of the law by the Court of Appeals for the Eleventh Circuit is consistent with holdings in eight other
II
It is a familiar “maxim that a statutory term is generally presumed to have its common-law meaning.” Taylor v. United States,
At common law, extortion was an offense committed by a public official who took “by colour of his office”
Congress has unquestionably expanded the common-law definition of extortion to include acts by private individuals pursuant to which property is obtained by means of force, fear, or threats. It did so by implication in the Travel Act, 18 U. S. C. § 1952, see United States v. Nardello,
“(a) Whoever in any way or degree obstructs, delays, or affects commerce or the movement of any article or commodity in commerce, by robbery or extortion or attempts or conspires so to do, or commits or threatens physical violence to any person or property in furtherance of a plan or purpose to do anything in violation of this section shall be fined not more than $10,000 or imprisoned not more than twenty years, or both.
“(b) As used in this section—
“(2) The term ‘extortion’ means the obtaining of property from another, with his consent, induced by wrongful use of actual or threatened force, violence, or fear, or under color of official right.” 18 U. S. C. § 1951.
The present form of the statute is a codification of a 1946 enactment, the Hobbs Act,
Many of those who supported the amendment argued that its purpose was to end the robbery and extortion that some union members had engaged in, to the detriment of all labor and the American citizenry. They urged that the amendment was not, as their opponents charged, an antilabor measure, but rather, it was a necessary measure in the wake of this Court’s decision in United States v. Teamsters.
Although the present statutory text is much broader
The legislative history is sparse and unilluminating with respect to the offense of extortion. There is a reference to the fact that the terms “robbery and extortion” had been construed many times by the courts and to the fact that the definitions of those terms were “based on the New York law.” 89 Cong. Rec. 3227 (1943) (statement of Rep. Hobbs); see 91 Cong. Rec. 11906 (1945) (statement of Rep. Robsion). In view of the fact that the New York statute applied to a public officer “who asks, or receives, or agrees to receive” unauthorized compensation, N. Y. Penal Code §557 (1881), the reference to New York law is consistent with an intent to apply the common-law definition. The language of the New York statute quoted above makes clear that extortion could be committed by one who merely received an unauthor
The two courts that have disagreed with the decision to apply the common-law definition have interpreted the word “induced” as requiring a wrongful use of official power that “begins with the public official, not with the gratuitous actions of another.” United States v. O’Grady,
First, we think the word “induced” is a part of the definition of the offense by the private individual, but not the offense by the public official. In the case of the private individual, the victim’s consent must be “induced by wrongful use of actual or threatened force, violence or fear.” In the case of the public official, however, there is no such requirement. The statute merely requires of the public official that he obtain “property from another, with his consent,... under color of official right.” The use of the word “or” before “under color of official right” supports this reading.
We reject petitioner’s criticism of the instruction, and conclude that it satisfies the quid pro quo requirement of McCormick v. United States,
Our conclusion is buttressed by the fact that so many other courts that have considered the issue over the last 20 years have interpreted the statute in the same way.
II
An argument not raised by petitioner is now advanced by the dissent. It contends that common-law extortion was limited to wrongful takings under a false pretense of official right. Post, at 279-280; see post, at 281 (offense of extortion “was understood . . . [as] a wrongful taking under a false pretense of official right”) (emphasis in original); post, at 282. It is perfectly clear, however, that although extortion accomplished by fraud was a well-recognized type of extortion, there were other types as well. As the court explained in Commonwealth v. Wilson,
“The form of extortion most commonly dealt with in the decisions is the corrupt taking by a person in office of a*270 fee for services which should be rendered gratuitously; or when compensation is permissible, of a larger fee than the law justifies, or a fee not yet due; but this is not a complete definition of the offense, by which I mean that it does not include every form of common-law extortion.” Id., at 30.
See also Commonwealth v. Brown,
The dissent’s theory notwithstanding, not one of the cases it cites, see post, at 281-282, and n. 3, holds that the public official is innocent unless he has deceived the payor by representing that the payment was proper. Indeed, none makes any reference to the state of mind of the payor, and none states that a “false pretense” is an element of the offense. Instead, those cases merely support the proposition that the services for which the fee is paid must be official and that the official must not be entitled to the fee that he collected— both elements of the offense that are clearly satisfied in this case. The complete absence of support for the dissent’s thesis presumably explains why it was not advanced by petitioner in the District Court or the Court of Appeals, is not
The judgment is affirmed.
It is so ordered.
Notes
The Court of Appeals explained its conclusion as follows:
“[T]he requirement of inducement is automatically satisfied by the power connected with the public office. Therefore, once the defendant has shown that a public official has accepted money in return for a requested exercise of official power, no additional inducement need be shown. ‘The coercive nature of the official office provides all the inducement necessary.’”910 F. 2d, at 796-797 (footnote omitted).
See United States v. Garner,
Or, as Justice Frankfurter advised, “if a word is obviously transplanted from another legal source, whether the common law or other legislation, it brings the old soil with it.” Frankfurter, Some Reflections on the Reading of Statutes, 47 Colum. L. Rev. 527, 537 (1947).
Blackstone described extortion as “an abuse of public justice, which consists in an officer’s unlawfully taking, by colour of his office, from any man, any money or thing of value, that is not due to him, or more than is due, or before it is due.” 4 W. Blackstone, Commentaries *141 (emphasis added). He used the phrase “by colour of his office,” rather than the phrase “under color of official right,” which appears in the Hobbs Act. Petitioner does not argue that there is any difference in the phrases. Hawkins’ definition of extortion is probably the source for the official right language used in the Hobbs Act. See Lindgren, The Elusive Distinction Between Bribery and Extortion: From the Common Law to the Hobbs Act, 35 UCLA L. Rev. 816, 864 (1988) (hereinafter Lindgren). Hawkins defined extortion as follows:
“[I]t is said, That extortion in a large sense signifies any oppression under colour of right; but that in a strict sense, it signifies the taking of money by any officer, by colour of his office, either where none at all is due, or not so much is due, or where it is not yet due.” 1 W. Hawkins, Pleas of the Crown 316 (6th ed. 1787).
See Lindgren 882-889. The dissent says that we assume that “common-law extortion encompassed any taking by a public official of something of value that he was not ‘due.’ ” Post, at 279. That statement, of course, is incorrect because, as stated in the text above, the payment must be “for the performance of his official duties.”
Lindgren 884-886.
Petitioner argued to the jury, at least with respect to the extortion count, that he had been entrapped, see App. 20; however, in light of the jury’s verdict on that issue, we must assume that he was predisposed to commit the crime.
The 1946 enactment provides:
“The term ‘extortion’ means the obtaining of property from another, with his consent, induced by wrongful use of actual or threatened force, violence, or fear, or under color of official right.’ ” Act of July 3, 1946, ch. 537, § 1(c), 60 Stat. 420.
Section 2(b) of the 1934 Act read as follows:
“Sec. 2. Any person who, in connection with or in relation to any act in any way or in any degree affecting trade or commerce or any article or commodity moving or about to move in trade or commerce—
*262 “(b) Obtains the property of another, with his consent, induced by wrongful use of force or fear, or under color of official right.” Act of June 18, 1934, ch. 569, §2, 48 Stat. 979-980.
One of the models for the statute was the New York statute:
“Extortion is the obtaining of property from another, or the obtaining the [sic] property of a corporation from an officer, agent or employee thereof, with his consent, induced by a wrongful use of force or fear, or under color of official right.” Penal Law of 1909, §850, as amended, 1917 N. Y. Laws, ch. 518, codified in N. Y. Penal Law §850 (McKinney Supp. 1965).
The other model was the Field Code, a 19th-century model code:
“Extortion is the obtaining of property from another, with his consent, induced by a wrongful use of force or fear, or under color of official right.” Commissioners of the Code, Proposed Penal Code of the State of New York §613 (1865) (Field Code).
Lindgren points out that according to the Field Code, coercive extortion and extortion by official right extortion are separate offenses, and the New York courts recognized this difference when, in 1891, they said the Field Code treats “extortion by force and fear as one thing, and extortion by official action as another.” People v. Barondess,
In United States v. Teamsters, the Court construed the exemption for “ ‘the payment of wages by a bona-fide employer to a bona-fide employee’ ” that was contained in the 1934 Act but is no longer a part of the statute.
In fact, the House Report sets out the text of United States v. Teamsters in full, to make clear that the amendment to the Anti-Racketeering Act was in direct response to the Supreme Court decision. See H. R. Rep. No. 238, 79th Cong., 1st Sess., 1-10 (1945).
This Court recognized the broad scope of the Hobbs Act in Stirone v. United States,
“That Act speaks in broad language, manifesting a purpose to use all the constitutional power Congress has to punish interference with interstate commerce by extortion, robbery or physical violence. The Act outlaws such interference ‘in any way or degree.’ ”
Several States had already defined the offense of extortion broadly enough to include the conduct of the private individual as well as the conduct of the public official. See, e. g., United States v. Nardello,
At least one commentator has argued that, at common law, extortion under color of official right could also be committed by a private individual. See Lindgren 875.
Many of the treatise writers explained that, at common law, extortion was defined as the corrupt taking or receipt of an unlawful fee by a public officer under color of office. They did not allude to any requirements of “inducement” or “demand” by a public officer. See, e. g., W. LaFave & A. Scott, Handbook on Criminal Law §95, p. 704 (1972); R. Perkins & R. Boyce, Criminal Law 448 (1982); 4 C. Torcia, Wharton’s Criminal Law §695, p. 481, §698, p. 484 (14th ed. 1981).
This meaning would, of course, have been completely clear if Congress had inserted the word “either” before its description of the private offense because the word “or” already precedes the description of the public offense. The definition would then read: “The term ‘extortion’ means the obtaining of property from another, with his consent, either induced by wrongful use of actual or threatened force, violence, or fear, or under color of official right.”
See, e. g., United States v. Holzer,
Moreover, we note that while the statute does not require that affirmative inducement be proven as a distinct element of the Hobbs Act, there is evidence in the record establishing that petitioner received the money with the understanding that he would use his office to aid the bribe-giver. Petitioner and the agent had several exchanges in which they tried to clarify their understanding with each other. For example, petitioner said to the agent: “I understand both of us are groping ... for what we need to say to each other. . . . I’m gonna work. Let m[e] tell you I’m gonna work, if you didn’t give me but three [thousand dollars], on this, I’ve promised to help you. I’m gonna work to do that. You understand what I mean. ... If you gave me six, I’ll do exactly what I said I was gonna do for you. If you gave me one, I’ll do exactly what I said I was gonna do for you. I wanna’ make sure you’re clear on that part. So it doesn’t really matter. If I promised to help, that’s what I’m gonna do.” App. 36-37.
Petitioner instructed the agent on the form of the payment (“What you do, is make me out one, ahh, for a thousand.. . . And, and that means we gonna record it and report it and then the rest would be cash”), and agreed with the agent that the payment was being made, not because it was an election year, but because there was a budget to support petitioner’s ac
Petitioner also makes the point that “[t]he evidence at trial against [petitioner] is more conducive to a charge of bribery than one of extortion.” Brief for Petitioner 40. Although the evidence in this case may have supported a charge of bribery, it is not a defense to a charge of extortion under color of official right that the defendant could also have been convicted of bribery. Courts addressing extortion by force or fear have occasionally said that extortion and bribery are mutually exclusive, see, e. g., People v. Feld,
Another commentator has argued that bribery and extortion were overlapping crimes, see Lindgren 905, 908, and has located an early New York case in which the defendant was convicted of both bribery and extortion under color of official right, see People v. Hansen,
We do not reach petitioner’s second claim pertaining to the tax fraud count because, as petitioner conceded at oral argument, we would only have to reach that claim in the event that petitioner succeeded on his Hobbs Act claim. See Tr. of Oral Arg. 3-4, 27.
The dissent states that we have “simply made up,” post, at 286, the requirement that the payment must be given in return for official acts. On the contrary, that requirement is derived from the statutory language “under color of official right,” which has a well-recognized common-law heritage that distinguished between payments for private services and payments for public services. See, e. g., Collier v. State,
See, e. g., United States v. Swift,
For example, in United States v. Hall, supra, the Governor of Oklahoma was convicted of extorting money “under color of official right,” in violation of the Hobbs Act; in United States v. Kenny,
Moreover, the dissent attempts to have it both ways in its use of common-law history. It wants to draw an artificial line and say that we should only look at American common law and not at the more ancient English common law (even though the latter provided the roots for the former), see post, at 280-281, and at the same time, it criticizes the Court for relying on a “ ‘modern’ view of extortion,” post, at 285-286, n. 4; it also uses a 1961 case, which was decided 15 years after the enactment of the Hobbs Act, to explain the American view of the common-law crime of extortion at the time of the Act, see ibid., even though it claims that we are only supposed to look at “the American understanding of the crime ' at the time the Hobbs Act was passed in 1946.” Post, at 281. Moreover, the 1961 case that it cites, State v. Begyn, 34 N. J. 35, 46,
Concurrence Opinion
concurring in part and concurring in the judgment.
I join Parts I and II of the Court’s opinion, because in my view they correctly answer the question on which the Court granted certiorari — whether or not an act of inducement is an element of the offense of extortion under color of official right. See Pet. for Cert. i. The issue raised by the dissent and discussed in Part III of the Court’s opinion is not fairly included in this question, see this Court’s Rule 14.1(a), and sound prudential reasons suggest that the Court should not address it. Cf. Yee v. Escondido,
Concurrence Opinion
concurring in part and concurring in the judgment.
The Court gives a summary of its decision in these words: “We hold today that the Government need only show that a public official has obtained a payment to which he was not entitled, knowing that the payment was made in return for official acts.” Ante, at 268. In my view the dissent is correct to conclude that this language requires a quid pro quo as an element of the Government’s case in a prosecution under 18 U. S. C. § 1951, see post, at 285-287, and the Court’s opinion can be interpreted in a way that is consistent with this rule. Although the Court appears to accept the re
With regard to the question whether the word “induced” in the statutory definition of extortion applies to the phrase “under color of official right,” 18 U. S. C. § 1951(b)(2), I find myself in substantial agreement with the dissent. Scrutiny of the placement of commas will not, in the final analysis, yield a convincing answer, and we are left with two quite plausible interpretations. Under these circumstances, I agree with the dissent that the rule of lenity requires that we avoid the harsher one. See post, at 289. We must take as our starting point the assumption that the portion of the statute at issue here defines extortion as “the obtaining of property from another, with his consent, induced . . . under color of official right.”
I agree with the Court, on the other hand, that the word “induced” does not “necessarily indicate] that the transaction must be initiated by the” public official. Ante, at 266 (emphasis in original). Something beyond the mere acceptance of property from another is required, however, or else the word “induced” would be superfluous. That something, I submit, is the quid pro quo. The ability of the official to use or refrain from using authority is the “color of official right” which can be invoked in a corrupt way to induce payment of money or to otherwise obtain property. The inducement generates a quid pro quo, under color of official right, that the statute prohibits. The term “under color of” is used, as I think both the Court and the dissent agree, to
The requirement of a quid pro quo means that without pretense of any entitlement to the payment, a public official violates § 1951 if he intends the payor to believe that absent payment the official is likely to abuse his office and his trust to the detriment and injury of the prospective payor or to give the prospective payor less favorable treatment if the quid pro quo is not satisfied. The official and the payor need not state the quid pro quo in express terms, for otherwise the law’s effect could be frustrated by knowing winks and nods. The inducement from the official is criminal if it is express or if it is implied from his words and actions, so long as he intends it to be so and the payor so interprets it.
The criminal law in the usual course concerns itself with motives and consequences, not formalities. And the trier of fact is quite capable of deciding the intent with which words were spoken or actions taken as well as the reasonable construction given to them by the official and the payor. See McCormick v. United States,
Thus, I agree with the Court, that the quid pro quo requirement is not simply made up, as the dissent asserts. Post, at 287. Instead, this essential element of the offense is derived from the statutory requirement that the official receive payment under color of official right, see ante, at 268, n. 20, as well as the inducement requirement. And there are additional principles of construction which justify this interpretation. First is the principle that statutes are to be construed so that they are constitutional. See Edward J. DeBartolo Corp. v. Florida Gulf Coast Building & Construction Trades Council,
Moreover, the mechanism which controls and limits the scope of official right extortion is a familiar one: a state of mind requirement. See Morissette v. United States,
Morissette legitimates the Court’s decision in an additional way. As both the Court and the dissent agree, compare ante, at 260, n. 4, with post, at 288, n. 5, Congress’ choice of the phrase “under color of official right” rather than “by col-our of his office” does not reflect a substantive modification of the common law. Instead, both the Court and dissent conclude that the language at issue here must be interpreted in light of the familiar principle that absent any indication otherwise, Congress meant its words to be interpreted in light of the common law. Morissette, supra, at 263. As to the meaning of the common law, I agree with the Court’s analysis and therefore join Part III of the Court’s opinion.
While the dissent may well be correct that prior to the enactment of the Hobbs Act a large number of the reported official extortion cases in the United States happened to involve false pretenses, those cases do not so much as hint that a false pretense of right was ever considered as an essential element of the offense. See, e. g., People v. Whaley,
The requirement of a quid pro quo in a § 1951 prosecution such as the one before us, in which it is alleged that money was given to the public official in the form of a campaign contribution, was established by our decision last Term in
Because I agree that the jury instruction in this case complied with the quid pro quo requirement, I concur in the judgment of the Court.
Dissenting Opinion
with whom The Chief Justice and Justice Scalia join, dissenting.
The Court’s analysis is based on the premise, with which I fully agree, that when Congress employs legal terms of art, it “ 'knows and adopts the cluster of ideas that were attached to each borrowed word in the body of learning from which it was taken and the meaning its use will convey to the judicial mind.’” Ante, at 259 (quoting Morissette v. United States,
I
Extortion is one of the oldest crimes in Anglo-American jurisprudence. See 3 E. Coke, Institutes *541. Hawkins provides the classic common-law definition: “[I]t is said, that Extortion in a large Sense signifies any Oppression under Colour of Right; but that in a strict Sense it signifies the Taking of Money by any Officer, by Colour of his Office, either where none at all is due, or not so much is due, or where it is not yet due.” 1 W. Hawkins, Pleas of the Crown 170 (2d ed. 1724) (emphasis added). Blackstone echoed that definition: “[Ejxtortion is an abuse of public justice, which
These definitions pose, but do not answer, the critical question: What does it mean for an official to take money “by colour of his office”? The Court fails to address this question, simply assuming that common-law extortion encompassed any taking by a public official of something of value that he was not “due.” Ante, at 260.
The “under color of office” element of extortion, however, had a definite and well-established meaning at common law. “At common law it was essential that the money or property be obtained under color of office, that is, under the pretense that the officer was entitled thereto by virtue of his office. The money or thing received must have been claimed or accepted in right of office, and the person paying must have yielded to official authority.” 3 R. Anderson, Wharton’s Criminal Law and Procedure § 1393, pp. 790-791 (1957) (emphasis added).
A
The Court’s historical analysis rests upon a theory set forth in one law review article. See ante, at 260, and nn. 4-6 (citing Lindgren, The Elusive Distinction Between Bribery and Extortion: From the Common Law to the Hobbs Act, 35 UCLA L. Rev. 815 (1988)). Focusing on early English cases, the article argues that common-law extortion encompassed a wide range of official takings, whether by coercion, false pretenses, or bribery. Whatever the merits of that argument as a description of early English common law,
A survey of 19th- and early 20th-century cases construing state extortion statutes in light of the common law makes plain that the offense was understood to involve not merely a wrongful taking by a public official, but a wrongful taking under a false pretense of official right. A typical case is Collier v. State,
Because the Court misapprehends the “color of office” requirement, the crime it describes today is not the common-law crime that Congress presumably incorporated into the Hobbs Act. The explanation for this error is clear. The
The Court, therefore, errs in asserting that common-law extortion is the “rough equivalent of what we would now describe as ‘taking a bribe.’” Ante, at 260. Regardless of whether extortion contains an “inducement” requirement, bribery and extortion are different crimes. An official who solicits or takes a bribe does not do so “under color of office”; i. e., under any pretense of official entitlement. “The distinction between bribery and extortion seems to be that the former offense consists in offering a present or receiving one, the latter in demanding a fee or present by color of office.” State v. Pritchard,
Perhaps because the common-law crime — as the Court defines it — is so expansive, the Court, at the very end of its opinion, appends a qualification: “We hold today that the
Its only conceivable source, in fact, is our opinion last Term in McCormick v. United States,
Because the common-law history of extortion was neither properly briefed nor argued in McCormick, see id., at 268, n. 6; id., at 276-277 (Scalia, J., concurring), the quid pro quo limitation imposed there represented a reasonable first step in the right direction. Now that we squarely consider that history, however, it is apparent that that limitation was in fact overly modest: at common law, McCormick was innocent of extortion not because he failed to offer a quid pro quo in return for campaign contributions, but because he did not take the contributions under color of official right. Today’s extension of McCormick’s reasonable (but textually and historically artificial) quid pro quo limitation to all cases of official extortion is both unexplained and inexplicable — except insofar as it may serve to rescue the Court’s definition of extortion from substantial overbreadth.
II
As serious as the Court’s disregard for history is its disregard for well-established principles of statutory construction. The Court chooses not only the harshest interpretation of a criminal statute, but also the interpretation that maximizes federal criminal jurisdiction over state and local officials. I would reject both choices.
The Hobbs Act defines “extortion” as “the obtaining of property from another, with his consent, induced by wrongful use of actual or threatened force, violence, or fear, or under color of official right” 18 U. S. C. § 1951(b)(2) (emphasis added).
The more natural construction is that the verb “induced” applies to both types of extortion described in the statute. Thus, the unstated “either” belongs after “induced”: “The term ‘extortion’ means the obtaining of property from another, with his consent, induced either [1] by wrongful use of actual or threatened force, violence, or fear, or [2] under color of official right.” This construction comports with correct grammar and standard usage by setting up a parallel between two prepositional phrases, the first beginning with “by”; the second with “under.”
“First, ‘a fair warning should be given to the world in language that the common world will understand, of what the law intends to do if a certain line is passed. To make the warning fair, so far as possible the line should be clear.’ Second, because of the seriousness of criminal penalties, and because criminal punishment usually represents the moral condemnation of the community, legislatures and not courts should define criminal activity.” United States v. Bass,404 U. S. 336 , 348 (1971) (citations omitted; footnote omitted).
Given the text of the statute and the rule of lenity, I believe that inducement is an element of official extortion under the Hobbs Act.
Perhaps sensing the weakness of its position, the Court suggests an alternative interpretation: even if the statute does set forth an “inducement” requirement for official extortion, that requirement is always satisfied, because “the coercive element is provided by the public office itself.”
B
The Court’s construction of the Hobbs Act is repugnant not only to the basic tenets of criminal justice reflected in the rule of lenity, but also to basic tenets of federalism. Over the past 20 years, the Hobbs Act has served as the engine for a stunning expansion of federal criminal jurisdiction into a field traditionally policed by state and local laws — acts of public corruption by state and local officials. See generally Ruff, Federal Prosecution of Local Corruption: A Case Study in the Making of Law Enforcement Policy, 66 Geo. L. J. 1171 (1977). That expansion was born of a single sentence in a Third Circuit opinion: “[The ‘under color of official right’ language in the Hobbs Act] repeats the common law definition of extortion, a crime which could only be committed by a public official, and which did not require proof of threat, fear, or duress.” United States v. Kenny,
“As effectively as if there were federal common law crimes, the court in Kenny ... amend[ed] the Hobbs Act and [brought] into existence a new crime — local bribery affecting interstate commerce. Hereafter, for purposes of Hobbs Act prosecutions, such bribery was to-be called extortion. The federal policing of state corruption had begun.” J. Noonan, Bribes 586 (1984).
After Kenny, federal prosecutors came to view the Hobbs Act as a license for ferreting out all wrongdoing at the state and local level — “ ‘a special code of integrity for public officials.’” United States v. O’Grady,
Our precedents, to be sure, suggest that Congress enjoys broad constitutional power to legislate in areas traditionally regulated by the States — power that apparently extends even to the direct regulation of the qualifications, tenure, and conduct of state governmental officials. See, e. g., Garcia v. San Antonio Metropolitan Transit Authority,
Gregory’s rule represents nothing more than a restatement of established law:
“Congress has traditionally been reluctant to define as a federal crime conduct readily denounced as criminal by the States. ... As this Court emphasized only last Term in Rewis v. United States, [401 U. S. 808 (1971)— a case involving the Hobbs Act’s counterpart, the Travel Act], we will not be quick to assume that Congress has meant to effect a significant change in the sensitive relation between federal and state criminal jurisdiction. In traditionally sensitive areas, such as legislation affecting the federal balance, the requirement of clear statement assures that the legislature has in fact faced, and intended to bring into issue, the critical matters involved in the judicial decision.” United States v. Bass,404 U. S., at 349 (footnote omitted).
Similarly, in McNally v. United States,
The reader of today’s opinion, however, will search in vain for any consideration of the principles of federalism that animated Gregory, Rewis, Bass, and McNally. It is clear, of course, that the Hobbs Act’s proscription of extortion “under color of official right” applies to all public officials, including those at the state and local level. As our cases emphasize, however, even when Congress has clearly decided to engage in some regulation of the state governmental officials, concerns of federalism play a vital role in evaluating the scope of the regulation.
I have no doubt that today’s opinion is motivated by noble aims. Political corruption at any level of government is a serious evil, and, from a policy perspective, perhaps one well suited for federal law enforcement. But federal judges are not free to devise new crimes to meet the occasion. Chief Justice Marshall’s warning is as timely today as ever: “It would be dangerous, indeed, to carry the principle, that a case which is within the reason or mischief of a statute, is within its provisions, so far as to punish a crime not enumerated in the statute, because it is of equal atrocity, or of kindred character, with those which are enumerated.” United States v. Wiltberger,
Whatever evils today’s opinion may redress, in my view, pale beside those it will engender. “Courts must resist th[e] temptation [to stretch criminal statutes] in the interest of the long-range preservation of limited and even-handed government.” United States v. Mazzei,
Petitioner Evans was elected to the Board of Commissioners of DeKalb County, Georgia, in 1982. He was no local tyrant — -just one of five part-time, commissioners earning an annual salary of approximately $16,000. The board’s activities were entirely local, including the quintessentially local activity of zoning property. The United States does not suggest that there were any allegations of corruption or malfeasance against Evans.
In early 1985, as part of an investigation into “allegations of public corruption in the Atlanta area,” a Federal Bureau of Investigation agent, Clifford Cormany, Jr., set up a bogus firm, “WDH Developers,” and pretended to be a land developer. Cormany sought and obtained a meeting with Evans.
The Court is surely correct that there is sufficient evidence to support the jury’s verdict that Evans committed “extortion” under the Court’s expansive interpretation of the crime. But that interpretation has no basis in the statute that Congress passed in 1946. If the Court makes up this version of the crime today, who is to say what version it will make up tomorrow when confronted with the next perceived rascal? Until now, the Justice Department, with good reason, has been extremely cautious in advancing the theory that official extortion contains no inducement requirement. “Until the Supreme Court decides upon the validity of this type of conviction, prosecutorial discretion should be used to insure that any case which might reach that level of review is worthy of federal prosecutiop. Such restraint would require that only significant amounts of money and reasonably high levels of office should be involved.” See U. S. Dept. of Justice, United States Attorneys’ Manual §9-131.180 (1984) (emphasis added). Having detected no “[sjuch restraint” in this case, I certainly have no reason to expect it in the future.
Our criminal justice system runs on the premise that prosecutors will respect, and courts will enforce, the boundaries on criminal conduct set by the legislature. Where, as here, those boundaries are breached, it becomes impossible to tell where prosecutorial discretion ends and prosecutorial abuse, or even discrimination, begins. The potential for
In my view, Evans is plainly innocent of extortion.
That was straightforward black-letter law at the time the Hobbs Act was passed in 1946, and continues to be straightforward black-letter law today. See, e.g., 1 W. Burdick, Law of Crime §275, p. 395 (1946) (“At common law, the money or other thing of value must be taken under color of office. That is, the service rendered, or to be rendered, or pretended to have been rendered, must be apparently, or pretended to be, within official power or authority, and the money must be taken in such an apparent or claimed capacity”) (emphasis added; footnotes omitted); 31A Am. Jur. 2d § 11, p. 600 (1989) (“In order to constitute extortion, the taking must take place under color of office — that is, under the pretense that the officer is entitled to the fee by virtue of his or her office. This requires that the service rendered must be apparently, or pretended to be, within official power or authority, and the money must be taken in such apparent or claimed authority”) (emphasis added; footnotes omitted). Cf. 7 Cyclopedia of Law and Procedure 401-402 (1903) (defining “color of office” as “a pretense of official right to do an act made by one who has no such right; the mere semblance, shadow, or false appearance of official authority; the dissembling face of the right of office; the use of official authority as a
Those merits are far from clear. Most commentators maintain that extortion and bribery were distinct crimes at early English common law. See, e. g., J. Noonan, Bribes 398, 585-587 (1984); Ruff, Federal Prosecution of Local Corruption: A Case Study in the Making of Law Enforcement Policy, 65 Geo. L. J. 1171, 1179-1180 (1977). While — as I explain below— Professor Lindgren may well be correct that common-law extortion did not contain an “inducement” element, in my view he does not adequately account for the crime’s “by color of office” element. This latter element has existed since long before the founding of the Republic, and cannot simply be ignored. As Chief Justice Mountague explained over four centuries ago, colore officii sui (“by color of his office”) “signifies an Act badly done under the Countenance of an Office, and it bears a dissembling Visage of Duty, and is properly called Extortion.” Dive v. Maningham, 1 Plowd. 60, 68, 75 Eng. Rep. 96, 108 (C. B. 1560) (emphasis added). See also 3 E. Coke, Institutes *642 (describing extortion as “more odious than
See, e. g., People v. Whaley,
The Court alleges a “complete absence of support” for the definition of common-law extortion set forth in this dissent, and cites five American cases that allegedly support its understanding of the crime. Ante, at 269-271. The Court is mistaken on both counts: even a brief perusal of 19th- and early 20th-century cases, as well as treatises and hornbooks, shows that my description of the crime is anything but novel, and the cases cited by the Court in no way support its argument.
The Court first cites two intermediate-court cases from Pennsylvania, Commonwealth v. Wilson,
In any event, the Pennsylvania court’s unorthodox understanding of common-law extortion in no way supports the Court’s definition of the crime, as the Pennsylvania court explicitly required a pretense of authority to induce the unlawful payment — precisely the requirement the Court today rejects. See also Commonwealth v. Francis,
The third case cited by the Court, State v. Sweeney,
Fourth, the Court cites State v. Barts, 132 N. J. L. 74, 76, 83,
“Our extortion statute, which had its origin at least as early as 1796, appears on its face to have been originally intended to be reiterative of the common law. The essence of that offense was the receiving or taking by any public officer, by color of his office, of any fee or reward not allowed by law for performing his duties. The purpose would seem to be simply to penalize the officer who non-innocently insisted upon a larger fee than he was entitled to or a fee where none was permitted or required to be paid for the performance of an obligatory function of his office. The matter was obviously of particular importance in the days when public officials received their compensation through fees collected and not by fixed salary. Our early cases dealt with precisely this kind of a situation. [Citing, inter alia, Cutter v. State and Loftus v. State, see n. 3, supra].
“After a couple of opinions possibly indicating an extension to cover payments demanded for the favorable exercise of discretionary powers of the officer, an enlarged construction of the statute to its present day scope was announced in State v. Barts .... This present construction of the crime thus overlaps the offense of bribery since extortion is committed even where the object of the payment is in reality to influence an officer in his official behavior or conduct without such having to be established.” State v. Begyn, 34 N. J. 35, 46-47,167 A. 2d 161 , 166-167 (1961) (emphasis added; citations omitted). If the Court wishes to adopt the “modern”*286 view of extortion, fine; but it should not attempt to present that view as “common-law history.”
Finally, the Court cites White v. State,
I have no quarrel with the Court’s suggestion, see ante at 260, n. 4, that there is no difference of substance between the classic common-law phrase “by colour of his office” and the Hobbs Act’s formulation “under color of official right.” The Act’s formulation, of course, only underscores extortion’s essential element of a false assertion of official right to a payment.
This is, moreover, the construction long espoused by the Justice Department. See U. S. Dept. of Justice, United States Attorneys’ Manual §9-131.180 (1984) (“[T]here is some question as to whether the Hobbs Act
Prior to our decision in McNally, the Government’s theory had been accepted by every Court of Appeals to consider the issue. We did not consider that acceptance to cure the ambiguity we perceived in the statutory language; we simply reiterated the traditional learning that a federal criminal statute, particularly as applied to state officials, must be construed narrowly. See
The dissent in McNally argued strenuously that the Court’s interpretation of the statute should be informed by the majority view among the Courts of Appeals and Congress’ subsequent silence:
“Perhaps the most distressing aspect of the Court’s action today is its casual — almost summary — rejection of the accumulated wisdom of the many distinguished federal judges who have thoughtfully considered and correctly answered the question these cases present.... I [can]not join a rejection of such a longstanding, consistent interpretation of a federal statute. See Commissioner of Internal Revenue v. Fink,483 U. S. 89 , 101 (1987) (Stevens, J., dissenting); Citicorp Industrial Credit, Inc. v. Brock,483 U. S. 27 , 40 (1987) (Stevens, J., dissenting); Runyon v. McCrary,427 U. S. 160 , 189 (1976) (Stevens, J., concurring).” Id., at 376-377 (opinion of Stevens, J.).
The interpretation given a statute by a majority of the Courts of .Appeals, of course, is due our most respectful consideration. Ultimately, however, our attention must focus on the reasons given for that interpretation. Error is not cured by repetition, and we do not discharge our duty simply by counting up the circuits on either side of the split. Here, the minority position of the Second and Ninth Circuits (both en banc) is far more thoughtfully reasoned than the position of the majority of Circuits, which have followed the Third Circuit’s lead in United States v. Kenny,
I find it unfortunate that the arguments we rejected in McNally today-become the law of the land. See ante, at 268-269 (“Our conclusion is buttressed by the fact that so many other courts that have considered the issue over the last 20 years have interpreted the statute in the same way. Moreover, given the number of appellate court decisions ... it is obvious that Congress is aware of the prevailing view” and has ratified that view through its silence).
This case is, if anything, more compelling than Gregory v. Ashcroft,
Evans also was convicted of filing a false income tax return. He now challenges that conviction on the ground that the jury was given improper instructions. He did not, however, challenge:'those instructions at trial or in the Court of Appeals. Thus, his current challenge is not properly before this Court. See Delta Air Lines, Inc. v. August,
