UNITED STATES DEPARTMENT OF LABOR, Plaintiff-Appellee, v. NORTH CAROLINA GROWERS ASSOCIATION, INCORPORATED; Sexton Tree Farms and Sexton Associates; Highland Fraser Firs; New River Tree Company, as joint employers, Defendants-Appellants.
No. 03-2380.
United States Court of Appeals, Fourth Circuit.
Decided: Aug. 2, 2004.
In any event, the Angstadts’ claim cannot pass the rational-basis threshold. “Under rational-basis review, the challenged classification must be upheld if there is any reasonably conceivable state of facts that could provide a rational basis for the classification.” Donatelli v. Mitchell, 2 F.3d 508, 513 (3d Cir.1993) (quoting FCC v. Beach Communications, Inc., 508 U.S. 307, 313 (1993)). The School District put forth five interests animating the list of requirements. As stated by the District Court, they are:
- ensuring that its student athletes have the academic eligibility to play high school sports;
- ensuring that its athletes meet its physical education requirements;
- discouraging students from cutting class or taking unauthorized trips away from school during the school day;
- encouraging students to maintain passing grades[;] and
- promoting good citizenship.
App. at 17 (citations omitted). These reasons provide a rational basis for the requirements for participation in extra-scholastic events by cyber-students as well as physical-school students.3
Because the Angstadts fail to allege, as a preliminary matter, that the state action differentially regulates cyber-school students and physical-school students, which is a non-suspect classification, and because the complaint could not defeat rational-basis review, we affirm the decision of the District Court as to the equal protection claim.
III.
CONCLUSION
The District Court did not err when it dismissed the Angstadts’ First Amendment, Due Process, and Equal Protection claims under
Before WIDENER and WILLIAMS, Circuit Judges, and BEEZER, Senior Circuit Judge of the United States Court of Appeals for the Ninth Circuit, sitting by designation.
Reversed, vacated, and remanded with instructions by published opinion. Judge WILLIAMS wrote the opinion, in which Judge WIDENER and Senior Judge BEEZER joined.
OPINION
WILLIAMS, Circuit Judge:
In this case, the North Carolina Growers Association, Inc.,1 Sexton Tree Farms and Sexton Associates, Highland Fraser Firs, and New River Tree Co. (collectively the Growers) appeal the district court‘s ruling in favor of the United States Department of Labor (the DOL). The district court found that the Growers violated
I.
The facts of this case are essentially undisputed. Although consumers decorate their homes with Christmas trees for just a few weeks each year, cultivating a proper Christmas tree takes substantial effort and management.2 The process begins with the planting of tree seedlings in a nursery. While the trees grow in the nursery, they are treated with fertilizer, herbicides, and pesticides to encourage growth and reduce the incidence of weeds, insects, and disease. After approximately three years, the seedlings are transplanted into lineout beds, where they remain for two more seasons. The small trees are then lifted and planted into cultivated soil that is tested by the North Carolina Department of Agriculture on a yearly basis to determine whether mineral or fertilizer applications are necessary. The trees are planted in rows, about four or five feet apart, and they remain in the ground until they are harvested for use as seasonal trees, generally seven to ten years after being planted in the ground. While in the soil, the trees are pruned and sheared yearly; they also are treated twice a year with herbicides and fertilized once or twice a year. When necessary, pesticides are applied. Most Christmas tree farms use sprinklers to water the tree seedlings while they grow in the nurseries and lineout beds and sometimes when the trees are planted in the field.
Christmas trees are usually harvested with chainsaws at the rate of 1,000 per day, although some are bagged for sale with the root ball intact. In choosing which trees to harvest, Christmas tree farmers grade the trees based on “uniform density, good shape, color and needle retention” as well as height. (J.A. at 353.) Christmas trees are harvested individually based on these criteria; growers do not harvest entire rows at a time. After the sorted trees are cut down, they are baled, taken to storage, and then hauled in bulk to their end destinations. Christmas trees are sold for ornamental purposes, typically during the Christmas season. At the close of the Christmas season, purchased trees usually are discarded, although consumers who purchase Christmas trees with the root ball intact usually replant them for ornamental purposes after the Christmas season.
II.
This appeal results from an enforcement action brought by the DOL against the Growers for their failure to pay overtime to their seasonal workers, as required by
Contrary to the Growers’ belief, the DOL informed them that it considered the Growers’ seasonal employees to be agricultural employees under IRCA, but that they were not employees engaged in agriculture under the FLSA.3 The Growers objected to this system of dual classification, whereby they were required to provide free housing and other benefits while also paying overtime to the laborers, and, until the filing of this enforcement action, they refused to pay overtime to their seasonal workers.4
The Secretary of Labor filed an enforcement action against the Growers on August 5, 1998, requesting back pay and an injunction for the Growers’ alleged violation of the FLSA. Following discovery, both parties moved for summary judgment on the issue of whether Christmas tree farming fell within the agricultural exemption to the FLSA. On September 4, 2003, by published opinion, the district court granted summary judgment in favor of the DOL and awarded back pay in an amount to be determined by the parties. The district court also issued an injunction against the Growers to ensure their future compliance with the FLSA. See Chao v. North Carolina Growers Ass‘n, 280 F.Supp.2d 500, 511-12 (W.D.N.C.2003). The Growers appeal, and we have jurisdiction under
III.
A.
We review the district court‘s grant of summary judgment in favor of the DOL de novo. Am. Chiropractic Ass‘n v. Trigon Healthcare, Inc., 367 F.3d 212, 221 (4th Cir.2004). Summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
B.
The FLSA is the “minimum wage/maximum hour law.” Monahan v. County of Chesterfield, 95 F.3d 1263, 1266 (4th Cir.1996). The congressional purpose in passing the FLSA was “to protect all covered workers from substandard wages and oppressive working hours.” Barrentine v. Arkansas-Best Freight Sys., Inc., 450 U.S. 728, 739 (1981). Pursuant to that goal, coverage under the FLSA is construed “liberally to apply to the furthest reaches consistent with congressional direction.” Mitchell v. Lublin, McGaughy & Assocs., 358 U.S. 207, 211 (1959). Accordingly, “[e]xemptions from or exceptions to the Act‘s requirements are to be narrowly construed.” Monahan, 95 F.3d at 1267 (quoting Johnson v. City of Columbia, 949 F.2d 127, 129-30 (4th Cir.1991)). Furthermore, “application [of an exemption is] limited to those establishments plainly and unmistakably within [its] terms and spirit.” Arnold v. Ben Kanowsky, Inc., 361 U.S. 388, 392 (1960). The employer bears the burden of proving it falls within an exemption. Mitchell v. Kentucky Fin. Co., 359 U.S. 290, 291 (1959).
When interpreting statutes we start with the plain language. Lamie v. United States Tr., 540 U.S. 526, 124 S.Ct. 1023, 1030 (2004). “It is well established that when the statute‘s language is plain, the sole function of the courts—at least where the disposition required by the text is not absurd—is to enforce it according to its terms.” Id. In interpreting the plain language of a statute, “[w]e give the words of a statute their ordinary, contemporary, common meaning, absent an indication Congress intended them to bear some different import.” Williams v. Taylor, 529 U.S. 420, 431 (2000). We also abide by “the cardinal rule that statutory language must be read in context [because] a phrase gathers meaning from the words around it.” Gen. Dynamics Land Sys., Inc. v. Cline, 540 U.S. 581, 124 S.Ct. 1236, 1246 (2004).
The statute provides that employees who are “employed in agriculture” are exempt from the overtime provisions of the FLSA.
“Agriculture” includes farming in all its branches and among other things in-
cludes the cultivation and tillage of the soil, dairying, the production, cultivation, growing, and harvesting of any agricultural or horticultural commodities (including commodities defined as agricultural commodities in section 1141j(g) of Title 12 ), the raising of livestock, bees, fur-bearing animals, or poultry, and any practices (including any forestry or lumbering operations) performed by a farmer or on a farm as an incident to or in conjunction with such farming operations, including preparation for market, delivery to storage or to market or to carriers for transportation to market.29 U.S.C.A. § 203(f) .
Although the placement of forestry in the secondary definition does not necessarily indicate that Congress intended to exclude forestry from the primary definition, other provisions of the FLSA make clear that forestry and lumbering operations are excluded from the primary definition of agriculture.
[A]ny employee employed in planting or tending trees, cruising, surveying, or felling timber, or in preparing or transporting logs or other forestry products to the mill, processing plant, railroad, or other transportation terminal, if the number of employees employed by his employer in such forestry or lumbering operations does not exceed eight.
29 U.S.C.A. § 213(b)(28) .
This exemption would be superfluous if Congress had not intended to exclude forestry from the primary definition of agriculture in
The Growers argue that they are exempt from the FLSA‘s overtime provisions with respect to their Christmas tree workers because Christmas tree farming is agriculture under
Without question, modern Christmas trees are cultivated commodities, or “economic good[s].”9 Webster‘s Third New Int‘l Dictionary 458 (1986). As described above, they undergo extensive care and management before they are eventually harvested for sale to consumers. Thus, if Christmas trees are “agricultural” or “horticultural,” their cultivation, growing, and harvesting is agriculture under
The DOL maintains that even if Christmas tree farming fits within the express definition of agriculture under
While the definition of forestry and lumbering operations in
The common meaning of other terms associated with traditional forestry support this reading of
C.
We recognize that our interpretation of
Although the DOL‘s interpretation has been consistent, we conclude that it lacks the power to persuade. Because the bulletins were not adopted after notice and comment rulemaking, they lack the thoroughness of such rules. For example,
The term “forestry or lumbering operations” refers to the cultivation and management of forests, the felling and trimming of timber, the cutting, hauling, and transportation of timber, logs, pulpwood, cordwood, lumber, and like products, the sawing of logs into lumber or the conversion of logs into ties, posts, and similar products, and similar operations. It also includes the piling, stacking, and storing of all such products. The gathering of wild plants and of wild or planted Christmas trees are included.
Like
The bulletins also make an arbitrary distinction between Christmas tree farming and nursery trees. According to the DOL, trees grown at a nursery are agriculture. See
We also note that when the DOL originally promulgated these bulletins in the 1950s, Christmas tree farming as we know it today essentially did not exist. Prior to the late 1960s, Christmas trees were either cut down from the wild or planted and harvested with little or no management. As discussed above, contemporary Christmas tree operations involve extensive management. While the DOL‘s categorization of Christmas tree farming as non-agriculture may have been persuasive at the time the bulletins were promulgated, the significant changes in the industry‘s cultivation and management techniques since that time render the original bulletins unpersuasive. The DOL has reconsidered its position on Christmas tree farming on three occasions, most recently in 1991. On each occasion, the DOL has issued opinion letters adhering to its original interpretative bulletins. The DOL‘s letters, however, reject the position that Christmas tree farming is agriculture without any consideration of the evolution of the industry. Accordingly, we find that the DOL‘s reconsiderations also lack the power to persuade.
IV.
Because Christmas tree farming falls within the primary definition of “agriculture” in
REVERSED, VACATED, AND REMANDED WITH INSTRUCTIONS
