GENERAL DYNAMICS LAND SYSTEMS, INC. v. CLINE ET AL.
No. 02-1080
SUPREME COURT OF THE UNITED STATES
Argued November 12, 2003—Decided February 24, 2004
540 U.S. 581
Donald B. Verrilli, Jr., argued the cause for petitioner. With him on the briefs were Deanne E. Maynard, William J. Kilberg, and Craig C. Martin.
Mark W. Biggerman argued the cause for respondents. With him on the brief were Erin Stottlemyer Gold, E. Bruce Hadden, and Joanne C. Brant.
JUSTICE SOUTER delivered the opinion of the Court.
The Age Discrimination in Employment Act of 1967 (ADEA or Act), 81 Stat. 602,
I
In 1997, a collective-bargaining agreement between petitioner General Dynamics and the United Auto Workers eliminated the company‘s obligation to provide health benefits to subsequently retired employees, except as to then-current workers at least 50 years old. Respondents (collectively, Cline) were then at least 40 and thus protected by the Act, see
Before the Equal Employment Opportunity Commission (EEOC or Commission) they claimed that the agreement violated the ADEA, because it “discriminate[d against them]... with respect to compensation, terms, conditions, or privileges of employment, because of [their] age,”
When they failed, Cline brought this action against General Dynamics, combining claims under the ADEA and state law. The District Court called the federal claim one of “reverse age discrimination,” upon which, it observed, no court had ever granted relief under the ADEA. 98 F. Supp. 2d 846, 848 (ND Ohio 2000). It dismissed in reliance on the Seventh Circuit‘s opinion in Hamilton v. Caterpillar Inc., 966 F. 2d 1226 (1992), that “the ADEA ‘does not protect... the younger against the older,‘” id., at 1227 (quoting Karlen v. City Colleges of Chicago, 837 F. 2d 314, 318 (CA7), cert. denied sub nom. Teachers v. City Colleges of Chicago, 486 U. S. 1044 (1988)).
A divided panel of the Sixth Circuit reversed, 296 F. 3d 466 (2002), with the majority reasoning that the prohibition of
Judge Cole, concurring, saw the issue as one of plain meaning that produced no absurd result, although he acknowledged a degree of tension with O‘Connor v. Consolidated Coin Caterers Corp., 517 U. S. 308 (1996), in which this Court spoke of age discrimination as giving better treatment to a “‘substantially younger‘” worker. 296 F. 3d, at 472. Judge Williams dissented in preference for Hamilton and the consensus of the federal courts, thinking it “obvious that the older a person is, the greater his or her needs become.” 296 F. 3d, at 476.
We granted certiorari to resolve the conflict among the Circuits, 538 U. S. 976 (2003), and now reverse.
II
The common ground in this case is the generalization that the ADEA‘s prohibition covers “discriminat[ion] ... because of [an] individual‘s age,”
Congress chose not to include age within discrimination forbidden by Title VII of the Civil Rights Act of 1964,
Congress then asked for a specific proposal, Fair Labor Standards Amendments of 1966, § 606, 80 Stat. 845, which the Secretary provided in January 1967. 113 Cong. Rec. 1377 (1967); see also Public Papers of the Presidents, Lyndon
The testimony at both hearings dwelled on unjustified assumptions about the effect of age on ability to work. See, e. g., House Hearings 151 (statement of Rep. Joshua Eilberg) (“At age 40, a worker may find that age restrictions become common.... By age 45, his employment opportunities are likely to contract sharply; they shrink more severely at age 55 and virtually vanish by age 65“); id., at 422 (statement of Rep. Claude Pepper) (“We must provide meaningful opportunities for employment to the thousands of workers 45 and over who are well qualified but nevertheless denied jobs which they may desperately need because someone has arbitrarily decided that they are too old“); Senate Hearings 34 (statement of Sen. George Murphy) (“[A]n older worker often faces an attitude on the part of some employers that prevents him from receiving serious consideration or even an interview in his search for employment“).3 The hearings specif-
Nor is there any such suggestion in the introductory provisions of the ADEA, 81 Stat. 602, which begins with statements of purpose and findings that mirror the Wirtz Report and the committee transcripts.
In sum, except on one point, all the findings and statements of objectives are either cast in terms of the effects of age as intensifying over time, or are couched in terms that refer to “older” workers, explicitly or implicitly relative to “younger” ones. The single subject on which the statute speaks less specifically is that of “arbitrary limits” or “arbitrary age discrimination.” But these are unmistakable references to the Wirtz Report‘s finding that “[a]lmost three out of every five employers covered by [a] 1965 survey have in effect age limitations (most frequently between 45 and 55) on new hires which they apply without consideration of an applicant‘s other qualifications.” Wirtz Report 6. The ADEA‘s ban on “arbitrary limits” thus applies to age caps that exclude older applicants, necessarily to the advantage of younger ones.
Such is the setting of the ADEA‘s core substantive provision,
Nor is it remarkable that the record is devoid of any evidence that younger workers were suffering at the expense of their elders, let alone that a social problem required a federal statute to place a younger worker in parity with an older one. Common experience is to the contrary, and the testimony, reports, and congressional findings simply confirm that Congress used the phrase “discriminat[ion]... because of [an] individual‘s age” the same way that ordinary people in common usage might speak of age discrimination any day of the week. One commonplace conception of American society in recent decades is its character as a “youth culture,” and in a world where younger is better, talk about discrimination because of age is naturally understood to refer to discrimination against the older.
This same, idiomatic sense of the statutory phrase is confirmed by the statute‘s restriction of the protected class to those 40 and above. If Congress had been worrying about protecting the younger against the older, it would not likely have ignored everyone under 40. The youthful deficiencies of inexperience and unsteadiness invite stereotypical and discriminatory thinking about those a lot younger than 40, and prejudice suffered by a 40-year-old is not typically owing to youth, as 40-year-olds sadly tend to find out. The enemy of 40 is 30, not 50. See H. R. Rep. No. 805, 90th Cong., 1st Sess., 6 (1967) (“[T]estimony indicated [40] to be the age at which age discrimination in employment becomes evident“). Even so, the 40-year threshold was adopted over the objection that some discrimination against older people begins at an even younger age; female flight attendants were not fired at 32 because they were too young, ibid. See also Senate Hearings 47 (statement of Sec‘y Wirtz) (lowering the minimum age limit “would change the nature of the proposal from an over-age employment discrimination measure“). Thus, the 40-year threshold makes sense as identifying a class re-
The federal reports are as replete with cases taking this position as they are nearly devoid of decisions like the one reviewed here. To start closest to home, the best example is Hazen Paper Co. v. Biggins, 507 U. S. 604 (1993), in which we held there is no violation of the ADEA in firing an employee because his pension is about to vest, a basis for action that we took to be analytically distinct from age, even though it would never occur without advanced years. Id., at 611-612. We said that “the very essence of age discrimination [is] for an older employee to be fired because the employer believes that productivity and competence decline with old age,” id., at 610, whereas discrimination on the basis of pension status “would not constitute discriminatory treatment on the basis of age [because the prohibited stereotype [of
The Courts of Appeals and the District Courts have read the law the same way, and prior to this case have enjoyed virtually unanimous accord in understanding the ADEA to forbid only discrimination preferring young to old. So the Seventh Circuit held in Hamilton, and the First Circuit said in Schuler, and so the District Courts have ruled in cases too numerous for citation here in the text.6 The very
III
Cline and amicus EEOC proffer three rejoinders in favor of their competing view that the prohibition works both ways. First, they say (as does JUSTICE THOMAS, post, at 602-605) that the statute‘s meaning is plain when the word “age” receives its natural and ordinary meaning and the statute is read as a whole giving “age” the same meaning throughout. And even if the text does not plainly mean what they say it means, they argue that the soundness of their version is shown by a colloquy on the floor of the Senate involving Senator Yarborough, a sponsor of the bill that became the ADEA. Finally, they fall back to the position (fortified by JUSTICE SCALIA‘s dissent) that we should defer to the EEOC‘s reading of the statute. On each point, however, we think the argument falls short of unsettling our view of the natural meaning of the phrase speaking of discrimination, read in light of the statute‘s manifest purpose.
A
The first response to our reading is the dictionary argument that “age” means the length of a person‘s life, with the
The argument rests on two mistakes. First, it assumes that the word “age” has the same meaning wherever the ADEA uses it. But this is not so, and Cline simply misemploys the “presumption that identical words used in different parts of the same act are intended to have the same meaning.” Atlantic Cleaners & Dyers, Inc. v. United States, 286 U. S. 427, 433 (1932). Cline forgets that “the presumption is not rigid and readily yields whenever there is such variation in the connection in which the words are used as reasonably to warrant the conclusion that they were employed in different parts of the act with different intent.” Ibid.; see also United States v. Cleveland Indians Baseball Co., 532 U. S. 200, 213 (2001) (phrase “wages paid” has different meanings in different parts of Title 26 U. S. C.); Robinson v. Shell Oil Co., 519 U. S. 337, 343-344 (1997) (term “employee” has different meanings in different parts of Title VII). The presumption of uniform usage thus relents8 when a word used
“Age” is that kind of word. As JUSTICE THOMAS (post, at 603) agrees, the word “age” standing alone can be readily understood either as pointing to any number of years lived, or as common shorthand for the longer span and concurrent aches that make youth look good. Which alternative was probably intended is a matter of context; we understand the different choices of meaning that lie behind a sentence like “Age can be shown by a driver‘s license,” and the statement, “Age has left him a shut-in.” So it is easy to understand that Congress chose different meanings at different places in the ADEA, as the different settings readily show. Hence the second flaw in Cline‘s argument for uniform usage: it ignores the cardinal rule that “[s]tatutory language must be read in context [since] a phrase ‘gathers meaning from the words around it.‘” Jones v. United States, 527 U. S. 373, 389 (1999) (quoting Jarecki v. G. D. Searle & Co., 367 U. S. 303, 307 (1961)). The point here is that we are not asking an abstract question about the meaning of “age“; we are seeking the meaning of the whole phrase “discriminate... because of such individual‘s age,” where it occurs in the ADEA,
The comparisons JUSTICE THOMAS urges, post, at 608-612, to McDonald v. Santa Fe Trail Transp. Co., 427 U. S. 273 (1976), and Oncale v. Sundowner Offshore Services, Inc., 523 U. S. 75 (1998), serve to clarify our position. Both cases involved Title VII of the Civil Rights Act of 1964,
B
The second objection has more substance than the first, but still not enough. The record of congressional action reports a colloquy on the Senate floor between two of the legislators most active in pushing for the ADEA, Senators Javits and Yarborough. Senator Javits began the exchange by raising a concern mentioned by Senator Dominick, that “the bill might not forbid discrimination between two persons each of whom would be between the ages of 40 and 65.” 113 Cong. Rec. 31255 (1967). Senator Javits then gave his own view that, “if two individuals ages 52 and 42 apply for the same job, and the employer selected the man aged 42 solely ... because he is younger than the man 52, then he will have violated the act,” and asked Senator Yarborough for his opinion. Ibid. Senator Yarborough answered that “[t]he law prohibits age being a factor in the decision to hire, as to one age over the other, whichever way [the] decision went.” Ibid.
Although in the past we have given weight to Senator Yarborough‘s views on the construction of the ADEA because he was a sponsor, see, e. g., Public Employees Retirement System of Ohio v. Betts, 492 U. S. 158, 179 (1989), his side of this exchange is not enough to unsettle our reading of the statute. It is not merely that the discussion was prompted by the question mentioned in O‘Connor v. Consolidated Coin Caterers Corp., 517 U. S. 308 (1996), the possibility of a 52-year-old suing over a preference for someone
C
The third objection relies on a reading consistent with the Yarborough comment, adopted by the agency now charged with enforcing the statute, as set out at
Even for an agency able to claim all the authority possible under Chevron, deference to its statutory interpretation is called for only when the devices of judicial construction have been tried and found to yield no clear sense of congressional intent. INS v. Cardoza-Fonseca, 480 U. S. 421, 446-448 (1987) (citing Chevron, supra, at 843, n. 9). Here, regular interpretive method leaves no serious question, not even about purely textual ambiguity in the ADEA. The word “age” takes on a definite meaning from being in the phrase “discriminat[ion] ... because of such individual‘s age,” occurring as that phrase does in a statute structured and manifestly intended to protect the older from arbitrary favor for the younger.
IV
We see the text, structure, purpose, and history of the ADEA, along with its relationship to other federal statutes, as showing that the statute does not mean to stop an employer from favoring an older employee over a younger one.
The judgment of the Court of Appeals is
Reversed.
The
The Equal Employment Opportunity Commission (EEOC) has answered this question in the affirmative. In 1981, the agency adopted a regulation which states, in pertinent part:
“It is unlawful in situations where this Act applies, for an employer to discriminate in hiring or in any other way by giving preference because of age between individuals 40 and over. Thus, if two people apply for the same position, and one is 42 and the other 52, the employer may not lawfully turn down either one on the basis of age, but must make such decision on the basis of some other factor.”
29 CFR § 1625.2(a) (2003).
This regulation represents the interpretation of the agency tasked by Congress with enforcing the ADEA. See
The Court brushes aside the EEOC‘s interpretation as “clearly wrong.” Ante, at 600. I cannot agree with the contention upon which that rejection rests: that “regular interpretive method leaves no serious question, not even about purely textual ambiguity in the ADEA.” Ibid. It is evident, for the reasons given in Part II of JUSTICE THOMAS‘S dissenting opinion, that the Court‘s interpretive method is anything but “regular.” And for the reasons given in Part I of that opinion, the EEOC‘s interpretation is neither foreclosed by the statute nor unreasonable.
JUSTICE THOMAS, with whom JUSTICE KENNEDY joins, dissenting.
This should have been an easy case. The plain language of
I
“The starting point for [the] interpretation of a statute is always its language,” Community for Creative Non-Violence v. Reid, 490 U. S. 730, 739 (1989), and “courts must presume that a legislature says in a statute what it means and means in a statute what it says there,” Connecticut Nat. Bank v. Germain, 503 U.S. 249, 253-254 (1992). Thus,
The plain language of the ADEA clearly allows for suits brought by the relatively young when discriminated against in favor of the relatively old. The phrase “discriminate . . . because of such individual‘s age,”
The parties do identify a possible ambiguity, centering on the multiple meanings of the word “age.” As the parties note, “age” does have an alternative meaning, namely, “[t]he state of being old; old age.” American Heritage Dictionary 33 (3d ed. 1992); see also Oxford American Dictionary 18 (1999); Webster‘s Third New International Dictionary 40 (1993). First, this secondary meaning is, of course, less commonly used than the primary meaning, and appears restricted to those few instances where it is clear in the immediate context of the phrase that it could have no other meaning. The phrases “hair white with age,” American Heritage Dictionary, supra, at 33, or “eyes dim with age,” Random House Dictionary of the English Language 37 (2d ed. 1987), cannot possibly be using “age” to include “young
The one structural argument raised by the Court in defense of its interpretation of “discriminates . . . because of such individual‘s age” is the provision limiting the ADEA‘s protections to those over 40 years of age. See
This plain reading of the ADEA is bolstered by the interpretation of the agency charged with administering the statute. A regulation issued by the Equal Employment Opportunity Commission (EEOC) adopts the view contrary to the Court‘s,
Finally, the only relevant piece of legislative history addressing the question before the Court—whether it would be possible for a younger individual to sue based on discrimination against him in favor of an older individual—comports with the plain reading of the text. Senator Yarborough, in the only exchange that the parties identified from the legislative history discussing this particular question, confirmed that the text really meant what it said. See 113 Cong. Rec. 31255 (1967).2 Although the statute is clear, and hence there is no need to delve into the legislative history, this history merely confirms that the plain reading of the text is correct.
II
Strangely, the Court does not explain why it departs from accepted methods of interpreting statutes. It does, however, clearly set forth its principal reason for adopting its particular reading of the phrase “discriminate . . . based on [an] individual‘s age” in Part III-A of its opinion. “The point here,” the Court states, “is that we are not asking an abstract question about the meaning of ‘age‘; we are seeking the meaning of the whole phrase ‘discriminate . . . because of such individual‘s age.’ . . . As we have said, social history emphatically reveals an understanding of age discrimination as aimed against the old, and the statutory reference to age
It appears that the Court considers the “social history” of the phrase “discriminate . . . because of [an] individual‘s age” to be the principal evil that Congress targeted when it passed the ADEA. In each section of its analysis, the Court pointedly notes that there was no evidence of widespread problems of antiyouth discrimination, and that the primary concerns of Executive Branch officials and Members of Congress pertained to problems that workers generally faced as they increased in age.3 The Court reaches its final, legal conclusion as to the meaning of the phrase (that “ordinary people” employing the common usage of language would “talk about discrimination because of age [as] naturally [referring to] discrimination against the older,” ante, at 591) only after concluding both that “the ADEA was concerned to protect a relatively old worker from discrimination that works to the advantage of the relatively young” and that
The Court, however, has not typically interpreted nondiscrimination statutes in this odd manner. “[S]tatutory prohibitions often go beyond the principal evil to cover reasonably comparable evils, and it is ultimately the provisions of our laws rather than the principal concerns of our legislators by which we are governed.” Oncale v. Sundowner Offshore Services, Inc., 523 U. S. 75, 79 (1998). The oddity of the Court‘s new technique of statutory interpretation is highlighted by this Court‘s contrary approach to the racial-discrimination prohibition of Title VII of the
There is little doubt that the motivation behind the enactment of the Civil Rights Act of 1964 was to prevent invidious discrimination against racial minorities, especially blacks. See 110 Cong. Rec. 6552 (1964) (statement of Sen. Humphrey) (“The goals of this bill are simple ones: To extend to Negro citizens the same rights and the same opportunities that white Americans take for granted“). President Kennedy, in announcing his Civil Rights proposal, identified several social problems, such as how a “Negro baby born in America today . . . has about one-half as much chance of completing a high school as a white baby . . . one-third as much chance of becoming a professional man, twice as much chance of becoming unemployed, . . . and the prospects of earning only half
The congressional debates and hearings, although filled with statements decrying discrimination against racial minorities and setting forth the disadvantages those minorities suffered, contain no references that I could find to any problem of discrimination against whites. See, e. g., 110 Cong. Rec. 7204 (1964) (statement of Sen. Clark) (“I turn now to the background of racial discrimination in the job market, which is the basis for the need for this legislation. I suggest that economics is at the heart of racial bias. The Negro has been condemned to poverty because of lack of equal job opportunities. This poverty has kept the Negro out of the mainstream of American life“); id., at 7379 (statement of Sen. Kennedy) (“Title VII is directed toward what, in my judgment, American Negroes need most to increase their health
In sum, there is no record evidence “that [white] workers were suffering at the expense of [racial minorities],” and in 1964, discrimination against whites in favor of racial minorities was hardly “a social problem requir[ing] a federal statute to place a [white] worker in parity with [racial minorities].” Ante, at 591. Thus, “talk about discrimination because of [race would] naturally [be] understood to refer to discrimination against [racial minorities].” Ibid. In light of the Court‘s opinion today, it appears that this Court has been treading down the wrong path with respect to Title VII since at least 1976.5 See McDonald v. Santa Fe Trail Transp. Co., 427 U. S. 273 (1976) (holding that Title VII protected whites discriminated against in favor of racial minorities).
In McDonald, the Court relied on the fact that the terms of Title VII, prohibiting the discharge of “any individual” because of “such individual‘s race,”
It is abundantly clear, then, that the Court‘s new approach to antidiscrimination statutes would lead us far astray from well-settled principles of statutory interpretation. The Court‘s examination of “social history” is in serious tension (if not outright conflict) with our prior cases in such matters. Under the Court‘s current approach, for instance, McDonald and Oncale6 are wrongly decided. One can only hope that this new technique of statutory interpretation does not catch on, and that its errors are limited to only this case.
Responding to this dissent, the Court insists that it is not making this “particular mistake,” namely, “confining the application of terms used in a broad sense to the relatively narrow class of cases that prompted Congress to address their subject matter.” Ante, at 592, n. 5. It notes that, in contrast to the term “age,” the terms “race” and “sex” are “general terms that in every day usage require modifiers to indicate any relatively narrow application.” Ante, at 597-598. The Court, thus, seems to claim that it is merely trying to identify whether the “narrower reading” of the term “age” is “the more natural one in the textual setting.” Ante, at 598.7 But the Court does not seriously attempt to ana-
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As the ADEA clearly prohibits discrimination because of an individual‘s age, whether the individual is too old or too young, I would affirm the Court of Appeals. Because the Court resorts to interpretive sleight of hand to avoid addressing the plain language of the ADEA, I respectfully dissent.
