Antonio TORRES, Appellant,
v.
William FAUVER, New Jersey Commissioner of Corrections; E. Calvin Neubert, Administrator Bayside State Prison; Conrad Dilks, Assistant Administrator Bayside State Prison; Lance Meehan; Percy Garner; Sgt. Adams; Lisa Little; Joe Doe, fictitious name of individual to be identified when the identity becomes known; Jane Doe, fictitious name of individual to be identified when the identity becomes known, all of them in their official capacity and individually; Dr. Richard Cevasco, Director of Psychological Services, individually and in his official capacity.
No. 99-5574.
United States Court of Appeals, Third Circuit.
Argued: June 21, 2001.
Filed: May 23, 2002.
Philip N. Yannella (argued), Dechert, Price & Rhoads, Philadelphia, Pennsylvania, for appellant.
John J. Farmer, Jr., Attorney General of New Jersey, Patrick DeAlmedia, Deputy Attorney General, Lisa A. Puglisi (argued), Deputy Attorney General, Office of the Attorney General of New Jersey, Division of Law, Richard J. Hughes, Justice Complex, Trenton, New Jersey, for appellees.
BEFORE: ROTH, AMBRO, and FUENTES, Circuit Judges.
OPINION OF THE COURT
AMBRO, Circuit Judge.
Antonio Torres, a former state prisoner who is no longer "in custody" within the meaning of 28 U.S.C. § 2254 (the federal habeas corpus statute),1 appeals the District Court's grant of summary judgment dismissing his 42 U.S.C. § 1983 action, which alleged, inter alia, that his due process rights were violated when he was sanctioned for violating prison rules. The sanctions imposed on Torres did not revoke any good-time credits or otherwise affect the fact or length of his confinement; he was placed in disciplinary detention for 15 days and administrative custody for 120 days. Yet the District Court ruled that his due process claim was not cognizable under § 1983 because of the "favorable termination rule" announced in Heck v. Humphrey,
Torres's appeal presents a question that neither the Supreme Court nor our Court has decided: whether someone no longer in custody (and thus unable to petition for a writ of habeas corpus) can seek damages under § 1983 for an allegedly unconstitutional prison disciplinary sanction that did not affect the fact or length of his confinement. We hold that the favorable termination rule does not apply to claims that implicate only the conditions, and not the fact or duration, of a prisoner's incarceration. We thus hold that the District Court erred in ruling that Torres's due process claim is not cognizable under § 1983.
Nonetheless, we affirm the District Court's grant of summary judgment on a different ground. The sanctions imposed on Torres were within the scope of his sentence and, under Sandin v. Conner,
I. Factual and Procedural History
On July 14, 1993, Torres, a former inmate at New Jersey's Bayside State Prison ("BSP"), appeared before the BSP Classification Committee (the "Committee") while still in prison. The Committee informed Torres that it had granted him "Full Minimum Status," which in this instance meant placement in a minimum security prison for a work detail. That minimum security prison, known as the Farm Unit, is located outside the walls surrounding the main prison at BSP.
After leaving the Committee, Torres, a paranoid schizophrenic, entered a delusional state and became convinced that placement in the Farm Unit would harm him. He asked defendant Percy Garner, the prison guard escorting him from the Committee hearing, if he could return to the Committee and ask for reconsideration of his reassignment. After his request was denied, Torres informed Garner that if he was reassigned to the Farm Unit he would try to escape. Garner authored a disciplinary report based on Torres's statement, charging him with violating New Jersey Administrative Code § 10A:44.1(a)*.102 (attempting to plan an escape). As a result, Torres was placed in pre-hearing detention. He subsequently requested and received a consultation with defendant Lisa Little, the staff psychologist, who determined that he was mentally fit for the general prison population.
On July 19, 1993, defendant Lance Meehan, a hearing officer, conducted a disciplinary hearing with regard to the escape charge against Torres. Meehan found Torres guilty of attempting to plan an escape, sentenced him to 15 days of disciplinary detention and 120 days of administrative segregation, and referred him for a psychological evaluation. Meehan did not revoke any of Torres's good-time credits.
Torres appealed Meehan's decision to defendants E. Calvin Neubert and Conrad Dilks, the Prison Administrators, who affirmed it. Torres did not appeal to the New Jersey Superior Court, Appellate Division, as permitted under New Jersey Court Rule 2:2-3(a)(2).2
On December 12, 1993, Torres was released from custody. A year and a half later, he filed a pro se § 1983 action in the United States District Court for the District of New Jersey, alleging that the defendants acted unlawfully in connection with the disciplinary decision.3 He subsequently retained counsel and filed an amended complaint on June 24, 1996. In that complaint, Torres alleged that William Fauver (the Commissioner of the New Jersey Department of Corrections), Meehan, Neubert, and Dilks violated his right to due process because he was found guilty of the disciplinary charge and sanctioned even though the charge was not supported by substantial evidence. He also alleged Eighth Amendment violations that are not pertinent here.
On January 16, 1998, the defendants moved for summary judgment. On September 29, 1998, the District Court granted summary judgment in favor of Fauver, Meehan, Neubert, and Dilks on Torres's due process claim, and denied Torres's cross-motion for summary judgment against Meehan. The Court relied on Edwards v. Balisok,
Torres's sole claim on appeal is that the District Court erred in concluding that the favorable termination rule bars a former prisoner from using § 1983 to challenge a prison disciplinary sanction that did not affect the length of his confinement. We have jurisdiction under 28 U.S.C. § 1291.
II. Standard of Review
We must review the record to determine whether the District Court properly concluded that there was no genuine issue of material fact and that the defendants were entitled to judgment as a matter of law. Bushman v. Halm,
III. Section 1983 and Prison Disciplinary Sanctions
Whether Torres's due process claim is cognizable under § 1983 raises two separate questions: whether the favorable termination rule applies to prison disciplinary sanctions that do not affect the fact or length of a prisoner's confinement, and, more generally, whether the rule applies to persons who cannot seek habeas relief. Only if both questions are answered affirmatively does the favorable termination rule bar Torres's claim; if the answer to either question is no, his claim is cognizable.
With respect to the first question, the Supreme Court has consistently distinguished between claims that necessarily implicate the fact or duration of confinement (which it has repeatedly held are subject to the favorable termination rule) and claims that relate only to the conditions of incarceration (which it has not suggested are subject to the favorable termination rule). Edwards v. Balisok,
A.
In Preiser, the first case to address the overlap between § 1983 and the federal habeas laws, state prisoners deprived of good-time credits as a result of disciplinary proceedings sought restoration of the credits, which would have resulted in their immediate release, under § 1983.
Damages are not available in habeas proceedings, so Preiser left open whether a prisoner can use a § 1983 damages action to challenge the constitutionality of his conviction. The Supreme Court addressed this issue in Heck, where a state prisoner sought damages — but not speedier release — under § 1983, alleging that his conviction was obtained through unlawful investigatory practices and the destruction of exculpatory evidence.
The Heck Court concluded that the principle that civil tort actions cannot be used to undermine "outstanding criminal judgments applies to § 1983 damages actions that necessarily require the plaintiff to prove the unlawfulness of his conviction or confinement, just as it has always applied to actions for malicious prosecution." Id. at 486,
In Edwards, the Supreme Court applied Heck's favorable termination rule to prison disciplinary sanctions that affect the duration of a prisoner's incarceration. The case involved a state prisoner who lost 30 days of good-time credits and was placed in restrictive settings (isolation for 10 days, segregation for 20) after a hearing officer found him guilty of violating prison rules.
B.
Other circuit courts' decisions and a recent ruling by our Court show that the favorable termination rule does not apply to prison disciplinary sanctions that affect only the conditions, and not the fact or duration, of a prisoner's confinement. In Brown v. Plaut,
Similarly, in Jenkins v. Haubert,
The Seventh Circuit joined the Second and D.C. Circuits in DeWalt v. Carter,
Most recently, we held in Leamer v. Fauver,
C.
In this context, we hold that Torres's due process claim is cognizable under § 1983. Preiser concluded that a prisoner may use § 1983 to attack "the conditions of his prison life,"
IV. No Violation of Protected Liberty Interest
Although Torres's due process claim is cognizable under § 1983, to survive summary judgment he had to present evidence that he suffered a violation of a liberty interest protected by the Constitution's Due Process Clause. Because he did not, we affirm.
A protected liberty interest in avoiding prison disciplinary sanctions can arise either from the Due Process Clause itself or from state law. Asquith v. Dep't of Corrections,
Nor was Torres deprived of any state-created liberty interest. In Sandin, the Supreme Court sharply curtailed the situations in which the negative implications of mandatory language in state laws or regulations can create a protected liberty interest in the prison context. The case involved a prisoner's claim that Hawaii prison officials deprived him of due process when they charged him with misconduct and, following a hearing, placed him in disciplinary segregation in the "Special Holding Unit" for 30 days. Id. at 475-76,
Sandin instructs that whether the restraint at issue "imposes atypical and significant hardship" depends on the particular state in which the plaintiff is incarcerated. Id. We recently held in Fraise that New Jersey prisoners were not deprived of a protected liberty interest when they were placed in the "Security Threat Group Management Unit" ("STGMU"), an especially harsh form of administrative detention "designed to isolate and rehabilitate gang members."17
Under Sandin and Fraise, we cannot say that Torres has alleged "the type of atypical, significant deprivation in which a State might conceivably create a liberty interest." Sandin,
Conclusion
Because Torres's due process claim implicated only the conditions, and not the fact or duration, of his confinement, the District Court erred in ruling that the claim was not cognizable under § 1983. However, summary judgment was appropriate because Torres was not deprived of a protected liberty interest. We therefore affirm.
Notes:
Notes
For habeas purposes, "custody" includes not only incarceration, but also other restraints on liberty, such as paroleSee, e.g., Jones v. Cunningham,
Because of the strong state interest in internal prison administration,see, e.g., Pernsley v. Harris,
Judges Ambro and Fuentes believe that the comity concerns underlying Younger abstention do not apply because the State willingly submitted to federal-court jurisdiction at every stage of this litigation, and never asked any federal court to abstain from adjudicating Torres's claims. See Morales v. Trans World Airlines,
Because Torres filed the current lawsuit before Congress enacted the Prison Litigation Reform Act ("PLRA"), Pub.L. No. 104-134, 110 Stat. 1321 (1996), the PLRA's requirement that prisoners must exhaust available administrative remedies before challenging prison conditions under § 1983,see 42 U.S.C. § 1997e(a), did not bar his suit.
We acknowledge with appreciation the able and zealouspro bono representation of Torres by Philip N. Yannella, Esquire.
InSpencer v. Kemna,
However, five Justices — four in a concurrence, one in a dissent — expressly rejected the majority's "great non sequitur" dictum and said that the favorable termination rule applies "only [to] inmates seeking § 1983 damages for unconstitutional conviction or confinement." Id. at 20-21,
As noted, this case does not require us to consider the broader question of whether a § 1983 remedy must be available where habeas relief is not.
Section 1983 plaintiffs need not exhaust state remediesPatsy v. Bd. of Regents of Fla.,
Stated from a statute-of-limitations perspective, "a § 1983 cause of action for damages attributable to an unconstitutional conviction or sentence does not accrue until the conviction or sentence has been invalidated."Id. at 489-90,
Foreshadowing hisSpencer opinion, see supra note 5, Justice Souter, joined by three other Justices, concurred in the judgment to caution that the Court's broadly worded decision should not be read to impose a favorable termination requirement on persons who cannot seek habeas relief, lest those persons be rendered unable to redress a violation of their federal constitutional rights in any federal forum. Id. at 500-03,
The prisoner also requested an injunction designed to bar prison officials from suppressing evidence in the future, but the Supreme Court did not consider this issue because it was neither raised before it nor considered by the lower courtsId. at 648-49,
The plaintiff was a former prisoner,Brown,
The D.C. Circuit also noted that the Supreme Court's 1995 opinion inSandin (which we discuss below) did not question a prisoner's use of § 1983 to challenge disciplinary proceedings that affected only the conditions of his confinement. Brown,
As inBrown, the Jenkins plaintiff was a former prisoner,
While the Second Circuit also relied on thedicta in Spencer, it noted that its holding was fully supported by the D.C. Circuit's reasoning in Brown. Jenkins,
DeWalt, relying in part on the dicta in Spencer, overruled Stone-Bey v. Barnes,
Our research reveals that only one circuit court continues to insist that the favorable termination rule applies to claims that implicate only the conditions of a prisoner's confinement. InHuey v. Stine,
Cf. Neal v. Shimoda,
Judge Rendell dissented on a different issue, but agreed with the majority's analysis of the due process issueId. at 530 n. 13 (Rendell, J., dissenting).
Cf. Leamer,
