STATE OF CONNECTICUT v. JOSE MORENO-HERNANDEZ
(SC 18919)
Supreme Court of Connecticut
Argued March 17—officially released June 30, 2015
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald, Espinosa and Robinson, Js.
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Opinion
ZARELLA, J. The present appeal requires us to define the scope of liability under our criminal attempt statute,
The jury reasonably could have found the following facts. In the early morning hours of March 27, 2009, the victim1 finished her shift at the Temple Grill, a restaurant in the city of New Haven, where she worked as a waitress. As she was leaving, the defendant, who worked at the restaurant as a dishwasher, asked her for a ride home, and the victim agreed. The defendant gave the victim directions to where he lived, but, after forty-five minutеs of driving, the victim was lost and they still had not yet arrived at the defendant’s home. The victim eventually pulled over, apologized, and asked the defendant to get out of her car. At that point, the
After assaulting the victim inside her car, the defendant drove the car to a public park and forced the victim to a remote area in the woods. There, the defеndant continued to sexually and physically assault the victim. At a certain point, the defendant told the victim that he was going to kill her, and he struck her with his fist and a tree branch, kicked her with his boots, and twisted her head and neck. The victim stopped reacting to the defendant’s blows in an attempt to lead him to believe that she was dead. Finally, after the defendant stopped striking the victim and left, she ran from the park to a nearby house and called the police. The police apprehended the defendant within hours, and he confessed to physically and sexually assaulting the victim. The defendant told police that he had tried to kill the victim because he thought she would report the sexual assault and that, when he left the park, he thought that he had killed her.
The defendant was charged with five counts of first degree sexual assault in violation of
When the state rested its case, the defense rested without presenting any evidence and moved for a judgment of acquittal with respect to the attempt to commit murder charge, which the trial court denied. With respect to that charge, the trial court instructed the jury only on the attendant сircumstances subdivision. The jury found the defendant guilty on all counts, and the trial court sentenced the defendant to a total effective term of eighty years incarceration. At the sentencing hearing, the trial court also denied the defendant’s post-conviction motion for a new trial with respect to the sexual assault, assault, and kidnapping charges, and his motion for judgment of acquittal notwithstanding the verdict with respect to the attempted murder charge. This appeal followed.
On appeal, the defendant claims that the attendant circumstances subdivision applies only to situations in which it is impossible for an individual to commit the intended
The state concedes that, were we to interpret the attendant circumstances subdivision as requiring evidence of impossibility, then a reasonable jury could not have found the defendant guilty under that subdivision. The state claims, however, that the attendant circumstances subdivision is not limited only to impossibility situations, but also is satisfied when an individual would have completed the intended crime but for certain intervening circumstances. Applying this interpretation to the present case, the state argues that it presented sufficient evidence to prove the defendant’s guilt beyond a reasonable doubt because the defendant believed that he had done all that was necessary to kill the victim but did not actually do so because of an intervening circumstance, namely, that the victim pretended to be dead.3 In making this argument, the state relies on the concurring opinion in Gonzalez, as well as our decision in State v. Green, 194 Conn. 258, 480 A.2d 526 (1984), cert. denied, 469 U.S. 1191, 105 S. Ct. 964, 83 L. Ed. 2d 969 (1985), both of which indicated that certain conduct can satisfy both the attendant circumstances and substantial step subdivisions. See State v. Gonzalez, supra, 222 Conn. 729–30 (Peters, C. J., concurring in the judgment); State v. Green, supra, 275.
We conclude that the attendant circumstances subdivision is not limited only to impossibility situations and thаt, in the present case, the state presented sufficient evidence to permit a reasonable jury to find the defendant guilty of attempt to commit murder under the attendant circumstances subdivision.4 Accordingly, we affirm the judgment of the trial court.
“In reviewing a sufficiency of the evidence claim, we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the jury reasonably could have concluded that the cumulative
To resolve the defendant’s sufficiency of evidence claim, we must interpret
“In interpreting the [statutory] language . . . however, we do not write on a clean slate, but are bound by our previous judicial interpretations of the language and the purpose of the statute.” Kasica v. Columbia, 309 Conn. 85, 93–94, 70 A.3d 1 (2013); see also Hummel v. Marten Transport, Ltd., 282 Conn. 477, 501, 923 A.2d 657 (2007) (holding that
A review of our case law reveals that we have decisions that implicitly contradict one another with respect to whether the attendant circumstances subdivision is limited to impossibility situations. In Green, a case in which the defendant could have completed the intended crime, we determined that the jury could have found the defendant guilty under the attendant circumstances subdivision. See State v. Green, supra, 194 Conn. 275. In Gonzalez, another case in which the defendant could have completed the
The Appellаte Court likewise also has issued decisions that implicitly conflict with one another regarding whether the attendant circumstances subdivision applies only to impossibility situations. Compare State v. Rodriguez, 139 Conn. App. 594, 616–17, 56 A.3d 980 (2012) (upholding conviction for attempt to commit first degree assault under attendant circumstances subdivision when police prevented defendant from stabbing victim by shooting defendant), cert. denied, 308 Conn. 902, 60 A.3d 286 (2013), State v. Williams, 44 Conn. App. 231, 238, 689 A.2d 484 (there was sufficient evidence for finding of guilt under attendant circumstances subdivision because jurors “could have reasonably found that the defendant struck the victim in the head with a baseball bat a sufficient number of times to believe that she would die“), cert. denied, 240 Conn. 918, 692 A.2d 815 (1997), and State v. Gilchrist, 25 Conn. App. 104, 110–11, 593 A.2d 507 (there was sufficient evidence for finding of guilt under attendant cirсumstances subdivision when defendant shot victim in mouth but victim survived), cert. denied, 220 Conn. 905, 593 A.2d 970 (1991), with State v. Carter, 141 Conn. App. 377, 385, 61 A.3d 1103 (attendant circumstances subdivision requires proof that defendant’s conduct “progressed so far as to constitute the final step in a course of conduct planned to culminate in the commission of the crime“), cert. granted, 308 Conn. 943, 66 A.3d 886 (2013), and State v. Rodriguez, supra, 617–18 (Lavine, J., concurring) (interpreting attendant circumstances subdivision as applying only to impossibility situations and urging this court to reconsider Green).
Not only do we have conflicting decisions, but those decisions, namely Green and Gonzalez, include little substantive analysis to support their conclusions. For instance, in Green, the court did not expressly decide that the attendant circumstances subdivision applies beyond impossibility situations but, rather, implicitly reached that conclusion by determining that there was sufficient evidence to sustain the defendant’s conviction under the attendant circumstances subdivision when the defendant clearly could have completed the intended crime. See State v. Green, supra, 194 Conn. 271, 274–77. In Gonzalez, the court expressly addressed the scope of the attendant circumstances subdivision; State v. Gonzalez, supra, 222 Conn. 724; but, as the concurrence in Gonzalez noted, did not cite to any authority to support its conclusion that the attendant circumstances subdivision applies only when a perpetrator fails to accomplish the intended crime due to a mistake of fact that “render[ed] the commission of the crime impossible.” Id.; see id., 729 (Peters, C. J., concurring in the judgment). Moreover, the majority in Gonzalez failed to acknowledge the fact that it
We begin our review by examining the text of the attendant circumstances subdivision and conclude that it is susceptible to more than one reasonable interpretation. On the one hand, the text suggests that the subdivision is limited to impossibility situations insofar as it refers to the attendant circumstances, or the lack thereof, as the reаson why the intended crime was not completed, instead of the actor’s conduct. If the attendant circumstances necessary to commit the crime were not present, as the language of the attendant circumstances subdivision requires, then it is reasonable to conclude that it was impossible to commit the intended crime. On the other hand, the attendant circumstances subdivision does not include the term “impossible” and does not expressly limit its application to impossibility situations. Thus, the statute also can reasonably be read as applying to any situation in which an individual engages in conduct that “would constitute the crime if attendant circumstances were as he believes them tо be“;
The extratextual sources that resolve the issue presented are the commentary to
Although neither the commission nor the legislature directly addressed the issue of whether the attendant circumstances subdivision is limited to impossibility situations, the drafters of the Model Penal Code did. In their comments to § 5.01, the drafters first made clear that § 5.01 (1) (a), the analogue to the attendant circumstances subdivision of
The comments to § 5.01 (1) of the Model Penal Code are consistent with the broad purpose of
In sum, the legislature based the attendant circumstances subdivision of
Applying this interpretation to the present case, and construing the evidence in the light most favorable to sustaining the guilty verdict, we concludе that the state presented sufficient evidence for a reasonable jury to find beyond a reasonable doubt that the defendant was guilty of attempt to commit murder in violation of
The defendant argues, contrary to our conclusion, that the attendant circumstances subdivision applies only to impossibility situations for a number of reasons, none of which we find persuasive. First, the defendant argues that, in Gonzalez and Cox, we unequivocally established that the attendant circumstances subdivision is limited to impossibility situations and that those decisions control in the present case.
With respect to Gonzalez, we agree that this court decided that the attendant circumstances subdivision applies only to impossibility situations. See State v. Gonzalez, supra, 222 Conn. 724–25. We conclude thаt this issue warrants reconsideration, however, because, as we previously discussed, Gonzalez provided little authority to support its conclusion and failed to acknowledge that we previously had drawn the opposite conclusion, albeit implicitly, in Green. Indeed, the court in Gonzalez did not cite to any authority to support its conclusion that the attendant circumstances subdivision applies only when a perpetrator fails to complete a crime “solely because the ‘attendant circumstances’ were not as the perpetrator believed them to be, rendering the commission of the crime impossible.” Id. The court in Gonzalez cited to a 1971 reference manual to the Penal Code that provides that the attendant circumstances subdivision is “directed at” impossibility situations and the substantial step subdivision is “directed at” situations in which the intended crime is not completed for some reason other than impossibility.
With respect to Cox, the defendant incorrectly relies on that decision because the сourt’s holding in that case did not turn on whether it was possible for the defendant to have committed the intended crime. In Cox, the defendant, Willie Cox, was seated in the backseat of a car fleeing a bank robbery when he raised his arms “aggressive[ly]” toward a police officer. (Internal quotation marks omitted.) State v. Cox, supra, 293 Conn. 237. Cox was convicted of attempt to commit assault of a peace officer after the trial court instructed the jury only on the attendant circumstances subdivision. Id., 239–40. On appeal, this court reversed the judgment of conviction on the basis that the state had failed to introduce sufficient evidence to prove that Cox had made a mistake of fact. Id., 246–47. Although the state had introduced еvidence that Cox had been in possession of a gun, it failed to establish that the gun had been loaded or in working condition, or that Cox even had attempted to use it. Id., 246.
Cox therefore is not inconsistent with our holding in the present case. In Cox, the court interpreted the attendant circumstances subdivision as requiring evidence that the defendant was mistaken about certain attendant circumstances surrounding the alleged attempt. See id. We agree with that interpretation, and, in the present case, the defendant satisfies that standard because he mistakenly believed that his actions were sufficient to kill the victim. In Cox, the court quoted Gonzalez for the proposition that the attendant circumstances subdivision is limited to situations of impossibility but did not rely on that principle in reaching its holding. Id., 241–42. Likewise, the court’s characterization of the differences between the attendant circumstances and substantial step subdivisions as “significant” was immaterial to its holding and was unsupported, beyond a citation to Gonzalez. Id., 241. Thus, Cox provides no additional support for the defendant’s position, and we overrule Cox only to the extent that it relied on Gonzalez in reaching its conclusion.
In addition to relying on Gonzalez and Cox, the defendant also relies on two decisions of New Jersey’s intermediate appellate court, namely, State v. Condon, 391 N.J. Super. 609, 615, 919 A.2d 178 (App. Div.), cert. denied, 192 N.J. 74, 926 A.2d 857 (2007), and State v. Kornberger, 419 N.J. Super. 295, 302, 16 A.3d 1107 (App. Div.), cert. denied, 208 N.J. 368, 29 A.3d 741 (2011). New Jersey’s criminal attempt statute also is based on § 5.01 of the Model Penal Code, and, in Condon and Kornberger, the Appellate Division of the New Jersey Superior Court interpreted a provision that is identical in all material respects to the attendant circumstances subdivision of
Finally, the defendant claims that we must interpret the attendant circumstances subdivision as applying only to impossibility situations because tо interpret that subdivision otherwise would render it superfluous. See, e.g., Lopa v. Brinker International, Inc., 296 Conn. 426, 433, 994 A.2d 1265 (2010) (“[a statute] must be construed, if possible, such that no clause, sentence or word shall be superfluous, void or insignificant” [internal quotation marks omitted]). The attendant circumstances subdivision would be superfluous, according to the defendant, insofar as anyone who “engages in conduct which would constitute the crime if attendant circumstances were as he believes them to be“;
Although the substantial step subdivision may subsume the attendant circumstances subdivision, the two subdivisions are not coextensive. The substantial step subdivision criminalizes certain conduct that would fall short of violating the attendant circumstances subdivision. That is, the substantial step subdivision covers situations in which an individual has not engaged in conduct that would constitute the crime if attendant circumstances were as he believed them to be, but, rather, only has taken a substantial step toward committing the crime that is strongly corroborative of his criminal intent. See Model Penal Code and Commentaries, supra, § 5.01, comment (1), p. 299. For instance, a pickpocket who reaches into an empty pocket would be guilty of attempt to commit larceny under both subdivisions; see id., comment (3) (c), pp. 317–18; but a pickpocket who is apprehended immediately before reaching into the empty pocket could be found guilty under only the substantial step subdivision and not the attendant circumstances subdivision. Thus, the distinction between the two subdivisions is the degree of completeness each requires in the course of an actor’s conduct. The fact that the substantial step subdivision subsumes the attendant circumstances subdivision most likely was an intentional effort by the drafters of the Model Penal Code to ensure the elimination of the impossibility defense by covering every possible scenario in which it could arise.
Nevertheless, the defendant’s proposed solution of distinguishing the two subdivisions from one another by interpreting the attendant circumstances subdivision as applying only to impossibility situations and the substantial step subdivision as not applying to impossibility situations belies the language of
Thus, the language of
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
In comparison, § 5.01 of the Model Penal Code provides in relevant part: “(1) Definition of Attempt. A person is guilty of an attempt to commit а crime if, acting with the kind of culpability otherwise required for commission of the crime, he:
“(a) purposely engages in conduct that would constitute the crime if the attendant circumstances were as he believes them to be; or
“(b) when causing a particular result is an element of the crime, does or omits to do anything with the purpose of causing or with the belief that it will cause such result without further conduct on his part; or
“(c) purposely does or omits to do anything that, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime. . . .” (Emphasis added.) 1 A.L.I., Model Penal Code and Commentaries (1985) § 5.01 (1), pp. 295–96.
Thus, it is apparent that the legislature, in enacting
