STATE OF CONNECTICUT v. HOWARD M. BUCKLAND
(SC 19240)
Supreme Court of Connecticut
Argued May 19—officially released August 19, 2014
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald, Espinosa and Robinson, Js.
Sean P. Barrett, with whom, on the brief, was Peter G. Billings, for the appellant (defendant). James A. Killen, senior assistant state’s attorney, with whom, on the brief, were Matthew C. Gedansky, state’s attorney, and Charles W. Johnson, assistant state’s attorney, for the appellee (state).
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the
The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the
Opinion
EVELEIGH, J. The defendant, Howard M. Buckland, was convicted, following a jury trial, of one count of operating a motor vehicle while under the influence of intoxicating liquor and one count of operating a motor vehicle while having an elevated blood alcohol content, in violation of
The jury reasonably could have found the following facts. On the evening of December 11, 2010, Sergeant James Desso, a special constable employed by the town of Stafford, was operating a radar gun along Route 190. At approximately 10:40 p.m., Desso observed a car operated by the defendant traveling at a rate of fifty-nine miles per hour in a thirty-five miles per hour zone. Desso pulled out behind the defendant’s vehicle and activated his emergency lights and siren. The defendant traveled approximately seven-tenths of one mile before stopping his vehicle.
Desso approached the driver’s side of the defendant’s vehicle and detected the odor of alcohol through an open window. Desso observed that the defendant’s ‘‘face seemed to be a little flushed, his speech was a little bit slurred, and his eyes were a little glossy.’’ Desso asked the defendant for his license, registration and insurance information. According to Desso, the defendant had difficulty gathering these documents from both the glove compartment and his wallet. The defendant told Desso that he had consumed two glasses of wine at a nearby restaurant.
Desso then asked the defendant to exit the vehicle. Desso observed that the defendant had difficulty walk
At the station, Desso informed the defendant of his right to refuse a breath test. With the defendant’s permission, Desso began to conduct a breath test using a ‘‘Draeger Alcotest 9510’’ (Draeger machine). After the Draeger machine indicated that it was functioning properly, Desso took two breath samples from the defendant in accordance with the standard procedures. The first sample was taken at 11:48 p.m. and produced a reading of 0.2217. The second sample was taken at 12:07 a.m. and produced a reading of 0.2173.
The state entered into evidence, as full exhibits, documents containing the results of these samples during Desso’s testimony at trial. Specifically, the state introduced exhibits 6 and 7, which consist of printed reports from the Draeger machine that pertain, respectively, to the two samples collected at the station. The state also introduced a document, marked as exhibit 4, indicating that the Draeger machine used in the present case ‘‘was evaluated and certified for use as an [e]vidential [b]reath [a]lcohol [t]est [i]nstrument.’’ Although Desso testified that he operated the Draeger machine, he did not testify as to how it was calibrated.
The state next presented the testimony of Robert Powers, the director of the Controlled Substances Toxicology Laboratory for the Department of Emergency Services and Public Protection. Powers testified at trial that the laboratory oversees the training of instructors for breath alcohol instruments, the repairs of old instruments, and the selection of new instruments. Powers testified that alcohol slows the function of the central nervous system, causing behavioral changes and that, for example, slurred speech tends to begin when the blood alcohol content reaches 0.17. He also explained the history of breath test machines and gave an overview of how they function, the science upon which they are based, and the correlation between the breath test results and blood alcohol content. He testified about the control tests the Draeger machine performs auto
On June 30, 2011, the defendant filed a ‘‘Motion in Limine Requesting Confrontation or, in the Alternative, Suppression’’ claiming that his rights under the confrontation clause would be violated by the admission of the Draeger machine reports.4 On December 12, 2011, the defendant filed a second motion to suppress, claiming that the evidence resulting from his arrest should be excluded from the trial because Desso lacked authority to make a warrantless arrest. After a hearing, the court denied the defendant’s motions. Trial commenced on December 15, 2011, the jury returned its verdict on December 19, 2011, and the defendant was sentenced on February 16, 2012. This appeal followed. Additional facts will be furnished as necessary.
I
The defendant contends that the trial court improperly denied his motion to suppress the Draeger machine reports. He argues that, since the state did not produce four witnesses regarding the Draeger machine and its calibration, the testimony was insufficient to meet the requirements of Melendez-Diaz.5 The state maintains that the production of the two witnesses who testified at the trial were sufficient to meet the requirements of Melendez-Diaz. We agree with the state.
We start with the applicable standard of review. ‘‘[O]ur standard of review of a trial court’s findings and conclusions in connection with a motion to suppress is well defined. A finding of fact will not be disturbed unless it is clearly erroneous in view of the evidence and pleadings in the whole record . . . . [When] the legal conclusions of the court are challenged, [our review is plenary, and] we must determine whether they are legally and logically correct . . . .’’ (Internal quotation marks omitted.) State v. Stenner, 281 Conn. 742, 761, 917 A.2d 28 (2007), cert. denied, 552 U.S. 883, 123 S. Ct. 290, 169 L. Ed. 2d 139 (2007).
Prior to addressing the defendant’s precise claim in this matter, it is instructive to review some recent Supreme Court decisions regarding the issues raised
Two cases decided by the United States Supreme Court after Crawford apply the confrontation clause in the specific context of scientific evidence. In Melendez-Diaz v. Massachusetts, supra, 557 U.S. 310–11, the court held that ‘‘certificates’’ signed and sworn to by state forensics analysts, which set forth the laboratory results of the drug tests of those analysts and which were admitted into evidence in lieu of live testimony from the analysts themselves, were ‘‘testimonial’’ within the meaning of Crawford. In so concluding, the court reasoned that: (1) the certificates clearly were a sworn and solemn declaration by the analysts as to the truth of the facts asserted; (2) ‘‘under Massachusetts law the sole purpose of the affidavits was to provide ‘prima facie evidence of the composition, quality, and the net weight’ of the analyzed substance’’; and (3) the court could ‘‘safely assume that the analysts were aware of the affidavits’ evidentiary purpose, since that purpose—as stated in the relevant state-law provision—was reprinted on the affidavits themselves.’’ Id., 311. In Bullcoming v. New Mexico, 564 U.S. 647, 131 S. Ct. 2705, 2710, 180 L. Ed. 2d 610 (2011), the court held that the confrontation clause also does not permit the prosecution to introduce a forensic laboratory report containing a testimonial statement by an analyst, certifying to the
In the present case, the defendant claims that his constitutional right of confrontation was violated when the state was permitted to present the Draeger machine reports without being required to call additional witnesses. Specifically, the defendant argues that four witnesses were required to satisfy the mandate of Melendez-Diaz, namely: (1) the breath test operator; (2) the calibration analyst; (3) the quality assurance specialist; and (4) the ethanol breath standard analyst. Although the defendant concedes that the state presented Desso and Powers as witnesses, he argues that the state’s failure to call additional witnesses who might have information relevant to the reliability of the Draeger machine violates Melendez-Diaz and that, therefore, his conviction must be reversed.
The state contests the defendant’s arguments on the ground that neither Melendez-Diaz nor Bullcoming requires the government to present the live testimony of all of the persons responsible for creating and maintaining the particular scientific equipment used by the analyst during those tests. Further, the state argues that data generated by a machine is neither a ‘‘statement’’ nor ‘‘testimonial’’ for the purposes of the confrontation clause. We agree with the state that neither Melendez-Diaz nor Bullcoming require every witness in the chain of custody to testify. Furthermore, although Melendez-Diaz did not address the issue of whether raw data constitutes testimonial evidence subject to the confrontation clause, we agree with other courts which have answered that question in the negative.
The defendant’s positions were directly discussed in Melendez-Diaz as follows: ‘‘[C]ontrary to the dissent’s suggestion . . . we do not hold, and it is not the case, that anyone whose testimony may be relevant in establishing the chain of custody, authenticity of the sample, or accuracy of the testing device, must appear in person as part of the prosecution’s case.’’ Melendez-Diaz v. Massachusetts, supra, 557 U.S. 311 n.1. The defendant claims that the United States Supreme Court only meant that the state need not present every witness in the chain of custody of a particular piece of evidence, but that the state must present every witness who might testify to the accuracy of the testing device. The court further stated in Melendez-Diaz that ‘‘[i]t is up to the prosecution to decide what steps in the chain of custody are so crucial as to require evidence; but what testimony is introduced must [if the defendant objects] be introduced live. Additionally, documents prepared in the regular course of equipment maintenance may well qualify as nontestimonial records.’’ (Emphasis omitted.) Id., 311 n.1. This statement is noteworthy because the
We also note that the United States Supreme Court has not addressed the issue of whether the introduction of raw data generated by a machine falls within the confines of Crawford or Melendez-DiazBullcoming emphasized, however, that the holding of that case was limited to human statements and actions and did not necessarily apply to raw, machine produced data. See Bullcoming v. New Mexico, supra, 131 S. Ct. 2714 (emphasizing that analyst’s certification as to manner in which he conducted testing ‘‘relat[es] to past events and human actions not revealed in raw, machine-produced data,’’ that is ‘‘meet for cross-examination’’); id., 2722 (Sotomayor, J., concurring) (‘‘this is not a case in which the [s]tate introduced only machine-generated results, such as a printout from a gas chromatograph’’).
Other courts that have directly addressed the issue have concluded that raw data produced by a machine does not constitute a ‘‘statement’’ for purposes of the confrontation clause. In United States v. Washington, 498 F.3d 225, 229–30 (4th Cir. 2007), cert. denied, 557 U.S. 934, 129 S. Ct. 2856, 174 L. Ed. 2d 600 (2009), the United States Court of Appeals for the Fourth Circuit reasoned as follows: ‘‘Only testimonial statements cause the declarant to be a witness within the meaning of the [c]onfrontation [c]lause. It is the testimonial character of the statement that separates it from other hearsay that, while subject to traditional limitations upon hearsay evidence, is not subject to the [c]onfrontation [c]lause. . . .
‘‘In the case before us, the statements in question are alleged to be the assertions that [the defendant’s] blood
‘‘Moreover, there would be no value in cross-examining the lab[oratory] technicians on their out-of-court statements about whether the blood sample tested positive for PCP and alcohol because they made no such statements. They would only be able to refer to the machine’s printouts, which [the toxicologist] also had. The value of cross-examination might relate to authentication or to a description of the machines or to the chain of custody, but none of these were issues at trial, nor are they issues on appeal. Whether the machines properly reported PCP or alcohol is determined by the raw data that the machines generated, and its truth is dependent solely on the machine.
‘‘Thus, we reject the characterization of the raw data generated by the lab[oratory’s] machines as statements of the lab[oratory] technicians who operated the machines. The raw data generated by the diagnostic machines are the statements of the machines themselves, not their operators. But statements made by machines are not out-of-court statements made by declarants that are subject to the [c]onfrontation [c]lause.’’ (Citation omitted; emphasis altered; internal quotation marks omitted.)
The Fourth Circuit Court of Appeals continued: ‘‘A ‘statement’ is defined by [
‘‘Additionally, this raw data generated by the machines were not hearsay statements as implicated by the [c]onfrontation [c]lause. [Hearsay] is understood to be ‘a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.’
‘‘In short, the raw data generated by the machines do not constitute ‘statements’ and the machines are not ‘declarants.’ As such, no out-of-court statement implicating the [c]onfrontation [c]lause was admitted into evidence through the testimony of [the toxicologist].
‘‘Any concerns about the reliability of such machine-generated information is addressed through the process of authentication not by hearsay or [c]onfrontation [c]lause analysis. When information provided by machines is mainly a product of ‘mechanical measurement or manipulation of data by well-accepted scientific or mathematical techniques,’ 4 [C.] Mueller & [L.] Kirk-
As in Washington, the defendant’s claim in this appeal is purely constitutional and he does not claim that the state failed to lay a sufficient evidentiary foundation for the introduction of the Draeger machine reports. Moreover, even if such a claim had been pursued before the trial court and in the present appeal, it would have been meritless. See United States v. Hamblen-Baird, 266 F.R.D. 38, 40–41 (D. Mass. 2010). Therefore, we agree with the reasoning contained in Washington and the other federal courts that have addressed the issue. We hold that the machine generated data is not subject to the restrictions imposed by Crawford, Melendez-Diaz and Bullcoming.
Consequently, for all of the reasons stated, we agree with the state that the defendant was not denied his constitutional right of confrontation by the admission of the Draeger machine reports. Therefore, we conclude that the trial court properly denied the defendant’s first motion to suppress.
II
The defendant next claims that the trial court improperly denied his motion to suppress the evidence resulting from his arrest. In that motion, the defendant claimed that Desso did not have the authority necessary to make a warrantless arrest pursuant to
Some additional facts are necessary for the consideration of this claim. At the pretrial hearing on the defendant’s motion to suppress the breath test results, Desso testified on direct examination that he had worked for the Stafford Police Department for twenty-eight years, during which he was a sworn police officer, that he had worked as both a patrolman and a police sergeant, that he graduated from the Connecticut State Police Academy, and that he had made approximately 100 arrests for operating under the influence over the years. On cross-examination, Desso clarified that he was a ‘‘police constable,’’ that he was hired by the town of Stafford, which put him through municipal training, and that there is a statute that authorizes him to exercise police powers. After eliciting this evidence on cross-examination, defense counsel filed a motion to suppress ‘‘any and all evidence gathered as a result of the initial stop, arrest and detention’’ by Desso on the ground that Desso’s appointment as a ‘‘special constable’’ was not done in compliance with all of the pertinent statutory requirements. During a hearing on the motion, the defendant argued that, under his reading of the pertinent statutes, Desso was not properly appointed as a constable because there were no town ordinances passed by the town of Stafford that specifically authorized the first selectman to make such an appointment.
At the beginning of the state’s argument in response, the trial court permitted the state to proffer exhibit 1. This exhibit, which was admitted into evidence without objection, was signed by the first selectman for the town of Stafford and expressly certified that Desso was among the three individuals appointed as special constables between October 28, 2010 and October 15, 2011. Exhibit 1 explicitly stated that Desso’s appointment was made ‘‘in accordance with
The defendant’s claim on appeal is twofold. First, he argues that the trial court’s finding that Desso was appointed as a special constable by his town’s chief executive officer was clearly erroneous. Second, the defendant argues that the absence of any ordinances
In addition to the standard of review for motions to suppress discussed previously in this opinion, the resolution of this issue involves a matter of statutory construction. ‘‘Because statutory interpretation is a question of law, our review is de novo. . . . When construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. . . . In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. . . . In seeking to determine that meaning,
We begin with the text of the relevant statutes. Section
Section
The plain and unambiguous language of these statutes creates three types of constables. One type of constable is elected by the municipal voters pursuant to
Constables elected pursuant to
Likewise,
The appointment of special constables pursuant to
The judgment is affirmed.
In this opinion the other justices concurred.
