State v. JordanState v. Jordan
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Timothy J. Sugrue, assistant state‘s attorney, with whom, on the brief, were Maureen Platt, state‘s attorney, and Terence D. Mariani, senior assistant state‘s attorney, for the appellee (state).
Opinion
ROGERS, C. J. The two issues that we must resolve in this certified appeal are whether the Appellate Court properly concluded that the defendant, Victor L. Jordan, Sr., was not deprived of his right to a fair trial due to the prosecutor‘s failure to correct the potentially misleading testimony of two witnesses, and whether this court should overrule its construction of the evidence tampering statute,
The relevant facts and procedural history giving rise to this appeal are set forth in the opinion of the Appellate Court. “The jury reasonably could have found the following facts. On April 1, 2008, Tannith McDonnell, the assistant manager of the Naugatuck Savings Bank [bank] located at 565 Straits Turnpike in Watertown, met an acquaintance, Patsy Lombardi, in the bank parking lot at approximately 4 p.m. after she had locked the bank‘s doors for the day. While seated in Lombardi‘s car, [McDonnell] observed a man approach the bank who was wearing a heavy black coat with a raised hood, a camouflage ski mask, dark jeans and black gloves. The man placed a gloved hand inside his pocket and pullеd ‘aggressively’ on the bank door with the other hand. When the locked door would not open, the man
“McKirryher chased the suspect onto Birch Meadow Drive, a nearby cul-de-sac, where he saw a tan vehicle with two distinctive black doors parked at the end of the road. The suspect made brief contact with the operator of the tan vehicle and then ran into a wooded area. As the car was driven away, McKirryher broadcast his observations over his police radio. Shortly thereafter, Watertown [P]olice Detective David Bromley heard the report, saw the tan car and pursued it until it came to a halt at a police roadblock.
“Virginia Palmer was on Birch Meadow Drive walking her dog when she saw a light-skinned black or Hispanic man in a dark jacket running up her street while being chased by police. Palmer observed that the fleeing man was wearing a telephone earpiece, and she heard him say, ‘[M]eet me оn the other street, meet me on the other street.’ The man then ran into the wooded area at the top of the street. Gerald Boudreau was home on Birch Meadow Drive that afternoon and saw a black man wearing dark clothes and sunglasses run across his backyard while removing his jacket and running toward Sprucewood Road.
“Katherine Desantis, who lived on Sprucewood Road, which runs parallel to Birch Meadow Drive, saw a black man wearing a dark jacket, dark jeans and a dark colored ‘do-rag’ on his head, run from behind a neighbor‘s house. She noted that the man kept looking behind him as if he was being pursued. While the man was in the middle of the street, she saw the man remove his jacket, revealing its bright colored lining. Desantis telephoned the police as the man was in her neighbor‘s yard, looking around. Desantis next saw the man in her own backyard removing his gray sweatshirt and then going around to the back of her carport. Desantis’ husband, Dennis Desantis, arrived home shortly after the police had left and located a sweatshirt ‘crumbled up in a ball’ at the far side of the carport. Two days later, Katherine Desantis located a dark jacket with a bright red-orange lining in a neighbor‘s trash can. The police collected the gray sweatshirt and the dark jacket from the Desantises. When removing the jacket from the trash can, the police also discovered a ‘black fabric typе item‘; a ‘neoprene like fabric mask’ that was black on one side and camouflaged on the other; a pair of black leather gloves; and a ‘small, black plastic . . . shopping bag.’
“The tan automobile with two black doors that was halted by the police at the roadblock was an Infiniti
“One of the cell phones discovered by the police led them to Jennifer Campbell, a woman who was romantically involved with the defendant. Campbell testified that the defendant called her at about 8 p.m. on April 1, 2008, and said that he needed help. He asked her to meet him at the Super 8 Motel where, he said, he was going by taxicab and where he would be with his wife and children. Campbell testified that when she arrived at the motel, the defendant asked her to rent a room in her name, and he provided her with money for the cost of the room. According to Campbell, after settling into the room with her, the defendant attempted multiple times to call a person named ‘Jun,’ but he could not reach him. Although she knew who Jun was, she did not learn that his real name was Herman Cordero until after she was arrested. Campbell testified that she had seen thе defendant and Cordero, whom she knew as Jun, together ‘[v]ery many’ times, and she described the two men as ‘[v]ery tight . . . very close.’
“While the defendant and Campbell were in the motel room, the defendant expressed concern that ‘they‘re’ going to connect him and her together because his iPhone, left in the car, contained her first and last name in its directory. Campbell stated that when she asked the defendant who ‘they’ were, the defendant avoided answering the question. After some further discussion, Campbell called Eric Pearson to ask that he rent a
“Campbell also testified that on April 2, 2008, the defendant asked her for a ride to the court in Bridgeport. Campbell agreed and drove to Waterbury in her burgundy Buick LeSabre where she picked up the defendant at a [7-Eleven] store. She drove the defendant to the Super 8 Motel, where, she claimed, he got ‘very excited’ and told hеr to ‘[k]eep going, get out of there, we got to get out of here.’ She testified that she believed the defendant was excited as a result of seeing Detectives David McKnight and Michael Ponzillo of the Waterbury [P]olice [D]epartment speaking with the defendant‘s wife at the Super 8 Motel. In his testimony, McKnight stated that he saw a red Buick in the parking lot, recognized the defendant as its front seat passenger and locked eyes with him. McKnight testified that after he saw the defendant motion the Buick‘s operator to keep moving, the car took off at a high rate of speed.
“Later in the day, after Campbell received cell phone messages that Waterbury detectives wanted to speak with her, the defendant drove her to the police station. According to Campbell, although she initially was uncooperative, she eventually agreed to help the police try to lure the defendant to a place where he could be apprehended. That effort, however, proved unsuccessful.
“On April 16, 2008, the police tracked the defendant to a residence on Congress Avenue in Watertown, where he was found hiding in a closet. The defendant refused to comply with the commands of the police to submit to arrest. Instead, he was removed from the residence by force and taken into custody.
“The items of clothing and apparel seized by the police from thе Desantises’ neighbor‘s trash can were submitted to the state forensic laboratory for DNA analysis with the result that the defendant was included as a contributor in each sample except one. The lone exception was the mixture extracted from the collar of the jacket. As to this sample, the police concluded only that the defendant could not be eliminated as a contributor.
“Following the police investigation, the defendant was charged by information with the following offenses: count one, attempt to commit robbery in the first degree in violation of [General Statutes] §§ 53a-49 (a) (2) and
“At the conclusion of its case-in-chief in the defendant‘s jury trial, the state conceded that the evidence was insufficient to find the defendant guilty of attempt to commit [robbery in the first degree] and conspiracy to commit robbery in the first degree. The parties agreed, however, that sufficient evidence existed to find the defendant guilty of the lesser offenses of attempt to commit [robbery in the third degree] and conspiracy tо commit robbery in the third degree. Accordingly, the trial court rendered judgment of acquittal on the charged offenses relating to robbery in the first degree and expressed its intention to submit the lesser inchoate offenses to the jury. The court also rendered judgment of acquittal on the counts charging the defendant with attempt to commit [larceny in the second degree] and conspiracy to commit larceny in the second degree.
“Thereafter, the state filed an amended information that conformed to the court‘s rulings, and the jury found the defendant guilty as charged in the amended information. As noted, the defendant also had been charged in a part B information with committing each of the charged offenses while on pretrial release in violation of [General Statutes]
The defendant appealed from the trial court‘s judgment to the Appellate Court, claiming, inter alia,3 that he was denied a fair trial because thе prosecutor failed to correct the allegedly false testimony of Cordero and Campbell; id., 658; and that his conviction of tampering with physical evidence under
I
We first consider the defendant‘s claim that the Appellate Court improperly concluded that the prosecutor‘s failure to correct the potentially misleading5 testimony of Cordero and Campbell did not deprive the defendant of a fair trial. The defendant argues that the prosecutor‘s alleged impropriety violated his right to a fair trial because there is a reasonable likelihood that the potentially misleading testimony of these witnesses could have affected the jury‘s verdict as their testimony was crucial to the state‘s case. The state responds that the prosecutor‘s failure to correct the potentially misleading testimony did not violate the defendant‘s due process right to a fair trial because there was sufficient independent evidence of the defendant‘s guilt.6 We agree with the state.
“The following additional facts are relevant to this claim. Before Cordero testified and outside the presence of the jury, the prosecutor explained to defense counsel and to the court on the record that he had spoken to Cordero‘s counsel and that Cordero, who had been charged in connection with the present case, indicated that he may elect to testify for the state. The prosecutor further stated: ‘[J]ust so the record is clear, what I said to [Cordero‘s counsel] and what I said to [defense counsel] about [Cordero‘s] cooperation is that if he testified we would bring his cooperation to the sentencing judge . . . when his case is disposed of. And that‘s the extent of the agreement.’
“Thereafter, Cordero appeared in сourt and testified in the presence of the jury. He admitted that he was currently incarcerated and charged with bank robbery for two separate incidents. Following testimony regarding the events of April 1, 2008, the prosecutor asked: ‘And what—what were you promised in exchange for testifying here today?’ to which Cordero responded, ‘[n]othing.’ The prosecutor thereafter asked no further questions to clarify the discrepancy between Cordero‘s answer and representations the prosecutor had made to the court and counsel before Cordero‘s testimony. On cross-examination, the following exchange took place between defense counsel and Cordero:
” ‘[Cordero]: No, sir.
” ‘[Defense Counsel]: Okay. You—you don‘t expect to get any kind of consideration for your two robbery cases for testifying here today?
” ‘[Cordero]: No, sir.
” ‘[Defense Counsel]: And you‘ve been incarcerated since the date of your arrest. Correct?
” ‘[Cordero]: Yes, sir.
“After Cordero had concluded his testimony, and left the witness stand, the prosecutor informed the court that the state‘s next witness, Campbell, was represented by counsel, and that [the prosecutor] needed to speak with her counsel. Thereafter, the prosecutor placed the following information on the record, outside the presence of the jury, but in the defеndant‘s and defense counsel‘s presence: ‘The next witness is . . . . Campbell. And again, as [defense counsel] is aware, she has a pending case. I believe she‘s charged with hindering prosecution based on [the events relating to the case on trial]. [Campbell] is represented by [counsel], and [I] made the same representation to her and her client as I did to [Cordero‘s counsel] and his client . . . that their cooperation, if any, would be brought to the attention of the sentencing judge at the time that [their cases] are disposed of.’ Campbell then appeared in court and testified in the presence of the jury regarding the events of April 1 and 2, 2008. During direct examination, she stated that she was charged with hindering prosecution on the basis of her involvement with the defendant in the present case. The following exchange then occurred:
” ‘[The Prosecutor]: Now, after you talked to your attorney, did you make any decisions about being more forthcoming with the police and with the [S]tate‘s [A]ttorney‘s [O]ffice; did you end up coming in and giving more information?
” ‘[Campbell]: Yes.
” ‘[The Prosecutor]: Okay. Now, when you and I spoke, it was [I]nspector Joe Forte [who] was there and your attorney. Is that correct?
” ‘[Campbell]: Yes.
” ‘[The Prosecutor]: And what promises, if any, were made to you about your testimony here today?
” ‘[Campbell]: None.
” ‘[The Prosecutor]: Is what you‘re telling us here today the truth?
” ‘[Campbell]: Yes.’
“Despite having been informed by the prosecutor that both Cordero and Campbell had an agreement with the state, defense counsel did not directly confront either witness with this information. The record reveals that he asked neither witness any questions pertaining to any specific agreement either had with the state other than general questions to Cordero as already noted.
“During his jury argument, defense counsel identified both Cordero and Campbell as being ‘charged in this case,’ and he urged jurors to carefully consider their testimony in light of an accomplice instruction that they would receive from the court. While the prosecutor argued that these witnesses were credible, no reference was made to whether either or both had any agreement regarding their impending sentencings. In its final charge to the jury, the court identified Cordero and Campbell as having provided accomplice testimony and instructed the jury accordingly.” Id., 658–61.
The first certified question requires us to determine whether the defendant was harmed by the prosecutor‘s failure to correct the potentially misleading testimony of Cordero and Campbell.7 “The rules governing our evaluation of a prosecutor‘s failure to correct false or misleading testimony are derived from those first set forth by the United States Supreme Court in Brady v. Maryland, 373 U.S. 83, 86–87, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963), and we begin our consideration of the [defendant‘s] claim with a brief review of those principles. In Brady, the court held that the suppression by the prosecution of evidence favorable to an accused upon request violates due process [when] the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the [prosecutor]. . . . The United States Supreme Court also has recognized that [t]he jury‘s estimate of the truthfulness and reliability of a . . . witness may well be determinative of guilt or innocence, and it is upon such subtle factors as the possible interest of the witness in testifying falsely that a defendant‘s life or liberty may depend. Napue v. Illinois, 360 U.S. 264, 269, 79 S. Ct. 1173, 3 L. Ed. 2d 1217 (1959). Accordingly, the Brady rule applies not just to exculpatory evidence, but also to impeachment evidence . . . which, broadly defined, is evidence having the potential to alter the jury‘s assessment of the credibility of a significant prosecution witness. . . . Because a plea agreement is likely to bear on the motivation of a witness who has agreed to testify for the state, such agreements are potential impeachment evidence that the state must disclose. . . .
“When, however, a prosecutor obtains a conviction with evidence that he or she knows or should know to be false, the materiality standard is significantly more favorable to the defendant. [A] conviction obtained by the knowing use of perjured testimony is fundamentally unfair, and must be set aside if there is any reasonable likelihood that the false testimony could have affected the judgment of the jury. . . . This standard . . . applies whether the state solicited the false testimony or allowed it to go uncorrected . . . and is not substantively different from the test that permits the state to avoid having a conviction set aside, notwithstanding a violation of constitutional magnitude, upon a showing that the violation was harmless beyond a reasonable doubt. . . . This strict standard of materiality is appropriate in such cases not just because they involve prosecutorial misconduct, but more importantly because they involve a corruption of the truth-seeking function of the trial process. . . . In light of this corrupting effect, and because the state‘s use of false testimony is fundamentally unfair, prejudice sufficient to satisfy the materiality standard is readily shown . . . such that reversal is virtually automatic . . . unless the state‘s case is so overwhelming that there is no reasonable likelihood that the false testimony could have affected the judgment of the jury. . . .
“In accordance with these principles, our determination of whether [the witness‘] false testimony was material under Brady and its progeny requires a careful review of that testimony and its probable effect on the jury, weighed against the strength of the state‘s case and the extent to which [the defendant was] otherwise able to impeach [the witness].” (Citations omitted; emphasis added; footnotes omitted; internal quotation marks omitted.) Adams v. Commissioner of Correction, 309 Conn. 359, 369–73, 71 A.3d 512 (2013).
Applying the foregoing principles to the present case, we conclude that the prosecutor‘s failure to correct the potentially misleading testimony of two witnesses did not violate the defendant‘s due process right to a fair trial because, weighing the probable effect of that testimony against the defendant‘s impeachment of those witnesses and the strength of the state‘s case, there is no reasonable likelihood that the potentially misleading testimony could have affected the judgment of the jury. Examining first the strength of the state‘s case, there was overwhelming evidence of the defendant‘s guilt even without the testimony of Cordero and Campbell. See, e.g., id., 388. Specifically, the state presented the
In sum, the state‘s case did not depend on the testimony of Cordero and Campbell because the state presented overwhelming evidence independent of that testimony connecting the defendant to the crime. As a result, we disagree with the defendant that the testimony of Cordero and Campbell was “vital” to the state‘s case. The testimony of Cordero was, at best, only partially favorable to the state. Although Cordero testified that the defendant was at a location near the bank at the time of the crime, the rest of his testimony did not further either party‘s theory and, moreover, as the prosecutor asserted in his closing statement, “didn‘t make much sense when you put it under a microscope.”8 Campbell provided more support for the state than Cordero, but much of her testimony was corroborative of other evidence.9 The portions of her testimony that were not corroborated by other witnesses, such as the defendant‘s confession to her on the night of the crime, were also unnecessary to establish the defendant‘s guilt beyond a reasonable doubt in light of the substantial evidence connecting the defendant to the crime.
Turning to the question of whether defense counsel was able to impeach the witnesses’ testimony, we conclude that the defendant had ample opportunity, and did in fact, impеach Cordero and Campbell.10 Both defense counsel and the prosecutor discounted much of Cordero‘s testimony in their closing statements, suggesting
Defense counsel also challenged Campbell on a variety of other grounds. For example, he questioned her testimony that the defendant was “wet” when she spoke to him after midnight on April 1, 2008, insinuating that it would not make sense for him to still be wet if the attempted robbery occurred eight hours earlier. Defense counsel suggested that it was strange for the defendant and his family to have stayed at the same motel as Campbell if, as she testified, the defendant believed that the police would be able to find Campbell via the cell phone in his vehicle. Defense counsel also raised the fact that Campbell was an occasional drug user. In his closing argument, defense counsel emphasized that Campbell had “much to gain in this case from coming here and testifying . . . .” Finally, the trial court provided the jury with instructions on accomplice testimony, stating, in relevant part, that “[i]n weighing the testimony of . . . Cordero and . . . Campbell, you should consider the fact that they are facing charges as accomplices to the crimes charge[d] in this case.”11
After evaluating the defendant‘s opportunity to impeach Cordero and Campbell within the context of the entire trial, we conclude that the state‘s case was so overwhelming that there was no reasonable likelihood that the potentially misleading testimony of Cordero and Campbell could have affected the judgment of the jury. Accordingly, we conclude that the Appellate Court properly determined that the prosecutor‘s failure to correct these witnesses’ testimony did not deprive the defendant of a fair trial.
II
We next consider the defendant‘s claim that this court should overrule its construction of
We begin our analysis with the language of the statute at issue.
The court answered these questions, albeit implicitly, in Foreshaw. In that case, the defendant, Bonnie Jean Foreshaw, shot and killed the victim in front of several witnesses and fled the scene in her automobile. State v. Foreshaw, supra, 214 Conn. 542–43. When a police officer arrested her shortly thereafter, the officer found a bullet in her vehicle consistent with the gun that had been used to shoot the victim. Id., 543. When the police asked Foreshaw where the gun was, Foreshaw responded that she “had thrown [it] out of the car window.” Id. Foreshaw then “retraced her route with the police in an attempt to find the gun, but eventually became confused and upset and discontinued her
On appeal, Foreshaw challenged, inter alia, the sufficiency of the evidence supporting her conviction for tampering with physical evidence in violation of
The court disagreed, concluding that, on the basis of the evidence presented by the state, the jury reasonably could have concluded that Foreshaw was guilty of tampering with physical evidence beyond a reasonable doubt. The state offered evidence that, inter alia, several individuals had witnessed Foreshaw shooting the victim and that Foreshaw admitted to discarding the gun “so that she would not be caught with it.” Id., 543. The court concluded that this evidence provided a sufficient basis for the jury to have inferred the belief, the discard,13 and the intent elements of
With respect to the belief element, the jury reasonably could have concluded that Foreshaw believed an official proceeding was “about to be instituted” based on the fact that Foreshaw shot the victim in the presence of numerous witnesses and anticipated being “caught” by the police. Id., 543. Although Foreshaw had no prior contact with the police before disposing of the gun, the court reasoned that
With respect to the intent element, the jury reasonably could have concluded that Foreshaw disposed of the gun with intent to prevent its use in an official proceeding based on the same facts. The court noted that the police play a “crucial role” in official proceedings. Id., 551. This crucial role often involves gathering evidence, explaining that evidence to a jury, and testifying against the defendant. The court in Foreshaw reasoned that acting with the intent to keep evidence from the police, who play a crucial role in official proceedings, may support an inference that a defendant intends to prevent the availability of that evidence at an official proceeding when the defendant believes such a proceeding is probable. See id. Thus, the court determined that the jury reasonably could have concluded that Foreshaw, who admittedly discarded the gun so that she would not be “caught with it” when police apprehended her; id., 550; intended to prevent the use of the gun at the official proceeding that she believed was about to be instituted and, therefore, was guilty beyond a reasonable doubt of tampering with physical evidence. Id., 551.
In other words, because Foreshaw anticipated that the police would apprehend her on the basis of information connecting her to the shooting, she disposed of the gun believing that an official proceeding, and not just an investigation, was pending or probable. The jury thus reasonably could have inferred that Foreshaw discarded the evidence to prevent its use against her in an official proceeding that she believed was probable. Conversely, had Foreshaw discarded the gun to prevent detection or to avoid being implicated in the shooting in the first instance, and thus believing that only an investigation, and not an official proceeding, was pending or probable, the belief and intent elements under
The defendant contends that Foreshaw was wrongly decided because
First, the omission of the word “investigation” from
In fact,
Instead, the omission of the term “investigation” from
This analysis ensures that the focus of the inquiry is on the culpability of the actor, rather than on “external factors wholly unrelated to [the actor‘s] purpose of subverting the administration of justice.” Model Penal Code and Commentaries, supra, § 241.7, comment 2, p. 178. The Model Penal Code commentary aptly explains why culpability under the physical evidence tampering statute should not be dependent on the actual stage of police involvement: “Prior laws against tampering with evidence often required that an official proceeding or investigation actually be pending or in fact be under consideration by the public authorities. Formulations of this sort sometimes made liability of the actor turn on external factors wholly unrelated to his purpose of subverting the administration of justice. The Model [Penal] Code provision, on the other hand, focuses directly on the culpability of the individual actor.” (Footnote omitted.) Id.19
In summary, this court‘s decision in Foreshaw is consistent with these principles because it held that a defendant may be found guilty of tampering with evidence during the course of a police investigation only when the defendant has destroyed or concealed evidence of a crime and the circumstances would support a finding that the defendant believed that an official proceeding, as defined in
In light of the foregoing, we decline to overrule this court‘s prior construction of
When evaluating whether there is sufficient evidence to support a conviction, “[i]t is our function to review
In determining whether the jury reasonably could have concluded as it did, this court has stated: “[I]t is a function of the jury to draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical. . . . Because [t]he only kind of an inference recognized by the law is a reasonable one . . . any such inference cannot be based on possibilities, surmise or conjecture. . . . If [the] correlation [between the facts and the conclusion] is sufficiently compelling, the inference is reasonable. But if the correlation between the facts and the conclusion is slight, or if a different conclusion is more closely correlated with the facts than the chosen conclusion, the inference is less reasonable. At some point, the link between the facts and the conclusion becomes so tenuous that we call it speculation.” (Internal quotation marks omitted.) Id., 667–68.
Applying these principles to the facts in the present case, the jury could not reasonably have concluded that the defendant believed that an official proceeding against him was probable when he discarded the evidence. The record reveals that the defendant took off running when a police officer called out to him within minutes of the attempted bank robbery. State v. Jordan, supra, 135 Conn. App. 638. Even if the defendant believed that the police officer had a description of the alleged bank robber‘s clothing, there was no evidence that the defendant believed that the police officer knew his identity or had аny other information connecting him to the crime. In other words, at that point in time, the clothing was the only evidence linking the defendant to the attempted bank robbery. Therefore, it would be unreasonable for the jury to have inferred from the fact that the defendant absconded from the police officer that the defendant believed that an official proceeding against him was probable.
The record also reveals that the police officer chased the defendant past a vehicle, driven by Cordero, that was registered to the defendant. Id., 639, 640. As the defendant ran past the vehicle, he said to Cordero “meet me on the other street, meet me on the other street.” (Internal quotation marks omitted.) Id., 639. The defendant‘s attempt to enlist Cordero‘s assistance as a getaway driver rather than tell Cordero to flee separately
Even if we were to assume, however, that the jury reasonably could have inferred that the defendant knew that the police officer saw him speak to Cordero, thе jury would necessarily have to stack inferences based on surmise to conclude that the defendant believed that an official proceeding was probable. To reach this conclusion, the jury had to infer that the defendant believed at the time he discarded the clothing that police would apprehend the vehicle, use its contents to ascertain the defendant‘s identity, and successfully locate and arrest him. Thus, the jury had to infer that the defendant realized when he discarded the clothing that the police officer would describe the vehicle to assisting officers, and that the assisting officers would be dispatched to the scene in time to locate and apprehend the vehicle. Beyond that, the jury would have had to infer that the defendant realized when he discarded the clothing that the items contained in the vehicle, once in police custody, would lead police to Campbell.20 And finally, even if all of the foregoing inferences were reasonable, the jury still had to infer that the defendant believed, when he discarded the clothing, that Campbell would help the police to locate and arrest the defendant.21
Upon the facts favorably construed and the inferences reasonably drawn therefrom, we conclude that the evidence was not sufficient to support the defendant‘s conviction for tampering with physical evidence in violation of
Instead, the only reasonable inference from the facts in the present case is that the defendant discarded his clothing to prevent its use in an investigation in order to escape detection and avoid being arrested by the pursuing police officer. There is no evidence that when the defendant discarded the clothing he believed that the police officer had any information, other than the clothing, linking him to the attempted bank robbery. Thus, the defendant discarded the only piece of evidence connecting him to the crime in order to thwart a police investigation that was actively underway. Although the defendant may well have been uncertain
Finally, although we recognize that in certain instances a defendant‘s intent to keep evidence from the police may support a reasonable inference that the defendant also intends to keep evidence from being used in an official proceeding, the defendant must believe that an official proceeding is probable. The facts in the present case do not support a reasonable inference that, at the time the defendant discarded the clothing, he believed that an official proceeding was probable. Therefore, we conclude that there was insufficient evidence to support the defendant‘s conviction of tampering with physical evidence under
The judgment of the Appellate Court is reversed only with respect to the charge of tampering with physical evidence and the case is remanded to that court with direction to remand the case to the trial court with direction to render judgment of not guilty on that charge; the judgment is affirmed in all other respects.
In this opinion McDONALD and ROBINSON, Js., concurred, and ESPINOSA, J., concurred in the result.
Notes
Although the second certified question was limited to whether this court should overrule its construction of
The Model Penal Code provides in relevant part: “A person commits a misdemeanor if, believing that an official proceeding or investigation is pending or about to be instituted, he:
“(1) alters, destroys, conceals, or removes any record, document or thing with purpose to impair its verity or availability in such proceeding or investigation . . . .” 2 A.L.I., Model Penal Code and Commentaries (1980) § 241.7, p. 175.
The focus of the inquiry for purposes of the evidence is on the defendant‘s subjective belief and intent at the time he discarded the clothing. The fact that the defendant may have believed hours after the challenged discard conduct that police might be able to identify and locate him does not inform the question of whether he believed that an official proceeding was probable when he discarded the clothing.
Justice Zarella also contends that the fact that the defendant spoke to Cordero while running from McKirryher constitutes evidence that he knew that the police had evidence connecting him to the attempted bank robbery. Thus, Justice Zarella contends that the defendant deliberately engaged in conduct—speaking to Cordero—that he knew would likely result in his identification as the perpetrator. Again, we disagree. It is far more likely that the defendant spoke to Cordero in the belief that the police officer who was pursuing him at a distance would not notice the brief exchange. Moreover, it would be entirely speculative to conclude that thе defendant discarded his clothes mere moments after speaking to Cordero because he believed that Cordero had been caught and had identified him.
Finally, Justice Zarella is left with the argument that the jury reasonably could have found that the defendant believed that he would be identified and arrested for the attempted bank robbery because, instead of simply throwing the items of clothing to the ground, he hid them. Again, however, it would be entirely speculative to conclude that the defendant intentionally “hid” the clothes in a trash can and in the Desantises’ carport, instead of simply discarding them there. Indeed, the record does not establish that it was the defendant who placed the jacket in the trash can where it was found two days after the defendant discarded it. It is entirely possible that someone in the neighborhood found the discarded jacket and placed it there.
With respect to the evidence of the defendant‘s conduct after he discarded the clothing, we acknowledge that the evidence showing that he did not go home, but stayed at a motel under an assumed name would support a conclusion that, by that time, approximately four hours after the attempted robbery, the defendant‘s inability to reach Cordero by telephone had given rise to a concern that the police had identified him as the perpetrator. The fact that the defendant was concerned that Cordero may have been stopped by the police at that time does not support a reasonable inference, however, that he had such a concern mere minutes after speaking to Cordero.