Respondent Christopher Artuz, Superintendent of Green Haven Correctional Facility, Dutchess County, New York, appeals from a judgment of the United States District Court for the Eastern District of New York (Nina Gershon, Judge) granting petitioner Eric Jenkins’s petition for a writ of habeas corpus under 28 U.S.C. § 2254. In granting Jenkins’s petition, the district court engaged in
de novo
review because it concluded that the Appellate Division, Second Department, of the New York Supreme Court had not, on direct appeal, “adjudicated [the federal constitutional claim] on the merits” under 28 U.S.C. § 2254(d). Subsequent to Judge Gershon’s decision, however, we clarified the meaning of “adjudicated on the merits.”
See Sellan v. Kuhlman,
BACKGROUND
At about 8:45 p.m. on April 11, 1992, Michael Reese was killed by gunshot wounds inflicted on him while he stood at or near a bus-stop shelter on Guy R. Brewer Boulevard in the Borough of Queens, New York. On May 12, 1992, police arrested Jenkins аnd charged him with the killing.
I. State Court Proceedings
A. The Suppression Hearing and the First Trial
In a March 1, 1993 pretrial hearing, Jenkins moved to suppress in-court identification testimony from two potential witnesses, Garvey Napoleon and Rollie Carter. New York Supreme Court Justice John J. Leahy rejected Jenkins’s motions without explanation.
Jenkins proceeded to trial before Supreme Court Justice Joseph Rosenzweig on May 5, 1993. On May 11, Queens County Assistant District Attorney (“ADA”) Solomon Landa, who was prosecuting Jenkins’s case, entered into an oral plea agreement with a prosecution witness, David Morgan, who was to testify later that day. Morgan had been arrested twice for selling crack cocaine in a matter unrelated tо the Jenkins case 1 and had been charged with possession thereof with intent to sell. Under the agreement, Morgan accepted six months’ imprisonment and five years’ probation. Later that day, in court, Jenkins’s counsel objected that he had not been warned of Morgan’s plea bargain. Justice Rosen2weig declared a mistrial the following day based on ADA Landa’s “prosecutorial misconduct” in “hold[ing] back exculpatory information [that is, Morgan’s plea] as long as possible” from defense counsel.
B. The Second Trial
ADA Therese Lendino replaced Landa as the prosecutor in the case. On September 22, 1993, Jenkins’s second trial began before Supreme Court Justice William G. Giaсcio. Lendino acknowledged to the court at the trial’s outset that the State and Morgan had entered a plea agreement, as a condition of which he had agreed to cooperate and testify truthfully and fully, and that she “expect[edj it w[ould] come out on direct [examination].”
The State presented eight witnesses, six of whom provided no evidence directly linking Jenkins to Reese’s murder. Four police officers — Evola, Ritter, Casella, and Gibbons — testified about the crime scene and the gathering of evidence. Medical examiner Dr. Josette Montas testified as to the cause of death. And Reese’s mother testified as to her identificatiоn of the body.
Garvey Napoleon also testified for the prosecution. He gave a purported eyewitness account of the murder, saying that at the time of the killing he was talking to his girlfriend using a pay phone on Guy R. Brewer Boulevard across from where Reese stood at the bus stop. Napoleon testified that he saw Jenkins, accompanied by two others, approach Reese and shoot him.
Napoleon’s testimony contained a number of inconsistencies. For example, Napoleon gave two different names for his girlfriend — Devanya and Jennifer. He *288 also alternated between saying he had and had not been speaking to her at the moment when Morgan was shot. He also failed at first to report seeing Jenkins’s gun. Finally, at the first trial, he claimed to have walked across Guy R. Brewer Boulevard toward Reese’s body after the shooting, but denied doing so at the second trial.
David Morgan then testified for the prosecution. He said that the day before the murder he had witnessed a fight between Jenkins’s nephew, Cecil Saddler, Jr., and the murder victim, Reese. Morgan testified that Jenkins later approached Morgan and asked about Reese, and that Jenkins stated that he was “sick of people bothering his nephew.” Morgan also testified that he learned of the murder soon after it occurred, found the victim’s mother, and brought her to the murder scene.'
In the course of direct examination, ADA Lendino asked Morgan no questions about his plea agreement with the State as she had previously suggested she would. During the defense counsel’s cross-examination, however, Morgan falsely denied its existence:
Q: And before you testified, your attorney and Mr. Landa [the prosecutor in the first trial] worked out a deal; is that correct?
A: No, that is not correct.
Q: That’s not correct?
A: No.
Q: Did you and your attorney work out a deal that for these two Class ‘B’ felonies you were going to take a plea; is that right?
A: No.
Q: That’s not true?
A: No, it’s not.
Q: Before you testified in the proceedings on May 11th, 1993, you were promised and got an offer from the Assistant District Attorney Mr. Lan-da that if you pled guilty to those charges you would get six months in jail and probation?
Before Morgan could answer, ADA Lendi-no objected that the question had been “[a]sked and answered.” The court overruled the objection, and defense counsel continued:
Q: That was a deal you worked out?
A: It wasn’t no deal. That’s what they offered me.
Q: That’s the first time you got an offer on these two charges?
A: No, it wasn’t. I had got a three months and a YO [Youthful Offender status] the first time.
Q: You mean on the first case.
A: No. They put them together and that’s what they gave me and I had took [sic] it to Court and they gave me six months and five years.... They gave me six months and five years probation.
Q: On both charges?
A: Yes. And I took that.
Q: But you got that offer while you were in this building, in this court, on May 11th 1993.
A: No, I didn’t.
Q:.... Do you recall in May of 1993 that you were sworn to tell the truth in these proceedings?
A: Yes.
Q: And do you rеmember being asked certain questions and giving certain answers?
A: Yes.
Q: And you were sworn to tell the truth. Do you remember being asked this question ... “QUESTION: Okay, now did I tell you today in the presence of your lawyer what kind of *289 deal you would get? ANSWER: Yes.” Do you recall being asked that question and giving that answer?
A: When I was in here before, I was nervous—
Q: Do you recall being asked that question and giving that answer, sir?
A: Yes, I guess so. I forgot really.
Q: I have no further questions.
On redirect examination, ADA Lendino did not seek to correct her witness’s at-best-ambiguous testimony about the existence of a plea agreement.- Instead, she reenforced the impression that no agreement existed:
Q: David, have I ever met with you before today?
A: No.
Q: Did you make any deals with me?
A: No.
The prosecution then rested.
Alnita Saddler and her former husband Cecil Saddler testified for the defense. They said that they were with Jenkins in Alnita’s apartment on the night that Reеse was killed, celebrating their son Cecil Saddler, Jr.’s birthday. They admitted, however, that Jenkins and their son left for Alabama a week after Jenkins was questioned by police about Reese’s murder. Defense counsel also called a telephone company employee who testified that the pay phone at the crime scene where Napoleon asserted he had received a call from his girlfriend could not receive calls. Finally, defense counsel called two police detectives, O’Donnell and Gibbons, to attempt to show contradictions in Napoleon’s and Morgan’s testimony.
Later, in the course of her summation, ADA Lendinо reminded the jury of Morgan’s testimony on the absence of a deal between them. She stated that Morgan “sold drugs twice, he got arrested, he pleaded guilty, he went to jail. Never met me before he testified, never made a deal with me.” ADA Lendino posed a series of rhetorical questions about Morgan’s motives: “Why should David lie? What is the motive for David to lie? You didn’t hear anything about any bad blood between David and the defendant. Why lie if there’s no reason to lie?” Jenkins’s counsel failed either to object or to raise Morgan’s plea agreement in his summation. Instead, defense counsel impugned Morgan’s credibility by describing him as a “drug dealer.”
The jury convicted Jenkins of Murdеr in the Second Degree and Criminal Possession of a Weapon in the Second Decree. See N.Y. Penal Law §§ 125.25, 265.03. He received concurrent prison sentences of fifteen years to life for the murder conviction, and three to nine years for the weapons possession conviction.
C. State Appellate Proceedings
Before the Appellate Division, Jenkins claimed,
inter alia,
that he had been denied dué process by the State’s failure to correct Morgan’s false testimony, that his right to confront witnesses had been abrogated, and that his right to effective assistance of counsel had been denied. In his brief, Jenkins cited
Napue v. Illinois,
II. Federal Habeas Corpus Proceedings
On January 8, 1998, Jenkins, acting pro se, filed a petition for a writ of habeas corpus under 28 U.S.C. § 2254 in the United States District Court for the Eastern District of New York. In his petition, he contended that: (1) Napoleon’s in-court identification testimony was tainted by im-permissibly suggestive pretrial identification procedures; (2) his appellate counsel was ineffective for not arguing ineffective assistance of trial counsel on the basis of his failure to reopen the pretrial suppression hearing; (3) he was denied the right to confront witnesses and effective assistance of trial counsel by the trial court’s curtailment of defense counsel’s cross-examination of Napoleon; and (4) the ADA’s failure to correct Morgan’s false testimony about his plea bargain and her reinforcement of this testimony constituted prose-cutorial misconduct in violation of his Fourteenth Amendment right to due process. Judge Gershon appointed.counsel to brief the fourth claim.
In its opinion on Jenkins’s direct appeal, as we have noted, the Appellate Division did not discuss the issue of prosecutorial misconduct. Under the then-prevailing rule of
Washington v. Schriver,
The district court granted the writ on the basis of prosecutorial misconduct. The respondent now appeals.
DISCUSSION.
I. Standard of Review
We review the district court’s grant of a writ of habeas corpus
de novo. Lurie v. Wittner,
*291 II. The Standard of Review of State Court Judgments in Habeas Proceedings
Jenkins’s habeas corpus petition is governed by the Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, 110 Stat. 1214 (“AEDPA”), because he filed his petition after April 24, 1996, the AEDPA’s effective date.
See Pavel v. Hollins,
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States....
28 U.S.C. § 2254(d)(1).
The AEDPA “place[d] a new constraint on the power of a federal habeas court to grant a state prisoner’s application for a writ of habeas corpus,” but only “with respect to claims adjudicated on the merits in state court.”
Williams v. Taylor,
Two months later, we revisited this issue. We decided that a state court adjudicates a claim on the merits “when it (1) disposes of the claim ‘on the merits,’ and (2) reduces its disposition to judgment ... even if the state court does not explicitly refer to either the federal claim or to relevant federal case law.”
Sellan v. Kuhlman,
The Appellate Division dismissed Jenkins’s assertions under the Due Process Clause of the Fourteenth Amendment, including the claim of prosecutorial misconduct, as “without merit.”
Jenkins,
*292 III. .“Clearly Established Federal Law”
Initially, we must determine whether Jenkins’s claim is based on “federal law ‘clearly established’ by the Supreme Court.”
Sellan,
The district court premised its grant of the writ upon two Supreme Court holdings that indeed suffice to meet the “clearly established law” standard of 28 U.S.C. § 2254. First, it relied upon
Darden v. Wainwright,
IV. The “Unreasonable Application” Standard
Habeas corpus relief under 28 U.S.C. § 2254 is warranted only when (1) “the state court identifies the correct governing legal rule from [the Supreme Court’s] cases but unreasonably applies it to the facts of the particular state prisoner’s case”; or (2) “the state court either unreasonably extends a legal principle from [Supreme Court] precedent to a new context where it should not apply or unreasonably refuses to extend that principle to a new context where it should apply.” Williams,
We conclude for reasons stated below that Jenkins has indeed identified an unreasonable application of federal law in the Appellate Division’s denial of relief under Napue and Giglio. We thus need not address whether what the district court recognized to be the more stringent standard of Darden and Donnelly would be met under AEDPA deference to the Appellate Division’s decision.
V. The Unreasonable Application of Napue and Giglio
“[D]eliberate deception of a court and jurors by the presentation of known
*293
false evidence is incompatible with rudimentary demands of justiсe.”
Giglio,
The principle that a State may not knowingly use false evidence, including false testimony, to obtain a tainted conviction, implicit in any concept of ordered liberty, does not cease to apply merely because the false testimony goes only to the credibility of the witness. The jury’s estimate of the truthfulness and reliability of a given witness may well be determinative of guilt or innocence, and it is upon such subtle factors as the possible interest of the witness in testifying falsely that a defendant’s life or liberty may depend.
Napue,
The Appellate Division unreasonably applied these holdings because the prosecution’s knowing use of Morgan’s false testimony could reasonably have affected the trial’s outcome. Any doubts we might have about the existence of an “increment of incorrectness beyond error,”
Francis S.,
A. Morgan’s Cross Examination and Re-Direct
Napue
involved a witness who “had falsely testified that he had been promised no consideration for his testimony.”
Napue,
The case at bar presents similar facts. While we cannot determine on the record before us precise details of Morgan’s plea or the underlying crimеs to which he pled, the respondent concedes that an agreement was made and, of course, that it knew of the agreement during the second trial. On cross examination, Morgan denied any deal with the State:
Q: And before you testified, your attorney and Mr. Landa [the prosecutor in the first trial] worked out a deal; is that correct?
A: No, that is not correct.
Only when confronted with his previous testimony did Morgan concede the plea’s existence, but still he maintained it “wasn’t no deal,” only “what they offered me.” That tepid admission tended more to preclude than to suggest a quid pro quo exchange of testimony for leniency. Reasonable jurors would have had to make a considerable infеrential leap to conclude *294 from that exchange that Morgan’s testimony was the subject of a bargain with the State. We think it far more likely that jurors would have concluded that Jenkins’s counsel tried but failed to establish that a deal had been made. The respondent’s suggestion on appeal that Jenkins’s counsel “effectively” drew forth the plea agreement’s existence is without support.
ADA Lendino did nothing to correct this false impression. To the contrary, she further misled the jury. During cross-examination, she sought to foreclose defense counsel’s inquiry into the plea agreement by objecting on the ground that his questions about it had already been asked and answеred. On redirect examination, her questions, while eliciting technically accurate testimony, were phrased so as to reenforce the false impression that no deal had been made:
Q: David, have I ever met with you before today?
A: No.
Q: Did you make any deals with me?
A: No.
That testimony was probably true but surely misleading. ADA Lendino did not follow up by eliciting testimony that although Morgan had made no deal with her, he had indeed reached one with another member of the District Attorney’s office. As the district court correctly observed, the jury was left with “the mistaken impression that Mr. Morgan had no cooperation agreement with the State.... ” Jenkins, No. 98-CV-277, op. at 28.
B. The Prosecutor’s Summation
Standing alone, a prosecutor’s comments upon summation can “so infect[ a] trial with unfairness as to make the resulting conviction a denial of due process.”
Darden,
ADA Lendino, by contrast, bolstered Morgan’s credibility in the course of her summation by falsely suggesting the absence of a deal between Morgan and the prosecution. “He sold drugs twice, he got arrested, he pleaded guilty, he went to jail. Never met me before he testified, never made a deal with me.” Noting that there was no “bad blood between [Morgan] and the defendant,” she asked the jury to conclude that Morgan had no reason to lie. That a statement standing alone is factually correct obviously does not mean that it cannot mislead based on the natural and reasonable inferences it invites. ADA Lendino’s attempt to hide Morgan’s plea agreement from the jury and to use the false impression of its absence to bolster his credibility leaves us with no doubt that her behavior violated Jenkins’s due process rights.
We need not determine whether ADA Lendino’s summation independently abridged Jenkins’s due process rights. It plainly sharpened the prejudice resulting from the use of Morgan’s initial untruthful testimony. The advocacy shown in the
*295
record at hand “has no place in the administration of justice and should neither be permitted nor rewarded....”
Young,
C. The Cumulative Effect of False Testimony
There is a “reasonable likelihood that [Morgan’s] false testimony ... affected the judgment of the jury.”
Agurs,
We have further noted the heightened opportunity for prejudice where the prosecutor, by action or inaction, is eomplicit in the untruthful testimony.
See Mills,
The .respondent counters that Jenkins should be denied the -writ because a “defendant [is] compelled to raise the issue at trial or not at all.” Forgoing a challenge to false testimony, notes the respondent, may be strategically advantageous by strengthening arguments in support of a subsequent habeas petition. The respondent contends that gaming the system in this manner should -be discouraged.
See Evans v. United States,
But thе case at bar does not require that we determine when a challenge to a state court judgment under
Napue
or
Giglio
should be denied for this reason because it seems clear to us that this case did not involve strategic or tactical omission. In
United States v. Helmsley,
upon which the respondent relies, we concluded that the defendant was “not only ... unable to establish a justifiable excuse for her failure to challenge ... testimony at trial, but it appear[ed] that her choice not to do so may have been deliberate.”
■ Finally, the prosecutor’s actions cannot be overlooked on the ground that Jenkins’s counsel did not continue to seek to gain an admission from Morgan as to the plea agreement. Further questioning by defense counsel could have prejudiced Jenkins. When a prosecutor throws his or her weight behind a falsely testifying witness, “challenging the witness’s statement ... runs the risk of implicating the credibility of the prosecutor before the jury.”
Helmsley,
VI. The Weapons Possession Charge
Jenkins was also ‘ convicted of criminal possession of a weapon in the second degree. In granting the writ under § 2244, the district court did not say specifically that it granted the writ as'to both convictions. Indeed, there is no analysis in the opinion or the briefs on appeal *297 of the interrelationship among the false testimony of Morgan, the misbehavior of the prosecution, and Jenkins’s conviction on the weapons charge. But inasmuch as the court directed the respondent to “release the petitioner from custody unless he is retried within 90 days,” it is apparent that the court granted the writ for both the murder and the wеapons possession convictions.
Our scrutiny of the trial transcript compels the conclusion that the district court was correct. Jenkins’s weapons possession conviction rested on the same evidence as did his murder conviction: the testimony of Morgan and Napoleon. The indictment charged Jenkins with second degree weapons possession solely for the night of April 11, 1992, when Reese was murdered. Justice Giaccio instructed the jurors that to convict Jenkins on the weapons charge, they had to conclude beyond a reasonable doubt that Jenkins “on or about April 11, 1992, in the County of Queens, knowingly and unlawfully possessed a loaded firearm to wit a handgun, with intent to use unlawfully against another.” Justice Giaccio told the jury that second degree weapons possession does not include possession of the weapon at home or at a workplace. In her opening argument, ADA Lendino also described Jenkins’s crime as “recklessly engaging] in conduct which created a grave risk of death to Michael Reese by shooting him with a handgun and causing his death.”
The only testimony proffered at trial that demonstrated Jenkins’s possession of a firearm outside his home or workplace on April 11, 1992 came from Napoleon and Morgan. Unless the jury believed that Jenkins was the person who approaсhed and shot Reese on April 11, 1992, it could not have found him guilty of the weapons possession charge. The prejudice flowing from Morgan’s false testimony and the prosecutorial conduct that enhanced his credibility tainted the testimony that was central to the weapons possession charge. We therefore affirm the judgment of the district court granting the writ of habeas corpus for both the murder and weapons possession charges.
CONCLUSION
For the foregoing reasons, the judgment of the district court is affirmed.
Notes
. The dates of Morgan's arrests are unclear from the record; he testified his first arrest occurred in either February 1992 or May 1992, and that the second arrest oсcurred in February 1993. The precise crimes for which he was indicted are similarly unclear.
. The respondent’s contrary suggestion, that ADA Lendino merely clarified the facts, is contradicted by the plain implication of the questions and reinforced by her'comments in her summation. It is worth noting that New York's Code of Professional Responsibility mandates that a "lawyer shall not ... [k]now-ingly use perjured testimony or false evidence.” N.Y.Code of Prdf'l Responsibility DR 7 102(A)(4), codified at 22 N.Y.C.R.R. § 1200.33(A)(4); see also Model Rules of Prof! Conduct R.3.3 cmt. 4 (1999) ("When evidence that a lawyer knows to be false is provided by a person who is not the client, the lawyer must refuse to offer it regardless of the client's wishes.”); id. R.3.3(a)(2) (proscribing an advocаte’s "fail[ure] to disclose a material fact, to a tribunal when disclosure is necessary to .avoid assisting a ... fraudulent act by the client”); id. at R.3.3 cmt. 12 ("The general rule [is] that an advocate must disclose the existence of perjury with respect to a material fact, even that of a client.”).
Prosecutors, whose duty is "to seek justice, not merely to convict," have "responsibilities different from lawyers in private practice.” N.Y.Code of Prof’l Responsibility EC 7-13, codified at N.Y. Jud.App. In particular, "a prosecutor should not intentionally avoid pursuit of evidence merely because he or she believes it will damage the prosecutor’s case or aid the accused.” Id.
