State v. GuildState v. Guild
Syllabus
The acquittee, who had been found not guilty of certain crimes by reason of mental disease or defect, was committed to the jurisdiction of the Psychiatric Security Review Board in 1999, for a period not to exceed twenty years. The acquittee’s commitment was extended multiple times since the expiration of his initial term of commitment. In 2022, the state filed a petition to extend the acquittee’s commitment pursuant to statute (
Contrary to the acquittee’s claim, the collateral consequences doctrine did not save the acquittee’s appeal from being dismissed as moot, as the 2023 commitment order constituted an extension of several, prior commitments beyond the acquittee’s initial twenty year term that all stemmed from one acquittal, and this court did not see how the 2023 order materially increased the stigma associated with his commitment or gave rise to a reasonable possibility that it would cause him to suffer adverse collateral consequences in the future.
Moreover, the acquittee could not prevail on his claim that this court should not dismiss the appeal because it presented issues that were capable of repetition, yet evading review, as there was no strong likelihood that a substantial majority of cases challenging an extension of commitment would become moot before appellate litigation could be concluded.
Nevertheless, because the acquittee was precluded from fully litigating the correctness of the 2023 commitment order through no fault of his own, insofar as such a challenge was rendered moot by virtue of the state’s withdrawal of its 2024 petition to extend his commitment, this court vacated the trial court’s 2023 order to avoid the possibility of any lingering or remote consequences from that order.
Argued December 4, 2024—officially released August 19, 2025
Procedural History
Petition for an order extending the acquittee’s commitment to the Psychiatric Security Review Board, brought to the Superior Court in the judicial district of Middlesex, where the court, Oliver, J., denied the acquittee’s motion to dismiss the petition; thereafter, the case was tried to the court, Oliver, J., which issued an order granting the petition, from which the acquittee appealed. Appeal dismissed; order vacated.
Kevin Semataska, assistant public defender, with whom was James B. Streeto, senior assistant public defender, for the appellant (acquittee).
Jonathan M. Sousa, assistant state’s attorney, with whom, on the brief, was Michael A. Gailor, state’s attorney, for the appellee (state).
Opinion
MULLINS, C. J. This appeal requires us to consider whether the release of an insanity acquittee1 from the custody of the Psychiatric Security Review Board (board) moots his pending appeal challenging the trial court’s order extending his commitment to the board that was issued on July 11, 2023 (2023 commitment order). In this appeal, the acquittee, Stephen Guild, has raised several factual and constitutional challenges to his continued commitment under General Statutes
These events, which occurred during the pendency of this appeal, have rendered this appeal moot. Put simply, given that the acquittee has been released from the custody of the board on March 20, 2025, we cannot grant him any practical relief from the 2023 commitment order. Further,
The record reveals the following relevant facts and procedural history. In October, 1997, the acquittee stabbed and slashed his father multiple times, causing him to suffer critical injuries. The state charged the
acquittee with numerous offenses, including attempted murder and assault in the first degree. The acquittee, who had previously been diagnosed with schizophrenia and an alcohol use disorder, raised the defense that he was not guilty by reason of mental disease or defect (insanity). The trial court rendered a judgment acquitting him of those charged index offenses3 by reason of insanity. On March 5, 1999, the court committed the acquittee to the custody of the board for a period not to exceed twenty years. See
The acquittee received more freedom in the years following his transfer to Dutcher. His privileges began with staff supervised community outings and permission to move unescorted around hospital grounds. After holding a hearing in October, 2013, the board granted the acquittee temporary leave from Dutcher to participate in day treatment services at the Rushford Center (Rushford) in Meriden, which is a community-based and staff supervised treatment facility. Finally, the acquittee progressed to overnights in the community, with support and supervision from Rushford, in 2015. Following a hearing in June, 2016, the board granted the acquittee conditional release from the hospital to the Meriden
area, and he was discharged from the hospital to the supervision of Rushford in September, 2016. See
Compliant with his medicinal and treatment regimen under Rushford’s supervision, the acquittee progressed well while living in the community. He eventually obtained gainful employment at a warehouse. As a result of his progress, the board modified several of his conditions of release to grant him additional privileges and independence, including permission to operate a motor vehicle.
In 2020, the acquittee had a setback when he began to experience increased anxiety that was attributable to social isolation during the COVID-19 pandemic. By October, 2020, the acquittee had expressed numerous paranoid and delusional beliefs to his conditional release supervisors and had also violated several of his conditions of release. Although the acquittee did not act violently during his delusional episodes, his treatment team, in consultation with Jessica Matyka, the acquittee’s conditional release supervisor, determined that ‘‘his risk had escalated’’ and that he should be hospitalized for increased supervision and observation. Following that assessment by his treatment team, the acquittee was voluntarily readmitted to Whiting on October 22, 2020. He remained at Whiting for approximately eight months, until June, 2021.
In June, 2021, the acquittee returned to the community on conditional release. Since that time, he has lived independently in a leased apartment in Meriden. He has remained compliant with his medicinal regimen and has continued to participate in therapy. The acquittee has also developed coping strategies, including participating in various social groups and attending Alcoholics Anonymous meetings. His moods have been stable, and he has not had any reported increases in paranoia, rigid-
ity, or irritability. He is still gainfully employed at a warehouse and participates in a variety of social activities, both at Rushford and in the community. On the basis of the acquittee’s progress, the board granted the acquittee additional modifications to his conditions of release. Those modifications
In October, 2022, the state filed the petition for continued commitment that is the subject of this appeal. See
The acquittee moved to dismiss the petition, claiming that
Following an evidentiary hearing, on July 11, 2023, the trial court granted the state’s petition for continued
commitment and issued the 2023 commitment order. In the 2023 commitment order, the court found that the state had met its burden of proving by clear and convincing evidence that the acquittee’s release from the board’s jurisdiction would constitute a danger to himself or others. See
Oral argument was held before this court on December 4, 2024. First, the acquittee claimed that clear and convincing evidence did not support the trial court’s finding of dangerousness under
rather than the civil commitment
On December 2, 2024, two days prior to oral argument before this court, the state filed the 2024 petition with the trial court, which, if granted, would have extended the acquittee’s commitment to the custody of the board beyond March 20, 2025. In response to the 2024 petition, on January 23, 2025, the board filed a report pursuant to
On March 11, 2025, the state withdrew the 2024 petition, advising the trial court of its view that the acquittee was no longer a danger to himself or others. Specifically, in its letter withdrawing the 2024 petition, the state relied on the board’s findings that the acquittee had (1) ‘‘remained clinically stable and adherent to the conditions of his release,’’ (2) ‘‘remained engaged in therapy and all aspects of treatment while working in the community, and . . . maintained his sobriety,’’ and (3) ‘‘maintain[ed] a stable living environment, [was] gainfully employed, [and] independently administer[ed] his own medication . . . .’’ As a result of the state’s withdrawal, the acquittee was discharged from the custody of the board on March 20, 2025. After counsel informed us that the state had withdrawn the 2024 petition, we ordered the parties to file simultaneous supplemental briefs addressing the following question: ‘‘Will the discharge of the acquittee from the custody of the board on March 20, 2025, following the expiration of his term of commitment on that date, render moot his appeal challenging that commitment?’’
‘‘[M]ootness implicates [this] court’s subject matter jurisdiction and is thus a threshold matter for us to resolve before we may reach the merits of an appeal. . . . It is well settled that an actual controversy is an essential requisite to appellate jurisdiction; it is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination of which no practical relief can follow. . . . An actual controversy must exist not only at the time the appeal is taken, but also throughout the pendency of the appeal. . . . When, during the pendency of an appeal, events have occurred that preclude an appellate court from granting any practical relief through its disposition of the merits, a case has become moot.’’ (Citation omitted; internal quotation marks omitted.) 7 Germantown Road, LLC v. Danbury, 351 Conn. 169, 176, 329 A.3d 927 (2025). ‘‘In determining mootness, the dispositive question is whether a successful appeal would benefit the [parties] in any way.’’ (Internal quotation marks omitted.) Wendy V. v. Santiago, 319 Conn. 540, 545, 125 A.3d 983 (2015).
In his prayer for relief in this appeal from the 2023 commitment order, the acquittee seeks a judgment directing the trial court to deny the state’s petition to extend his commitment, which ultimately would have led to his release from the custody of the board. The relief requested from this court is no longer available because the acquittee was released from the board’s custody on March 20, 2025. That intervening event has rendered this appeal moot. See, e.g., State v. Kalman, 88 Conn. App. 125, 141–43, 868 A.2d 766 (challenge to commitment of acquittee to board under maximum security conditions was rendered moot when, during pendency of appeal, board granted hospital’s application to transfer insanity acquittee to less restrictive
Peart v. Psychiatric Security Review Board, 41 Conn. App. 688, 689, 691, 678 A.2d 488 (1996) (same).
The acquittee argues that this appeal should not be dismissed as moot because of the collateral consequences doctrine, and because it also falls within the capable of repetition, yet evading review exception to the mootness doctrine. We disagree.
Under the collateral consequences doctrine, ‘‘a case does not necessarily become moot by virtue of the fact that . . . due to a change in circumstances, relief from the actual injury is unavailable. We have determined that a controversy continues to exist, affording the court jurisdiction, if the actual injury suffered by the litigant potentially gives rise to a collateral injury from which the court can grant relief.’’ (Internal quotation marks omitted.) State v. Gomes, 337 Conn. 826, 839–40, 256 A.3d 131 (2021).
‘‘[F]or a litigant to invoke successfully the collateral consequences doctrine, the litigant must show that there is a reasonable possibility that prejudicial collateral consequences will occur. . . . This standard provides the necessary limitations on justiciability underlying the mootness doctrine itself. [When] there is no direct practical relief available from the reversal of the judgment . . . the collateral consequences doctrine acts as a surrogate, calling for a determination whether a decision in the case can afford the litigant some practical relief in the future. The reviewing court therefore determines, based [on] the particular situation, whether . . . the prejudicial collateral consequences are reasonably possible.’’ (Internal quotation marks omitted.) Id., 840; see, e.g., State v. McElveen, 261 Conn. 198, 208, 802 A.2d 74 (2002). It requires more than speculation or conjecture to establish a reasonable possibility that such a collateral consequence will occur. See, e.g., United Illuminating Co. v. Public Utilities Regulatory
Authority, 350 Conn. 660, 674, 325 A.3d 900 (2024); State v. McElveen, supra, 208.
To establish that his claim falls within the collateral consequences doctrine, the acquittee relies on State v. Jerzy G., 326 Conn. 206, 162 A.3d 692 (2017), and on other cases from this court, which, he contends, allow for ‘‘a presumption of collateral consequences based [on] the impact of an adverse ruling [on] future litigation or [on] an individual’s reputation.’’ The acquittee argues that (1) ‘‘there is no question that an erroneous finding of ongoing danger, as recent as 2023, carries stigma that could cast a shadow on [his] efforts to lead a productive life’’ after his discharge from the custody of the board, and that (2) a decision from this court determining that he ‘‘was entitled to . . . discharge in 2023’’ would provide a ‘‘more accurate’’ representation of his ‘‘stability’’ and lack of dangerousness. The acquittee further argues that, as recognized by the Superior Court in In re Probate Appeal of Kandjrika, Docket No. NNH-CV-17-5040765-S, 2018 WL 7046892, *7 (Conn. Super. December 11, 2018), the Department of Mental Health and Addiction Services (department) ‘‘maintains a database of individuals who are using or have used its services’’ and that he ‘‘likely will remain in this database, even if [he] no longer utiliz[es] [the department’s] services,’’ giving him ‘‘an interest in removing the stain of an erroneous finding that he remained dangerously mentally ill.’’
We acknowledge, as the acquittee argues, that our collateral consequences case law recognizes reputational harm and stigma as an injury that may qualify as a collateral consequence under certain circumstances. Most paradigmatically, such collateral consequences often result from
See, e.g., State v. Jerzy G., supra, 326 Conn. 208, 225–26 (probable cause to believe that deported defendant committed sexual assault that led to pending charge was itself ‘‘stain’’ on reputation that would allow for appeal from trial court’s order terminating defendant’s participation in accelerated rehabilitation program and ordering his rearrest on pending charge); State v. Jordan, 305 Conn. 1, 10 n.9, 44 A.3d 794 (2012) (‘‘[because] collateral legal disabilities are imposed as a matter of law [as a result] of a criminal conviction, a case will not be declared moot even [when] the [defendant’s] sentence has been fully served’’ (internal quotation marks omitted)); Putman v. Kennedy, 279 Conn. 162, 164–65, 172, 900 A.2d 1256 (2006) (expiration of domestic violence restraining order did not render appeal from that order moot because ‘‘being the subject of a court order intended to prevent or stop domestic violence may well cause harm to the reputation . . . of the defendant’’). We also agree with the acquittee that involuntary commitment to a psychiatric hospital on the ground that a person is a danger to oneself or others, which is a fact that might well be documented in the department’s database, carries the potential for reputational stigma. See, e.g., State v. Metz, supra, 230 Conn. 412–13; In re B.B., 826 N.W.2d 425, 429–30 (Iowa 2013).
Nevertheless, we conclude that the collateral consequences doctrine does not save the acquittee’s appeal from mootness in the particular circumstances of this case because he has not established that the 2023 commitment order will carry the reasonable possibility of a collateral consequence.5 We recognize the theoretical
possibility that the extension of commitment at issue in this appeal may still carry collateral consequences, such as additional reputational harm, or possibly may risk creating a perception of ‘‘one more strike’’ against the acquittee in a subsequent case; State v. McElveen, supra, 261 Conn. 216 n.14; despite the fact that it does not create additional, concrete legal disabilities. See, e.g., State v. Gomes, supra, 337 Conn. 828, 837–38, 844–45 (defendant’s deportation during pendency of his appeal did not render appeal moot given reputational injury from assault conviction); State v. Jerzy G., supra, 326 Conn. 221–22 (observing that ‘‘other potential sources of prejudice’’ do not defeat finding of collateral injury unless they are ‘‘necessarily dispositive,’’ such as permanent ban from reentering this country due to prior conviction); see also, e.g., State v. McElveen, supra, 216 n.14, 217–18 (criminal conviction that stemmed from conduct leading to revocation of defendant’s probation that was at issue in otherwise moot appeal created ‘‘similar prejudicial collateral consequences’’ but was merely ‘‘one more strike against the defendant and [did] not eliminate the collateral consequences arising from the judgment revoking his probation’’).
Unlike criminal convictions or findings that reasonably can be expected to cause
the extended commitment, but we fail to see how it materially increased the stigma associated with his commitment as an insanity acquittee or gave rise to a reasonable possibility of causing him adverse collateral consequences in the future. To the contrary, ‘‘[e]very collateral consequence that can be identified already existed as a result of [the acquittee’s] previous adjudications . . . .’’ In re Alfred H.H., 233 Ill. 2d 345, 363, 910 N.E.2d 74 (2009); see, e.g., id., 362–63 (applying case-by-case analysis but concluding that involuntary commitment lacked collateral consequences when ‘‘[the] respondent has had multiple [prior] involuntary commitments’’). But cf. In re B.B., supra, 826 N.W.2d 432 (observing that ‘‘a series of recent, successive involuntary commitments that were either not appealed or upheld on appeal might effectively remove any stigma resulting from a later involuntary commitment proceeding’’ but concluding that appeal was not moot because ‘‘a single and remote prior involuntary commitment’’ thirteen years before is not ‘‘sufficient to eliminate the stigma resulting from the adjudication in [the] case’’). Accordingly, we conclude that the collateral consequences doctrine does not save the acquittee’s appeal from mootness.6
as surrogate. Third, the question must have some public importance. Unless all three requirements are met, the appeal must be dismissed as moot.’’ (Internal quotation marks omitted.) CT Freedom Alliance, LLC v. Dept. of Education, 346 Conn. 1, 13, 287 A.3d 557 (2023).
We agree with the acquittee that his appeal raises significant legal issues regarding
Moreover, to the extent that a commitment extension in a particular case is short enough that mootness may be expected to
Neither the collateral consequences doctrine nor the capable of repetition, yet evading review exception allows us to reach the merits of this appeal, and, therefore, we must dismiss the appeal as moot. Nevertheless, we agree with the acquittee’s contention that we should ‘‘remove the stain’’ of the otherwise moot 2023 commitment order, and we now consider whether to vacate it.7
‘‘Vacatur is commonly utilized . . . to prevent a judgment, unreviewable because of mootness, from spawning any legal consequences. . . . In determining whether to vacate a judgment that is unreviewable because of mootness, the principal issue is whether the party seeking relief from [that] judgment . . . caused the mootness by voluntary action. . . . A party who seeks review of the merits of an adverse ruling, but is frustrated by the vagaries of circumstance, ought not in fairness be forced to acquiesce in the judgment. . . . The same is true when mootness results from unilateral action of the party who prevailed below.’’ (Internal quo-
tation marks omitted.) United Illuminating Co. v. Public Utilities Regulatory Authority, supra, 350 Conn. 675. Application of the doctrine of vacatur eliminates the possibility, ‘‘however remote’’ or ‘‘unlikely,’’ that an otherwise moot decision might implicate some ‘‘lingering’’ or ‘‘residual’’ harm for the appellant, despite the lack of reasonably possible collateral consequences that otherwise would save the appeal from mootness. (Internal quotation marks omitted.) Private Healthcare Systems, Inc. v. Torres, 278 Conn. 291, 304, 898 A.2d 768 (2006); see also, e.g., United Illuminating Co. v. Public Utilities Regulatory Authority, supra, 677.
In this respect, we find instructive the Appellate Court’s recent decision in In re Rabia K., 212 Conn. App. 556, 275 A.3d 249 (2022). In In re Rabia K., a child protection appeal, the Appellate Court concluded that a respondent mother’s appeal from a neglect finding was rendered moot when the trial court revoked the commitment of the child to the custody of the Commissioner of Children and Families; id., 558; meaning that, ‘‘[b]ecause the underlying case ha[d] been closed and [the child] ha[d] been returned to the care and custody of the respondent, an actual controversy no longer exist[ed].’’ Id., 561. The Appellate Court then determined that there were no collateral consequences to save the appeal from mootness because there was no reasonable possibility that ‘‘an adjudication of neglect could be used against [the respondent] in a future child protection proceeding,’’ given that the child was about to turn eighteen years old. Id., 562.
822–25, 267 A.3d 316 (2021) (vacating Connecticut trial court’s decision affording full faith and credit to New York court’s determination that appellant was not legal father of child when his appeal was rendered moot by resolution of underlying neglect proceeding because appellant ‘‘did not cause [the] appeal to become moot through any voluntary action,’’ and because ‘‘it would be unfair to [the appellant] to bind him to a judgment that he ha[d] challenged but, through no fault of his own, [could not] contest’’), cert. denied, 340 Conn. 922, 268 A.3d 77 (2022).
Although the acquittee has not established that the 2023 commitment order presents a reasonable possibility of collateral consequences under the facts of this case, the vagaries of time and the improvement in his mental health have operated to preclude him from challenging that order through no fault of his own, given the state’s withdrawal of the pending 2024 petition in response to the report that was filed by the board pursuant to
The appeal is dismissed and the July 11, 2023 commitment order is vacated.
In this opinion the other justices concurred.