STATE OF CONNECTICUT v. JOHN WILLIAM DAVIS, JR.
(SC 19511)
Supreme Court of Connecticut
March 14, 2017
325 Conn. 290
Rogers, C. J., and Palmer, McDonald, Espinosa and Robinson, Js.
Argued November 15, 2016—officially released March 14, 2017
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Jonathan M. Sousa, special deputy assistant state‘s attorney, with whom, on the brief, were Michael Dearington, former state‘s attorney, and Lisa D‘Angelo, assistant state‘s attorney, for the appellant (state).
Laila M. G. Haswell, senior assistant public defender, with whom, on the brief, was Lauren Weisfeld, chief of legal services, for the appellee (defendant).
Opinion
The jury reasonably could have found the following facts. On July 24, 2011, while assisting another officer during a motor vehicle stop on Poplar Street in New Haven, Officer Juan Ingles of the New Haven Police Department observed a grey Nissan traveling down the street with no front license plate in violation of
Ingles pursued the Nissan, and the defendant led him on a high speed chase through New Haven. The defendant drove through red lights, drove on the wrong side of the road, and failed to yield to traffic. The defendant eventually entered the highway, Interstate 91, and traveled for a distance before exiting via an entrance ramp—traveling the wrong way. With more patrol cars joining Ingles in the pursuit, the defendant drove onto sidewalks, over lawns, and directly toward at least one patrol car, whose operator narrowly avoided the collision by leaving the road. When the Nissan struck a curb and became immobilized, the defendant and his passenger exited the vehicle and fled on foot. Ingles pursued the defendant on foot and observed that immediately upon exiting the Nissan and intermittently throughout
The defendant ran toward the rear of a nearby restaurant and scaled a dumpster, where Ingles observed the defendant reach into his waistband, withdraw a black handgun, raise it above his head, and throw it into the dumpster. The defendant jumped off the dumpster and ran through a busy intersection onto residential properties. After running through a number of yards, the defendant attempted to jump a fence, but was blocked by debris, causing him to be cornered by Ingles and other police officers.
The defendant again attempted to flee, did not comply with the officers’ orders, and continued holding his waistband, which prompted Ingles to use a Taser on the defendant twice. As Ingles and the other officers attempted to lift the defendant to his feet, he attempted to bite Ingles, causing Ingles to use his Taser a third time. Ingles used his Taser on the defendant a fourth time after the defendant pushed him. Once the defendant was subdued, Ingles identified the defendant by a Connecticut identification card found on his person.
A police canine unit trained in evidence recovery was brought to the dumpster where Ingles had observed the defendant discarding the handgun. After the police dog alerted to the dumpster, the officers searched and discovered a Smith & Wesson, Model SW 40F, .40 caliber handgun, which matched the description of the gun that Ingles had observed the defendant remove from his waistband and discard in the dumpster. The handgun, which was loaded and had a round in the chamber, was later transported to the forensic science laboratory of the Department of Emergency Services and Public Protection (department), where James Stephenson, a member of the firearm and tool mark section, determined that it was fully operable and had a partially obliterated serial number. Stephenson determined that the serial number had been damaged intentionally. Utilizing an undamaged bar code on the gun, Stephenson ascertained its serial number. After searching for that serial number in the NCIC database,2 Stephenson discovered that the gun had been stolen in Hamden. Ingles also testified that after the firearm was recovered, he determined that the defendant was lawfully unable to carry a firearm.
The defendant was arrested and charged with criminal possession of a firearm in violation of
Imbimbo testified that he conducted a search of the state database—which he agreed was an “accurate representation of those citizens who possess a valid pistol permit“—using the defendant‘s name and date of birth.3 Imbimbo determined that according to the database, the defendant never possessed a state pistol permit. On cross-examination, defense counsel inquired as to whether Imbimbo‘s research included both temporary state pistol permits issued by local authorities and renewable state pistol permits. The following colloquy between defense counsel and Imbimbo ensued:
“Q. . . . So is it possible that there would be a town permit issued separate and distinct from the state permit which would be issued after one had obtained a town permit?
“A. Correct.
“Q. So, indeed, [the defendant] may have in fact possessed a town permit and never in fact went to the next step to evolve to a state level; is that correct?
“A. Right. If he did have a temporary permit from the town it would be valid for [sixty] days from the issuance from the town.
“Q. . . . And did you check the possibility of him having a town permit?
“A. I cannot check the possibility of him having a town permit. . . .
“Q. So there is a possibility that at one point, perhaps even at this point during the time in question that he may have in fact possessed a valid town permit?
“A. Possibility, yes. If it never came to our office to get a valid state permit it‘s a possibility.” (Emphasis added.)
Officer Manmeet Colon of the firearms unit of the New Haven Police Department also testified for the state regarding the defendant‘s lack of a pistol permit. Colon stated that he checked the files of the New Haven Police Department, which issues temporary state pistol permits for residents of New Haven, and verified that there were no temporary state pistol permits
The jury found the defendant guilty of all charges except altering a firearm identification mark and criminal attempt to assault a police officer and the court found the defendant guilty of criminal possession of a firearm. As to the charge of criminal possession of a firearm, the defendant stipulated that he previously had been convicted of a felony, but the trial court excluded that evidence from the jury trial to avoid potential prejudice to the defendant. The court rendered judgment in accordance with the verdict and the finding, and sentenced the defendant to a total effective term of twelve years of incarceration, execution suspended after nine years, and three years of probation.
The defendant appealed to the Appellate Court, which reversed the judgment of the trial court in part and affirmed it in part.4 State v. Davis, supra, 156 Conn. App. 195. The Appellate Court held that the evidence was insufficient to sustain the defendant‘s conviction of carrying a pistol without a permit and unlawful possession of a weapon in a vehicle because the state failed to prove beyond a reasonable doubt that the defendant did not possess a valid pistol permit, which is an element of both crimes. Id., 180-81. Specifically, the Appellate Court determined that the state presented insufficient evidence that the defendant lacked a temporary state permit because the state did not prove that he resided or owned a business in New Haven. Id., 188-89. The Appellate Court also held that the jury could not infer that the defendant did not possess a permit from evidence of the defendant‘s flight from the police because consciousness of guilt evidence cannot be relied on to prove a required substantive element of a crime.8 Id., 189. Lastly, the Appellate Court rejected the state‘s argument that Imbimbo‘s testimony alone, without a jury instruction on the permitting process pursuant to
The state claims that the Appellate Court erred in reversing the defendant‘s conviction of carrying a pistol without a permit and unlawful possession of a weapon in a vehicle because the evidence was sufficient to prove that the defendant did not lawfully possess a valid pistol permit. Specifically, the state contends that the Appellate Court‘s decision was based on an improper application of the sufficiency of
“The standard of review we apply to a claim of insufficient evidence is well established. In reviewing the sufficiency of the evidence to support a criminal conviction we apply a [two part] test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. . . .
“We note that the jury must find every element proven beyond a reasonable doubt in order to find the defendant guilty of the charged offense, [but] each of the basic and inferred facts underlying those conclusions need not be proved beyond a reasonable doubt. . . . If it is reasonable and logical for the jury to conclude that a basic fact or an inferred fact is true, the jury is permitted to consider the fact proven and may consider it in combination with other proven facts in determining whether the cumulative effect of all the evidence proves the defendant guilty of all the elements of the crime charged beyond a reasonable doubt. . . .
“Moreover, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct. . . . It is not one fact, but the cumulative impact of a multitude of facts which establishes guilt in a case involving substantial circumstantial evidence. . . . In evaluating evidence, the [finder] of fact is not required to accept as dispositive those inferences that are consistent with the defendant‘s innocence. . . . The [finder of fact] may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical. . . .
“Finally, [a]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable
We first examine the elements of the offenses at issue. To establish that a defendant is guilty of carrying a pistol without a permit in violation of
The permitting process and qualifications for obtaining a pistol permit are codified in
In the present case, when construing the evidence in the light most favorable to sustaining the guilty verdict, the cumulative impact of the evidence presented at trial reasonably and logically supported the jury‘s conclusion that the defendant was guilty beyond a reasonable doubt of carrying a pistol without a permit and unlawful possession of a weapon in a vehicle. From the testimony of Ingles, Stephenson, Imbimbo, and Colon, along with the reasonable and logical inferences to be drawn from that testimony, the jury reasonably could have concluded that the defendant did not possess a valid pistol permit.
Additionally, there is ample circumstantial evidence in the present case from which the jury could have inferred that the defendant did not possess a temporary pistol permit. We have long held that a conviction can be sustained by circumstantial evidence alone. See State v. Buhl, 321 Conn. 688, 713, 138 A.3d 868 (2016) (“it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is cir-cumstantial rather than direct” [internal quotation marks omitted]); see also State v. Gary, 273 Conn. 393, 405, 869 A.2d 1236 (2005); State v. Perez, 183 Conn. 225, 227, 439 A.2d 305 (1981); State v. Cari, 163 Conn. 174, 179, 303 A.2d 7 (1972). Ingles testified that the defendant fled from the police, discarded the handgun into a dumpster, and that, at the scene of the arrest, he determined that the defendant was not lawfully permitted to carry a firearm. Stephenson testified that the serial number on the handgun had been intentionally obliterated, in a likely attempt to conceal its origin, and, therefore, that the handgun was stolen. The jury reasonably could infer that this circumstantial evidence establishes that the defendant did not possess a valid pistol permit because a pistol permit holder, whether it be a temporary state permit or a renewable state permit, likely would not: (1) flee from police officers; (2) discard his handgun in a public place in an effort to distance himself from it while being pursued by police officers; (3) possess a handgun with an obliterated serial number; (4) possess a stolen handgun; and (5) be deemed to be unable to lawfully carry a firearm by a police officer at the scene of the crimes. When viewed cumulatively
When construing the evidence presented by the state in the light most favorable to sustaining the guilty verdict—and with our focus on the evidence presented, not the evidence that the state failed to present—we hold that the jury reasonably could have concluded that the cumulative force of all the evidence—both direct and circumstantial—established that the defendant did not possess any pistol permit beyond a reasonable doubt, and therefore was guilty of carrying a pistol without a permit and unlawful possession of a weapon in a vehicle.
Notwithstanding the abundant direct and circumstantial evidence tending to prove that the defendant lacked a pistol permit, the defendant cites this court‘s decision in State v. Beauton, 170 Conn. 234, 239, 367 A.2d 1105 (1976), to support the proposition that the prosecution must have introduced direct evidence of the defendant‘s lack of both a temporary and renewable state permit in order for the evidence to be sufficient to support the jury‘s verdict. This argument ignores the fact that in 2001,
We find the defendant‘s reliance on State v. Beauton, supra, 170 Conn. 234, unpersuasive given the changes in permitting procedures made by P.A. 01-130. In Beauton, a case this court decided in 1976, the state presented evidence that the defendant lacked only a local permit, without presenting any evidence as to the absence of a state permit. Id., 238-39. This court found that the evidence was insufficient to support the defendant‘s conviction for violation of
To the extent that the defendant relies on Imbimbo‘s testimony that there was a “possibility” that the defendant may have possessed a valid temporary pistol permit despite Imbimbo‘s search of the state database, that statement could have been discounted by the jury or merely credited as evidence that a remote possibility existed that through some malfunction of the permitting process the temporary permit was never forwarded to the state. See State v. Ledbetter, supra, 275 Conn. 543 (“proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable doubt require acceptance of every hypoth-esis of innocence posed by the defendant that, had it been found credible by the [finder of fact], would have resulted in an acquittal” [internal quotation marks omitted]).
The defendant also urges us to affirm the judgment of the Appellate Court on the alternative ground that the state did not present sufficient evidence to prove the charge of unlawful possession of a weapon in a vehicle in violation of
As noted earlier, the essential elements of
The judgment of the Appellate Court is reversed only as to that court‘s reversal of the defendant‘s conviction of the crimes of carrying a pistol without a permit and unlawful possession of a weapon in a vehicle, and the case is remanded to that court with direction to affirm the judgment of the trial court; the judgment of the Appellate Court is affirmed in all other respects.
In this opinion the other justices concurred.
Notes
“The Court: . . . [W]hat was the date of birth, you inquired, I might have wrote it down wrong?
“[The Prosecutor]: November 29, 2008—I mean, I‘m sorry, 1988.
“The Court: 1988. Okay. I‘m sorry. I misheard.”
On the basis of this colloquy, it is reasonable for the jury to infer that Imbimbo searched for the correct date of birth of November 29, 1988.
