STATE OF NEW JERSEY v. CHESIMARD, Jоanne D., (a/k/a) Assata Shakur, Appellant.
No. 77-1104.
United States Court of Appeals, Third Circuit.
Argued Jan. 25, 1977. Reargued In Banc Feb. 18, 1977. Decided March 9, 1977. As Amended March 24 and 29, 1977.
John W. Corwin Center for Constitutional Rights, New York City, Stephen M. Latimer, Rutgers University Law School Prison Law Clinic, Newark, N. J., Sa‘ad El-Amin, World Community of Islam in the West, Chicago, Ill., Sanford M. Katz, Yasim Mosque, New York City, amici curiae in support of appellant.
C. Judson Hamlin, Middlesex County Prosecutor, William Welaj, Nicholas J. Stroumtsos, Jr., Asst. Prosecutors, New Brunswick, N. J., for appellee.
William F. Hyland, Atty. Gen. of N. J., Trenton, N. J., Daniel Louis Grossman Deputy Atty. Gen., Div. of Criminal Justice, Appellate Section, David S. Baime, John De Cicco, Deputy Attys. Gen., Princeton, N. J., amici curiae in support of appellee.
Before VAN DUSEN, MARIS and ADAMS, Circuit Judges.
Reargued in banc Feb. 18, 1977.
Before SEITZ, Chief Judge, and MARIS, VAN DUSEN, ALDISERT, ADAMS, GIBBONS, ROSENN, HUNTER, WEIS and GARTH, Circuit Judges.
OPINION OF THE COURT
ALDISERT, Circuit Judge.
The major question for decision is whether the principles of Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), as reiterated in Huffman v. Pursue, Ltd., 420 U.S. 592, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975), bar a federal court from prohibiting sessions on Friday, the Islamic Sabbath of appellant, in a pending criminal trial in state court when available state procedures to remedy the alleged constitutional infringement have not been exhausted. Joanne D. Chesimard, the appellant in this court and the defendant in the state criminal proceedings, is a Sunni or Orthodox Muslim who observes Jumah or Jumuah (Friday) as her weekly holy day. She asserts her First Amendment right to free exercise of religion as the basis of her request for federal injunctive or declaratory relief prohibiting state officials from conducting proceedings on Friday in her trial. The district court denied the requested relief. Acting on appellant‘s motion for a stay of the district court‘s order and on appellee‘s petition for summary affirmance, a panel of this court granted appellant declaratory relief on her First Amendment free exercise contention. The full court vacated the panel‘s order and granted rehearing in banc. After additional briefing and oral argument before the court in
I.
Indicted in New Jersey on two counts of murder, one count of armed robbery, one count of illegal possession of a weapon, and four counts of assault on two police officers, Joanne Chesimard filed numerous pre-trial motions in the state trial court. Concentrating our attention on the First Amendment claim, the account of the New Jersey proceedings discloses that on April 12, 1976, Judge Theodore Appelby, of the Superior Cоurt of New Jersey, denied appellant‘s motion to recess court on Fridays during the trial in order to permit her to observe her Muslim Sabbath. Ms. Chesimard moved for leave to appeal the adverse decision to the Superior Court, Appellate Division. The Appellate Division denied her request.
New Jersey court rules explicitly permit a litigant to seek leave to appeal to its Supreme Court from an interlocutory order of the Appellate Division, “when necessary to prevent irreparable injury.”
Given the nature of Ms. Chesimard‘s important and sensitive claim, we cannot characterize it as frivolous nor can we assume that the New Jersey Supreme Court would ignore it. The New Jersey Supreme Court is a distinguished tribunal which has been most solicitous of the First Amendment rights of members of the Muslim faith. For example, in Holden v. Board of Education of City of Elizabeth, 46 N.J. 281, 216 A.2d 387 (1966), the court held that Muslim school children who, for religious reasons, refuse to pledge allegiance to the American flag cannot be excluded from New Jersey‘s schools. The Court there recognized “a religion known as Islam [whose members] are taught that their sole allegiance is to Almighty God Allah. . . . Their religious teachings are based on the Quran, as interpreted to them by one Elijah Muhammad, whom they regarded as their leader and spiritual prophet.” 216 A.2d at 389. Particularly in light of Holden, we cannot assume that the New Jersey Supreme Court would be unwilling to give appellant‘s important First Amendment claim priority consideration similar to that afforded by this court.7
II.
The centerpiece of the Younger principle is the requirement that one seeking federal intervention in a pending criminal proceeding must show not merely the irreparable injury which is a normal prerequisite for an injunction, but also that the injury would be “great and immеdiate“: “The threat to the plaintiff‘s federally protected rights must be one that cannot be eliminated by his defense against a single criminal prosecution.” 401 U.S. at 46, 91 S.Ct. at 751. The claim is made here that Ms. Chesimard‘s free exercise right could not be asserted as a defense to the criminal prosecution. But it is equally true that the right could not be raised in the absence of a
Nor does the withholding of federal relief under these circumstances do violence to the traditional notion that exhaustion of state judicial remedies is ordinarily not a prerequisite to relief sought under
III.
Although we affirm the district court on Younger principles because we find that Ms. Chesimard has not exhausted her state appellate remedies, it is necessary to discuss briefly the contention that Younger is not applicable to this case because of the peculiar nature of the relief sought. It is contended that the request for Friday recesses is a collateral matter, not related to the central guilt-determination process, and that such collateral matters аre not within the Younger rationale. While we recognize this distinction, suggested in Conover v. Montemuro, 477 F.2d 1073, 1082 (3d Cir. 1973), and noted in Gerstein v. Pugh, 420 U.S. 103, 108 n. 9, 95 S.Ct. 854, 860, 43 L.Ed.2d 54 (1975), we are not persuaded that it commands a different result in the present posture of this case. The Gerstein Court‘s entire discussion of the point was as follows:
The District Court correctly held that respondent‘s claim for relief was not barred by the equitable restrictions on federal intervention in state prosecutions. Younger v. Harris, 401 U.S. 37 [91 S.Ct. 746, 27 L.Ed.2d 669] (1971). The injunction was not directed at the state prosecution as such, but only at the legality of pretrial detention without a judicial hearing, an issue that could not be raised in defense of the criminal prosecution. The order to hold preliminary hearings could not prejudice the conduct of the trial on the merits. See Conover v. Montemuro, 477 F.2d 1073, 1082 (3d Cir. 1972); cf., Perez v. Ledesma, 401 U.S. 82 [91 S.Ct. 674, 27 L.Ed.2d 701] (1971); Stefanelli v. Minard, 342 U.S. 117 [72 S.Ct. 118, 96 L.Ed. 138] (1951).
Ibid.
Conover, like Gerstein, did not involve the guilt-determination process; it concerned the right to a preliminary hearing prior to the filing of charges in a juvenile case. Federal action in Conover did not affect the adjudication of the merits of any charge. Indeed, Conover placed express precedential reliance on Lewis v. Kugler, 446 F.2d 1343
Even if a state prosecution is pending, injunctive or declaratory relief against state officers with respect to violations of federal constitutional rights not amounting to an injunction which will halt or substantially interfere with a pending prosecution may still be available. Lewis v. Kugler, supra at 1349.
Conover v. Montemuro, supra, 477 F.2d at 1080 (emphasis added).
The issue raised under the Gerstein formulation is whether the federal order sought would “prejudice the conduct of the triаl on the merits.” 420 U.S. at 108, n. 9, 95 S.Ct. at 860. Or, as stated by this court in Conover, the question is whether the federal order will “substantially interfere with a pending prosecution.” 477 F.2d at 1080. Persuasive arguments can be made on either side of the question whether an order that requires that a pending state trial not be conducted on Fridays creates a sufficient degree of interference with the “conduct of the trial on the merits” to require application of Younger principles. But it cannot be gainsaid that, even if the order would not substantially interfere with the conduct of the trial, to permit federal intervention here when state interlocutory appellate review remains available would unnecessarily displace the state‘s supreme court of its role in supervising the conduct of trials in state courts. Unlike the situation in Conover, in which the order sought did not have reference to any particular trial court ruling in an ongoing proceeding, intervention here would deprive the New Jersey Supreme Court of an opportunity to review a discrete judicial ruling in a pending trial.
Accordingly, we conclude that Younger is applicable in the present posture of the case and need not consider its applicability to the situation in which state appellate review is unavailable or completed.
Moreover, the fact that the relief sought here can be characterized as collateral to the central fact-finding and guilt determination process does not necessarily remove it from Younger‘s reach. Kugler v. Helfant, 421 U.S. 117, 95 S.Ct. 1524, 44 L.Ed.2d 15 (1975), vacating and remanding 500 F.2d 1188 (3d Cir. 1974) (in banc), reminded this court that even collateral issues may substantially interfere with the conduct of the trial on the merits, requiring application of the principles of equity and comity which underlie Younger: “If the federal equity power must refrain from staying State prosecutions outright to try the central question of the validity of the statute on which the prosecution is based, how much more reluctant must it be to intervene piecemeal to try collateral issues.” Ibid., 421 U.S. at 130, 95 S.Ct. at 1533, quoting Stefanelli v. Minard, 342 U.S. 117, 123, 72 S.Ct. 118, 96 L.Ed. 138 (1951).
IV.
Finally, the Supreme Court has crisply answered the contention that although Younger precludes injunctive relief, federal declaratory relief is nevertheless available: “[T]he basic policy against federal interference with pending state prosecutions would be frustrated as much by the declaratory judgment procedure ordered by the Court of Appeals as it would be by the permanent injunction originally sought by [petitioner].” Kugler v. Helfant, supra, 421 U.S. at 131, 95 S.Ct. at 1534, citing Samuels v. Mackell, 401 U.S. 66, 73, 91 S.Ct. 764, 27 L.Ed.2d 688 (1971).
Appellee‘s motion for summary affirmance is granted and the judgment of the district court will be affirmed. The mandate of the court will issue forthwith.
ADAMS, Circuit Judge, dissenting in part.
I respectfully dissent from the Court‘s disposition of the Younger v. Harris1 issue.2
I.
In recognition of the perception that “a federal lawsuit to stop a prosecution in a state court is a serious matter,”4 the Supreme Court in Younger v. Harris5 and its progeny6 has enunciated a regime of comity between federal and state judicial processes, that has deep roots in American jurisprudence.7 Younger declares that a federal court may not interfere in an ongoing state criminal proceeding absent a showing of prosecutorial bad faith or harassment or other extraordinary circumstances.8 And even in those instances where the initial predicate for federal intervention has been made out, a federal court
The principles set forth in Younger are most salutary. Younger calls upon us ungrudgingly to show “a proper respect for state functions,” and to recognize that in our federal system state courts as well as federal courts have a solemn obligation to preserve the constitutional rights of the citizenry.10 Moreover, because the administration of the criminal process is one of the core functions of the states and since constitutional rights may normally be vindicated in the ordinary course of an unfolding prosecution, we should exhibit considerable reticence when requested to intrude in a state criminal trial.11
II.
That Younger is an important ingredient in the preservation of the frictionless operation of our federal system does not at all answer the question whether its strictures apply to the factual setting that is presented to us. In my opinion, it would appear that they do not.
The linchpin of Younger, as I see it, is its disapprobation of federal court action that “imposes a substantial impediment upon a state criminal trial,”12 a concept usually described as federal “interference” or “intrusion.” The most basic type of action that Younger inveighs against is the halting of an ongoing state prosecution.13 This, however, does not fully describe the full reach of the Younger doctrine. Interference with certain component aspects of state criminal trials have been found to be equally offensive to basic notions of comity. Thus, cases such as Kugler v. Helfant14 and Stefanelli v. Minard15 have made clear that, in the usual situation, federal courts should not supplant state judicial procеsses in determining whether certain evidence can constitutionally be admitted at a state criminal trial.16
These admonitions, however, do not encompass all federal court actions that have the possibility of touching upon a state criminal prosecution. The Supreme Court has indicated that, in some cases, certain federal equitable decrees may issue even though they may affect the operation of the state criminal processes. An example of this can be found in Gerstein v. Pugh17. Pugh was a federal class action brought by persons arrested for felonies. They sought a ruling that the State of Florida was constitutionally required to provide them with an expeditious hearing on the question of probable cause for arrest and an appropriate remedy to rectify this deprivation. The district court granted relief, and the Fifth Circuit and the Supreme Court affirmed. In the lower courts, the state had urged that the issuance of equitable relief in favor of the plaintiff class would transgress the teachings of Younger. The Supreme Court rejected this contention noting that:18
The injunction was not directed at the state prosecutions as such, but only at the legality of pretrial detention without a judicial hearing, an issue that could not be raised in defense of the criminal prosecution. The order to hold preliminary hearings could not prejudice the conduсt of the trial on the merits.
A fuller statement of the rationale underpinning this position can be found in Judge Tuttle‘s carefully-crafted opinion for the Fifth Circuit in Pugh19. Younger, Judge
sought no relief which would impede pending or future prosecutions on various charges in the state courts of Florida. Rather, while accepting that the state courts were the proper forum for consummation of criminal proceedings against them, the plaintiffs argued that the state was nevertheless obligated to submit them to preliminary probable cause hearings.
Judge Tuttle recognized that not every allegedly unconstitutional state pretrial procedure would provide a proper occasion for federal intervention. Pugh was such a case, however, since the relief requested was not against any state prosecution “as such,”21 and because plaintiffs merely desired “to challenge an aspect of the criminal justice system [which affects a constitutional right that] cannot be vindicated in the state court trial.”22 Finally, Judge Tuttle noted that the fact that the plaintiffs could have sought identical relief in a state equitable action was not sufficient to erect a Younger bar to federal proceedings. Younger, he submitted, was not applicable in a situation where a federal claim could nоt be ruled upon in a single pending or future state proceeding.23
This case admittedly is not on all fours with Pugh. In Pugh, the state trials had not yet commenced and the relief that the plaintiffs requested would have had no direct impact on their trials. Chesimard‘s trial, in contrast, has already begun, and proscribing Friday sessions will admittedly have some effect on the state court trial. Nonetheless, I am convinced that this case is governed by the considerations articulated in Pugh, and that the present problem is not the type that Younger and Kugler were designed to address.
Unlike the situations in Younger and the cases following it, the relief sought by Chesimard is not directed at the state criminal prosecution as such. The Younger plaintiffs, in effect, attempted to block the entire state criminal proceeding. A declaration against the holding of Friday sessions, however, is surely not the equivalent of halting a state criminal action.
Nor would such a declaration have the disruptive effect on the internal processes of the state trial that federal adjudication of evidentiary questions, the relief requested in Kugler and Stefanelli, would threaten. Indeed, it appears that the relief demanded would, in no meaningful way, change the substance of Chesimard‘s trial or threaten the integrity of the operation of the state criminal process.
Moreover, as was the case in Pugh, Chesimard, within the confines of her trial, cannot win relief from the practice to which she objects—trial sessions on Fridays. This is so because Judge Appelby has orderеd that the trial take place on Fridays, and each time that it does, Chesimard‘s constitutional rights will be abridged. It would accordingly be necessary for her to seek a delay in the proceedings in order to invoke state appellate processes. Thus, the “interference” with the trial brought on by employing state appellate remedies, if any are available, would be practically identical with the interference that would be caused by the bringing of a federal action, a factor that would distinguish this case from Younger and Kugler.
It would appear that one of the reasons for interdicting federal interference with state criminal actions is to avoid prejudice to the integrity of such proceedings. In this case the only prejudice that might flow from the trial court‘s not sitting on Fridays would be an extension of the length of the trial. This, of course, is a matter of some concern, particularly because the jury in this case is being sequestered. Yet, it was admitted at oral argument that no one had any objection to holding longer sessions on
I reсognize that, in a formal sense, a federal declaratory judgment that a state court, under the facts here, should not sit on Fridays may be deemed an “intrusion” upon state criminal processes. However, it is significant that the majority, in a candid fashion, concedes that this may not be so.25 In any event, such an order, even it can be considered to be a technical interference, is in my opinion, so de minimis that it should not be characterized as the sort of occurrence that Younger and Kugler endeavored to prevent.
The Pugh doctrine, that certain controversies collateral to the basic state criminal proceeding are not subject to the mandate of Younger, is a necessary one. This is the case since, without the Pugh principle, constitutional claims, like the one asserted by Chesimard, would go without redress. Such a result would raise serious constitutional concerns because it is questionable whether the ordinarily salubrious requirements of comity have sufficient force to permit the violation of constitutional rights to go without remedy.26
I would thus conclude that the relief sought by Chesimard does not pose the threat of substantial interference with a state criminal trial that the Younger line of cases forbids, and that federal equitable relief in this case would not be barred by the precepts of comity.
III.
Assuming that the relief requested by Chesimard does not fit within the contours of the Pugh doctrine, but instead constitutes sufficient interference with state criminal proceedings to bring Younger into play, the relief sought should, nonetheless, be granted. This is so since I believe that the peculiar congerie of facts before us would fall within the “exceptional circumstances” limitation to the Younger rule.27
Chesimard‘s predicament would appear to reveal rather clearly the imminence of great and irreparable harm. She is an Orthodox Muslim, and the sincerity of her beliefs has not been disputed. The Muslim faith recognizes Friday or Jumah as its Sabbath, and its tenets prohibit its adherents from attending any public function on that day.
The state judge‘s order that trial proceed on Fridays thus places Chesimard in a harsh dilemma. She is forced to choose between conforming to her religious precepts or at-
What seems to divide the Court is not whether Chesimard is threatened with serious harm on account of the proposed Friday sessions, because the majority assumes that this is so, but whether this harm is irreparable, great and immediate, and whether Chesimard lacks an adequate remedy at law so as to fall within the exceptional circumstances qualification to the Younger rule. These inquiries pivot primarily on the question whether Chesimard has exhausted her state appellate remedies.
I agree with my brethren in the majority that the question of exhaustion is a proper inquiry in a Younger situation. Although the Supreme Court has continuously held that exhaustion of state court remedies is not a precondition to obtaining relief under
The exhaustion problem here would seem to reduce to a fairly simple question, namely whether the federal courts must forbear from acting because Chesimard arguably still has available within the state system an interlocutory appeal nunc pro tunc to the New Jersey Supreme Court. The majority answers in the affirmative, reasoning, on the basis of Huffman, that a case of irreparable injury cannot be made out if a federal plaintiff has yet to utilize any remaining state appellate remedy. Because of the special circumstances presented here, I cannot agree with this proposition.
Huffman is a different case from the one before us. There, the state court defendant, after an adverse verdict at trial,30 commenced a
The present case in no way represents an attempt to deprive the state appellate courts of their legitimate function. When the state trial judge, during pretrial proceedings, initially indicated that he intended to hold Friday sessions, Chesimard immediately sought leave to appeal in the state intermediate appellate court. But leave to appeal was denied. We were advised at oral argument that the only reason that leave to appeal to the New Jersey Supreme Court was not pursued at that time was the fact that the state trial judge had indicated that no pretrial proceedings would take place on Fridays. And, indeed, no pretrial motions were heard on Fridays. It was only after Judge Appelby, in January 1977, a date when the time for appeal had long since elapsed, declared that trial sessions would take place on Fridays that Chesimard commenced her federal action.
At oral argument before the original panel in this appeal, the attorneys for both Chesimard and the State indicated to this Court that Chesimard had exhausted her available state appellate remedies. No mention of the nunc pro tunc possibility was made at that time. Only after the motion for a stay of the panel‘s order was filed was there brought to our attention the possible existence of the availability of leave to appeal nunc pro tunc to the New Jersey Supreme Court.
Moreover, at no point has this Court been informed how amenable the New Jersey Supreme Court is to the nunc pro tunc
In addition to these considerations, an occurrence at the en banc argument provides a further reason for concluding that federal action is not barred by the possible availability of a nunc pro tunc leave to appeal. At that argument, counsel for Chesimard stated that he was willing immediately to pursue the nunc pro tunc remedy if the State would agree that no Friday sessions would be held meanwhile. But the state prosecutor declined to go along with this proposal. If Chesimard is required to pursue the suggested state remedy, she will be compelled to undergo a deprivation of her rights under the first amendment on each Friday that sessions are held until there is a determination by the New Jersey Supreme Court. Consequently, I would conclude that, as a practical matter, Chesimard has exhausted her state appellate remedies for the purposes of the Younger doctrine.32
Furthermore, it should be noted that the state remedy here is not an adequate substitute for federal equitable relief. A federal decree would promptly terminate the possibility that Chesimard‘s first amendment rights will be violated. On the other hand, if it is necessary for her to go to the state courts for relief there would loom the possibility that Chesimard would be subjected to one or more instances where her constitutional rights would be infringed before a state remedy could be had. Such would appear to be a particularly grievous possibility given the nature of the constitutional right in question, for if Chesimard‘s first amendment liberties are abridged, there does not appear to be any available mode of redress for such violations.33
Since, a state remedy would be insufficient to rectify Chesimard‘s grievance, I would conclude that she has made out a sufficient case of great, immediate and irreparable harm under the exceptions to the Younger rule so as to warrant federal equitable relief.
Thus, I would remand the cause to the district court with instructions to enter a declaratory judgment that the holding of Friday sessions in Chesimard‘s state court trial should, on the basis of the present record, not take place.
Judges MARIS and VAN DUSEN join in this opinion.
GIBBONS, Circuit Judge, with whom Judges MARIS and VAN DUSEN, join, dissenting in part.
When the Supreme Court took the Younger v. Harris direction this is the case that should have been anticipated. I think it was. I doubt that the Court‘s current majority really intends to put the free exercise of religion claim here presented beyond the reach of federal remedial law.
I
Chesimard asserts that under the tenets of the Sunni Muslim sect of which she is a member Friday, or Jumah, is the recognized Sabbath day, and that she is a devout observer. Throughout pretrial stages in a pending criminal proceeding her first amendment claim was recognized by the State of New Jersey, when the court con-
II
We note at the outset that the free exercise claim is entirely collateral to any issues bearing upon Chesimard‘s guilt or innocence of the pending criminal charge. Neither the sufficiency of the charge, nor the admissibility of any evidence in support of it, nor the due process by which it is to be tried, is in any way involved. The claim is solely that a trial on a given day of the week violates her free exercise rights. That claim is as completely collateral to the merits of the criminal proceeding as if it were asserted on behalf of a Roman Catholic juror objecting to participating in a trial on Sunday. The majority holds that Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971) and Huffman v. Pursue, Ltd., 420 U.S. 592, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975) prevent “federal intervention.” Presumably they would rule similarly in the juror‘s case.
This court, since Cooper v. Hutchinson, 184 F.2d 119 (3d Cir. 1950) has been committed to the view that
Finally there is the narrow issue whether, even as to class members actually before the Family Court Division of the Philadelphia Court of Common Pleas, the ruling in Samuels v. Mackell, supra, would preclude declaratory relief of some kind. Lewis v. Kugler, supra at 1349, is relevant here. That case suggests that if an actual proceeding is pending, as to those class members against whom those proceedings are pending certain types of declaratory relief will be inappropriate. It holds that the federal court should not foreclose the merits of the issue of legality of a search or seizure by granting a declaratory judgment. Such a determination would in effect substitute federal
court fact finding for that already available in the state court on an issue going to the ability of the state to prove its charge. See e. g., Stefanelli v. Minard, 342 U.S. 117, 72 S.Ct. 118, 96 L.Ed. 138 (1951). This case does not present the same kind of issue. Declaratory relief with respect to the intake procedures will not necessarily hinder the eventual adjudicatory process of the Court of Common Pleas or substitute federal fact finding in any case in which a petition for adjudication of delinquency may be tried. Thus Lewis v. Kugler, supra, is not authority for the withholding of declaratory relief, even as to those class members presently before the Pennsylvania courts. In that case we pointed out that in the exercise of its broad equitable powers, a district court could fashion a remedy which would prevent deprivation of constitutional rights while at the same time avoiding unnecessary encroachment on state and local government functions, 446 F.2d at 1351-1352. Since a remedy with respect to the intake procedures would not necessarily interfere with the adjudication functions of the Commonwealth‘s juvenile court, it is therefore not necessarily precluded by Younger v. Harris, supra, or Samuels v. Mackell, supra.
Thus, by 1973 we were firmly and unanimously committed to the proposition that Younger applied only when the federal proceeding would effectively preempt the state court‘s adjudication of the merits of a pending criminal charge. Not all circuits adopted our interpretation of Younger, which limited its application to issues directly involved in the adjudication of guilt.3
One Circuit which did so was the Fifth. It embraced the Third Circuit interpretation of Younger as early as Morgan v. Wofford, 472 F.2d 822, 826 (5th Cir. 1973). Eleven months later in Pugh v. Rainwater, 483 F.2d 778 (5th Cir. 1973), aff‘d in part and rev‘d in part sub nom., Gerstein v. Pugh, 420 U.S. 103, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975) the Fifth Circuit held Younger inapplicable to an application for federal injunctive relief. There, petitioner complained of the state‘s practice of making the prosecuting attorney the judge of probable cause to hold arrestees until arraignment or trial. The Fifth Circuit also expressly rejected the contention that the availability of a state court pretrial declaratory or injunctive remedy precluded resort to a federal forum, writing:
While the plaintiffs might have filed suit in state court for a declaratory judgment and other equitable relief based upon the same grounds as this suit, this procedure would have required a second state court proceeding to adjudicate a federal claim not based upon the merits of the defenses to the state criminal actions. Younger has never been applied by our circuit to force a federal court to relinquish jurisdiction over a federal claim which could not be adjudicated in a single pending or future state proceeding, and we decline to so apply it now.
When Pugh v. Rainwater, supra came before the Supreme Court, it affirmed the Younger holding. This despite the fact that a phalanx of state Attorneys General, including the Attorney General of New Jersey, filed briefs amici curiae urging reversal. 420 U.S. at 104-5, 95 S.Ct. 854. The Younger discussion in Gerstein v. Pugh appears, as the majority opinion notes,4 in a brief footnote at 420 U.S. at 108 n. 9, 95 S.Ct. at 860. It is nonetheless the unanimous holding of the Court, for all justices concurred in Part I of the opinion. The most significant feаture of the brief discussion is the sentence:
The order to hold preliminary hearings could not prejudice the conduct of the trial on the merits. See Conover v. Mon-
temuro, 477 F.2d 1073, 1082 (CA 3 1972); cf. Perez v. Ledesma, 401 U.S. 82 [91 S.Ct. 674, 27 L.Ed.2d 701] (1971); Stefanelli v. Minard, 342 U.S. 117 [72 S.Ct. 118, 96 L.Ed. 138] (1951). (Emphasis supplied).
The quoted sentence makes the precise distinction which we made in Conover v. Montemuro, supra, between adjudication of the merits of the criminal charge and adjudication of issues collateral to the merits, and it cites as authority for that distinction the very page in Conover v. Montemuro, quoted above, where we made that distinction. This court is bound by that approval of the distinction between issues going to the merits and issues collateral thereto.
The majority tacitly acknowledges as much. It concedes that “[p]ersuasive arguments can be made on either side of the question whether an order that requires that a pending state trial not be conducted on Fridays creates a sufficient degree of interference with the ‘conduct of the trial on the merits’ to require application of Younger principles,”5 but makes no attempt to marshall such arguments in support of its result. There really are none since the free exercise claim is irrelevant to the merits, and an adjudication of guilt will be no different on Saturday than on Friday. It seems clear enough to me that what the Gerstein v. Pugh Court had in mind was federal adjudication of issues which could be adjudicated on the merits in the state trial.
Reсognizing that there is really no distinction between this case and Gerstein v. Pugh the majority proceeds to rely on Kugler v. Helfant, 421 U.S. 117, 95 S.Ct. 1524, 44 L.Ed.2d 15 (1975) for the proposition that even if the free exercise claim is collateral to guilt determination, a federal court must nevertheless withhold relief. There is a significant problem, however, with reliance on Kugler v. Helfant. The issue in Kugler v. Helfant, involving the fifth amendment privilege against self-incrimination, was in no sense collateral to the merits of the criminal charge. There is no inconsistency between the rule laid down in Conover v. Montemuro and approved in Gerstein v. Pugh, and the holding in Kugler v. Helfant. Indeed, both this court, 500 F.2d at 1193, and the Supreme Court, 421 U.S. at 122, 95 S.Ct. 1524, made it clear that the latter case involved the “exceptional circumstances” limitation upon the Younger remedial powers rule, rather than the collateral issues rule, as to which Younger is simply inapplicable. The Supreme Court in Kugler v. Helfant differed with us as to whether the disclosed circumstances were sufficiently exceptional to warrant our adjudication of a factual dispute over suppression of a confession which could have been litigated in the criminal trial. If erroneously determined, that issue would have afforded a ground for a new trial on certiorari or habeas corpus. Kugler v. Helfant simply does not deal with issues such as the free exercise claim here, or the pretrial detention claim in Gerstein v. Pugh, which do not bear on the merits of the criminal charge, the admissibility of evidence to support it, or the fairness of the processes used in resolving it.
The majority‘s reliance on Huffman v. Pursue, Ltd., 420 U.S. 592, 609, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1972) is equally misplaced for the same reasons. Huffman did not enlarge the categories of issues to which the Younger rule applies. It did no more than put state quasi-criminal sanctioning proceedings on a par with state criminal sanctioning proceedings. It contains no language suggesting that the claimant of a federally protected right must resort to and exhaust state remedies collateral to the merits of a quasi-criminal enforcement proceeding before resorting to a federal forum. Nothing in the majority opinion in Huffman v. Pursue, Ltd. suggests that it was intended to cast doubt upon the holding in Gerstein v. Pugh that the Younger rule is inapplicable to collateral issues. Indeed, part VI of the opinion, 420 U.S. at 611, 95 S.Ct. 1200, remanding for further proceedings to determine if a Younger exception applies, is an express
Putting the issue squarely, let us suppose that, yielding to the practicalities of the state court‘s ruling, Chesimard attends trial each Friday. In that event, each Friday she will have been subjected to what the majority acknowledges is a significant first amendment deprivation. But assuming an otherwise error-free trial, what appellate or habeas corpus relief would be appropriate? The majority opinion is carefully circumspect on this point. Nowhere does it suggest that either the Supreme Court or a habeas corpus court would, or even could, set aside the judgment of conviction and order a new trial. It goes no further than to refer to the state‘s contention as to the availability of appellate review of a final order, and it relies only on the availability of state interlocutory relief.6 The majority‘s circumspection is entirely appropriate, for no authority with which I am familiar would permit reversal of an otherwise errorless conviction for reasons having nothing whatsoever to do with the merits of the guilt determination. If the free exercise right in question is lost pendente lite it is lost for all time.7 Even a posttrial damage remedy is foreclosed by the doctrine of judicial immunity. Pierson v. Ray, 386 U.S. 547, 87 S.Ct. 1213, 18 L.Ed.2d 288 (1967).
III
Of course, if Chesimard, under compulsion of the Hobson‘s choice afforded by the state court ruling, were to elect to forego her right of confrontation and her right to the effective assistance of counsel, and the trial were to proceed each Friday in her absence, a judgment of sentence would present different issues upon review. Significantly, the majority opinion does not rely upon the availability of this chimerical choice. Rather, it focuses on the availability of pendente lite relief in a state forum to relieve Chesimard of the necessity of making it.8 Undoubtedly the reluctance to rely on the choice of surrendering sixth amendment rights to preserve first amendment rights reflects the majority‘s belief, which I share, that the very fact of being forced to make such a choice is a form of irreparable injury for which interlocutory relief should, as a matter of federal constitutional law, be afforded. Cf. United States v. Garcia, 544 F.2d 681, 685 (3d Cir. 1976) (Aldisert, J.) (forcing a Hobson‘s choice and exacting a price for the exercise of a constitutional right is impermissible). Moreover, the majority, I suspect, foresees the distinct possibility that in reviewing a final judgment in the event Chesimard elects to remain in her cell, the New Jersey appellate courts would find that she voluntarily waived her rights of confrontation and effective assistance of counsel. And if the New Jersey appellate courts should so hold, the prosecutor would most assuredly claim on certiorari that such a holding was an adequate and independent state ground, precluding both certiorari and habeas corpus relief.
Prior to May 3, 1976 I would have thought that Chesimard could safely have preserved her first amendment rights by remaining in her cell, while at the same time preserving her opportunity to obtain federal review, by certiorari or habeas corpus, of the sixth and fourteenth amendment violations resulting from the trial go-
Obviously, the majority puts no stock in the availability of the choice of staying in a cell on Fridays. It relies instead, and solely relies, on the availability of collateral pendente lite relief in a state court.
IV
While the court purports not to decide whether federal intervention would be justified in the absence of state procedures for interlocutory review, or upon affirmance of the challenged ruling by the state Supreme Court,9 it is clear that the linchpin of the majority ruling is the presumed availability of a state forum which will entertain the free exercise claim pendente lite. Moreover, the majority must mean that as a matter оf federal law a state court is, in the circumstances of this case, obliged to provide a forum which will entertain the free exercise claim pendente lite. Presumably, the majority intends that if the claim is meritorious, the state court must vindicate the right, and that if it does not do so some federal court will.
Such a court might be the United States Supreme Court, which could on certiorari from a final order refusing to consider and decide the claim pendente lite order the state court to afford a remedy.10 There is ample authority that state courts of general jurisdiction must, as a matter of federal law, entertain actions for the vindication of federally protected rights. See, e.g., General Oil Co. v. Crain, 209 U.S. 211, 28 S.Ct. 475, 52 L.Ed. 754 (1908); Iowa-Des Moines National Bank v. Bennett, 284 U.S. 239, 52 S.Ct. 133, 76 L.Ed. 265 (1931); Testa v. Katt, 330 U.S. 386, 67 S.Ct. 810, 91 L.Ed. 967 (1947). Such a federal court could also be a United States district court, which, if the state courts did not entertain and decide the claim, would not be prevented from entertaining a new
This underlying assumption, which quite clearly is the unarticulated major premise of the majority opinion, sets in sharp relief the question what policies were intended to be advanced by the Younger sextet. Was the Court aiming at imposing upon lower federal court judges an appropriate deference toward their opposite numbers on the state bench? Or was the Court thinking about the appropriate interrelationship between state law and federal law, state sovereignty and federal sovereignty? The majority must opt for the first rather than the second interpretation. It withholds relief to afford the Supreme Court of New Jersey an opportunity to consider a nunc pro tunc application for interlocutory relief, while at the same time implying that the New Jer-
I think this interpretation of Younger trivializes what was intended to be a significant milestone, not in the relationships between federal judges and state judges, a patent irrelevancy, but in the relationship between the national law and state enforcement of its own law. It is true, of course, that the debate over fourteenth amendment “intrusion” in the state criminal justice system has often been carried on the “we-they“, ad hominem level. See, e.g., State v. Funicello, 60 N.J. 60, 69, 286 A.2d 55, 59 (N.J.1972) (Weintraub, J., concurring), cert. denied sub nom. New Jersey v. Presha et al., 408 U.S. 942, 92 S.Ct. 2849, 33 L.Ed.2d 766 (1972).
I do not accept the proposition that Justice Black had in mind anything so small when he spoke of “Our Federalism.” It seems to me that what was intended was a limitation on federal sovereignty in all its aspects, by the imposition of an obligation to give due regard to state procedural law in the state‘s enforcement of the criminal and quasi-criminal law. Such regard is due, under Younger, even when the merits of the charge also involve adjudication of federal law issues. If I am right that more was intended than a tender regard for the feelings of state court judges, then it is obvious that the Younger policy is invaded to precisely the same extent when federal law requires a state tribunal to give pendente lite relief as when federal law permits a federal tribunal to give such relief.
If, as the majority apparently assumes, the state courts must as a matter of federal law entertain an application for pendente lite relief from the requirement that the Chеsimard trial be held on Fridays, and must grant relief if the first amendment claim is meritorious, then the degree of interference with the pending state prosecution will be identical. I fail to see how there is any distinction from the point of view of legitimate concerns of federalism, between an order interfering with trial on Fridays emanating from a lower federal court, from the Supreme Court, or from a state court, where the order is required by federal law. Either all three are precluded by Younger principles or none are.
I make this point not because I have any doubts that federal law requires that a state tribunal entertain Chesimard‘s first amendment claim pendente lite, for I have none. Rather, it seems to me that in relying upon the availability of interim relief in the state courts the majority has eliminated any policy support for its result which might have been derived from the Younger sextet. The very reason on which the majority relies for withholding federal relief cuts against any claim that the interests of federalism require that result.
V
The reason for the Younger sextet rule commanding that federal courts refrain from a premature adjudication of issues going to the merits of a state charge is the assumption that a post-judgment remedy by certiorari or habeas corpus affords adequate relief. The Court held that merely being subjected to trial did not amount to such irreparable injury as would make post-judgment relief inadequate. See, e.g., Younger v. Harris, supra, 401 U.S. at 45, 46, 91 S.Ct. 746.
That reasoning is entirely inapposite in this case, for as we point out above, the free exercise claim will never be the subject of post-judgment relief. The invasion will take place every Friday and will be completely irreparable unless pendente lite relief is afforded. Even if the Younger sextet is not, as I conclude, irrelevant to such a collateral claim, the fact of such irreparable injury would be an “exceptional circum-
VI
The majority does not decide the merits of the first amendment claim. I have no doubt that the state court order is invalid, given that court‘s finding that Chesimard‘s Sabbatarian beliefs are sincerely held.
The right of individuals to be free from gоvernmental restraint upon their free exercise of religion is the first stated and among the most carefully guarded of the rights enumerated in the Bill of Rights. Sherbert v. Verner, 374 U.S. 398, 407, 83 S.Ct. 1790, 10 L.Ed.2d 965 (1963); Marsh v. Alabama, 326 U.S. 501, 509, 66 S.Ct. 276, 90 L.Ed. 265 (1946); Thomas v. Collins, 323 U.S. 516, 530, 65 S.Ct. 315, 89 L.Ed. 430 (1945). The significance of the right is not diminished by an individual‘s status as a defendant in a criminal prosecution. See Cruz v. Beto, 405 U.S. 319, 92 S.Ct. 1079, 31 L.Ed.2d 263 (1972). Where a person‘s right to the free exercise of religion is inhibited by state action, the courts will scrutinize the state‘s chosen means of attaining its goals to determine whether the state has met its obligation to avoid, to the extent possible, infringement of the protected freedom. Cantwell v. Connecticut, 310 U.S. 296, 304, 60 S.Ct. 900, 84 L.Ed. 1213 (1940); see Procunier v. Martinez, 416 U.S. 396, 413, 94 S.Ct. 1800, 40 L.Ed.2d 224 (1974); United States v. Robel, 389 U.S. 258, 264-68, 88 S.Ct. 419, 19 L.Ed.2d 508 (1967). The governmental goal or purpose itself will be value-weighed against the protected right of the individual to determine which should prevail, and a purpose of obtaining a government objective even of the highest order, will not justify the imposition of restraint upon the free exercise of religion unless the objective cannot otherwise be achieved.13 Wisconsin v. Yoder, 406 U.S. 205, 215, 92 S.Ct. 1526, 32 L.Ed.2d 15
The state‘s concern for the efficient and speedy administration of justice in an environment conducive to due process is undoubtedly a significant state interest. Cox v. Louisiana, 379 U.S. 559, 85 S.Ct. 476, 13 L.Ed.2d 487 (1965). In Cox the state‘s interest in the integrity of the criminal process was a compelling and overriding one because the orderly administration of justice was threatened by the individuals’ exercise of the right of free speech; however, in the present case, the efficient and orderly administration of justice is not placed in jeopardy by the removal of one of the five trial days ordinarily available to the court and the petitioner‘s observance of her religious faith in itself poses no threat to the administration of justice.
In balancing the state interest in prompt criminal trials against the petitioner‘s right to observe her religious beliefs, given the facts of this case with the alternatives available to achieve the state‘s purpose and the limited nature of the disruption of orderly trial proceedings caused by not conducting the trial on Fridays, the petitioner‘s request should have been honored.
It is apparent from the majority‘s studied delicacy in discussing the free exercise claim that it does not disagree with the foregoing first amendment principles or even with the conclusion that the free exercise claim should have been honored. It denies relief solely on the ground that the Younger rule precludes it. Since I think the majority has misconstrued the Younger cases and disregarded the controlling precedent, Gerstein v. Pugh, supra, I would remand to the district court for the entry of a declaratory judgment that the state should have honored Chesimard‘s free exercise claim by refraining from conducting her trial on Fridays. I have no doubt that such a judgment would be honоred by the state courts, and thus that injunctive relief would not be necessary.
VII
I agree with the dispositions of Chesimard‘s remaining claims in the manner set out in footnote 1 of the majority opinion, and to that extent join in the court‘s judgment.
WESTINGHOUSE ELECTRIC CORPORATION, Petitioner, v. UNITED STATES NUCLEAR REGULATORY COMMISSION, Respondent.
No. 76-1611.
United States Court of Appeals, Third Circuit.
Argued Jan. 11, 1977. Decided March 22, 1977.
Notes
We affirm the denial of the petition for removal under
It is unclear whether appellant predicates her free exercise claim upon her habeas corpus petition or her
Appeals may be taken to the Supreme Court by its leave from interlocutory orders:
(a) Of trial courts in cases where the death penalty has been or may be imposed and in post-conviction proceedings in cases in which the death penalty was imposed.
(b) Of the Appellate Division when necessary to prevent irreparable injury;
(c) On certification by the Supreme Court to the Appellate Division pursuant to R. 2:12.
I agree with the majority‘s analysis of the other issues. See Majority opinion at n. 1. Younger v. Harris, supra; Samuels v. Mackell, 401 U.S. 66, 91 S.Ct. 764, 27 L.Ed.2d 688 (1971); Boyle v. Landry, 401 U.S. 77, 91 S.Ct. 758, 27 L.Ed.2d 696 (1971); Perez v. Ledesma, 401 U.S. 82, 91 S.Ct. 674, 27 L.Ed.2d 701 (1971); Dyson v. Stein, 401 U.S. 200, 91 S.Ct. 769, 27 L.Ed.2d 781 (1971); Byrne v. Karalexis, 401 U.S. 216, 91 S.Ct. 777, 27 L.Ed.2d 792 (1971).A judgment of the Appellate Division on an appeal to it from an interlocutory order, decision or action shall be deemed to be interlocutory and not aрpealable to the Supreme Court as a final judgment, unless the judgment of the Appellate Division is dispositive of the action.
420 U.S. 103, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975). The conflicting views of other circuits are contrasted with those of the Third and Fifth Circuits in Note, Federal Equitable Relief in Matters Collateral to State Criminal Proceedings, 44 Fordham L.Rev. 597 (1975).(c) Applications for leave to appeal from interlocutory orders, decisions or actions shall be made within the time provided by R. 2:5-6(a).
401 U.S. at 42, 91 S.Ct. at 749. Majority Opinion at 67.(a) Appeals. Applications for leave to appeal from interlocutory orders of courts or of judges sitting as statutory agents and from interlocutory decisions or actions of state administrative agencies or officers shall be made by serving and filing with the appellate court a notice of motion for leave to appeal, as prescribed by R. 2:8-1, within 15 days after entry of such order or the date of service of such administrative decision or notice of such administrative action.
401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971). Younger was one of six cases disposed of simultaneously by the Supreme Court. See also Byrne v. Karalexis, 401 U.S. 216, 91 S.Ct. 777, 27 L.Ed.2d 792 (1971); Dyson v. Stein, 401 U.S. 200, 91 S.Ct. 769, 27 L.Ed.2d 781 (1971); Perez v. Ledesma, 401 U.S. 82, 91 S.Ct. 674, 27 L.Ed.2d 701 (1971); Boyle v. Landry, 401 U.S. 77, 91 S.Ct. 758, 27 L.Ed.2d 696 (1971); Samuels v. Mackell, 401 U.S. 66, 91 S.Ct. 764, 27 L.Ed.2d 688 (1971). Majority Opinion at 68.The rules in Part I through Part VII, inclusive, shall be construed to secure a just determination, simplicity in procedure, fairness in administration and the elimination of unjustifiable expense and delay. Unless otherwise stated, any rule may be relaxed or dispensed with by the court in which the action is pending if adherence to it would result in an injustice. In the absence of rule, the court may proceed in any manner compatible with these purposes.
See, e. g., Doran v. Salem Inn, Inc., 422 U.S. 922, 95 S.Ct. 2561, 45 L.Ed.2d 648 (1975); Hicks v. Miranda, 422 U.S. 332, 95 S.Ct. 2281, 45 L.Ed.2d 223 (1975); Kugler v. Helfant, 421 U.S. 117, 95 S.Ct. 1524, 44 L.Ed.2d 15 (1975); Huffman v. Pursue, Ltd., 420 U.S. 592, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975). Majority Opinion at 65-67. See Part IV infra. At oral argument before this court, counsel for Chesimard expressed willingness to seek interlocutory pendente lite relief before the New Jersey Supreme Court, provided that the prosecution would agree not to try the case on Fridays pending decision on that petition. The State, however, rejected any such agreement.If we were to sanction this intervention, we would expose every State criminal prosecution to insupportable disruption. Every question of procedural due process of law—with its far-flung and undefined range—would invite a flanking movement аgainst the system of State courts by resort to the federal forum, with review, if need be to this Court, to determine the issue. Asserted unconstitutionality in the impaneling and selection of the grand and petit juries, in the failure to appoint counsel, in the admission of a confession, in the creation of an unfair trial atmosphere, in the misconduct of the trial court—all would provide ready opportunities, which conscientious counsel might be bound to employ, to subvert the orderly effective prosecution of local crime in local courts.
That Pugh and the Younger line of cases are complementary rather than conflicting aspects of our system of federalism is made clear by the fact that Pugh was decided by the Supreme Court during the same term as Doran, Hicks, Kugler, and Huffman.
Pugh cases, however, are without the scope of Younger; instead, they are governed by the teachings of McNeese and Monroe that exhaustion of state remedies is unnecessary prior to the invocation of section 1983. In such instances, the question is not whether the plaintiff will suffer irreparable harm in the absence of a federal remedy, the inquiry in Younger cases. Rather, the question is whether the plaintiff will be subjected to irreparable injury in the absence of some equitable relief, whether it be federal or state. Under such a test, the dilemma with which Chesimard is faced makes her entitlement to a remedy manifest.