CITY OF STAMFORD v. COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES, OFFICE OF PUBLIC HEARINGS, ET AL.
SC 21026
Supreme Court of Connecticut
February 25, 2025
Mullins, C. J., and D‘Auria, Ecker, Alexander and Dannehy, Js.
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Stamford v. Commission on Human Rights & Opportunities, Office of Public Hearings
Syllabus
Pursuant to the Connecticut Fair Employment Practices Act (
Pursuant to the Uniform Administrative Procedure Act (
The defendants, the Commission on Human Rights and Opportunities, its Office of Public Hearings, and the complainant, W, appealed to this court, upon certification by the Chief Justice pursuant to statute (
Held:
The referee‘s ruling allowing W to amend his complaint was not an appealable “final order” under
The trial court incorrectly concluded that the referee‘s ruling was a “final decision” under
This court concluded that
Nonetheless, the referee‘s ruling to allow W to amend his complaint was not appealable as a preliminary, procedural or intermediate agency action or ruling under
Argued November 6, 2024—officially released February 25, 2025
Procedural History
Appeal from the ruling of the human rights referee of the named defendant et al. granting the defendant John Ward‘s motion to amend his complaint to add a cause of action for failure to accommodate a disability, brought to the Superior Court in the judicial district of New Britain, where the court, Budzik, J., denied the defendants’ motions to dismiss; thereafter, upon certification by the Chief Justice pursuant to
Michael E. Roberts, former human rights attorney, for the appellants (named defendant et al.).
Michael S. Toma, assistant corporation counsel, with whom, on the brief, was Barbara M. Schellenberg, for the appellee (plaintiff).
David M. Cohen, with whom, on the brief, was Zachary J. Phillipps, for the appellee (defendant John Ward).
Opinion
ECKER, J. This public interest appeal under
I
The record reveals the following facts. The complainant, John Ward, filed a complaint with the CHRO, alleging that the plaintiff, the city of Stamford (city), had violated the CFEPA, specifically,
Shortly after the public hearing commenced, the complainant orally moved to amend his complaint to assert an additional claim alleging the denial of reasonable accommodations. Over the city‘s objection, the referee adjourned the public hearing to give the complainant the opportunity to file a written motion to amend. The complainant subsequently filed a written motion to amend his complaint and attached his amended complaint, adding a claim for failure to provide reasonable accommodations. The city filed an objection, arguing that the court should deny the motion because the amended complaint raised a new cause of action that had not been the subject of a reasonable cause finding pursuant to
The city filed an interlocutory administrative appeal from the referee‘s ruling with the Superior Court pursuant to
The CHRO subsequently filed an application for certification to appeal to this court pursuant to
On appeal, the CHRO and the complainant argue that the referee‘s ruling granting the complainant‘s motion to amend the complaint was not appealable under the CFEPA because it was not a “final decision” under
II
The applicable standard of review and relevant legal principles are straightforward. Whether the city had a statutory right to appeal from the ruling of the referee is a question of statutory construction over which our review is plenary. See, e.g., United Illuminating Co. v. Public Utilities Regulatory Authority, 350 Conn. 660, 678–79, 325 A.3d 900 (2024). If the city did not have statutory authority to appeal from the referee‘s ruling, then we must conclude that the trial court lacked subject matter jurisdiction. See, e.g., Trinity Christian School v. Commission on Human Rights & Opportunities, 329 Conn. 684, 693, 189 A.3d 79 (2018) (“[a]ppeals to the courts from administrative [agencies] exist only under statutory authority” (internal quotation marks omitted)).
In matters of statutory interpretation, we are guided by
To determine whether the city had a statutory right to appeal from the ruling of the referee permitting the complainant to amend his complaint, we must examine the language of the CFEPA and the UAPA, both of which apply to the present case. See
A
We first address whether the trial court correctly determined that the referee‘s ruling granting the complainant‘s motion to amend his complaint qualified as a “final decision” under subsection (a) of
Section
First, the definition refers to “the agency determination in a contested case,” not an agency determination. (Emphasis added.)
The express distinction made in
Our conclusion is bolstered by reference to our judicial precedent elaborating on the “relevant considerations in determining finality” for purposes of
The trial court acknowledged in its decision that there was “no evidence in the record that the CHRO intended the [referee‘s ruling] to be final” but nonetheless concluded that the order was a final decision.10 In support of its conclusion, the trial court explained that “[w]hether . . . a particular determination is . . . final is determined by the substance of what the agency has purported to do and has done, and not by the label placed [on] it.” (Internal quotation marks omitted.) While this observation is true, as far as it goes, we stated in State v. State Employees’ Review Board, supra, 231 Conn. 391, that, “[a]lthough we agree that the label of an administrative decision is not dispositive of the agency‘s intent, we do not agree that finality may be determined irrespective
This court‘s decision in Connecticut Bank & Trust Co. v. Commission on Human Rights & Opportunities, 202 Conn. 150, 520 A.2d 186 (1987), helps to illustrate the point. We held in Connecticut Bank & Trust Co. that a CHRO order determining that the respondent had discriminated against the complainant, requiring the respondent to develop a sexual harassment grievance procedure for its employees and granting backpay to the complainant was not a final decision pursuant to
The referee‘s ruling also did not determine any “rights or obligations” or result in any “legal consequences” that would make the ruling final under our precedent. (Internal quotation marks omitted.) Nizzardo v. State Traffic Commission, supra, 259 Conn. 145. Although our case law does not provide extensive guidance on this prong of the analysis, we have found the requirement satisfied only when the proceedings have advanced to the point where the agency has ordered the respondent to take remedial action with immediate effect. See State v. State Employees’ Review Board, supra, 231 Conn. 404–405 (agency‘s determination that respondent improperly laid off employee and requiring respondent to undertake review of position classifications constituted “legal consequences” for purposes of appeal (internal quotation marks omitted)); New Haven v. New Haven Police Union Local 530, supra, 210 Conn. 604–605 (agency‘s determination that respondent failed to perform its statutory duty to bargain and requiring respondent to take various remedial steps constituted determination of “rights or obligations” and imposition of “legal consequences” for purposes of appeal (internal quotation marks omitted)).
The referee‘s ruling in the present case did not decide whether the complainant would prevail on any of his claims, determine the city‘s liability, if any, or order any relief. The sole legal consequence identified by the city is the violation of its putative “right not to be subject to a hearing [that] the CHRO has no jurisdiction to hold . . . .” We disagree with the trial court‘s view that this consequence was a concrete and ongoing injury “for as long as [the city was] compelled to participate in a public hearing for which it claims a lack of jurisdiction.”11 The legal consequences
Finally, there is no question that the process of judicial review in the case has disrupted the orderly process of adjudication. As a result of the city‘s administrative appeal, the trial court stayed the proceedings on the complainant‘s claim under the ADA, allowing only his CFEPA claim to proceed. After our decision in this case, the CHRO will be required to reconvene the proceedings for the purpose of adjudicating the complainant‘s ADA claim, which, but for this appeal, would have been adjudicated in tandem with the CFEPA claim in the same proceeding. The inefficiency of this process is manifest.
B
Having determined that the referee‘s ruling was not a “final decision” under
As we previously observed in this opinion,
We begin with the legislature‘s first major attempt to harmonize the various administrative appeal processes throughout the state after the passage of the UAPA. See Public Acts 1971, No. 854. In 1977, the legislature enacted No. 77-603 of the 1977 Public Acts (P.A. 77-603), “An Act to Make Appeals from Administrative Decisions Uniform,” which incorporated the UAPA appeals statute,
In 1988, the legislature passed a comprehensive overhaul of the UAPA; see Public Acts 1988, No. 88-317 (P.A. 88-317); as well as an amendment to the CFEPA; see 1988 Public Acts, No. 88-241 (P.A. 88-241); to “clarify and simplify the procedures for the appeal and enforcement of
In response to these concerns, the legislature could have eliminated the interlocutory appeal provisions from the UAPA or expressly exempted the CHRO from those provisions, but it did neither. Instead, it retained the interlocutory appeal provisions in the final version of the statute. See P.A. 88-317, § 23. The Connecticut Law Revision Commission reiterated its position that the availability of interlocutory appeals from administrative proceedings “would benefit the efficiency and responsiveness of the system as a whole.” Letter from David D. Biklen, executive director of the Connecticut Law Revision Commission, to Senator Anthony V. Avallone et al. (February 26, 1988) p. 2. We also find it noteworthy that the Connecticut Law Revision Commission chose to implement other changes to the proposed legislation requested by the CHRO but left the interlocutory appeals language intact. See, e.g., Memorandum from Biklen to Senator Avallone et al. (March 2, 1988) p. 2 (proposing several changes to Senate Bill No. 209 at recommendation of CHRO, including replacing term “hearing” officer with term “presiding” officer (internal quotation marks omitted)). This background further convinces us that the legislature intended to permit interlocutory appeals from CHRO proceedings.
The legislature demonstrated this intention again when it amended the CFEPA in 1998 to remove the venue exception in
The preceding legislative history establishes that the legislature intended to harmonize the laws governing appeals from decisions made by various administrative agencies, including the CHRO, and did not perceive any conflict between the term “final order” in
Our conclusion finds further support in our decision in Trinity Christian School v. Commission on Human Rights & Opportunities, supra, 329 Conn. 684, which arose from an interlocutory appeal from the CHRO‘s denial of a motion to dismiss. Id., 686. Although Trinity Christian School did not squarely interpret the statutory language of
The CHRO contends that our case law dictates that parties to CHRO proceedings may not appeal “preliminary or intermediate rulings issued along the way,” relying on Connecticut Bank & Trust Co. v. Commission on Human Rights & Opportunities, supra, 202 Conn. 150. The CHRO‘s reliance on this case is misplaced. As we previously discussed in this opinion, the central inquiry in Connecticut Bank & Trust Co. was whether the CHRO‘s decision on the merits of a case that left open postadjudicatory matters of damages constituted a “final decision” for purposes of appeal under
Lastly, having determined that
The city‘s sole argument, that it has “a right . . . not to have to litigate the amendment to the complaint at all” rests on its claim that the CHRO did not have jurisdiction to permit the filing of the amended complaint. In support of its claim, the city cites to Waterbury v. Commission on Human Rights & Opportunities, 160 Conn. 226, 235, 278 A.2d 771 (1971) (holding that CHRO lacked jurisdiction to hold hearing because it had not undertaken any of required procedural steps, including conducting preliminary investigation and establishing reasonable cause), and Dufraine v. Commission on Human Rights & Opportunities, 236 Conn. 250, 262, 673 A.2d 101 (1996) (holding that CHRO lacked jurisdiction to hold hearing because it had failed to conduct complete and thorough investigation in support of its reasonable cause determination). The city contends that this alleged jurisdictional defect gives it a “right to be free from defending [the complainant‘s] amendment at a public hearing . . . .” It purports to find support for its position in Trinity Christian School. See Trinity Christian School v. Commission on Human Rights & Opportunities, supra, 329 Conn. 693 (holding that “a colorable claim [of immunity from suit] is protected from the immediate and irrevocable loss that would be occasioned by having to defend an action through the availability of an immediate interlocutory appeal from the denial of a motion to dismiss” (internal quotation marks omitted)). The city argues that, like the plaintiff employer in Trinity Christian School, it has a colorable claim to immunity from suit on the basis of the CHRO‘s allegedly improper granting of the complainant‘s motion to amend his complaint. We find no merit in the city‘s arguments.
The city does not point to any source of law conferring immunity on a respondent from participation in CHRO proceedings solely on the basis of an alleged jurisdictional defect. “We have never suggested . . . that jurisdictional prerequisites to suit are intended to confer immunity from suit. If that were the case, an interlocutory appeal would be permitted every time a party challenged the satisfaction of any of the numerous justiciability matters that we have deemed to be jurisdictional in nature
The referee‘s ruling at issue in this case is more akin to the order of the Connecticut Medical Examining Board (board) in Doe v. Dept. of Public Health, 52 Conn. App. 513, 727 A.2d 260, cert. denied, 249 Conn. 908, 733 A.2d 225 (1999), in which the agency declined to dismiss a statement of charges brought against the plaintiff physician. See id., 514. The Appellate Court held that the respondent was not entitled to appeal from the interlocutory ruling of the board under
We conclude that the referee‘s ruling granting the complainant leave to amend his complaint was not an appealable preliminary agency action or ruling pursuant to
III
For the foregoing reasons, we hold that the referee‘s ruling permitting the complainant to amend his complaint was not a “final order” under
The decision of the trial
In this opinion the other justices concurred.
