MALISA COSTANZO, ADMINISTRATRIX (ESTATE OF ISABELLA R. COSTANZO), ET AL. v. TOWN OF PLAINFIELD ET AL.
(SC 20537)
Supreme Court of Connecticut
July 19, 2022
Robinson, C. J., and McDonald, D‘Auria, Mullins, Kahn and Ecker, Js.
Argued December 17, 2021
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Syllabus
Pursuant to statute (
Pursuant further to statute (
The named plaintiff, as the administratrix of her daughter‘s estate, sought to recover damages from the defendants, a town and two of its employees, in connection with her daughter‘s drowning in a privately owned swimming pool. The plaintiff was a tenant of the property on which the incident occurred. The pool did not have a self-closing and self-latching gate or a pool alarm, both of which were required by the state building code. The plaintiff alleged, inter alia, that the defendants had issued a building permit for the pool prior to inspecting it to ensure that the mandated safety features were installed. The defendants thereafter filed a notice of intent to seek apportionment of liability against the owners of the property and an apportionment complaint against the former tenants of the property, who had the pool constructed. The plaintiff objected to the defendants’ efforts to seek apportionment, claiming that her complaint set forth a cause of action alleging recklessness or an intentional act under
- The trial court‘s orders dismissing the defendants’ apportionment complaint and notice of intent to seek apportionment constituted a final judgment permitting interlocutory appellate review; the decisions of the trial court sustaining the plaintiff‘s objections to the defendants’ apportionment complaint and notice of intent to seek apportionment resulted in judgment on the defendants’ entire apportionment complaint and notice of intent to seek apportionment and, therefore, were appealable under the rule of practice (
§ 61-2 ) providing that a judgment rendered on an entire complaint constitutes an appealable final judgment. - The Appellate Court correctly concluded that the trial court had improperly sustained the plaintiff‘s objections to the defendants’ apportionment complaint and notice of intent to seek apportionment, as the defendants should have been permitted to seek apportionment because the plaintiff alleged, at least in part, a cause of action created by statute based on negligence for purposes of
§ 52-572h (o) : the plaintiff‘s cause of action against the defendants under§ 52-557n (b) (8) was created by statute for purposes of§ 52-572h (o) , as this court previously had held that a municipality can be held liable under§ 52-557n (b) (8) in the inspection context when it has notice of a hazardous condition; moreover, this court determined that the phrase “cause of action . . . based on negligence” in§ 52-572h (o) means a cause of action that derives from a claim alleging that the defendant failed to exercise the standard of care that a reasonably prudent person would have exercised in a similar situation, and, in light of the absence of any reference to recklessness or a reference to the terms “intentional,” “wilful,” or “wanton” in the first exception to municipal immunity in§ 52-557n (b) (8) for the failure to inspect or the inadequate or negligent inspection when the municipality has notice of a violation of law or hazard, this court concluded that the legislature intended for a claim under that exception to be based on the negligence concepts; furthermore, the terms “failure,” “inadequate,” and “negligent” in that first exception also supported the conclusion that the conduct giving rise to a claim under that exception is based on negligence; in the present case, the plaintiff alleged that the defendants were liable under§ 52-557n (b) (8) in part because the defendant town employees had notice of the pool, notice that it did not have a self-closing and self-latching gate, and notice that it did not have a pool alarm, and, because those allegations stated a cause of action created by statute based on negligence,§ 52-572h (o) did not preclude the defendants from seeking apportionment of liability from the owners of the property and the former tenants who had the pool constructed.
Procedural History
Action to recover damages for the alleged failure to conduct a proper inspection of a pool, brought to the Superior Court in the judicial district of Windham at Putnam, where the defendants filed an apportionment complaint and a notice of intent to seek apportionment; thereafter, the court, Hon. Leeland J. Cole-Chu, judge trial referee, sustained the plaintiffs’ objections to the defendants’ apportionment complaint and the notice of intent to seek apportionment and dismissed the apportionment complaint and the notice of intent to seek apportionment, and the defendants appealed to the Appellate Court, DiPentima, C. J., and Alvord and Keller, Js., which reversed the trial court‘s decisions and remanded the case to that court with direction to overrule the plaintiffs’ objections and for further proceedings; subsequently, the plaintiffs, on the granting of certification, appealed to this court.
Stephen M. Reck, for the appellants (plaintiffs).
Ryan J. McKone, for the appellees (defendants).
Opinion
MULLINS, J. The apportionment statute,
Resolution of this appeal thus requires us to consider whether a claim brought under
The named plaintiff, Malisa Costanzo, the administratrix of the estate of the decedent, Isabella R. Costanzo, brought claims against the defendants, the town of Plainfield (town), and two of its employees, Robert Kerr and D. Kyle Collins, Jr., under
The following facts and procedural history, as set forth in the opinion of the Appellate Court; see id., 757-63, 769-70; are relevant to this appeal. “The plaintiff alleged the following facts in her revised complaint dated August 28, 2018. The decedent drowned in an aboveground pool located at 86 Glebas Road in [the town] on June 22, 2016. At all relevant times, the town employed Kerr as a licensed building official and Collins as a licensed assistant building [official]. One of
“The plaintiff further alleged that Kerr and Collins were aware of these requirements and that they knew, or should have known, that an inspection of new pools was necessary to ensure compliance with these safety requirements. Finally, the plaintiff alleged that neither Kerr nor Collins had inspected or attempted to inspect the property to ensure that a pool alarm and a self- closing and self-latching gate had been installed.
“On July 27, 2018, prior to the filing of the [plaintiff‘s] revised complaint, the defendants moved for an order directing the plaintiff‘s counsel to provide a copy of the release agreement between the plaintiff and the owners of 86 Glebas Road, Jeanna Prink and Bruce Prink (Prinks).6 The [trial] court, Auger, J., granted the defendants’ motion on August 23, 2018.
“On October 19, 2018, the defendants filed a notice of their intent to claim that the negligence of the Prinks was a proximate cause of the injuries claimed in the plaintiff‘s action against the defendants.
“A few days later, the defendants filed an apportionment complaint, pursuant to
“On October 22, 2018, the plaintiff filed an objection to the defendants’ notice of intent to seek apportionment as to the Prinks. The plaintiff argued that her [revised] complaint set forth a statutory cause of action pursuant to . . .
“The court, Cole-Chu, J., held a hearing on November 19, 2018. At the outset, it noted that the objection to the apportionment complaint ‘could reasonably be construed as a motion to strike.’ In his argument, the plaintiff‘s counsel stated that he had not pleaded a negligence cause of action in the revised complaint but rather an intentional or reckless tort pursuant to
“On March 19, 2019, the court issued an order sustaining the plaintiff‘s objection to the defendants’ notice of intent to pursue apportionment as to the Prinks. Specifically, it agreed with the plaintiff‘s contention that [her] complaint did not allege negligence such that the apportionment statute did not apply. The court stated that, ‘[i]f the defendants are found liable to the [plaintiff] on [the basis of] the revised complaint, it will be for reckless disregard for health [or] safety under all relevant [alleged] circumstances, not for negligence.’ . . . In a separate order, the court dismissed the defendants’ notice [of intent] to seek apportionment, stating that, in sustaining the plaintiff‘s objection, it had essentially [concluded] ‘that it has no subject matter jurisdiction over the proceedings the defendants attempted . . . to set in motion.’
“The court also sustained the plaintiff‘s objection to the apportionment complaint filed against the Guerins. It again concluded that the plaintiff had alleged recklessness against the defendants and [therefore that] the apportionment statute was inapplicable. The court also issued a separate order dismissing the apportionment complaint against the Guerins on the basis of the lack of subject matter jurisdiction.” (Footnotes in original; footnote omitted.) Costanzo v. Plainfield, supra, 200 Conn. App. 758-62.
The defendants appealed from the decisions of the trial court to the Appellate Court. On appeal, the defendants claimed that the trial court improperly had precluded them from seeking apportionment because, they claimed, the plaintiff‘s revised complaint asserted claims under both exceptions to municipal immunity contained in
The Appellate Court agreed with the defendants, concluding that “the plaintiff‘s revised complaint sets forth allegations that fall within the first exception [in]
The plaintiff filed a petition for certification to appeal from the judgment of the Appellate Court, which we granted, limited to the following issues: (1) “Did the trial court‘s order dismissing the defendants’ apportionment complaint constitute a final judgment permitting interlocutory appellate review?” And (2) “[i]f the answer to the first question is in the affirmative, did the Appellate Court correctly conclude that the trial court had improperly dismissed the defendants’ apportionment complaint because the [plaintiff‘s] complaint was based in part on a claim of negligence against the defendants, and, therefore, the defendants were entitled, under
I
The first issue in this appeal is whether the trial court‘s orders dismissing the defendants’ apportionment complaint and notice of intent to seek apportionment constitute a final judgment permitting interlocutory appellate review. We agree with both parties that the orders constitute an appealable final judgment.
We begin by setting forth the applicable standard of review. “The lack of a final judgment implicates the subject matter jurisdiction of an appellate court to hear an appeal. A determination regarding . . . subject matter jurisdiction is a question of law [and, therefore] our review [as to whether the Appellate Court had jurisdiction] is plenary.” (Internal quotation marks omitted.) Rockstone Capital, LLC v. Sanzo, 332 Conn. 306, 312-13, 210 A.3d 554 (2019). “Because our jurisdiction over appeals . . . is prescribed by statute, we must always determine the threshold question of whether the appeal is taken from a final judgment before considering the merits of the claim.” (Internal quotation marks omitted.) Halladay v. Commissioner of Correction, 340 Conn. 52, 57, 262 A.3d 823 (2021).
In the present case, the parties agree that the trial court‘s interlocutory orders sustaining the plaintiff‘s objections to the defendants’ apportionment complaint and notice of intent to seek apportionment are appealable under
We agree with the parties that the orders of the trial court sustaining the plaintiff‘s objections to the defendants’ apportionment complaint and notice of intent to seek apportionment resulted in judgment on the defendants’ entire apportionment complaint and notice of intent to seek apportionment. Accordingly, we agree that the trial court‘s dismissal of the defendants’ apportionment complaint and notice of intent to seek apportionment constitutes a final judgment for purposes of this appeal.
II
The plaintiff claims that the Appellate Court incorrectly concluded that the trial court should not have sustained the plaintiff‘s objections to the defendants’ apportionment complaint and notice of intent to seek apportionment. Specifically, the plaintiff asserts that the apportionment statute,
In response, the defendants assert that the Appellate Court correctly concluded that the trial court should not have sustained the plaintiff‘s objections to the apportionment complaint and notice of intent to seek apportionment because the two exceptions in
We begin by noting the applicable standard of review. The resolution of whether
The language of the apportionment statute,
In resolving the plaintiff‘s claim, the first question that we must address is whether the plaintiff‘s complaint is based on a “cause of action created by statute . . . .”
Section 52-572h (o) does not define the phrase “based on negligence,” and that phrase is not defined elsewhere in the statutes. Therefore, we turn to the dictionary definition. Black‘s Law Dictionary defines the term “based on” as “[d]erived from, and therefore similar to . . . .” Black‘s Law Dictionary (10th Ed. 2014) p. 180. Black‘s Law Dictionary defines the term “negligence” as “[t]he failure to exercise the standard of care that a reasonably prudent person would have exercised in a similar situation; any conduct that falls below the legal standard established to protect others against unreasonable risk of harm, except for conduct
With this understanding of
In Ugrin, this court specified that “[t]he word ‘unless’ before each of these two exceptions unmistakably sets them apart from the preceding language that otherwise protects municipalities from liability for failure to make an inspection or for making an inadequate inspection because it describes conditions under which there is no protection from liability.” (Emphasis omitted.) Ugrin v. Cheshire, supra, 307 Conn. 382; see also, e.g., Williams v. Housing Authority, 327 Conn. 338, 356, 174 A.3d 137 (2017) (“[T]he municipal liability statute carves out two distinct exceptions to municipal immunity for failure to inspect: [1] when a political subdivision has notice of a violation or hazard, and [2] when it demonstrates a reckless disregard for health or safety under all the relevant circumstances. See
Bearing in mind that
This court has explained that “the type of conduct that constitutes reckless disregard for purposes of
As we examine this question, it is helpful to look at
Thus,
Returning to the specific provision at issue in the present case, we observe that
Although we acknowledge that the second exception is based on this same negligent behavior, we emphasize that it also expressly provides that, in order to be actionable, the behavior must “[constitute] a reckless disregard for health or safety under all the relevant circumstances . . . .”
Therefore, if the legislature intended the first exception contained in
Thus, we conclude that the absence of such language in the first exception indicates that the legislature intended for a claim under that exception to be based on the negligence concepts that are at issue in the rest of
Furthermore, an examination of each of the terms used in the statute regarding an inspection of property by a municipal actor—namely, “failure” to inspect and “inadequate” or “negligent” inspection—also supports the conclusion that the conduct giving rise to a claim under subsection (b) (8) of
We also disagree with the plaintiff‘s contention that the requirement of notice in the first exception renders a claim under that exception akin to an intentional tort rather than a negligence based claim. A comparison of the cause of action created in the first exception in
For instance, at common law, a negligence action for an injury that an invitee sustains on another‘s property requires proof of notice but is still a claim deriving from negligence. In such a case, actual notice is necessary to prove that the owner of the premises owed a duty to the plaintiff. To be sure, this court has explained that “[i]t is well established that, in the context of a negligence action based on a defective condition on the [defendants‘] premises, [t]here could be no breach of the duty resting [on] the defendants unless they knew of the defective condition or were chargeable with notice of it . . . .” (Internal quotation marks omitted.) Riccio v. Harbour Village Condominium Assn., Inc., 281 Conn. 160, 163, 914 A.2d 529 (2007).
Similarly, in a premises liability action, “[f]or [a] plaintiff to recover for the breach of a duty owed to [him] as [a business] invitee, it [is] incumbent [on him] to allege and prove that the defendant either had actual notice of the presence of the specific unsafe condition [that] caused [his injury] or constructive notice of it.” (Internal quotation marks omitted.) DiPietro v. Farmington Sports Arena, LLC, 306 Conn. 107, 116-17, 49 A.3d 951 (2012); accord Baptiste v. Better Val-U Supermarket, Inc., 262 Conn. 135, 140, 811 A.2d 687 (2002). Thus, we conclude that the legislature‘s decision to incorporate a notice requirement, which is also used in connection with common-law claims of negligence, in the first exception contained in
Furthermore, this court has explained that, “in the tort lexicon . . . intentional conduct and negligent conduct, although differing only by a matter of degree . . . are separate and mutually exclusive.” (Citation omitted.) American National Fire Ins. Co. v. Schuss, 221 Conn. 768, 775, 607 A.2d 418 (1992). “In its most common usage, intent involves (1) a state of mind (2) about consequences of an act (or omission) and not about the act itself, and (3) it extends not only to having in the mind a purpose (or desire) to bring about given consequences but also to having in the mind a belief (or knowledge) that given consequences are substantially certain to result from the act.” (Emphasis omitted; internal quotation marks omitted.) Id., 776. “Negligent conduct, however, is a matter of risk.” (Internal quotation marks omitted.) Id.
The mere inclusion of the requirement that the plaintiff prove that the municipal actor had notice of the hazard or defect does not raise the municipal actor‘s conduct to the level of intentional conduct. The statute does not require that the municipal actor who failed to inspect or who conducted a negligent inspection desired that a negative result would occur or believed that the result was substantially certain to occur from the failure to inspect or negligent inspection. Indeed, the plaintiff‘s revised complaint does not allege such facts. Instead, the first exception in
In her revised complaint, the plaintiff alleges that the defendants are liable under
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
MULLINS, J.
