TRACY SIMMS v. AUGUSTO ZUCCO
(AC 44407)
Prescott, Clark and DiPentima, Js.
Argued March 8-officially released August 23, 2022
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Syllabus
The defendant, whose marriage to the plaintiff previously had been dissolved, appealed to this court from the judgment of the trial court opening the judgment of dissolution and modifying his alimony obligation. The defendant, who resided in Pennsylvania at the time the plaintiff filed her motion to modify alimony, claimed that the court improperly determined that the plaintiff‘s service of the notice of the motion to modify, which consisted of a certified mailing by a state marshal to his residence in Pennsylvania, was legally sufficient. He further claimed that the trial court erred in opening the judgment of dissolution following the automatic stay imposed by the defendant‘s petition for chapter 13 bankruptcy pursuant to federal law (
- The trial court properly concluded that the plaintiff‘s service on the defendant of the notice of her motion to modify was legally sufficient: the trial court granted the plaintiff‘s mоtion for order of notice permitting her to serve the defendant with notice of her motion to modify by certified mail, the plaintiff served the defendant with a copy of the motion to modify through a state marshal pursuant to statutory requirements (
§§ 52-50 and52-52 ), as the state marshal made service on the defendant by certified mail, the receipt for which was signed by the defendant‘s stepdaughter, who resided with the defendant, and this court declined to hold that certified mail service by a state marshal was legally insufficient to comply with§§ 52-50 and52-52 ; moreover, the signature by the defendant‘s stepdaughter at his residence was sufficient to confer actual notice on the defendant, the defendant‘s counsel conceded at oral argument that the defendant did not dispute that he received actual notice of the plaintiff‘s service, and none of the defendant‘s filings in the trial court contested the manner of the plaintiff‘s notice of service. - The trial court did not violate the automatic bankruptcy stay imposed by
11 U.S.C. § 362 in modifying the defendant‘s alimony obligation and opening the judgment of dissolution; the Bankruptcy Court‘s written order clearly expressed its intention to terminate thе automatic stay with respect to the plaintiff‘s request that the trial court modify the defendant‘s alimony payments, and that order, which expressly permitted the plaintiff to take “all actions necessary” to modify the defendant‘s alimony obligation, did not prohibit the opening of the judgment of dissolution or prohibit the plaintiff from seeking, and the trial court from ordering, the payment of retroactive alimony. - The trial court did not abuse its discretion by increasing the defendant‘s alimony obligation and ordering retroactive alimony to the date on which the plaintiff filed her motion for modification: the court, having opened the judgment of dissolution, was no longer restricted by the limitations in the parties’ separation agreement incorporated therein, and, on the basis of the plaintiff‘s testimony at the hearing on her motion to modify, the court found that the defendant intentionally had concealed substantial assets at the time of the judgment of dissolution and that the plaintiff‘s income and assets had decreased significantly from the date of that judgment; moreover, although the defendant failed to provide updated financial records, his bankruptcy filing establishеd a substantial increase in his earnings and earning capacity; furthermore, the defendant, despite every opportunity to present any defense to the plaintiff‘s motion to modify, failed to do so.
Procedural History
Action for the dissolution of a marriage, and for other relief, brought to the Superior Court in the judicial district of Danbury, where the court, Winslow, J., rendered judgment dissolving the marriage and granting certain other relief in accordance with the parties’ separation agreement; thereafter, the court, Shaban, J., granted the plaintiff‘s motion for order of notice to serve the defendant by certified mail with a motion to modify alimony; subsequently, the court, Truglia, J., granted the plaintiff‘s motions to open the judgment and to modify alimony and rendered judgment modifying the judgment of dissolution and ordering the defendant to pay increased alimony to the plaintiff, from which the defendant appealed to this court. Affirmed.
Tracy Simms, self-represented, the appellee (plaintiff).
Opinion
PRESCOTT, J. The defendant, Augusto Zucco, appeals from the judgment of the trial court opening the judgment of dissolution and modifying his alimony obligation to the self-represented plaintiff, Tracy Simms. On appeal, the defendant claims that the court improperly (1) determined that thе plaintiff‘s service of the notice of her motion to modify alimony was legally sufficient, (2) opened the judgment of dissolution and modified the defendant‘s alimony obligation in violation of the automatic bankruptcy stay imposed by
The record reveals the following relevant facts and procedural history.2 On
On November 13, 2015, the plaintiff filed a postjudgment motion to modify alimony in which she sought to increase the amount of the defendant‘s alimony obligation. In support of her motion to modify, the plaintiff asserted that there had been a substantial change in circumstances since the judgment of dissolution, “including an increase in the defendant‘s income and assets and a decrease in the plaintiff‘s financial circumstances.” The plaintiff filed, and the court granted, a motion for order of notice permitting her to serve the defendant with notice of her motion to modify by certified mail. The plaintiff then retained a Connecticut state marshal who, on December 1, 2015, sent, by certified mail return receipt requested, notice of the motion to modify to the defendant at his residencе in Gettysburg, Pennsylvania. On December 7, 2015, the notice was received at the defendant‘s residence and signed for by his stepdaughter, Alicia Styer. The defendant does not dispute that he received the documents served by the plaintiff.
On March 21, 2016, the plaintiff filed a motion to open the judgment of dissolution on the ground that it was obtained through the defendant‘s fraud. Therein, the plaintiff asserted that the defendant, by and through his various business entities, had concealed substantial property, assets, and income around the time of the judgment of dissolution. The plaintiff specifically contended that the defendant‘s financial affidavit submitted prior to the judgment of dissolution underrepresented his income and assets by more than $400,000 and that he failed to disclose that he had purchased property in Gettysburg, Pennsylvania.3
On February 6, 2019, the defendant and his current wife, Hillary Styer, filed a voluntary chapter 13 petition for bankruptcy in the United States Bankruptcy Court for the Middle District of Pennsylvania. On May 30, 2019, the plaintiff filed in the Bankruptcy Court a motion for relief from the automatic bankruptcy stay imposed by
On December 5, 2019, the court held an evidentiary hearing on the plaintiff‘s motion to modify alimony, at which only the plaintiff and her counsel appeared.4 At the hearing, the plaintiff introduced as full exhibits her December 5, 2019 financial affidavit and the defendant‘s April 17, 2019 schedule of assets, liabilities, and creditors filed in his bankruptcy proceeding. The plaintiff testified regarding the defendant‘s concealed assets and the increase in his income since the judgment of dissolution.
On January 3, 2020, the court issued an order initially denying the plaintiff‘s motion to modify alimony. The court reasoned that it was unable to modify the defendant‘s alimony obligation as requested for two reasons. First, the court held that the motion to modify was not served on the defendant in compliance with
On January 14, 2020, the plaintiff filed a motion to reconsider the court‘s decision denying her motion to modify alimony. Therein, the plaintiff asserted that her motion to modify alimony “was properly served upon the defendant by a marshal pursuant to statute and pursuant to [the] order of notice” issued by the court. The plaintiff also asserted that her pending motion to open the judgment “provides a means for the court to establish a new alimony order based upon the defendant‘s repeated fraud upon the court, both prior to and following the entry of [the] judgment [of dissolution].” The plaintiff attached to her motion to reconsider documents evincing the certified mail service of the notice of her motion to modify alimony to the defendant‘s residence. On February 10, 2020, the court held a hearing on the plaintiff‘s motion to reconsider at which counsеl for both parties attended.
On July 9, 2020, the court issued a memorandum of decision in which it granted the plaintiff‘s motion to reconsider, the plaintiff‘s motion to modify alimony, and the plaintiff‘s motion to open. First, the
Second, the court granted the plaintiff‘s motion to modify alimony, holding that the plaintiff had met her burden to establish a substantial change in circumstances. The court found that, during the relevant time period, the defendant‘s assets and income significantly had increased and the plaintiff‘s assets significantly had decreased. Accordingly, the court ordered the defendant “to pay the plaintiff $2000 per month in alimony on the first day of each month until further order of [the] court,” that “the alimony award is made retroactive from December 1, 2015 through July 1, 2020,” and that “the total amount due [was] therefore $110,000 . . . .”
Third, the court granted the plaintiff‘s motion to open the judgment of dissolution. The court found that the plaintiff proved, by clear and convincing evidence, that the defendant intentionally had concealed significant assets from the court at the time of the judgment of dissolution. The court reasoned that it had “the authority to open the judgment solely as to the alimony order and modify the term of alimony as well as the amount paid” because the Bankruptcy Court‘s July 2, 2019 order terminating the stay “authorize[d] the plaintiff to take ‘all action necessary to commence or continue an action to establish or modify an order for a domestic support obligation.‘” The court modified the judgment of dissolution by deleting from article 2 of the incorporated agreement the five and one-half year limitation and the restriction that future modification of alimony be based solely on the defendant‘s employment income, and held that “[t]he remainder of the terms of article 2 of the agreement were to remain in full fоrce and effect.” On July 29, 2020, the defendant filed a motion to reargue the court‘s July 7, 2020 decision, which the court denied. This appeal followed. Additional facts and procedural history will be set forth as necessary.
I
The defendant first claims that the court incorrectly determined that the plaintiff‘s service of the notice of her motion to modify alimony was legally sufficient. The defendant specifically argues that the plaintiff‘s service was improper because neither
The following additional facts and procedural history are relevant to our resolution of the defendаnt‘s first claim. On November 13, 2015, the plaintiff filed a postjudgment motion to modify alimony in which she sought to increase the amount of the defendant‘s alimony obligation. In her motion to modify, the plaintiff alleged that, “since the entry of the [judgment of dissolution],
Also on November 13, 2015, the plaintiff filed a motion for order of notice by way of a standard form, JD-FM-167 (Rev. 2-11). In this motion, the plaintiff sought the court‘s permission to serve the defendant—who was residing in Gettysburg, Pennsylvania—with notice of her motion to modify alimony “by registered or certified mail (to be done by a state marshal or other proper officer) or by an authorized person in the state where the party to be notified lives, or to make such other order of notice as the cоurt deems reasonable.” On November 23, 2015, the court granted the plaintiff‘s motion for order of notice and permitted the plaintiff to serve the defendant with notice “by registered or certified mail, personal return receipt requested . . . .” The plaintiff then directed a state marshal to provide this notice to the defendant.
The state marshal‘s returns of service6 provide that he “made service” on the nonresident defendant. Particularly, those returns of service provide that, on December 1, 2015, the state marshal sent, by certified mail return receipt requested, to the defendant at his address in Gettysburg, Pennsylvania, a true and attested copy of the court‘s order of notice, the plaintiff‘s motion for order of notice, the plaintiff‘s motion for order of notice, the plaintiff‘s motion to modify alimony, the order for a hearing, and the summons for the hearing. The state marshal‘s returns of service further state that, on December 12, 2015, he “received the RETURN RECEIPT(S) undelivered [l]etter addressed to the defendant . . . .”7 The certified mail return receipt attached to the returns show that the service addressed to the defendant was signed on December 7, 2015, by the defendant‘s stepdaughter, Alicia Styer, who was residing at the defendant‘s residence at that time.
The court, in its July 9, 2020 memorandum of decision, granted the plaintiff‘s motion to reconsider and held that the plaintiff‘s service of the notice of her motion to modify alimony was proper because she had “served the defendant with a copy of the motion to modify through a state marshal pursuant to the court‘s order of notice in accordance with . . .
We next set forth the standard of review and legal principles relevant to our
Before turning to
We next set forth the relevant language of
Accordingly, in order to be entitled to an award of retroactive alimony pursuant to
In the present case, the plaintiff complied with the requirements of both
The defendant contends that certified mail service was legally insufficient because neither
The defendant alternatively contends that, even if certified mail service was legally sufficient, “there was no evidence that [he] was ever served at all” because the service package was signed for by his stepdaughter at his residence. We reject the defendant‘s argument on both legal and factual grounds. Legally, the purpose of service of a notice of a motion to modify is to ensure that a party has notice of their potential liability. See Shedrick v. Shedrick, supra, 32 Conn. App. 151-52; see also Johnson v. Preleski, 335 Conn. 138, 149, 229 A.3d 97 (2020) (generally noting that proper service “promotes the public policy of ensuring actual notice to [opposing party]” (internal quotation marks omitted)). The signature by the defendant‘s stepdaughter at his residence was sufficient to confer actual notice on the defendant, and the defendant has presented no evidence or lеgal authority to the contrary. Indeed, the defendant‘s position is contrary to our Supreme Court‘s decision in Reiner, Reiner & Bendett, P.C., which affirmed the trial court‘s finding that actual notice was sufficiently conferred on a party when certified mail was sent to a proper address and signed for by a different individual at that address because “[a] letter properly addressed, stamped and mailed is presumed to have been duly delivered to the addressee” and “an individual ordinarily would not sign a return receipt for an envelope if the individual had no connection to the addressee.” Reiner, Reiner & Bendett, P.C. v. Cadle Co., 278 Conn. 92, 111-12, 897 A.2d 58 (2006).
Factually, the plaintiff‘s filing of her motion to modify, and the court‘s adjudication
II
The defendant next claims that the court‘s opening of the judgment of dissolution and modification of the defendant‘s alimony obligation violated the automatic bankruptcy stay imposed by
The following additional facts and procedural history are relevant to our resolution of the defendant‘s second claim. On February 6, 2019, the defendant filed a voluntary chapter 13 petition for bankruptcy in the United States Bankruptcy Court for the Middle District of Pennsylvania. On May 30, 2019, the plaintiff filed in the Bankruptcy Court a motion for relief from the automatic bankruptcy stay imposed by
“FURTHER ORDERED that the automatic stay of
“FURTHER ORDERED that the automatic stay of
In its July 9, 2020 memorandum of decision, the court reasoned that it “has the authority to open the judgment solely as to the alimony order and modify the term of the alimony as well as the amount paid” because “the order of the Bankruptcy Court dated July 2, 2019, authorize[d] the plaintiff to take ‘all action necessary to commence or continue an action to establish or modify an order for a domestic support obligation.‘” The court accordingly ordered that the defendant pay to the plaintiff $2000 per month in alimony retroactive to the date of the filing of the motion to modify and modified the terms of article 2 of the agreement as to the defendant‘s alimony obligation.
We next set forth the standard of review and legal principles relevant to our resolution of this claim. The interpretation of an order of a Bankruptcy Court terminating an automatic stay is a question of law over which we exercise plenary review. See Astoria Federal Mortgage Corp. v. Genesis Holdings, LLC, 159 Conn. App. 102, 114, 122 A.3d 694 (2015). “As a general rule, judgments are construed in the same fashion as other written instruments. . . . The determinative factor is the intention of the court as gathered from all parts of the judgment. . . . The judgment should admit of a consistent construction as a whole. . . . To determine the meaning of a judgment, we must ascertain the intent of the court from the language used and, if necessary, the surrounding circumstances.” (Internal quotation marks omitted.) U.S. Bank Trust, N.A. v. Giblen, 190 Conn. App. 221, 227, 209 A.3d 1266, cert. denied, 333 Conn. 903, 215 A.3d 159 (2019).
Pursuant to
In the present case, the court‘s modification of the defendant‘s alimony obligation did not violate the automatic bankruptcy stay. The Bankruptcy Court‘s July 2, 2019 order unambiguously terminated the automatic bankruptcy stay to permit the plaintiff “to take all actions necessary to commence or continue an action to establish or modify an order for a domestic support obligation,” and “to take all action necessary to enforce any said order for a domestic support obligation . . . .” This order clearly expresses the Bankruptcy Court‘s intention to terminate the automatic stay to permit the plaintiff to request that the court modify the defendant‘s alimony payments. This is precisely what the plaintiff sought to do and what the trial court‘s July 9, 2020 memorandum of decision accomplished. Particularly, the court modified the original alimony order incorporated into the judgment of dissolution as to the amount, term, and conditions on the prospective modification of the defendant‘s alimony obligation.
The defendant further argues that “the order of the . . . Bankruptcy Court not to open the judgment was not respected in the decision of the Superior Court” and that the Bankruptcy Court‘s order did not permit an award of retroactive alimony. To start, the Bankruрtcy Court‘s order did not prohibit the opening of the judgment of dissolution. Contrary to the defendant‘s argument, the order of the Bankruptcy Court expressly permitted the plaintiff to take “all actions necessary” to modify the defendant‘s alimony obligation, and there is no limitation that such modification be accomplished without opening the judgment that fixed the defendant‘s alimony payments. Likewise, there is nothing in the Bankruptcy Court‘s order prohibiting the plaintiff from seeking, and the court from ordering, that the defendant pay retroactive alimony. Instead, the Bankruptcy Court‘s order clearly provides the plaintiff the ability to seek to “establish,” “modify,” or “enforce” the defendant‘s alimony obligation. The defendant‘s argument that the court lacked authority to modify retroactively his alimony obligation is belied by the terms of the Bankruptcy Court‘s order. See, e.g., U.S. Bank Trust, N.A. v. Giblen, supra, 190 Conn. App. 227-28 (rejecting defendant‘s narrow interpretation of Bankruptcy Court order terminating stay as contrary to unambiguous and clear purpose of order permitting committee to pursue approval of foreclosure sale). Therefore, we conclude that the court‘s modification of the defendant‘s alimony obligation and its opening of the judgment of dissolution did not violate the automatic bankruptcy stay.
III
The defendant‘s final claim is that the court abused its discretion by increasing his alimony obligation and ordering retroactive alimony to the date on
The following additional facts and procedural history are relevant to our resolution of the defendant‘s third claim. On January 15, 2014, the parties first filed financial affidavits in this dissolution proceeding. The plaintiff‘s first financial affidavit shows that she had a total net weekly income of $198.88 (gross income minus deductions), total weekly expenses of $1456.94, total cash value of assets of $1,769,607.41, and total liabilities of $12,129.46. The defendant‘s first financial affidavit shows that he had a total net weekly income of $768 (gross income minus deductions), total weekly expenses of $2661, total cash value of assets of $1,192,450, and total liabilities of $524,604.
On December 5, 2019, the court held an evidentiary hearing on the plaintiff‘s motion to modify alimony. Only the plaintiff and her counsel appeared; the defendant‘s motion for a continuance was denied, and he stated in an e-mail to the caseflow coordinator that he would not be in attendance because his wife was ill. At the hearing, the plaintiff introduced as full exhibits her December 5, 2019 financial affidavit and the defendant‘s April 17, 2019 schedule of assets, liabilities, and creditors filed in his bankruptcy proceeding. The plaintiff‘s financial affidavit shows that she had a net weekly income of $394 (gross income minus deductions), total weekly expenses and liabilities of $1571, total cash value of assets of $702,779, and total liabilities of $70,183. The defendant‘s bankruptcy filing shows that he had approximately $2000 per week in income, and he shares with his current wife, Hillary Styer, approximately $1500 of weekly expenses, $1.2 million of assets, and $1 million of liabilities.15 The plaintiff testified that the defendant‘s $1 alimony obligation prescribed by the judgment of dissolution was founded on the defendant‘s fraudulent concealment of substantial assets. The plaintiff testified that the defendant failed to disclose at the time
On July 9, 2020, the court issued a memorandum of decision opening the judgment of dissolution. The court then removed from article 2 of the agreement the provision that alimony was payable only for five and one-half years and the restriction that any future modifications of alimony be based solely on employment income. The court also stated that “the remainder of the terms of article 2 of the agreement were to remain in full force and effect.”
In the same memorandum of decision, the court also granted the plaintiff‘s motion to modify alimony and ordered the defendant to pay the plaintiff $2000 per month in alimony, which was retroactive to the service of her motion to modify on December 1, 2015. The court relevantly held that “the plaintiff has carried her burden of proof to show by a preponderance of the evidence that there was a substantial change in circumstances” and that the “statutory criteria in
We next set forth the standard of review and legal principles relevant to our resolution of this claim. We review for an abuse of discretion the court‘s modification of alimony as well as whether the court properly made such a modification retroactive. See Misthopoulos v. Misthopoulos, 297 Conn. 358, 372, 999 A.2d 721 (2010) (abuse of discretion standard applies to review of modification of alimony award); Callahan v. Callahan, 192 Conn. App. 634, 648, 218 A.3d 655 (abuse of discretion standard applies to review order of retroactive alimony), cert. denied, 333 Conn. 939, 218 A.3d 1050 (2019).
To modify an existing alimony obligation pursuant to
To render an award of retroactive alimony pursuant to
In the present case, the court did not abuse its discretion by increasing the defendant‘s alimony obligation and ordering that he pay retroactive alimony. The court fully considered the change in the parties’ financial circumstances since the judgment of dissolution. Moreover, it was no longer restricted by the limitations within article 2 of the parties’ agreement because the court had opened that judgment and removed those limitations.16 The record indicates that, since the judgment of dissolution, the plaintiff‘s total cash value of assets decreased from $1,769,607.41 to $702,779. The plaintiff‘s evidence further established that her net weekly income no longer included Social Security payments, nor dividend income from the parties’ financial management accounts due to the defendant‘s failure to pay the corresponding portfolio loan. On the other hand, the defendant‘s financial circumstances improved since the time of the judgment of dissolution, as his weekly income increased by apрroximately $1200 and he now shares with his current wife $1000 less weekly expenses. The court‘s modification also is supported by the defendant‘s concealment of substantial assets at the time of dissolution, which rendered his original $1 per month alimony obligation inequitable. The fact that the defendant filed for bankruptcy, standing alone, is not a sufficient ground for him to avoid paying alimony. See, e.g., Norberg-Hurlburt v. Hurlburt, 162 Conn. App. 661, 671 n.5, 133 A.3d 482 (2016) (filing of bankruptcy petition, standing alone, does not compel conclusion that party financially is unable to comply with domestic support orders). Thus, the record supports the court‘s determination that the financial resources of both parties substantially changed since the judgment of dissolution. See, e.g., Nappo v. Nappo, 188 Conn. App. 574, 590-91, 205 A.3d 723 (2019) (holding that trial court did not abuse its discretion in increasing party‘s alimony obligation on basis of parties’ changed financial circumstances). These circumstances demonstrate a substantial change sufficient to justify the increase of the defendant‘s alimony obligation, both retroactively and prospectively.
The defendant‘s argument essentially requests that this court reweigh on appeal the plaintiff‘s evidence introduced at the hearing. We dеcline to do so because the trial court is “the sole arbiter of the credibility of the witnesses and the weight to be given specific testimony. . . . [When] there is conflicting evidence . . . we do not retry the facts or pass on the credibility of the witnesses. . . . The probative force of conflicting evidence is for the trier to determine.” (Internal quotation marks omitted.) Barlow v. Commissioner of Correction, 343 Conn. 347, 359, 273 A.3d 680 (2022). This is particularly true in light of the fact that the defendant chose not to attend the hearing to present any evidence in opposition to the plaintiff‘s motion to modify. Thus, the defendant did not introduce any of his own evidence, present his own witnesses, cross-examine the plaintiff, or advance any evidentiary objections to the plaintiff‘s testimony or exhibits. The defendant has had every opportunity to appear before the court and present any defense to the plaintiff‘s motion to modify.17 Therefore, we conclude that the court did not abuse its discretion by increasing the defendant‘s alimony obligation and ordering retroactive alimony.18
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
In his appellate reply brief, the defendant requests, pursuant to Practice Book
Moreover, the defendant‘s position is belied by the manner in which he chose to serve the plaintiff with notice of his own motion to modify alimony. On June 23, 2021, the defendant served notice of his June 8, 2021 postjudgment motion to modify alimony through the same method of service that he claims in this appeal was legally insufficient. Specifically, the defendant retained a Connecticut state marshal who sent by certifiеd mail return receipt requested notice of the defendant‘s motion to modify to the plaintiff at her address in Patterson, New York.
