MARY LOU DAN v. MICHAEL T. DAN
(SC 19054)
Supreme Court of Connecticut
Argued April 22—officially released December 16, 2014
Rogers, C. J., and Palmer, Zarella, McDonald, Robinson and Vertefeuille, Js.
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Charles D. Ray, with whom was Lee F. Lizotte, for the appellant (defendant).
George J. Markley, for the appellee (plaintiff).
Louise Truax filed a brief for the Connecticut Chapter of the American Academy of Matrimonial Lawyers as amicus curiae.
Opinion
ZARELLA, J. The primary issue that we must resolve in this certified appeal is whether the trial court may modify a judgment, rendered in accordance with a stipulated alimony award, solely on the basis of an increase in the income of the supporting spouse. Approximately ten years after the plaintiff, Mary Lou Dan, and the defendant, Michael T. Dan, were divorced, the plaintiff filed a motion for modification of the stipulated alimony award pursuant to
The record reveals the following procedural history and facts that are undisputed or that were found by the trial court. The parties were divorced in 2000 after more than twenty-nine years of marriage. They had three children, all of whom had attained the age of majority before the divorce. In accordance with a stipulation between the parties, the trial court, Sheedy, J., awarded the plaintiff $15,000 per month in alimony, as well as a sum equal to 25 percent of any bonus income that the defendant received. The parties also agreed that the defendant’s alimony obligation would cease when he reached the age of sixty-five or his retirement, whichever occurred first.3
In 2010, the plaintiff filed a motion for modification of the alimony award pursuant to
Addressing the statutory factors set forth in
After the trial court issued its oral decision, the defendant filed a motion for articulation in which he requested that the court clarify whether it had considered the ‘‘§ 46b-82 factors ‘anew,’ or [whether] it consider[ed] only any difference in the factors that occurred from the date of dissolution until the date of modification . . . .’’7 In addition, the defendant requested that the court ‘‘articulate the factual and legal basis for [its] decision to extend the term of [the defendant’s] alimony obligation beyond that set forth in the parties’ [stipulation], and beyond that requested by the plaintiff . . . .’’ The court granted the motion for articulation. With respect to the defendant’s first request, the court stated that it ‘‘could not and did not attempt to ascertain the status of each additional criterion at the time of the dissolution judgment. The
The defendant appealed to the Appellate Court from the trial court’s decision to grant the plaintiff’s motion for modification. The Appellate Court concluded that the trial court ‘‘reasonably determined that, considering the length of the parties’ marriage, the health of the parties, the amount and sources of income and the vocational skills of the parties, the defendant’s alimony should be increased.’’ Dan v. Dan, supra, 137 Conn. App. 732. This certified appeal followed.8
On appeal, the defendant contends that, contrary to the Appellate Court’s conclusion, (1) the trial court improperly granted the plaintiff’s motion for modification solely on the basis of the defendant’s increased income, (2) even if the trial court properly granted the motion for modification, the substantial increase in alimony was an abuse of discretion, and (3) the trial court improperly considered the statutory criteria in
We begin our analysis with a review of the legal principles governing the modification of alimony awards. ‘‘It is . . . well established that when a party, pursuant to
‘‘Because the establishment of changed circumstances is a condition precedent to a party’s relief, it is pertinent for the trial court to inquire as to what, if any, new circumstance warrants a modification of the existing order. In making such an inquiry, the trial court’s discretion is essential. The power of the trial court to modify the existing order does not, however, include the power to retry issues already decided . . . or to allow the parties to use a motion to modify as an appeal. . . . Rather, the trial court’s discretion includes only the power to adapt the order to some distinct and definite change in the circumstances or conditions of the parties.’’ (Citations omitted.) Id., 738.
Although it is well established that an increase in the income of the paying spouse, standing alone, ‘‘is sufficient to justify reconsideration of a prior alimony order’’ pursuant to
For the following reasons, we now conclude that an increase in the supporting spouse’s income, standing alone, ordinarily will not justify the granting of a motion to modify an alimony award. Historically, alimony was ‘‘based [on] the continuing duty of a divorced husband to support an abandoned wife and should be sufficient to provide her with the kind of living [that] she might have enjoyed but for the breach of the marriage contract by the [husband].’’ Wood v. Wood, 165 Conn. 777, 784, 345 A.2d 5 (1974); see also Demont v. Demont, 67 So. 3d 1096, 1102 (Fla. App. 2011) (‘‘[p]ermanent periodic alimony is used to provide the needs and necessities of life to a former spouse as they have been established during the marriage’’ [emphasis added; internal quotation marks omitted]). One reason for the abandoned spouse’s entitlement to sufficient alimony to ensure the continued enjoyment of the standard of living that he or she enjoyed during the marriage is that the spouse’s ‘‘efforts increased the other’s earning capacity at the expense of [his or] her own.’’ (Internal quotation marks omitted.) Cox v. Cox, 335 N.J. Super. 465, 483, 762 A.2d 1040 (App. Div. 2000); see also id. (‘‘[a]limony is an award formulated to compensate for [a] transfer [of earning power from nonworking spouse to working spouse] by sufficiently . . . meeting reasonable needs for support not otherwise met by property division and personal income’’ [internal quotation marks omitted]).
More ‘‘[r]ecently . . . courts have begun to limit the duration of alimony awards in order to encourage the receiving spouse to become self-sufficient. Underlying the concept of time limited alimony is the sound policy that such awards may provide an incentive for the spouse receiving support to use diligence in procuring training or skills necessary to attain self-sufficiency.’’ (Internal quotation marks omitted.) Roach v. Roach, 20 Conn. App. 500, 506, 568 A.2d 1037 (1990).
There is little, if any, legal or logical support, however, for the proposition that a legitimate purpose of alimony is to allow the supported spouse’s standard of living to match the supporting spouse’s standard of living after the divorce, when the supported spouse is no longer contributing to the supporting spouse’s income earning efforts. Rather, the weight of authority is to the contrary.10 We are persuaded
When the initial award was not sufficient to fulfill the underlying purpose of the award, however, an increase in the supporting spouse’s salary, in and of itself, may justify an increase in the award. For example, if the initial alimony award was not sufficient to maintain the standard of living that the supported spouse had enjoyed during the marriage because the award was based on a reduction in the supporting spouse’s income due to unemployment or underemployment as a result of an economic downturn, and, after the divorce, the supporting spouse’s income returns to its previous level, a modification might well be justified.13 Cf. McCann v. McCann, supra, 191 Conn. 449–50 (when supported spouse’s needs were not met by original alimony award and had increased since that time, increase in supporting spouse’s income justified modification of award).
In reaching this conclusion, we are mindful that
Finally, we conclude that, in making the determination as to whether an alimony award should be modified when the only change in circumstances has been an increase in the supporting spouse’s income,
In the present case, it is reasonable to conclude, in the absence of any suggestion to the contrary, that the purpose of the original alimony award, which was based on the stipulation of the parties, both of whom were represented by counsel, was to allow the plaintiff to maintain the standard of living that she had enjoyed during the marriage. We presume that the parties agreed that the amount of the award was sufficient to fulfill that purpose at the time of the divorce. See Montoya v. Montoya, 280 Conn. 605, 613, 909 A.2d 947 (2006) (‘‘we assume a deliberately prepared and executed agreement reflects the intention of the parties’’ [internal quotation marks omitted]); see also In re Marriage of Weber, 337 Or. 55, 69, 91 P.3d 706 (2004) (‘‘[t]he parties’ own resolution of the spousal support issue is entitled to great weight’’). Indeed, the plaintiff makes no claim to the contrary. The trial court found that the plaintiff had not proved that her medical expenses had increased since the date of the original alimony award, and, other than the increase in the defendant’s income, those expenses were the only changed circumstance that the plaintiff had alleged in her motion for modification. In addition, the court expressly stated that it did not ‘‘agree that [the plaintiff has] trouble meeting her expenses on her current budget.’’ The trial court made no express finding, however, as to whether the original award continues to be sufficient to allow the plaintiff to maintain the standard of living that she enjoyed during her marriage to the defendant, a question that is distinct from the question of whether her current expenses are being met.
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgment of the trial court and to remand the case to the trial court for further proceedings consistent with this opinion.
In this opinion the other justices concurred.
Notes
Hereinafter, all references to
In Zahringer, the Appellate Court relied on Panganiban to reject the challenge of the defendant, George J. Zahringer (supporting spouse), to the trial court’s upward modification of the alimony award to a level that raised the plaintiff, Celia Zahringer (supported spouse), above her standard of living during the marriage on the basis of the supporting spouse’s increased income after the divorce. Zahringer v. Zahringer, supra, 69 Conn. App. 260–61. The Appellate noted, however, that the trial court had found that ‘‘the parties’ children had grown, and that their needs and educational requirements changed.’’ Id., 261. In addition, the supported spouse’s monthly expenses had increased. See id.; see also id. (‘‘the [trial] court was persuaded by the [supported spouse] that she required the increase to provide for herself and the children’’). Thus, it is arguable that the Appellate Court determined in Zahringer that the increased alimony award did not improve the supported spouse’s standard of living but merely maintained it. To the extent that Zahringer suggests that the supported spouse was entitled to share in any improvements in the supporting spouse’s standard of living after the divorce, it is hereby overruled.
The plaintiff also claims that Hardisty v. Hardisty, 183 Conn. 253, 439 A.2d 307 (1981), and Schwarz v. Schwarz, 124 Conn. App. 472, 5 A.3d 548 (2010), cert. denied, 299 Conn. 909, 10 A.3d 525 (2010), support the proposition that an increase in the supporting spouse’s income, standing alone, is sufficient justification to increase an alimony award. We disagree. In both of those cases, the trial court expressly had found that a modification was justified in part because of the supported spouse’s increased needs. Hardisty v. Hardisty, supra, 261; Schwarz v. Schwarz, supra, 485–86.
