SEPEGA v. DELAURA
Supreme Court of Connecticut
ROBINSON, J., with whom PALMER and McDONALD, Js., join, concurring in the judgment.
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I agree with the majority‘s statement of the relevant facts, procedural history, and standard of review. Turning to the applicable legal principles, it is well settled that a “cause of action in negligence is comprised of four elements: duty; breach of that duty; causation; and actual injury.” (Internal quotation marks omitted.) Lawrence v. O & G Industries, Inc., 319 Conn. 641,
“Whether a duty exists is a question of law for the court, and only if the court finds that such a duty exists does the trier of fact consider whether that duty was breached. . . .
“Duty is a legal conclusion about relationships between individuals, made after the fact, and imperative to a negligence cause of action. The nature of the duty, and the specific persons to whom it is owed, are determined by the circumstances surrounding the conduct of the individual. . . . Although it has been said that no universal test for [duty] ever has been formulated . . . our threshold inquiry has always been whether the specific harm alleged by the plaintiff was foreseeable to the defendant. The ultimate test of the existence of the duty to use care is found in the foreseeability that harm may result if it is not exercised. . . . By that is not meant that one charged with negligence must be found actually to have foreseen the probability of harm or that the particular injury [that] resulted was foreseeable . . . . [T]he test for the existence of a legal duty entails (1) a determination of whether an ordinary person in the defendant‘s position, knowing what the defendant knew or should have known, would anticipate that harm of the general nature of that suffered was likely to result, and (2) a determination, on the basis of a public policy analysis, of whether the defendant‘s responsibility for its negligent conduct should extend to the particular consequences or particular plaintiff in the case.” (Internal quotation marks omitted.) Lawrence v. O & G Industries, Inc., supra, 319 Conn. 649-50.
With respect to the public policy aspect of the duty analysis, it is well established that: “Many harms are quite literally foreseeable, yet for pragmatic reasons, no recovery is allowed. . . . A further inquiry must be made, for we recognize that duty is not sacrosanct in itself . . . but is only an expression of the sum total of those considerations of policy [that] lead the law to say that the plaintiff is entitled to protection. . . . The final step in the duty inquiry, then, is to make a determination of the fundamental policy of the law, as to whether the defendant‘s responsibility should extend to such results. . . . [I]n considering whether public policy suggests the imposition of a duty, we . . . consider the following four factors: (1) the normal expectations of the participants in the activity under review; (2) the public policy of encouraging participation in the activity, while weighing the safety of the participants; (3) the avoidance of increased litigation; and (4) the decisions of other jurisdictions. . . . [This] totality of the circumstances rule . . . is most consistent with the
I
Like the majority, I begin my analysis with a review of this court‘s decision in Levandoski. I conclude that: (1) much of Levandoski is based on flawed reasoning, errors that the majority compounds by extending that decision in a way that is inconsistent with the significant public policy of encouraging Connecticut‘s citizens to seek professional help in emergencies; and (2) it was not necessary for the court in Levandoski to reach that broader conclusion because the facts of that case, like those of the present case, did not implicate the fundamental public policies underlying the firefighter‘s rule insofar as those facts did not involve a civil action against a citizen who requested or is receiving aid from first responders.
A
I begin with the broader firefighter‘s rule analysis in Levandoski, in which this court held that the firefighter‘s rule did not bar the claim of the plaintiff, a police officer, who was injured while chasing the defendant, whom he suspected of possessing marijuana while attending a house party that the officer had been called to break up. Levandoski v. Cone, supra, 267 Conn. 654-56. In its analysis, the court considered the firefighter‘s rule as described in Furstein v. Hill, 218 Conn. 610, 615-16, 590 A.2d 939 (1991), which extended the doctrine to police officers. Levandoski v. Cone, supra, 659. Observing that the firefighter‘s rule was rooted in premises liability principles under § 345 (1) of the Restatement (Second) of Torts, the court stated that it “provides, in general terms, that a firefighter or police officer who enters private property in the exercise of his duties occupies the status of a licensee and, therefore, is owed a duty of care by the property owner that is less than that owed to an ordinary invitee. . . . Thus, under the firefighter‘s rule, the landowner generally owes the firefighter or police officer injured on his property ‘only the duty not to injure him wilfully or wantonly. . . .‘”3 (Citation omitted.) Levandoski v. Cone, supra, 653-54, 658-59. The court determined in Levandoski that the three major policy considerations—namely, premises liability considerations, assumption of risk, and avoiding the double taxation of landowners given the availability of workers’ compensation benefits—that supported the extension of the firefighter‘s rule to police officers in Furstein, nevertheless did not support the rule‘s expansion “beyond the scope of premises liability so as to bar a police officer from recovering, based on a claim of ordinary negligence, from a tortfeasor who is neither an owner nor a person in control of the premises.” Id., 654; see also id., 661-64. I believe that the court‘s overbroad conclu-
I start with the assumption of risk doctrine. In Levandoski, this court stated that, “to the extent that the firefighter‘s rule rests on the doctrine of assumption of risk, it would be inconsistent with the policy of our general tort law to extend the rule beyond its present confines. That policy is expressed in
I next address the court‘s determination in Levandoski that the “distinction upon which [the firefighter‘s rule] rests, namely, whether the plaintiff is an invitee or licensee, is itself a distinction that exists in our law only with regard to claims based upon premises liability,
In my view, Levandoski‘s reliance on the defendant‘s status as a property taxpayer, echoed by the majority in the present case, is a distinction without a difference that manages to raise the unappealing specter of economic classism by, in effect, bestowing tort immunity only on landowners.6 More fundamentally, Levandoski ignores the fact that renters of property also contribute to the property tax coffers of the municipalities in which they live, both directly through personal property tax payments on vehicles and indirectly through rental payments to their landlords. Levandoski also ignores the fact that not all first responders are solely compensated through property tax revenues.7 Even putting aside those first responders who are employed by the state of Connecticut, such as state troopers, income, sales, and other tax receipts flow to municipalities through various state aid payments to municipalities. See, e.g.,
Second, limiting the firefighter‘s rule to premises liability cases creates an absolutely illogical distinction in both theory and practice. My research has revealed only one other case, where, akin to the language in Levandoski, the Illinois Supreme Court, holding that the firefighter‘s rule did not preclude a products liability action against automobile dealer and manufacturer, also specifically “reject[ed] the opportunity to extend the ‘fireman‘s rule’ beyond its limited context of landowner/occupier liability.” Court v. Grzelinski, 72 Ill. 2d 141, 150-51, 379 N.E.2d 281 (1978); see also Knight v. Schneider National Carriers, Inc., 350 F. Supp. 2d 775, 782-83 (N.D. Ill. 2004) (reviewing Illinois case law subsequent to Grzelinski confirming application of firefighter‘s rule is limited to premises liability cases). Like the Michigan Supreme Court; see Kreski v. Modern Wholesale Electric Supply Co., supra, 429 Mich. 376 n.19; I find Justice Ryan‘s dissenting opinion in Grzelinski far more persuasive, as it points out the “extremely illogical” result of limiting the firefighter‘s rule to premises liability cases, which “would not permit a fireman to recover for injuries he receives in extinguishing a fire in my automobile which I caused by negligently pouring gasoline on the hot manifold if the automobile is parked in my driveway, but [would permit recovery] if my automobile is parked in the street.” Court v. Grzelinski, supra, 152.
An even more glaring error in Levandoski, which is amplified by the majority in the present case, was the short shrift given to Kaminski v. Fairfield, supra, 216 Conn. 29, which “held that homeowners, who had summoned mental health workers to their home to evaluate their mentally ill son, had no duty to warn a police officer, who accompanied the mental health workers, of the son‘s dangerous and violent propensities.”10 Levandoski v. Cone, supra, 267 Conn. 664; see Kaminski v. Fairfield, supra, 36-39. In my view, Kaminski is significant because it is our seminal recognition, as a matter of public policy, of the benefits of encouraging our state‘s citizens to seek assistance from our communities’ first responders, rather than stoking a fear of liability that would create incentives for delayed calls, self-help, or both. In concluding that the parents had no duty to warn, the court emphasized in Kaminski that there were “two significant uncontroverted facts: (1) the plaintiffs disclosed [their son‘s] excitable condition to the crisis team when they asked for its intervention; and (2) the defendant, an armed police officer, came to the plaintiffs’ home in the course of his professional responsibilities to assist in dealing with the crisis to which the team had been alerted.” (Emphasis added.) Kaminski v. Fairfield, supra, 37.
Turning to the second consideration, the court cited
Looking beyond Kaminski, public policy aspects of the duty analysis in Lodge v. Arett Sales Corp., supra, 246 Conn. 563, also recognize the importance of timely calls for emergency aid and, thus, support the extension of the firefighter‘s rule beyond premises liability cases. In Lodge, this court held that a fire alarm monitoring service, which had negligently transmitted a false alarm, did not owe a duty to firefighters injured or killed in an accident caused by the failure of the brakes on the fire engine that they were using to respond to that false alarm. Id., 567-71, 585. Beyond concluding that the harm caused by the fire engine‘s brake failure, as opposed to an ordinary traffic accident, was not reasonably foreseeable; id., 577-78; the court also emphasized that “liability should not attach because of those policy considerations relating to the underlying purposes of tort recovery.” Id., 578. After citing the firefighter‘s rule cases,11 the court emphasized that, “[i]f one who initiates a false alarm may be liable for those consequences that are not reasonably foreseeable, but, rather, are significantly attenuated from the original negligent con-
Indeed, even after Levandoski, our Appellate Court has followed Lodge and Kaminski in recognizing, as a policy matter, that it is undesirable to allow first responders to bring negligence actions against citizens who have called for their help. In addition to recognizing their compensation via workers’ compensation and other statutory benefits, these decisions observe that it is bad public policy to create a specter of liability that chills the reporting of emergencies. See Hollister v. Thomas, 110 Conn. App. 692, 703-704, 955 A.2d 1212 (2008) (concluding that homeowner owed no duty to firefighter, injured when jumping from fire truck, to have reported fire more promptly), cert. denied, 289 Conn. 956, 961 A.2d 419 (2008); Demers v. Rosa, 102 Conn. App. 497, 505-506 n.6, 925 A.2d 1165 (2007) (stating that policy considerations disfavor allowing police officer, injured in fall after recovering roaming dog, to bring negligence lawsuit against dog‘s owner, as existing statutory penalties provide “substantial incentive for dog owners to take appropriate precautions“), cert. denied, 284 Conn. 907, 931 A.2d 262 (2007). Put differently, “[f]ear of a civil action should not deter a citizen from seeking aid in the event of a conflagration.” (Internal quotation marks omitted.) Hollister v. Thomas, supra, 704.
The majority, however, relies on Dean William L. Prosser‘s criticism of this policy justification as “preposterous rubbish,” and contends that the absence of a firefighter‘s rule will not deter citizens from calling for emergency aid. W. Prosser, Law of Torts (4th Ed. 1971) § 61, p. 397. The majority, however, cites no legal authority or empirical evidence tending to support Prosser‘s view. My research demonstrates that, although one court has agreed with Prosser;12 see Christensen
As one scholarly commentator, Professor Robert H. Heidt, observes in disagreeing with Prosser, “once a fire has started at a business . . . it is not preposterous to think that fear of liability to the firefighters may lead the business to delay calling the professionals in the hope that its employees—the preferred firefighters—can deal with the fire. Abolishing the fireman‘s rule, therefore, sends a potential defendant who discovers a peril the message: ‘First, see if your employees can handle it.‘”13 R. Heidt, “When Plaintiffs Are Premium Planners for Their Injuries: A Fresh Look at the Fireman‘s Rule,” 82 Ind. L.J. 745, 784 (2007). I agree with his observation that, “[w]hile this message may serve the interests of potential defendants, it offends the interest of society. Defendants and their employees may overestimate their relative competence to deal with the peril compared to the professionals.”14 Id.
Moreover, “government entities employ and train firefighters and policemen, at least in part, to deal with those hazards that may result from the actions or inaction of an uncircumspect citizenry, it offends public policy to say that a citizen invites private liability merely because he happens to create a need for those public services. . . . Citizens should be encouraged and not in any way discouraged from relying on those public employees who have been specially trained and paid to deal with these hazards. Additionally, a citizen does not have the right to exclude public safety officers from emergency situations or to control their actions once they have been alerted to an emergency and arrive on the scene. Indeed, a citizen may have a legal duty to summon a public safety officer in some instances and [saying that] he may, in the course of discharging that duty, risk tort liability to officers who are specially trained and hired to cope with these hazards, [would be] inconsistent and unfair.” (Citation omitted.) Pottebaum v. Hinds, supra, 347 N.W.2d 645; see also Babes Showclub, Jaba, Inc. v. Lair, supra, 918 N.E.2d 314
I, therefore, agree with the Utah Supreme Court‘s characterization of Prosser‘s view as mere “rhetoric,” along with its “prefer[ence] to inhabit a society in which the consequences of one‘s inattention do not include the compensation of those on whom all of us collectively confer the duty to extricate us from our distress. We are confident that most citizens, including those who are conversant with comparative negligence law, believe that they now inhabit such a society. While judges do not perform their judicial responsibilities by enshrining widely held assumptions into the common law, the widely held belief that one is not exposed to tort liability for negligence requiring rescue emanates from a broadly shared value about the workings of a well-ordered society.” Fordham v. Oldroyd, supra, 171 P.3d 413-14. Put differently, in the absence of contrary public policy direction from our legislature, I do not countenance an approach to the common law that has the effect of encouraging the citizens of Connecticut to undertake self-help in emergency situations, rather than calling 911 immediately.15
B
Beyond what I believe is the majority‘s misunderstanding of Levandoski, I suggest that the breadth of the majority‘s opinion, which renders the firefighter‘s rule completely dead letter with respect to ordinary negligence claims, carries with it numerous unintended consequences. Specifically, I believe that the majority‘s wholesale rejection of the firefighter‘s rule and its supporting public policies in nonpremises liability cases carries the consequence of inviting first responders to bring civil actions against victims of crime and motor vehicle accidents. In addition to its inconsistency with Kaminski v. Fairfield, supra, 216 Conn. 37, and Lodge v. Arett Sales Corp., supra, 246 Conn. 584-85, which remain good law notwithstanding the overbreadth of Levandoski, the majority‘s conclusion ignores the advantages attendant to modern formulations of the public policy-based firefighter‘s rule, which “encourage[s] the public to ask for rescue while allowing professional rescuers to seek redress in limited but appropriate circumstances.” Baldonado v. El Paso Nat-
To begin, the mischief of the majority‘s outright rejection of the firefighter‘s rule beyond premises liability cases is illustrated by the kinds of cases that would get their ill-deserved day in court, including:16 (1) an action against a domestic violence victim, claiming that, although she had told an emergency dispatcher that her husband was occasionally violent and had guns in the home, she had negligently failed to warn police of certain specific threats, after which two police officers were shot while escorting her home;17 (2) an action against parents after their teenage daughter hosted a wild house party resulting in an injury to a police officer in the course of arresting a party attendee for public drunkenness;18 (3) an action against the owner of a stolen vehicle, claiming that the keys had been negligently left inside of the ignition, after the resulting chase injured a police officer;19 (4) an action against a residential care facility who summoned police for assistance with an agitated and incoherent resident;20 (5) an action against a restaurant or tavern owner who summoned police for assistance in dealing with a disturbance;21 (6) an action against the driver of a car involved in an accident by an emergency medical technician, who sustained a hernia while extricating a passenger from a vehicle;22 and (7) an action against the driver of a car involved in an accident, after a police officer that had been assisting him was struck and injured by another car.23
I cite these cases only for illustration, as it may well be that the facts of particular cases militate in favor of recognizing a duty of care, even on the part of someone receiving help. Indeed, I emphasize that the flexible nature of the public policy-based firefighter‘s rule allows us to leave the courthouse doors open to first responders injured in the line of duty under circumstances that do not implicate penalizing citizens who have called for emergency help, such as the present case. Indeed, other courts have allowed actions against independent tortfeasors who injure first responders acting in the line of duty. See, e.g., Melton v. Crane Rental Co., supra, 742 A.2d 876-79 (doctrine did not bar action by emergency medical technician when crane truck struck ambulance transporting patient to hospital); McKernan v. General Motors Corp., 269 Kan. 131, 133, 140-41, 3 P.3d 1261 (2000) (doctrine did not bar products liability action against automobile manufacturer whose hood strut exploded, injuring firefighter working at car fire scene); Aetna Casualty & Surety Co. v. Vierra, 619 A.2d 436, 439-40 (R.I. 1993) (doctrine did not bar action by police officer against driver who struck him while he was directing traffic at accident scene, because that driver was “independent tortfeasor“). Similarly, subsequent negligence, including the duty not to mislead first responders about known hazards, has also been recognized as an exception to the
Thus, I emphasize that I would join those jurisdictions that have retained the common-law firefighter‘s rule as a matter of public policy, notwithstanding underlying doctrinal changes such as the statutory abolition of assumption of risk or differing landowners’ duties.24 As the New Mexico Supreme Court has observed, given these shifts in the common law, “[m]ost modern decisions base the firefighter‘s rule on a public policy rationale.”25 Baldonado v. El Paso Natural Gas Co., supra, 143 N.M. 291; see also Moody v. Delta Western, Inc., supra, 38 P.3d 1142; Apodaca v. Willmore, supra, 306 Kan. 122; Farmer v. B & G Food Enterprises, Inc., supra, 818 So. 2d 1159-60; Ellinwood v. Cohen, supra, 87 A.3d 1058 n.5 (R.I. 2014); Fordham v. Oldroyd, supra, 171 P.3d 413-14. This allows for an “approach to the firefighter‘s rule [that] will encourage the public to ask for rescue while allowing professional rescuers to seek redress in limited but appropriate circumstances.” Baldonado v. El Paso Natural Gas Co., supra, 143 N.M. 293.
I agree, then, with the Rhode Island Supreme Court that the firefighter‘s rule “bar[s] an injured public-safety official from maintaining a negligence action against a tortfeasor whose alleged malfeasance is responsible for bringing the officer to the scene of a fire, crime, or other emergency where the officer is injured. . . . To be shielded from liability under the public-safety officer‘s rule, the defendant, or alleged tortfeasor, must establish three elements: (1) that the tortfeasor injured the [first responder] . . . in the course of [the first responder‘s] employment; (2) that the risk the tortfeasor created was the type of risk that one could reasonably anticipate would arise in the dangerous situation which [the first responder‘s] employment requires [him or her] to encounter; and (3) that the tortfeasor is the individual who created the dangerous situation which brought the [first responder] . . . to the . . . accident scene . . . .” (Citations omitted; internal quotation marks omitted.) Ellinwood v. Cohen, supra, 87 A.3d 1057-58.
With respect to the circumstances under which it is appropriate for our first responders to seek redress, I find instructive the Kansas Supreme Court‘s recent formulation of exceptions to the firefighter‘s rule, under which “law enforcement officers, like firefighters, who suffer injuries as a result of discharging their duties at the scene of negligently caused hazards or conditions their jobs require them to mitigate and eliminate cannot recover from the person or persons responsible for the existence of the hazards or conditions, unless one of
Legislative action, as in some of our sister states, would be ideal for making the appropriate findings and articulating the contours of Connecticut‘s firefighter‘s rule. See footnote 15 of this concurring opinion. Nevertheless, until such time as our legislature can act, I would adopt a formulation of the firefighter‘s rule as a matter of common law that encourages citizens to seek help in emergencies, while not slamming the courthouse door to appropriate claims of our first responders.
II
Although I respectfully disagree with its firefighter‘s rule analysis, I nevertheless agree with the majority‘s order reversing the judgment of the trial court on the ground that the firefighter‘s rule does not bar the plaintiff‘s claims. I reach this conclusion because the facts of the present case, as in Levandoski, do not implicate the public policy of encouraging calls for emergency assistance. I suggest that Levandoski may be more narrowly read to hold that the firefighter‘s rule does not preclude the imposition of a duty of care on persons fleeing or resisting police officers, which is not inconsistent with the public policy of encouraging Connecticut‘s citizens to summon emergency services when they are needed.
Specifically, Pennsylvania‘s intermediate appellate court has cited Levandoski in support of its conclusion that a person who fled from a police officer owed that officer, who was injured during the chase, a duty of care given factors such as: (1) “the utter dearth of social utility of . . . conduct in fleeing from an officer“; (2) “the obvious risk and foreseeability of possible injury to the pursuing officer“; (3) “the positive consequences of discouraging flight and encouraging apprehension of criminals“; and (4) “the public interest in empowering police to enforce the law and keep the communities safe . . . .” Schemberg v. Smicherko, 85 A.3d 1071, 1076 (Pa. Super. 2014); see also Lanza v. Polanin, supra, 581 So. 2d 132 (firefighter‘s rule did not bar action by police officer against passenger in vehicle involved in accident that occasioned officer‘s presence, when passenger injured officer in course of resisting arrest); Trainor v. Santana, 86 N.J. 403, 404-408, 432 A.2d 23 (1981)
Indeed, in holding that the firefighter‘s rule, as a matter of public policy, barred a police officer injured after a high speed chase from bringing a civil claim against the owner of a stolen vehicle, claiming negligence for leaving the keys in the ignition, the New Jersey Supreme Court emphasized that “nothing in the ‘fireman‘s rule’ prevents [the police officer] from suing the thief.” Berko v. Freda, supra, 93 N.J. 90. The New Jersey court aptly rejected the proposition that police officers who fight crime “must expect an occasional encounter with violence. Why then should they be permitted to sue a thief for personal injuries when they have assumed the risk that the thief might fight back? We resolve this paradox by observing that the public policy underlying the fireman‘s rule simply does not extend to intentional abuse directed specifically at a police officer. To permit this would be to countenance unlimited violence directed at the policeman in the course of most routine duties. Certainly the policeman and his employer should have some private recourse for injuries so blatantly and criminally inflicted. . . . No fundamental unfairness results from allowing an officer to sue a criminal. The crook does not summon the police for help. While the police are paid to risk being assaulted, they are not paid to submit to a criminal assault.”27 (Citation omitted; internal quotation marks omitted.) Id., 90.
To me, this is where the reach of Levandoski should end, namely, with a holding that the firefighter‘s rule does not preclude police officers from bringing civil actions against suspects or perpetrators who have endangered them through their conduct in fleeing from or resisting apprehension. Indeed, like the fleeing defendant in Levandoski, the defendant in the present case, by barricading himself in the house after violating a protective order, actively engaged in conduct that had the effect of endangering the plaintiff after his arrival at the scene. Put differently, the defendant was not the party who sought or received emergency aid; instead, his conduct was consistent with the plaintiff, a law enforcement officer, being the last person he wanted to see.28 Given that the relatively high risks created by the defendant‘s conduct bring with them minimal social utility, it does not implicate any fundamental principle of justice to hold that he owed the plaintiff a duty of reasonable care. Accordingly, I agree with the majority that the trial court improperly granted the defendant‘s motion to strike in the present case.
I concur in the majority‘s judgment reversing the judgment of the trial court and remanding the case for further proceedings according to law.
RICHARD A. ROBINSON
JUSTICE OF THE SUPREME COURT
