ADAM PETERS, ELIZABETH MATTERN, TINA HALL, GARY GUESTO, and ROBERT KOHLER, Plaintiffs v. CITY OF WILKES-BARRE, Defendant
No. 3:15cv152
IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
January 27, 2016
Judge Munley
MEMORANDUM
Before the court for disposition is Defendant City of Wilkes-Barre‘s (hereinafter “defendant” or “Wilkes-Barre“) motion to dismiss plaintiffs’ complaint pursuant to
Background
This case arises from Wilkes-Barre‘s enforcement of Ordinance No. 12 of 2013, the so-called “One-Strike Ordinance” (hereinafter the “Ordinance“). (Doc. 1, Compl. (hereinafter “Compl.“) ¶ 12). Wilkes-Barre adopted the Ordinance in August 2013 in an effort to combat drug and gun crime in the city. (Id.; Compl. Ex. 1). The Ordinance expanded the
Under the Ordinance, a rental unit is immediately stripped of its certificate of occupancy and occupancy license for six (6) months if a code enforcement officer determines that “[a]n occupant or owner has implied or actual knowledge of drug [or gun-related criminal] activity . . . in the rental unit, common areas, or on the premises or property.” (Id. at § 7-239(d)(1)(f)(vii-viii)). The requirement of “implied or actual knowledge” is met if “the owner and/or occupant is charged [with] or convicted” of certain qualifying crimes. (Id.) Such knowledge can also be imputed to the occupant or owner “based on police knowledge and experience of drug [or gun-related criminal] activity on the property.” (Id.)
The Ordinance provides a twenty (20) day window in which any person aggrieved by such a closure order may appeal to a Housing Appeals Board, subject to a non-refundable appeal fee of $100. (Id.) The Ordinance does not provide any pre-closure procedures, and expressly states that a “claimed lack of knowledge by the owner, property manager or agent, if applicable, of any violation hereunder cited shall be no defense to closure of rental units . . . .” (Id. at 5).
Resident Plaintiffs
Plaintiffs Mattern and Hall claim that the defendant‘s Code Enforcement Office shut down the rental units where they each resided for six months. (Compl. ¶¶ 47-103).
Elizabeth Mattern
Plaintiff Elizabeth Mattern allowed her four-year-old daughter‘s father, Denver Pearson, to stay at her apartment, located at 516 North Main Street in Wilkes-Barre, during daytime hours on March 7, 2014. (Id. ¶¶ 52-54). Unbeknownst to Plaintiff Mattern, Pearson had an outstanding arrest warrant, possessed of an illegal substance, and hid two scales in Plaintiff Mattern‘s apartment. (Id. ¶¶ 61-62). Pearson was arrested in a raid while Plaintiff Mattern and her daughter were not at home. (Id. ¶¶ 57-62). Plaintiff Mattern returned to find her apartment in disarray and a closure notice on her door. (Id.)
Police officers arrived and told Plaintiff Mattern she could have ten
Plaintiff Mattern claims she was never notified about her right to an appeal. (Id. ¶ 75). She further asserts she incurred the following damages during the closure: 1) the vacant apartment was robbed of approximately $1600 worth of personal property; 2) an additional $100 per week in travel expenses to her workplace; 3) relocation costs after the closure; and 4) higher rent at her new rental unit. (Id. ¶¶ 76-79).
Tina Hall
Plaintiff Tina Hall, who is legally deaf and receives disability payments, resided at 117 Grove Street in Wilkes-Barre with her seventeen-year-old daughter. (Id. ¶¶ 80-81, 83). Plaintiff Hall‘s son, Jamel, also lived with her until October 3, 2013, when he moved to Hazelton and Plaintiff Hall and her landlord removed him from the lease. (Id. ¶ 85). Jamel
Officers discovered a firearm wrapped in plastic in a bedroom, and arrested Plaintiff Hall for unlawful possession of a firearm and receipt of stolen property, charges which were eventually nolle prossed. (Id. ¶¶ 92-93, 102). Plaintiff Hall‘s landlord received notice from city officials that as of October 30, 2013, the Grove Street apartment was closed for six months under the Ordinance and that he had a right to appeal. (Id. ¶¶ 94, 96). Plaintiff Hall and her daughter moved in with another daughter and granddaughter due to the closure of their apartment. (Id. ¶ 95). Plaintiff Hall‘s landlord filed an appeal on October 31, 2013, and was notified on December 2, 2013, that a hearing was scheduled for December 21. (Id. ¶¶ 97-99). The Board issued a decision on April 24, 2014—six days before the six-month closure would expire—denying the appeal.
Owner Plaintiffs
The court next discusses plaintiffs who owned rental units. Plaintiffs
Adam Peters
Plaintiff Adam Peters owns two rental units in Wilkes-Barre, including a unit located at 216 Carlisle Street, Apartment 2. (Id. ¶ 21). Beginning on March 1, 2013, Plaintiff Peters rented that apartment to Lateesha Lundy, a certified nursing assistant, after two clean background checks. (Id. ¶ 26). On September 13, 2013, police arrested Patrick Miller, Lundy‘s boyfriend, in the Carlisle Street apartment for drug-related offenses. (Id. ¶ 28).
A code enforcement officer ordered the Carlisle Street apartment closed for six months pursuant to the Ordinance. (Id. ¶¶ 35-37). Immediately after the closure, Mayor Thomas Leighton held a press conference on the front porch of the property to announce the first closure under the Ordinance and stated that the city was “cracking down on the landlords bringing filth and dirt and crime into our city” and that “[w]e‘re going to hit these landlords that don‘t care about the city of Wilkes-Barre.” (Id. ¶ 36).
Wilkes-Barre mailed Plaintiff Peters a letter confirming the
Plaintiff Peters claims the following damages: 1) $3,750 in lost rent; 2) $2,600 in attorney‘s fees related to the appeal hearing; and 3) reputational damages as a result of the Mayor‘s statements characterizing Plaintiff Peters as a landlord “bringing filth and dirt and crime into the city.” (Id. ¶¶ 43-46).
Gary Guesto
Plaintiff Gary Guesto owns four rental units in Wilkes-Barre, including one at 189 Hazle Street, which he rented to Ada Wells between October 1, 2012 and February 24, 2014. (Id. ¶¶ 107-08). On February 24, 2014, police arrested Ms. Wells and her boyfriend at the apartment for drug-related offenses. (Id. ¶¶ 112, 114). A closure notice was posted, but Plaintiff Guesto never received a letter notifying him of the closure or of his right to appeal. (Id. ¶¶ 115-16). Plaintiff Guesto claims that he was unable
Plaintiff Guesto claims damages in the amount of $3,900 in lost rental income. (Id. ¶ 119).
Robert Kohler
Plaintiff Robert Kohler owns ten rental properties in Wilkes-Barre, including the unit located at 91 Custer Street. (Id. ¶ 121). From approximately August 1, 2013, Natasha Golomb rented the Custer Street unit. (Id. ¶¶ 123-25). On March 20, 2014, Plaintiff Kohler‘s property-management company was notified that the front door to the Custer Street property was broken and a notice of some kind had been posted on the door. (Id. ¶ 128). Plaintiff Kohler received a letter the next day explaining that an arrest for gun- and drug-related offenses had occurred at the Custer Street property on March 19, 2014 and that the apartment was therefore closed for six months pursuant to the Ordinance. (Id. ¶ 129).
Plaintiff Kohler filed an appeal, and the Housing Appeals Board set a hearing for two months later, on May 22, 2014. (Id. ¶¶ 132-33). The hearing was postponed three times, once because the board lacked
Plaintiff Kohler claims the following damages: 1) $1,400 in attorneys fees for the appeal; 2) $725 per month in lost rental income; and 3) $226 for maintenance costs and $72 per month for utilities, costs which otherwise would have been borne by the tenant. (Id. ¶¶ 136, 140-41).
In sum, plaintiffs seek recompense for financial injuries, emotional and psychological pain and suffering, and reputational harm. In addition to money damages, the plaintiffs seek injunctive and declaratory relief to address what they claim is an ongoing threat that defendant will close their respective properties without notice or due process because of the alleged misconduct of third parties.
To these ends, plaintiffs filed a complaint on January 22, 2015 under
Jurisdiction
The court has federal question jurisdiction over this civil rights action brought under
Legal Standard
Defendant filed its motion to dismiss the amended complaint pursuant to
sufficiency of the complaint‘s allegations when considering a
Discussion
Defendant raises several arguments in moving the court to dismiss plaintiffs’ claims. First, defendant argues the court should abstain from hearing any of plaintiffs’ claims under the Younger abstention doctrine. Second, defendant argues that plaintiffs have failed to plead a cognizable claim for a violation of procedural due process under the Fourteenth Amendment. Third, defendant argues that plaintiffs have failed to articulate a proper Eighth Amendment claim. And fourth, defendant asserts that plaintiffs’ claims should be construed as takings claims, subject to exhaustion of state remedies and therefore unripe for our review. We will address these arguments in turn.
I. Younger Abstension
The defendant urges the court to abstain from exercising jurisdiction
The Supreme Court has defined a narrow set of “exceptional” circumstances in which “the prospect of undue interference with state proceedings counsels against federal relief.” Sprint Commc‘ns, Inc. v. Jacobs, 134 S. Ct. 584, 588 (2013). Abstention, however, remains entirely the exception, and not the rule. “In the main, federal courts are obliged to decide cases within the scope of federal jurisdiction.” Id. The Court has stressed that “federal courts ordinarily should entertain and resolve on the merits an action within the scope of a jurisdictional grant . . . .” Id. Indeed, we are not simply to “refus[e] to decide a case in deference to the States.” New Orleans Pub. Serv., Inc. v. Council of City of New Orleans, 491 U.S. 350, 368 (1989) (hereinafter “NOPSI“).
The Younger Court identified the primary context mandating abstention: where a federal plaintiff seeks injunctive relief to halt a parallel, pending state court proceeding. Id.; see also Younger, 401 U.S. at 37. The Court has since expanded application of the doctrine to “particular state civil proceedings that are akin to criminal prosecutions . . . or that
Defendant argues that its enforcement of the Ordinance constituted a “quasi-criminal” civil enforcement action, initiated by a state actor to sanction the federal plaintiff, and therefore qualifies for Younger abstention. (Def.‘s Br. in Supp. at 12). The Supreme Court has specified that such proceedings qualify for Younger abstention if they are “akin to criminal proceedings in important respects,” “characteristically initiated to sanction the federal plaintiff . . . for some wrongful act,” and where “a state actor is routinely a party to the state proceeding and often initiates the action.” Sprint, 134 S. Ct. at 592.
Plaintiff does not dispute this contention, and we agree. Defendant‘s enforcement actions against plaintiffs fall squarely within the civil enforcement action category eligible for Younger abstention. This,
Three additional conditions, articulated in Middlesex County Ethics Commission v. Garden State Bar Association, 457 U.S. 423, 432 (1982), must be satisfied for a court to apply Younger abstention in a quasi-criminal context. Sprint, 134 S. Ct. at 593. Following Middlesex, the Third Circuit mandates that “[t]he proponent of abstention must show that (1) there are ongoing state proceedings that are judicial in nature; (2) the state proceedings implicate important state interests; and (3) the state proceedings afford an adequate opportunity to raise federal claims.” Marran v. Marran, 376 F.3d 143, 154 (3d Cir. 2004).
Because defendant must demonstrate the presence of all three factors to succeed in moving the court to abstain under Younger, the absence of any single factor is dispositive. Here, the defendant cannot establish the third factor.2
As previously stated, the proponent of abstention must demonstrate that the state‘s proceedings afford an adequate opportunity to raise federal
Accepting the facts alleged by the plaintiffs as true, the Ordinance, as written and enforced by defendant, fails to provide any pre-deprivation due process. Specifically, the language in the Ordinance compels closure, stating, “The violation of section 7-239(d)(1)(f) ii, iii, vii [drug offenses] or viii [firearm offenses] shall require the closure of the rental unit(s) for a period of six months at the direction of the City of Wilkes-Barre.” (Compl. Ex. 1 at 4 (emphasis added)). The only recourse available to a tenant or owner of a unit closed under the Ordinance is an appeal after the fact which must be filed within twenty days of the closure order.
Regarding the Ordinance‘s appeal process, some plaintiffs were not
Defendant also asserts that any constitutional deficiency in the administrative review process could have been raised in a state-court review of the Board‘s decision. Even assuming, arguendo, that state-court review was available to plaintiffs,3 the Board failed to schedule appeals hearings until weeks or months after closure, and delayed sending notice of its decisions. Thus, the Board did not notify the plaintiffs of its decisions in a timely manner, and plaintiffs were provided no opportunity to raise their claims in a state court until after all or substantially all of the full six-month period had run. “Younger abstention ‘presupposes the opportunity to raise and have timely decided by a competent state tribunal the federal issues
These facts, if proven, establish that plaintiffs did not have an adequate opportunity to raise constitutional claims during the administrative process. Accordingly, we reject defendant‘s argument that we must abstain from hearing this case under Younger.
II. Fourteenth Amendment: Due Process
Defendant argues that plaintiffs have failed to state a cause of action for violation of Fourteenth Amendment due process because there were avenues available to them on the state level that they did not utilize. This failure to exhaust state remedies, defendant argues, is fatal to plaintiffs’ claims. We disagree.
As explained above, plaintiffs allege that the processes and
Accordingly, the court will deny defendant‘s motion to dismiss plaintiffs’ Fourteenth Amendment due process claim.
III. Eighth Amendment
Defendant also moves to dismiss plaintiffs’ Eighth Amendment claims. The Eighth Amendment to the United States Constitution states, “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” Plaintiffs claim that defendant‘s closures of their properties were punitive forfeitures constituting fines under
To state a claim that the closures under the Ordinance constitute excessive fines under the Eighth Amendment, plaintiffs must allege facts that would, if true, establish that the closures were fines, and the fines were excessive. The parties agree that the defendant‘s closures pursuant to the Ordinance constitute forfeitures, but dispute whether they fall within the realm of the Eighth Amendment.
The law favors the plaintiffs:
The Excessive Fines Clause limits the government‘s power to extract payments, whether in cash or in kind, as punishment for some offense. The notion of punishment, as we commonly understand it, cuts across the division between the civil and the criminal law. It is commonly understood that civil proceedings may advance punitive as well as remedial goals, and, conversely, that both punitive and remedial goals may be served by criminal penalties.
Austin v. United States, 509 U.S. 602, 609-610 (U.S. 1993) (quotations omitted). Thus, “a modern statutory forfeiture is a ‘fine’ for Eighth
Plaintiff clearly alleges that the closures were imposed as a punitive measure. As evidence, plaintiffs set forth allegations as to Mayor Thomas Leighton‘s statements that Defendant Wilkes-Barre was “cracking down on the landlords bringing filth and dirt and crime into our city” and that “[w]e‘re going to hit these landlords that don‘t care about the city of Wilkes-Barre.” (Compl. ¶ 36). Further, defendant itself argues that these enforcement actions resemble criminal prosecutions in important respects, calling them “quasi-criminal actions” “initiated to sanction the federal plaintiff[s] . . . for some wrongful act.” (Def.‘s Br. at 7-8). These closures are quite clearly intended to punish, and therefore the closures constitute fines under Eighth Amendment law.
Plaintiffs further allege that the closures are impermissibly excessive
Accordingly, we hold that plaintiffs have properly alleged a claim that defendant violated their rights under the Eighth Amendment.
IV. De Facto Takings Claims
Defendant next seeks to dismiss all of plaintiffs’ claims because they amount to “an alleged de facto taking.” (Def.‘s Br. at 18). It argues that such claims are unripe because the plaintiffs have failed to exhaust the proper state law procedures for redress. (Id.) Plaintiffs argue that their claims do not constitute takings claims, because they do not seek just compensation for a legitimate taking, but rather recompense for a impermissible government interference with property rights. After careful review, we agree with plaintiff.
Pennsylvania state law defines a de facto taking, or inverse condemnation, as an action by an entity vested with eminent domain power which amounts to a “taking” of property without formal condemnation
Plaintiffs’ claims cannot be construed as takings claims because the closure did not amount to otherwise justifiable interference with property rights, but rather constituted impermissible abuses of authority, which no amount of compensation can authorize after the fact. (Pl.‘s Br. at 18). Plaintiffs simply do not seek compensation for a government taking of their property; they seek damages for harm done due to violations of their constitutional rights. This is not a distinction without a difference. To require plaintiffs to exhaust state processes for a remedy they do not even seek would be improper. See Carole Media LLC v. New Jersey Transit Corp., 550 F.3d 302, 307-08 (3d Cir. 2008) (holding that plaintiff alleging the government‘s action itself was forbidden is not required to seek just compensation). We hold that plaintiffs’ claims do not constitute de facto takings claims, and defendant‘s motion on this ground will be denied.
Conclusion
For the reasons stated above, Defendant Wilkes-Barre‘s motion to dismiss will be DENIED. An appropriate order follows.
DATE: 1/27/16
s/ James M. Munley
JUDGE JAMES M. MUNLEY
United States District Court
