People v. WilsonPeople v. Wilson
Wilson appears before us now following the summary denial of his petition for resentencing pursuant to
Recently, however, another panel of this division held that a felony murder special circumstance finding does not bar resentencing relief under
BACKGROUND
I
Factual Background4
On the evening of July 6, 1999, Wilson, his brother Thabiti Wilson (Thabiti),5 and Brian Mason went to a party held by Henry Mabry in a motel room. Wilson, Thabiti, and Mason were members of a “Blood-set” gang, “Lincoln Park,” while Mabry and the others at the party were members of a rival “Crip-set” gang. During the party, Thabiti and Mason began rapping lyrics insulting to Crips gang members, including rapping about “crip killing” and using the derogatory term “crabs” to describe the Crips. The Crips gang
Thabiti was angry because Mabry had insulted him. Wilson and Mason attempted to calm him. A short time later, after dropping off the woman at a trolley stop, Wilson, Thabiti, Mason, and a fourth man went to Mabry‘s motel room. Thabiti knocked on the door and claimed he had left his sunglasses or T-shirt in the room. Once the door was opened, all four men entered the motel room and locked the door. Initially, they pretended to look for the sunglasses or T-shirt.
Then, Thabiti pulled out a gun and said, “Everybody get on the floor” and “Give me all your jewelry or whatever you got.” Wilson told one of Mabry‘s guests who was emerging from the bathroom, “Sit your ass down,” and ordered him to “break his pockets,” meaning the person should give Wilson his property. Wilson snatched a duffle bag from under two guests and looked through it. The bag belonged to Mabry and contained some property belonging to one of the guests. Another guest took off his chain and gave it to the fourth person who also pulled a necklace off Mabry‘s neck.
Mabry was asleep. One of Wilson‘s group said, “Wake his crab ass up,” at which point, Wilson, Thabiti and Mason began beating Mabry and yelling out, “Lincoln Park.” When Mabry attempted to fight back, Thabiti shot him in the head. Mabry died as a result of the gunshot wound.
A gang expert testified gang members commit crimes to gain respect among their own gang members and rival gangs. He also testified violence often results from making a derogatory remark to a rival gang member since the gang member who was insulted must retaliate or be viewed as a coward.
II
Procedural Background
A jury convicted Wilson in July 2002 of one count of first degree felony murder with the special circumstance findings that it was committed during the commission or attempted commission of a robbery and a burglary (
In January 2019, Wilson filed the Petition declaring he was entitled to resentencing relief under
In its initial response to the Petition, the People argued that Wilson was ineligible for relief because he was convicted of first degree murder with
After briefing was completed, the People filed a supplemental initial response that relied on our opinion in Gomez, supra, 52 Cal.App.5th 1, review granted, and on People v. Galvan (2020) 52 Cal.App.5th 1134 (Galvan), review granted October 14, 2020, S264284. Although their analyses differed somewhat, both Gomez and Galvan held that a prior jury finding true special circumstances renders a petitioner ineligible for relief under
In his second reply, Wilson countered with a line of cases holding that, contrary to Gomez and Galvan, a special circumstance finding does not categorically bar resentencing relief under
The superior court denied the Petition on October 29, 2020, without issuing an OSC. The denial was premised on the court‘s review of the special circumstance instructions given to the jury. The court held that, “in order for the jury to have returned the special circumstance finding as it did, the jury found that the defendant acted with the intent to kill, aid, abet, counsel, command, induce, solicit, request, or assist the actual killer in the
DISCUSSION
On appeal, Wilson urges us to reconsider Gomez‘s categorical bar to resentencing relief under
We do not take lightly a party‘s request to reconsider a decision from this court, but we do recognize that there is now a split in this division as to the preclusive effect of special circumstance findings. (Arias, supra, 66 Cal.App.5th 987.) For reasons we will explain, we agree with Arias that “pre-Banks and Clark felony-murder special-circumstance findings do not categorically preclude defendants from obtaining resentencing relief under
Although we respectfully depart from Gomez‘s categorical bar to resentencing relief, we continue to share its concern about permitting the petitioner to relitigate settled factual issues. Therefore, our conclusion that Wilson‘s special circumstance findings do not categorically bar resentencing relief under
I
Senate Bill No. 1437
A. Statutory Changes
Effective January 1, 2019, Senate Bill No. 1437 was enacted to “amend the felony murder rule and the natural and probable consequences doctrine, as it relates to murder, to ensure that murder liability is not imposed on a person who is not the actual killer, did not act with the intent to kill, or was not a major participant in the underlying felony who acted with reckless indifference to human life.” (Stats. 2018, ch. 1015, § 1, subd. (f).) In furtherance of this goal, it amended the definition of malice, as set forth in
With these amendments in place, “A participant in the perpetration or attempted perpetration of a felony listed in subdivision (a) [including robbery and burglary] in which a death occurs is liable for murder only if one of the following is proven: (1) The person was the actual killer. [¶] (2) The person was not the actual killer, but, with the intent to kill, aided, abetted, counseled, commanded, induced, solicited, requested, or assisted the actual killer in the commission of murder in the first degree. [¶] (3) The person was a major participant in the underlying felony and acted with reckless indifference to human life, as described in subdivision (d) of
B. Procedure to Seek Resentencing
Senate Bill No. 1437 also established a procedure for defendants previously convicted of murder to seek resentencing if they believe they could not currently be convicted of that crime under the amended provisions of
If the petition is facially sufficient, the court proceeds to the second stage of review. (
If the defendant makes a prima facie showing, the court proceeds to the third stage of review by issuing an OSC and thereafter holding a full hearing to determine whether the defendant is entitled to relief. (
II
Wilson‘s Felony-Murder Special-Circumstance Findings
A defendant found guilty of first degree murder must be sentenced to death or imprisonment for life without the possibility of parole if the jury makes one or more special circumstance findings under
Wilson, who was not the actual killer, was sentenced to life without the possibility of parole. The jury instructions confirm that the jury found Wilson either aided and abetted Mabry‘s murder with the intent to kill or was a major participant who acted with reckless indifference to human life. (
On direct appeal in 2003, Wilson argued, among other things, that the evidence was insufficient to support the jury‘s special circumstance findings. (Wilson, supra, D041120.) We rejected this argument pursuant to People v. Estrada (1995) 11 Cal.4th 568 and Tison v. Arizona (1987) 481 U.S. 137 (Tison). We noted “the evidence indicated Mabry and Thabiti exchanged gang insults and argued. Wilson knew Thabiti was angry about being insulted. Despite having been asked to leave, Wilson and the others returned to Mabry‘s motel room armed with a gun and with an apparent intent to commit robbery, thus heightening the risk of death. The risk was enhanced because of the underlying gang tensions. According to the expert‘s testimony, violence often results when gang members are insulted to avoid being viewed as a coward. Further, Mabry was not alone in the room. There were several other people in the room including other gang members who might have resisted the armed invasion by Wilson‘s group. [¶] Under these hostile circumstances, a reasonable jury could conclude Wilson acted with full awareness and reckless indifference to human life when he participated in or aided and abetted the offenses.” (Wilson, supra, D041120.)
III
Special Circumstance Findings as a Categorical Bar to Resentencing Relief
A
The Judicial Split
As discussed ante, Senate Bill No. 1437 amended
On the face of it, both felony murder liability under
Wilson‘s request for reconsideration of Gomez‘s categorical bar relies on York, supra, 54 Cal.App.5th 250, review granted. York held that, despite the semantic overlap between
In Arias, our court found it unnecessary to add “further extensive argument or analysis” to the “vigorous debate” on the subject. (Arias, supra, 66 Cal.App.5th at p. 1004.) “It will suffice for us to state that we are persuaded by the logic of the courts that have concluded pre-Banks and Clark felony-murder special-circumstance findings do not categorically preclude defendants from obtaining resentencing relief under
Arias followed from People v. Secrease (2021) 63 Cal.App.5th 231, 247 (Secrease), review granted June 30, 2021, S268862. Secrease also disagreed with Gomez‘s categorical bar to resentencing relief because Banks and Clark “placed new limits” on the meaning of “major participant” and “reckless indifference to human life.” (Id. at p. 254.)
We agree with Arias.7 Our examination, in Section III.B post, of the evolving meaning of the terms “major participant” and “reckless indifference to human life” convinces us that a special circumstance finding predating
B
“Major Participant” and “Reckless Indifference to Human Life”
1. Enmund v. Florida
In Enmund v. Florida (1982) 458 U.S. 782, the United States Supreme Court considered the constitutionality of a death sentence imposed on the “getaway driver” in a robbery that resulted in two deaths. The evidence adduced at trial revealed that Enmund did not rob or kill the victims, and there was no finding that he harbored any intent that a killing take place or that lethal force be used. (Id. at pp. 784, 797.) Instead, he was seen sitting in a car approximately 200 yards from the scene shortly before the robbery, and he was then seen driving the car with three passengers at a high rate of speed after the robbery. (Id. at p. 784.) On this evidence, he was found guilty of two counts of first degree murder and one count of robbery. (Id. at p. 785.) He was sentenced to death. (Ibid.)
The Florida Supreme Court affirmed the conviction and sentence. (Enmund, supra, 458 U.S. at p. 785.) According to that court, “the interaction of the ’ “felony murder rule and the law of principals combine to make a felon generally responsible for the lethal acts of his co-felon.” ’ ” (Ibid.) It held the evidence could have led the jury to ” ‘conclude[ ] that [Enmund] was there, a few hundred feet away, waiting to help the robbers escape with the [victims]’ money. The evidence, therefore, was sufficient to find that the appellant was a principal of the second degree . . . support[ing] the verdicts of murder in the first degree on the basis of the felony murder portion of section 782.04(1)(a).’ ” (Id. at p. 786.)
The United States Supreme Court reversed. (Enmund, supra, 458 U.S. at p. 801.) The court‘s survey of state and federal jurisdictions that authorize the death penalty and a review of the sentencing decisions made by juries led it to observe that there was a societal rejection of the death penalty for accomplice liability in felony murders. (Id. at pp. 789–796.) The court then turned to the proportionality of the death sentence to the robbery offense. (Id. at p. 797.) It noted that, while “robbery is a serious crime deserving serious punishment,” it is not one in which the risk of death or even serious injury is inherent in the crime, unlike murder. (Ibid.) Therefore, the death penalty “is an excessive penalty for the robber who, as such, does not take human life.” (Ibid.) Instead, “[t]he focus must be on his culpability, not on that of those who committed the robbery and shot the victims.” (Id. at p. 798.) “Enmund himself did not kill or attempt to kill; and, as construed by the Florida Supreme Court, the record before us does not warrant a finding that Enmund had any intention of participating in or facilitating a murder. . . . It is fundamental that ‘causing harm intentionally must be punished more severely than causing the same harm unintentionally.’ H.
2. Tison v. Arizona
A few years later, the United States Supreme Court again considered the constitutionality of a felony murder death sentence. In Tison, supra, 481 U.S. 137, the defendants were two of three brothers who assembled a large arsenal of weapons to help their father and his cellmate, both convicted murderers, to escape prison. (Id. at p. 139.) The father was serving a life sentence for killing a guard during a previous prison escape. (Ibid.) When the brothers went into the prison, they brandished their weapons and armed their father and the cellmate. (Ibid.) They all then fled the prison grounds in a car. (Ibid.)
The getaway car later broke down in the desert, and the group decided to flag down a passing motorist to steal another car. (Tison, supra, 481 U.S. 137 at pp. 139–140.) One brother stood in front of their disabled car, while the others armed themselves and hid. (Id. at p. 140.) After a family of four stopped to help, the group emerged and forced the family down a dirt road off the highway. (Ibid.) At this point, the father of the family begged for their lives; the defendants’ father reportedly said he was “thinking about it.” (Ibid.) The defendants’ father then told his sons to return to the car for some water for the family. (Ibid.) While the defendants went to the car, their father and his cellmate shot the family to death. (Id. at p. 141.) Neither defendant made an effort to help the victims. (Ibid.)
Several days later, one of the three brothers was killed during a police shootout, and the father, who had escaped into the desert, died of exposure. (Tison, supra, 481 U.S. at p. 141.) The cellmate and the two remaining brothers were captured, and tried, convicted, and sentenced to death. (Ibid.) Though neither defendant had killed anyone, each was convicted of the four murders under Arizona‘s felony murder and accomplice liability statutes. (Id. at pp. 141–142.) Their convictions and sentences were upheld on appeal. (Id. at p. 143.) Defendants then collaterally attacked their death sentences. (Ibid.) A divided Arizona Supreme Court affirmed, interpreting ” ‘intent to kill’ ” under Enmund to include the foreseeability of lethal force. (Id. at pp. 143–145.) It held that, under the facts of the case, the brothers “played an active part” in the prison escape, they were aware that there was a possibility of killings during or after the escape, one of them flagged down the victims, one escorted the victims to where they would eventually be killed, neither interfered when the victims were killed, and neither disassociated himself from the actual killers afterwards. (Ibid.)
The United States Supreme Court reversed, holding that the Arizona Supreme Court‘s definition of intent was broader than that described in Enmund. (Tison, supra, 481 U.S. at p. 150.) The Supreme Court read the Enmund decision narrowly, noting that participation in a variety of violent felonies includes the possibility of lethal force. (Id. at p. 151.) But that, standing alone, cannot justify a death sentence. (Ibid.) Instead, the question was whether the record “would support a finding of the culpable mental state of reckless indifference to human life.” (Ibid.) Enmund dealt with only “two distinct subsets of all felony murders . . . . At one pole was . . . the minor actor in an armed robbery, not on the scene, who neither intended to kill nor was found to have had any culpable mental state. . . . The Court held that
Defendants argued the death sentence was not proportional to their role because, in Enmund‘s terms, they did not kill, attempt to kill, or intend to kill. (Tison, supra, 481 U.S. at p. 151.) But “[a] narrow focus on the question of whether . . . a given defendant ‘intended to kill,’ . . . is a highly unsatisfactory means of definitively distinguishing the most culpable and dangerous of murderers. Many who intend to, and do, kill are not criminally liable at all—those who act in self-defense or with other justification or excuse. . . . On the other hand, some nonintentional murderers may be among the most dangerous and inhumane of all—the person who tortures another not caring whether the victim lives or dies, or the robber who shoots someone in the course of the robbery, utterly indifferent to the fact that the desire to rob may have the unintended consequence of killing the victim as well as taking the victim‘s property. This reckless indifference to the value of human life may be every bit as shocking to the moral sense as an ‘intent to kill.’ . . . [W]e hold that the reckless disregard for human life implicit in knowingly engaging in criminal activities known to carry a grave risk of death represents a highly culpable mental state, a mental state that may be taken into account in making a capital sentencing judgment when that conduct causes its natural, though also not inevitable, lethal result.” (Id. at pp. 157–158.)
The court deemed the defendants’ participation in the crime as “substantial,” with each “actively involved in every element of the kidnapping-robbery and . . . physically present during the entire sequence of criminal activity culminating in the murder.” (Tison, supra, 481 U.S. at p. 158.) In addition, actual armed escape and kidnapping involved a “reckless indifference to human life.” (Ibid.) Accordingly, the court held that the defendants’ conduct did not fall within the Enmund prohibition. (Ibid.)
3. People v. Banks
Nearly two decades after Tison was decided and over a decade after Wilson was convicted, the California Supreme Court was asked to determine under what circumstances an accomplice who lacks an intent to kill may nonetheless qualify as a “major participant” so as to be eligible for the death penalty or life without the possibility of parole. (Banks, supra, 61 Cal.4th 788.) Recognizing that
The evidence in Banks showed that three men forced their way into a marijuana dispensary in a robbery and, in the process, one of them killed a security guard. (Banks, supra, 61 Cal.4th at p. 795.) The defendant was the getaway driver. (Ibid.) He was not present at the crime scene, and there was no evidence that he or the others had killed before or that he knew that any
On appeal, the Court of Appeal held that, as a getaway driver, the defendant had knowledge that death was always a possibility in an armed robbery, which was legally sufficient to support the jury‘s special circumstance finding under
Our high court disagreed. Banks highlighted that, under Enmund and Tison, the focus is on “the defendant‘s personal role in the crimes leading to the victim‘s death.” (Banks, supra, 61 Cal.4th at p. 801.) ”Tison and Enmund establish that a defendant‘s personal involvement must be substantial, greater than the actions of an ordinary aider and abettor to an ordinary felony murder such as Earl Enmund.” (Id. at p. 802.) As for the mental aspect of culpability, “[t]he defendant must be aware of and willingly involved in the violent manner in which the particular offense is committed, demonstrating reckless indifference to the significant risk of death his or her actions create.” (Id. at p. 801.)
Banks then listed several factors to determine whether a defendant is a “major participant” in a crime, though it held that none is “necessary” or “necessarily sufficient.” (Banks, supra, 61 Cal.4th at p. 803.) “What role did the defendant have in planning the criminal enterprise that led to one or more deaths? What role did the defendant have in supplying or using lethal
Applying the foregoing, the court held that the conduct of the defendant placed him “at the Enmund pole of the Tison-Enmund spectrum.” (Banks, supra, 61 Cal.4th at p. 805.) As in Enmund, the defendant‘s mere participation in an armed robbery was insufficient to conclude that there existed a grave risk of death. (Ibid.) The evidence revealed that the defendant “was absent from the scene, sitting in a car and waiting. There was no evidence he saw or heard the shooting, that he could have seen or heard the shooting, or that he had any immediate role in instigating it or could have prevented it.” (Ibid.) On these facts, the defendant could not be deemed a “major participant” under section 190.2(d). (Id. at p. 807.)
Nor did the evidence establish that the defendant acted with “reckless indifference to human life.” (Banks, supra, 61 Cal.4th at p. 807.) Noting once again that Enmund rejected the argument that mere participation in an armed robbery could warrant the death penalty, our high court highlighted the absence of any evidence that the defendant “intended to kill or, unlike the Tisons, knowingly conspired with accomplices known to have killed before.
4. People v. Clark
The California Supreme Court next addressed the culpability required for felony murder liability in Clark, supra, 63 Cal.4th 522. There, the defendant was sentenced to death for two murders that he did not himself commit. (Id. at p. 535.) The first occurred in 1991 during an attempted burglary of a CompUSA store. (Ibid.) The victim was the mother of a store employee who had arrived to pick him up. (Id. at p. 537.) Defendant‘s involvement in that crime was limited to the following: he surveilled the store one month before the crime, intending to rob it after closing; he arranged for a fake ID for a friend who then rented a U-Haul truck to move stolen computers; he waited in the parking lot while his accomplice tied employees in the bathroom; and he drove to the back of the CompUSA store to move the stolen computers but then quickly drove away when his accomplice—the shooter—tried to enter the car. (Id. at pp. 536–539.) The second murder, which occurred in 1994, was of a witness who was going to testify against the defendant in the CompUSA murder trial. (Id. at pp. 539–543.) The evidence implicated the defendant‘s then-girlfriend. (Ibid.)
The defendant made several arguments on appeal. (Clark, supra, 63 Cal.4th 522.) Relevant here, he argued there was insufficient evidence to support the jury‘s special circumstance findings that the CompUSA murder was committed while engaged in the commission of a burglary and the
Proceeding through the Banks factors discussed ante, the court held that it could “conclude that defendant had a prominent, if not the most prominent, role in planning the criminal enterprise that led to the death of [the victim].” (Clark, supra, 63 Cal.4th at pp. 613–614.) But the court did not find it necessary to decide the issue since the evidence was insufficient to support a finding that he exhibited “reckless indifference to human life.” (Id. at pp. 614–615.) As in Banks, our Supreme Court identified a number of factors to determine whether a defendant had the requisite mens rea, again holding that none is “necessary” or “necessarily sufficient.” (Id. at p. 618.) These factors include: (1) knowledge of weapons and use and number of weapons, (2) physical presence at the crime scene and opportunities to restrain the crime and/or aid the victim, (3) duration of the felony, (4) defendant‘s knowledge of his or her cohort‘s likelihood of killing, and (5) defendant‘s efforts to minimize the risks of violence during the felony. (Id. at pp. 618–623.)
Applying these factors, Clark determined that the evidence was insufficient to support a “reckless indifference to human life” finding. It noted first that the evidence revealed there was only one gun on the scene, which belonged to the shooter and had only one bullet in it. (Clark, supra, 63 Cal.4th at pp. 618–619.) The defendant himself was not at the scene when the murder occurred, and there was no evidence that he instructed the shooter to shoot any resisting victims. (Id. at pp. 619–620.) The evidence was also ambiguous as to why he fled the scene; it could have been because he wanted to avoid an approaching police car or because he saw the body of the victim. (Id. at p. 620.) These factors made it “difficult to infer his frame of mind.” (Ibid.) Moreover, the evidence showed that the defendant planned the robbery to occur after closing when most of the employees would be gone. (Ibid.) To handle the few employees that remained, the plan was to handcuff them in the bathroom and conduct the robbery outside of their presence. (Ibid.) There was also no evidence that the defendant was aware that the shooter had a propensity for violence. (Id. at p. 621.) Lastly, as an issue of first impression, the court held that a defendant‘s efforts to minimize the risks of violence in the commission of a felony is relevant to an analysis of reckless indifference, though the ultimate objective determination is made by the jury. (Id. at pp. 621–623.)
C
Wilson Not Categorically Barred From Resentencing Relief
At the time Wilson was convicted, and as the foregoing demonstrates, felony murder liability could not be imposed on one who merely participated in the underlying felony. (Enmund, supra, 458 U.S. 782.) Where a defendant was not the actual killer and did not have an intent to kill, liability may be imposed only if his or her participation was “substantial” and he or she
Years after Wilson‘s conviction, the California Supreme Court provided guidance in Banks and Clark, laying out several factors to help determine a defendant‘s actus reus and mens rea. In Wilson‘s case, a post-Banks and Clark jury would consider whether Wilson supplied or used a gun himself. They would ask, was there any evidence that Wilson knew his brother or any of his cohorts was carrying a gun? Was there evidence that Wilson‘s brother had a propensity for violence and, if so, did Wilson know about it? Did Wilson have any opportunities to restrain his brother before they returned to the motel room? Did he have any opportunities to do so once in the motel room? Did Wilson attempt to minimize the risk of violence in any way? Did he try to help Mabry after the shooting?
An analysis of these factual issues would sharpen the focus on Wilson‘s personal involvement in the underlying felonies and on his knowledge of the risk of death in participating in them. It is possible that a jury considering Wilson‘s conduct under the gloss of Banks and Clark could find that the People did not meet their burden in proving the special circumstances true. Because of this possibility, we respectfully depart from Gomez‘s categorical bar.
V
Remand is Appropriate
The superior court denied Wilson‘s Petition pursuant to Gomez and did not separately determine if Wilson met his prima facie burden of showing entitlement to relief. A remand is therefore appropriate. On remand, “the court‘s task will be narrowly focused on whether, without resolving conflicts in the evidence and making findings, the evidence presented at trial was sufficient to support the felony-murder special-circumstance finding under Banks and Clark.” (Secrease, supra, 63 Cal.App.5th at p. 264, review granted; People v. Drayton (2020) 47 Cal.App.5th 965, 980, abrogated on other grounds by Lewis, supra, 11 Cal.5th 952.) If the trial court determines that Wilson has made a prima facie showing, then “an order to show cause must issue and an evidentiary hearing must be held under
We recognize that we may conduct this review on appeal, having taken judicial notice of the record of conviction. (See Secrease, supra, 63 Cal.App.5th at pp. 255, 260–261, review granted.) However, we decline to do so because the parties have not briefed whether the record supports a special circumstance finding post-Banks and Clark. Remand will give the parties that opportunity.10
In this regard, we continue to share Gomez‘s concern that a petitioner would feel entitled to relitigate settled factual issues. (Gomez, supra, 52 Cal.App.5th at p. 16, review granted.) On the other hand, our high court has emphasized that “[t]he ‘prima facie bar was intentionally and correctly set very low.’ ” (Lewis, supra, 11 Cal.5th at p. 972.) Thus, the trial court should issue an OSC unless the record of conviction unequivocally negates Wilson‘s contentions, rendering him unable to meet his burden. Gomez‘s resistance to shifting the burden to the People “a second time” must yield to
DISPOSITION
The order denying the Petition is reversed and the matter is remanded for resumption of proceedings at the subdivision (c) stage to determine whether Wilson has made a prima facie showing that he is entitled to relief.
IRION, J.
WE CONCUR:
O‘ROURKE, Acting P. J.
GUERRERO, J.