People v. EstradaPeople v. Estrada
Opinion
A defendant convicted of first degree murder with at least one special circumstance found true will be sentenced to either death or life
We granted review in this case to resolve a conflict in the Courts of Appeal over whether a trial court has a sua spоnte duty to define the phrase “reckless indifference to human life” when instructing a jury regarding a felony-murder special-circumstance allegation against a defendant who is not the actual killer. We conclude that because a common understanding of the phrase “reckless indifference to human life” amply conveys the meaning of
Background
Police officers were summoned to the El Monte home of Rudolph Jaime, where they found the house ransacked and Mr. Jaime lying in a pool of blood on the living room floor. The victim was alive but gravely injured from multiple cuts and stab wounds to his chest, neck, and head. He died from his injuries shortly after the officers arrived.
Defendant Miсhael Siqueros and a codefendant, Conrad Estrada, were present in Jaime’s home and were immediately taken into custody. They were jointly charged in a three-count information with first degree murder, robbery, and burglary. Two felony-murder special circumstances were alleged, namely, (1) that the murder occurred during the commission of a robbery, and (2) that the murder occurred during the course of a burglary. It was also alleged, as to each count, that defendant and Estrada personally used a weapon in the commission of the offense. Finally, as to defendant only, an allegation was made that he suffered two prior serious felony convictions.
Defendant and Estrada were tried jointly before a jury. At trial, evidence was introduced that defendant was not the actual killer. In light of this
Following deliberations, the jury found both defendants guilty of first degree murder, robbery, and burglary. The jury also found true, as to each defendant, the special circumstance allegations that the murder of Jaime was committed while defendants were engaged in the robbery and burglary of the victim’s home. Consistent with the prosecution’s version of the evidence, the jury found true the allegations that Estrada persоnally used a knife during the commission of each offense, but found the same allegations not true as to defendant.
Both defendants were sentenced to life without the possibility of parole, with consecutive midterm sentences for the robbery and burglary convictions stayed pursuant to section 654. In addition, the court imposed on defendant a restitution fine of $5,000, and a consecutive sentence of 10 years, having found true the allegation that defendant suffered 2 prior serious felony convictions.
Defendant and Estrada jointly appealed their convictions and sentences on numerous grounds. Rejecting all contentions, the Court of Appeal unanimously affirmed the judgments.
In the portion of its opinion relevant to the issue presented here, the Court of Appeal held that the trial court had no sua sponte duty to define the phrase “reckless indifference to human life.” Noting that defendant failed to request an explanatory instruction, the court found no trial court error. In so holding, the court expressly disagreed with the conclusion reached in
People
v.
Purcell
(1993)
Discussion
In a criminal case, a trial court has a duty to instruct the jury on “ ‘ “ ‘the general principles of law relevant to the issues raised by the evidence.’ ” ’ ”
(People
v.
Kimble
(1988)
As we explained in
People
v.
Poggi
(1988)
The rule to be applied in determining whether the meaning of a statute is adequately conveyed by its express terms is well established. When a word or phrase “ ‘is commonly understood by those familiar with the English language and is not used in a technical sense peculiar to the law, thе court is not required to give an instruction as to its meaning in the absence of a request.’”
(People
v.
Rowland
(1992)
The jury in this case was instructed in the language of
The portion of the statutory language of
Tison
was concerned with whether imposition of the
death penalty
on an accomplice to a felony murder who neither killed nor intended to kill the victim would violate the Eighth or Fourteenth Amendments. The decision itself does not stand for the proposition that imposition of a penalty less severe than death, such as life imprisonmеnt without parole, would offend constitutional principles in the absence of proof of “reckless indifference to human life.” (Cf.
Rosenberg
v.
Henderson
(E.D.N.Y. 1990)
The defendants in Tison were two brothers sentenced to death for their involvement in the roadside kidnapping, robbery, and murder of a family of four. At trial, it was established that the defendants orchestrated the prison escape of their father and his cellmate, arming themselves, a third brother, and the two convicted murderers with guns while still inside prison walls, and assisting in the escapees’ flight after the breakout. When a tire on the group’s getaway car went flat on the highway, one of the defendants flagged down a passing motorist for help. Both of the defendants participated in the kidnapping and robbery of the occupants of the stopped vehicle, and were nearby when their father and his cellmate shot and killed the four victims. (Tison, supra, 481 U.S. at pp. 139-141 [95 L.Ed.2d at pp. 132-134].)
Relying on
Enmundv. Florida
(1982)
In the high court’s view, “some nonintentional murderers may be among the most dangerous and inhumane of all—the person who tortures another not caring whether the victim lives or dies, or the robber who shoots someone in the course of the robbery, utterly indifferent to the fact that the desire to rob may have the unintended consequence of killing the victim as well as taking the victim’s property. This reckless indifference to the value of human life may be every bit as shocking to the moral sense as an ‘intent to kill.’ ” (
Finding support in the Model Penal Code, which equates reckless killing with intentional killing for purposes of classifying various types of homicide, the court in
Tison
concluded that “the reckless disregard for human life
Tison
thus instructs that the culpable mental state of “reckless indifference to life” is one in which the defendant “knowingly engag[es] in criminal activities known to carry a grave risk of death” (
Relying on the court’s holding in Purcell, supra,
We disagree and find that, when considered in its entirety—as the phrase is presented to the jury—“reckless indifference to human life” is commonly understood to mean that the defendant was subjectively aware that his or her participation in the felony involved a grave risk of death. The common meaning of the term “indifference,” referring to “the state of being indifferent,” is that which is “regarded as being of no significant importance or value.” (Webster’s New Intemat. Diet. (3d ed. 1981) p. 1151, col. 1.) To regard something, even to regard it as worthless, is to be aware of it. (See id. at p. 1911, col. 1 [“regard” is synonymous with “consider, evaluate, judge”].)
Although the term “reckless”—standing alone—may arguably be understood in common parlance to mean simply neglectful, heedless, or rash (see Webster’s New Intemat. Diet., supra, at p. 1896, col. 1), when the word is placed in context within the statutory phrase “indifference to human life,” what is conveyed to the jury is more than mere negligence.
In reaching our conclusion in
Dellinger, supra,
we noted that the word “disregard” has been defined as describing the situation in which a lack of attention is “intentional or willful.” (
Consistent with our decision in
Dellinger,
we conclude the generally accepted meaning of the phrase, “reckless indifference to human life,” in сommon parlance amply conveys to the jury the requirement of a defendant’s subjective awareness of the grave risk to human life created by his or her participation in the underlying felony. This is the meaning intended by the phrase “reckless indifference to human life” as it is used in section 190.2(d), and as defined in
Tison.
The phrase therefore does not have a technical meaning peculiar to the law, and the trial court had no sua sponte duty to further define the statutory phrase for the jury. Indeed, by expressly declining to “delineate the particular types of conduct and states of mind
We note that following the Court of Appeal’s decision in
Purcell, supra,
According to the court in
Purcell,
from which the language of the clarifying instruction derives, “the
Tison
court intended the phrase ‘reckless indifference to human life’ to refer to a mentаl state which includes subjective appreciation, or knowledge, by the defendant that the defendant’s acts involved an
extreme likelihood
that such acts could result in the death of an innocent human being.”
(Purcell, supra,
In fact,
Tison
sets forth various descriptions of the life-threatening risk of which a defendant who knowingly participates in criminal activities must be subjeсtively aware in order for imposition of the death penalty to be constitutionally permissible. (See
Tison, supra,
481 U.S. at pp. 149 [
The question remains what language should replace the standard instruction’s present reference to an “extreme likelihood” of risk. In light оf the intent of the voters to incorporate Tison's holding into section 190.2(d) (see
Tapia, supra,
Thus, we find that in the event a request for clarification of the phrase “reckless indifference to human life” is granted, the present reference in CALJIC No. 8.80.1 to an “extreme likelihood” of risk to innocent life should be replaced with the language from Tison concerning a “grave” risk of death.
Defendant further contends that in the absence of further definition by this court, the phrase “reckless indifference to human life” is too vague to comport with federal and state constitutional guarantees of due process and proscriptions against cruel and/or unusual punishment. The record in this case discloses, however, that defendant asserts these claims for the first time in his opening brief in this court, and he fails to mаke any attempt to show that they are “fairly included” in the issue on which his petition for review was granted. (See
Having concluded that, absent a request, the court is not required to clarify for the jury the phrase “reckless indifference to human life,” we further reject defendant’s additional contention that, without somе limiting instruction, the statutory phrase is unconstitutionally vague. In determining whether a statute is sufficiently certain to comport with due process standards, the court will “look first to the language of the statute, then to its legislative history, and finally to California decisions construing the statutory language.”
(Pryor
v.
Municipal Court
(1979)
We have determined that, viewing the statutory language as a whole, the common understanding of the phrase “reckless indifferenсe to human life” conveys the notion that a defendant subjectively appreciated that his or her conduct created a grave risk of death. Because the ordinary meaning of the statutory phrase amply communicates the parameters of the mental state subjecting a defendant to a sentence of death or lifelong incarceration—as articulated in Tison—the statute is sufficiently certain. (Cf.
Martin
v.
State
(1977)
Conclusion and Disposition
We find the statutory phrase “reckless indifference to human life” is commonly understood to mean that a defendant subjectively appreciated that his or her conduct created a grave risk to human life, and thus conveys the meaning of section 190.2(d), as derived from Tison. In light of this determination, we hold that the trial court had no sua sponte duty to further explain the statutory phrase for the jury.
Mosk, J., Kennard, J., Arabian, J., Baxter, J., George, J., and Werdegar, J., concurred.