THE PEOPLE, Plaintiff and Respondent, v. VINCENT MICHAEL LOMBARDO, Defendant and Appellant.
C090041
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Tehama)
Filed September 11, 2020
CERTIFIED FOR PUBLICATION; (Super. Ct. No. NCR41795)
Matthew D. Rodgers, District Attorney (Tehama), James Waugh, Assistant District Attorney, and Gloria Han, Deputy District Attorney, for Plaintiff and Respondent.
In 1996 a jury found defendant Vincent Michael Lombardo guilty of second degree murder. In 2019 defendant filed a petition for resentencing under newly enacted
The superior court denied the petition because, in its view, Senate Bill 1437 impermissibly amended Proposition 7 (Ballot Pamp., Gen. Elec. (Nov. 7, 1978) text of Prop. 7) and Proposition 115 (Ballot Pamp., Primary Elec. (June 5, 1990) text of Prop. 115). We disagree with the superior court and agree with the unanimous conclusion of other appellate courts that have addressed the issue: Senate Bill 1437 is not an invalid amendment of either Propositions 7 or 115.
Though the superior court did not clearly rule on the issue, the parties also ask us to determine whether Senate Bill 1437 violates Marsy‘s Law (Ballot Pamp., Gen. Elec. (Nov. 4, 2008) text of Prop. 9). We conclude it does not, thereby agreeing with the unanimous conclusion of other appellate courts on this issue as well.
Accordingly, we reverse the trial court‘s ruling and remand for further proceedings.
BACKGROUND
A. Legal Background
1. Senate Bill 1437
On September 30, 2018, the Governor signed Senate Bill 1437, which was enacted to “amend the felony murder rule and the natural and probable
“Generally, malice is an essential element of the crime of murder. (
Senate Bill 1437 changed the “substantive offense of first and second degree murder, removing . . . exceptions that had allowed such convictions despite the absence of malice. Effective January 1, 2019, Senate Bill No. 1437 made that change by amending
New
2. Proposition 7
Proposition 7 “was approved by voters in a statewide election in November 1978. The statutory changes it made can be grouped into two categories: (1) it increased the penalties for first and second degree murder by amending
3. Proposition 115
Proposition 115 “made several changes to criminal law and procedure when passed by voters in 1990. [Citation.] Pertinent here is its amendment to
Proposition 115 also “‘revised the scope of capital liability for aiding and abetting felony murders’ by amending
4. Marsy‘s Law/Proposition 9
“Marsy‘s Law strengthened ‘a “broad spectrum of victims’ rights” ’ by amending the California Constitution and adding provisions to the
5. Amendment of Voter Initiatives
“[A] statute enacted through a voter initiative is afforded special protection that limits the Legislature‘s ability to modify it. Such a statute ‘may be changed only with the approval of the electorate unless the initiative measure itself permits amendment or repeal without voter approval.’ [Citations.] Article II, section 10, subdivision (c), of the California Constitution states: ‘The Legislature may amend or repeal an initiative statute by another statute that becomes effective only when approved by the electors unless the initiative statute permits amendment or repeal without the electors’ approval.’ ” (Cruz, supra, 46 Cal.App.5th at pp. 748-749.)
B. Procedural Background
1. The Petition
Defendant‘s 1996 murder conviction arose out of his participation in an altercation that led to the death of Robert Duane Mehringer.
A jury convicted defendant of second degree murder (
2. The Superior Court‘s Ruling
In July 2019 the superior court denied the petition, agreeing with the People‘s challenge to Senate Bill 1437, and explaining its reasoning thusly: “[N]o matter what kind of wordsmithing you engage in, the substantive net effect of SB 1437 is without a doubt an [impermissible] amendment . . . You are talking about wholesale alterations with regard to the punitive scheme with regard to the felony murder rule in California as enacted by Prop. 7 and Prop. 115. [¶] . . . [¶]
“. . . And, that is not even to get to the issue of Marsy‘s Law with those changes being made with Marsy‘s Law being enacted under Prop. 9. [¶] With those amendments being contrary to what is allowable under the California Constitution under Article 2, Section 10 running in violation of Prop. 7 and Prop. 115 and perhaps also Prop. 9 . . . [section] 1170.95 as applied is unconstitutional.
“. . . The [c]ourt is not making any finding as to whether or not there are factual circumstances that if [section] 1170.95 was found to be constitutional that [defendant] cannot . . . re-submit [his] petition[ ].”
Defendant timely appealed.
DISCUSSION
A. Proposition 7 and Proposition 115
Invoking People v. Kelly (2010) 47 Cal.4th 1008 (Kelly), defendant argues Senate Bill 1437 makes changes to related but distinct areas of law that Proposition 7 and Proposition 115 are concerned with. Defendant does not argue that Senate Bill 1437 permissibly amended Proposition 7 and Proposition 115. Rather, he argues Senate Bill 1437 did not amend those voter initiatives.2 Accordingly, defendant contends the superior court erred by ruling that Senate Bill 1437 did amend those voter initiatives.
The other appellate courts that have considered these issues unanimously have rejected arguments similar to respondent‘s. (See, e.g., People v. Superior Court (Gooden) (2019) 42 Cal.App.5th 270, 286 (Gooden) [4th App. Dist., Div. 1]; Cruz, supra, 46 Cal.App.5th at p. 747 [4th App. Dist., Div. 3]; Johns, supra, 50 Cal.App.5th at p. 63 [4th App. Dist., Div. 2]; People v. Bucio (2020) 48 Cal.App.5th 300, 311-312 (Bucio) [2nd App. Dist., Div. 6].)
We agree with those decisions.
In Kelly, our Supreme Court emphasized that “[t]he Legislature remains free to address a ’ “related but distinct area” ’ [citations] or a matter that an initiative measure ‘does not specifically authorize or prohibit.’ ” (Kelly, supra, 47 Cal.4th at pp. 1025-1026.) Senate Bill 1437 addresses areas of law that are related to, but distinct from, what Propositions 7 and 115 address.
Contrary to respondent‘s contentions, by “redefining and narrowing” the crime of murder, Senate Bill 1437 does not thereby “take[ ] away from Proposition 7‘s mandates regarding the penalties” for murder. (Italics added.) “The punishment for murder remains the same. Penalties and elements of a crime are different.” (Bucio, supra, 48 Cal.App.5th at pp. 311-312.) While crimes and their punishment are invariably linked (Apprendi v. New Jersey (2000) 530 U.S. 466, 478), ” ‘the definition of crimes generally has not been thought automatically to dictate what should be the proper penalty.’ ” (People v. Banks (2015) 61 Cal.4th 788, 801.)3
And
Regarding Proposition 115,4 respondent‘s assertion that Senate Bill 1437 “pares down the number of persons who may be convicted and punished for first degree felony murder,” misses the relevant inquiry: whether Senate Bill 1437 addresses a matter that Proposition 115 specifically authorizes or prohibits. It does not.
“Proposition 115 amended
Accordingly, we conclude that Senate Bill 1437 does not amend either Propositions 7 or 115.
B. Marsy‘s Law/Proposition 9
As an initial matter, we note that the superior court‘s denial of defendant‘s petition did not explicitly rest on a conclusion that Senate Bill 1437 violated
Because the parties briefed the issue both in the superior court and here and because—given the tenor of the trial court‘s ruling—this issue is likely to reoccur in the trial court if we were to be silent on it, we will reach the merits of the issue. (Cf. People v. Wilson (1992) 3 Cal.4th 926, 937 [deciding to address issues raised on appeal, that were “likely to recur” in the superior court, even though there was no need to resolve the issues to adjudicate the matter].)
Respondent argues the “resentencing provision” of Senate Bill 1437—
Defendant argues Senate Bill 1437 does not violate Marsy‘s Law.
We agree with the analyses of other appellate courts that have rejected Marsy‘s Law challenges to Senate Bill 1437. (See, e.g., Lamoureux, supra, 42 Cal.App.5th at pp. 264-266; Johns, supra, 50 Cal.App.5th at pp. 68-70; Bucio, supra, 48 Cal.App.5th at pp. 312-313.)
Citing article I, section 28, subdivisions (a)(6) and (b)(9) of the California Constitution, and invoking subdivision (a)(4)‘s “good-faith effort” language, respondent contends that “California‘s elected officials have made no good-faith effort to even consider the victims’ and society‘s shared collective right to a ‘prompt and final’ conclusion” to defendant‘s case.
We reject respondent‘s argument to the extent it relies on subdivisions (a)(4) and (a)(6), because those provisions articulate findings and declarations, “not an independent source of enforceable rights.” (Lamoureux, supra, 42 Cal.App.5th at p. 266.)
As for subdivision (b)(9), and its promise of a “prompt and final conclusion,” “we decline to interpret [Marsy‘s Law] so broadly to find that voters intended to impede the Legislature from creating new postjudgment proceedings. ‘It would be anomalous and untenable for us to conclude, as [respondent] impliedly suggest, that the voters intended to categorically foreclose the creation of any new postjudgment proceedings not in existence at the time Marsy‘s Law was approved simply because the voters granted crime victims a right to a “prompt and final conclusion” of criminal cases.’ (Lamoureux, supra, 42 Cal.App.5th at p. 265.)” (Johns, supra, 50 Cal.App.5th at p. 69.)
Quoting from article I, section 28, subdivision (b)(16) of the California Constitution, respondent argues that “no part of [Senate Bill] 1437 resentencing procedures honors the victims’ right ‘to have . . . the victim‘s family, and the general public considered before any parole or other post-judgment release decision is made,’ ” because Senate Bill 1437 has “no public safety considerations whatsoever.” This expansive reading and suggested application of Marsy‘s Law far exceeds the scope of its language, which speaks to particularized decisions in individual cases, not public safety goals. Assuming for the sake of argument that vacatur of a murder conviction is a postjudgment release decision within the meaning of the term as used in subdivision (b)(16), “[i]f a court rules a petitioner is entitled to vacatur of his or her murder conviction, it must then resentence the petitioner on any remaining counts. [Citation.] During resentencing, the court may weigh the same sentencing factors it considers when it initially sentences a defendant, including whether the defendant presents ‘a serious danger to society’ and ‘[a]ny other factors [that] reasonably relate to the defendant or the circumstances under which the crime was committed.’ (Cal. Rules of Court, rule 4.421(b)(1), (c).) At minimum, the trial court‘s ability to consider these
Finally, respondent presents an argument that to our knowledge has not been addressed in a published decision. He argues that uncodified section 1, subdivision (e) of Senate Bill 1437 finds and declares a purpose—alleviation of prison overcrowding—that conflicts with article I, section 28, subdivision (f)(5) of the California Constitution, which reads as follows: “Sentences that are individually imposed upon convicted criminal wrongdoers based upon the facts and circumstances surrounding their cases shall be carried out in compliance with the courts’ sentencing orders, and shall not be substantially diminished by early release policies intended to alleviate overcrowding in custodial facilities.”
The language of the constitutional provision clearly expresses a policy—that sentences imposed on criminal defendants should be carried out and not modified to address overcrowding. Whether the policy as expressed is self-executing could be questioned. Regardless, it is clear the alleviation of overcrowding, though mentioned in passing, was not a central focus of Senate Bill 1437.
Thus, the uncodified section provides, “Reform is needed in California to limit convictions and subsequent sentencing so that the law of California fairly addresses the culpability of the individual and assists in the reduction of prison overcrowding, which partially results from lengthy sentences that are not commensurate with the culpability of the individual.” (Stats. 2018, ch. 1015, § 1, subd. (e), italics added.) Other findings and declarations in section 1 of Senate Bill 1437 include: “a need for statutory changes to more equitably sentence offenders in accordance with their involvement in homicides,” (id., § 1, subd. (b)), and the “bedrock principle of the law and of equity that a person should be punished for his or her actions according to his or her own level of individual culpability,” (id., § 1, subd. (d)).
We agree with defendant and with the Attorney General, as amicus, that the bill was passed to address a perceived unfairness in the law. Obviously any changes in the law of crimes and punishments that restrict the number of offenders subject to punishment will have an effect on the number of people sentenced to prison, but this consequence does not justify their characterization as “early release policies intended to alleviate overcrowding in custodial facilities.” (
In light of our earlier analysis of respondent‘s Proposition 7 and Proposition 115 challenges to Senate Bill 1437, we think the design of Senate Bill 1437 reflects a policy to narrow the definition of murder rather than a policy to reduce the punishment for murder. Accordingly, we conclude that Senate Bill 1437 does not violate Marsy‘s Law.6
DISPOSITION
The order is reversed.
/s/
RAYE, P. J.
We concur:
/s/
ROBIE, J.
/s/
MAURO, J.
Notes
And even if respondent had provided the opinion letter and asked us to take judicial notice of it, its value, for our purposes, would be unclear. (Cf. Gooden, supra, 42 Cal.App.5th at p. 285 [noting “uncertainty” whether Legislative Counsel opinion letter dated June 20, 2018, pertained to Senate Bill 1437 or a bill that “was not enacted, but would have amended Penal Code sections 189, 190, and 190.2, among others, if it had passed“].)
Article I, section 28, subdivision (a)(4) provides, as relevant here: “The rights of victims . . . include broader shared collective rights that are held in common with all of the People of the State of California and that are enforceable through . . . good-faith efforts and actions of California‘s elected, appointed, and publicly employed officials. . . .”
Article I, section 28, subdivision (a)(6) provides: “Victims of crime are entitled to finality in their criminal cases. Lengthy appeals and other post-judgment proceedings that challenge criminal convictions, frequent and difficult parole hearings that threaten to release criminal offenders, and the ongoing threat that the sentences of criminal wrongdoers will be reduced, prolong the suffering of crime victims for many years after the crimes themselves have been perpetrated. This prolonged suffering of crime victims and their families must come to an end.”
Article I, section 28, subdivision (b)(9) protects a victim‘s right “[t]o a speedy trial and a prompt and final conclusion of the case and any related post-judgment proceedings.”
Article I, section 28, subdivision (b)(16) protects a victim‘s right “[t]o have the safety of the victim, the victim‘s family, and the general public considered before any parole or other post-judgment release decision is made.”
Article I, section 28, subdivision (f)(5) provides: “Truth in Sentencing. Sentences that are individually imposed upon convicted criminal wrongdoers based upon the facts and circumstances surrounding their cases shall be carried out in compliance with the courts’ sentencing orders, and shall not be substantially diminished by early release policies intended to alleviate overcrowding in custodial facilities. . . .”
Respondent also invokes uncodified initiative provisions of Proposition 9. But because those provisions do not determine rights, we reject respondent‘s argument to the extent it relies on those provisions. (See People v. Lamoureux (2019) 42 Cal.App.5th 241, 266 (Lamoureux).)
We also will not address “separation of powers” arguments raised by defendant and the Attorney General. Respondent did not brief the issue on appeal, and the superior court‘s ruling did not rest on it.
