THE PEOPLE, Plаintiff and Respondent, v. GERRY JOHNS, Defendant and Appellant.
E072412 (Super.Ct.No. FWV11462)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FOURTH APPELLATE DISTRICT DIVISION TWO
Filed 6/8/20
Ingrid Adamson Uhler, Judge.
CERTIFIED FOR PUBLICATION
OPINION
APPEAL from the Superior Court of San Bernardino County. Ingrid Adamson Uhler, Judge. Reversed with directions.
Steven Schorr, under appointment by the Court of Appeal, for Defendant and Appellant.
Jason Anderson, District Attorney and James R. Secord, Deputy District Attorney, for Plaintiff and Respondent.
Xavier Becerra, Attorney General, Thomas S. Patterson, Assistant Attorney General, Tamar Pachter and Nelson R. Richards, Deputy Attorneys General, as Amici Curiae on behalf
Previously, an accused could be convicted of murder under the felony-murder rule or the natural and probable consequences doctrine of aider and abettor liability, even if the accused didn‘t kill or intend to kill the victim. The Legislature, exercising its authority to dеfine substantive offenses, enacted Senate Bill 1437, which amended
S.B. 1437 also created a new petitioning procedure that allows offenders previously convicted under the felony-murder rule or the natural and probable consequences doctrine to have their murder convictions vacated if they couldn‘t be convicted of murder under the new law. (
Apрellant Gerry Johns claims to be such an offender. He suffered a murder conviction based on his aiding and abetting a 1981 robbery of four people in a car at a drive-through restaurant, during which a codefendant killed one of the victims with a shotgun. (People v. Johns (1983) 145 Cal.App.3d 281, 287, 295.) Johns filed a petition to vacate his murder conviction under
Proposition 7 (Ballot Pamp., Gen. Elec. (Nov. 7, 1978) text of Prop. 7 (Proposition 7)) and Proposition 115 (Ballot Pamp., Prim. Elec. (June 5, 1990) text of Prop. 115 (Proposition 115)). The trial court agreed, found S.B. 1437 unconstitutionally infringed on the prerogatives of the voters, and struck Johns’ petition. Johns appеals, seeking reversal and remand for the trial court to review his petition on the merits.
We agree with Johns that S.B. 1437 is constitutional and he is entitled to have the trial court consider his petition. Proposition 7 addressed the punishment appropriate for murder, not the elements of the offense, and Proposition 115 added predicates for applying the felony-murder rule, which S.B. 1437 left intact. We therefore conclude S.B. 1437 addressed related but distinct areas of the law which the initiatives left in the power of the Legislature to amend. (People v. Kelly (2010) 47 Cal.4th 1008 (Kelly).) The new statutory provisions
We will therefore reverse the judgment of the trial court and remand the case for further proceedings called for by
I
BACKGROUND
A. Statutory Background
1. Proposition 7
Proposition 7, known as the Death Penalty Act, increased the penalties for offenders convicted of first and second degree murder. The voters approved those changes on November 7, 1978.
Before Proposition 7,
The initiative increased the penalties for both first and second degree murder. It amended
Not relevant here, other provisions of Proposition 7 addressed the imposition of the death penalty, including by expanding the list оf special circumstances making an offense death-eligible and revising the law relating to mitigating or aggravating circumstances for death-eligible offenses. (1978 Ballot Pamp., supra, Legis. Analyst, analysis of Prop. 7, p. 32.)
Proposition 7 did not include a provision authorizing thе Legislature to amend its provisions without voter approval. (See 1978 Ballot Pamp., supra, text of Prop. 7, §§ 1-12, pp. 33, 41-46; People v. Cooper, supra, 27 Cal.4th at p. 44.)
2. Proposition 115
Twelve years later, the voters passed Proposition 115, known as the Crime Victims Justice Reform Act, which amended the California Constitution to make several changes to procedures and rights applicable in criminal cases. (Prop. 115, as approved by voters, Primary Elec. (June 5, 1990).)
The proposal indicated the amendment was a response to “decisions and statutes [that] have unnecessarily expanded the rights of accused criminals far beyond that which is required by the United States Constitution, thereby unnecessarily adding to the costs of criminal cases, and diverting the judicial process from its function as a quest for truth.” (Ballot Pamp., Prim. Elec. (June 5, 1990) (1990 Ballot Pamphlеt) text of Prop. 115, pp. 33, 65-69.) Among its core provisions, the initiative attempted to bar the courts from construing the California Constitution as affording to criminal defendants greater rights than the United States Constitution affords. However, the California Supreme Court concluded such a significant revision to the constitutional dispersal of government power must be passed at a constitutional convention or by initiative initially proposed by the Legislature. (Raven v. Deukmejian (1990) 52 Cal.3d 336.)
Relevant to this case, the initiative amended
Proposition 115 permitted the Legislature to amend its terms by a two-thirds vote in each house of the Legislature. (1990 Ballot Pamp., supra, text of Prop. 115, § 30, p. 69.)
3. S.B. 1437
Generally, malice is an essential element of the crime of murder. (
has “both a physical and a mental component. The physical component is satisfied by the performance of ‘an act, the natural consequences of which are dangerous to life.’ . . . The mental component is the requirement that the defendant ‘knows that his conduct endangers the life of аnother and . . . acts with a conscious disregard for life.‘” (People v. Chun (2009) 45 Cal.4th 1172, 1181.)
Before S.B. 1437, the felony-murder rule and the natural and probable consequences doctrine were exceptions to the actual malice requirement. The felony-murder rule made “a killing while committing certain felonies murder without the necessity of further examining the defendant‘s
commission of the [murder].” (People v. Chiu (2014) 59 Cal.4th 155, 164.) For that reason, our Supreme Court held “punishment for second degree murder,” rather than first degree murder, “is commensurate with a defendant‘s culpability for aiding and abetting a target crime thаt would naturally, probably, and foreseeably result in a murder under the natural and probable consequences doctrine.”3 (Id. at p. 166.)
In 2018, the Legislature adopted, and the Governor signed, S.B. 1437. In an uncodified section of the law, the Legislature declared it found the “[r]eform is needed in California to limit convictions and subsequent sentencing so that the law of California fairly addresses the culpability of the individual.” (Id. at § 1.) The new law was designed “to ensure that murder liability is not imposed on a person who is not the actual killer, did not act with the intent to kill, or was not a major participant in the underlying felony who acted with reckless indifference to human life.” (Ibid.)
In effect, S.B. 1437 is a change to the substantive offense of first and second degree murder, removing the exceptions that had аllowed such convictions despite the absence of malice. Effective January 1, 2019, S.B. 1437 made that change by amending
Code,
The Legislature also added
sentenced.” (
B. Johns’ Petition
Johns suffered a murder conviction based on his aiding and abetting a 1981 robbery. He and a codefendant approached four young women waiting in a car at the drive-through window of a fast food restaurant. One of the men demanded money, someone reached into the car to take a wallet, then a shot fired by the codefendant killed one of the victims. (People v. Johns, supra, 145 Cal.App.3d at pp. 287, 295.)
A jury convicted Johns of robbery (
C. The Trial Court‘s Ruling
On Marсh 22, 2019, the trial court found Johns had stated a prima facie case for relief under
“[U]nder the rule of analysis employed by the California Supreme Court in Kelly, the Legislature was not free to enact SB 1437, except under the parameters of article II, section 10 for amending Proposition 7 or by the supermajority requirement of Proposition 115. This legislation was enacted by neither procedure and, hence, [is] invalid. . . . [¶] I hereby grant the motion to strike the petition for re-sentencing by declining to give enforcement to SB 1437.”
Johns filed a timely notice of appeal.
II
DISCUSSION
A. Legal Background
The California Cоnstitution protects the power of voters to act through the initiative process by limiting the Legislature‘s power to amend voter-approved statutes. (
Legislature may amend or repeal an initiative statute by another statute that becomes effective only when approved by the electors unless the initiative statute permits amendment or repeal without the electors’ approval.” (
Proposition 7 didn‘t include a provision allowing the Legislature to amend its provisions. Section 30 of Proposition 115 permits such amеndments without voter approval, but only if approved by a two-thirds vote in
A statute amends an initiative when it is “designed to change an existing initiative statute by adding or taking from it some particular provision.” (People v. Cooper, supra, 27 Cal.4th at p. 44People v. Superior Court (Pearson) (2010) 48 Cal.4th 564, 571.) Our Supreme Court has directed that “[i]n deciding whether [a] particular
provision amends [an initiative statute], we simply need to ask whether it prohibits what the initiative authorizes, or authorizes what the initiative prohibits.” (Ibid.) As the Court explained, we should not invalidate a law enacted by the Legislature if it doesn‘t impinge on “what voters contemplated“—“[t]he voters should get what they enacted, not more and not less.” (Ibid.)
The question is one of statutory interpretation. “When we interpret an initiative, we apply the same principles governing statutory construction. We first consider thе initiative‘s language, giving the words their ordinary meaning and construing this language in the context of the statute and initiative as a whole. If the language is not ambiguous, we presume the voters intended the meaning apparent from that language, and we may not add to the statute or rewrite it to conform to some assumed intent not apparent from that language. If the language is ambiguous, courts may consider ballot summaries and arguments in determining the voters’ intent and understanding of a ballot measure.” (People v. Superior Court (Pearson), supra, 48 Cal.4th at p. 571.)
Our colleagues in the Fourth District, Division One recently gave the questions raised in this appeal comprehensive consideration in a pair of companion decisions. In People v. Superior Court (Gooden) (2019) 42 Cal.App.5th 270 (Gooden), the Court of Appeal applied the Pearson test and decided S.B. 1437 didn‘t amend Proposition
authorizes by, for example, prohibiting a punishment of 25 years to life for first degree murder or 15 years to life for second degree murder. Nor did it authorize what Proposition 7 prohibits by, for instance, permitting a punishment of less than 25 years for first degree murder or less than 15 years for second degree murder. In short, it did not address punishment at all.” (Gooden, at p. 282.)
