THE PEOPLE, Plaintiff and Respondent, v. BRANDEN JOHNSON, Defendant and Appellant.
No. D068384
Fourth Dist., Div. One.
July 26, 2016
2016 Cal. App. LEXIS 612 | 248 Cal. App. 4th 953
IRION, J.
Jill Kent, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Peter Quon, Jr., and Anthony Da Silva, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
IRION, J.—Branden Johnson appeals from an order of the superior court denying his petition to recall his felony sentence for receiving stolen property and to resentence him to a misdemeanor, as allowed in
I.
FACTUAL AND PROCEDURAL BACKGROUND2
In a January 2013 complaint, the district attorney charged Johnson (and a codefendant) with one count of receiving stolen property in violation of
On November 4, 2014, California voters approved Proposition 47, the Safe Neighborhoods and Schools Act; under the
On April 2, 2015, the court revoked mandatory supervision for Johnson and ordered him to serve the remaining 295 days of his sentence in custody.
Approximately one week later, Johnson filed a form petition signed by his attorney, requesting that Johnson‘s felony sentence be recalled and that he be resentenced under
In May 2015, the People filed points and authorities in opposition to Johnson‘s petition, arguing in relevant part that Johnson did not meet his
Johnson filed points and authorities, contending that because his original petition contained a prima facie showing that he was eligible for Proposition 47 relief,3 the burden shifted to the prosecution to establish that he was not entitled to relief—a burden, he argued, the prosecution did not meet by relying on the probation report, which is not part of the record of conviction. More specifically, Johnson contended that because the record of conviction was silent as to the value of the stolen property, the court could “only find the least adjudicated offense under the record,” which Johnson argued was a misdemeanor. In support, Johnson submitted a copy of the eight-page police report in which the arresting officer filled out a form and attached a narrative report of the arrest. Johnson argued that statements in the arrest report established that the value of the stolen property in his possession that formed the basis of his conviction was less than $950 and should be admissible because the report was like a preliminary hearing transcript, which is part of the record of conviction.4
The People filed a reply, emphasizing that the burden of proof was on Johnson and arguing that, by submitting a barebones check-the-box form petition that contained no evidence regarding the stolen property in his possession, the petition should be denied for lack of a prima facie showing of eligibility to Proposition 47 relief. Alternatively, the People argued that if the court determines Johnson to have made a sufficient showing of eligibility, then the petition still should be denied because Johnson did not present any actual evidence that the value of the stolen property did not exceed $950.
At thе June 3, 2015 hearing, the court denied Johnson‘s petition. The court explained: In attempting to establish the value of the stolen property, “the
Johnson timely appealed.
II.
DISCUSSION
In determining whether the trial court properly applied
A. Proposition 47
As relevant to this appeal, Proposition 47 amended
B. Standards on Appeal
In interpreting a ballot initiative measure, we apply the same principles we use in construing a statute enacted by the Legislature. (People v. Arroyo (2016) 62 Cal.4th 589, 593 (Arroyo) [Prop. 21, which “expanded prosecutorial authority to file charges against minors in adult court“].) We begin by considering the actual language of the initiative, giving its words their usual and ordinary meaning. (Arroyo, at p. 593.) We construe the words of an initiative as a whole and within the overall statutory scheme to effectuate the voters’ intent. (Ibid.) If the language is ambiguous, we look to other indicia of the intent of the electorate, including the analyses and arguments in the voter information guide. (Ibid.) We will not interpret ambiguities in initiative language so as to create an absurd result or to be inconsistent with the voters’ intent. (See People v. Cruz (1996) 13 Cal.4th 764, 782–783.)
Where an appeal involves the interpretation of a statute enacted as part of a voter initiative, the issue on appeal is a legal one, which we review de novo. (Arroyo, supra, 62 Cal.4th at p. 593.) Where the trial court aрplies disputed facts to such a statute, we review the factual findings for substantial evidence and the application of those facts to the statute de novo. (Hermosa Beach Stop Oil Coalition v. City of Hermosa Beach (2001) 86 Cal.App.4th 534, 548-549.) “‘[A]n order is presumed correct; all intendments are indulged in to support it on matters as to which the record is silent, and error must be affirmatively shown.‘” (People v. Carpenter (1999) 21 Cal.4th 1016, 1046.) In addition, we must “‘view the record in the light most favorable to the trial court‘s ruling.‘” (Ibid.)
C. Analysis
The first sentence of
In support of his original petition, Johnson presented no evidence as to how he “would have been guilty of a misdemeanor under [Proposition 47] had this act been in effect at the time of the offense,” as required by
Within the last year, at least four final appellate opinions have interpreted and applied
We disagree. As we explain, the petitioning defendant, not the prosecution, has the initial burden of establishing eligibility for resentencing, and the trial court is not limited to consideration of the record of conviction. This burden includes presenting evidence that the petitioning defendant “would have been guilty of a misdemeanor under [Proposition 47] had [Proposition 47] been in effect at the time of the offense” (
1. Johnson Had the Initial Burden of Establishing Eligibility for Resentencing Under Proposition 47 from Sources Not Limited to the Record of Conviction
Johnson contends on appeal that the trial court properly limited its consideration of evidence to the record of conviction, and the People do not argue otherwise. Johnson bases his position solely on a citation to People v. Bradford (2014) 227 Cal.App.4th 1322 (Bradford), the authority on which the trial court relied in ruling that the parties were confined to the record of conviction. In part, Bradford held that in response to a petition for resentencing under Proposition 36 (
Johnson posits that (1) because Proposition 36 and Proposition 47 both decrease existing sentences and use similar language to describe the procedure to seek resentencing based on certain eligibility criteria (compare
We agree with Johnson that the two propositions employ similar procedures for resentencing. We disagree, however, with his suggestions both (1) that the prosecution has the initial burden to establish a petitioning defendant‘s ineligibility for resentencing,8 and (2) that the trial court is limited to consideration of the record of conviction for this purpose. Rather, under both Proposition 36 and Proposition 47, the petitioning defendant has the initial burden of establishing eligibility, and if that burden is met, then the prosecution has the opportunity to establish ineligibility on other grounds. With regard to the evidence the court may consider, neither proposition indicates that the voters intended to limit the court‘s consideration to the record of conviction. The Bradford court observed that Proposition 36 did not prescribe any “particular statutory procedure [as to] how the trial court is to go about making the eligibility determination” (Bradford, supra, 227 Cal.App.4th at p. 1337), ultimately concluding that such a determination under Proposition 36 should be based solely on the record of conviction (Bradford, at pp. 1327, 1338).
a. Initial Burden
In comparing Proposition 36 with Proposition 47, Johnson first suggests that under both propositions the prosecution has the initial burden of establishing that a petitioning defendant is ineligible for resentencing. We disagree; under both propositions, the petitioning defendant has an initial burden of establishing eligibility.
Under Proposition 36, a defendant who has two or more prior serious or violent felonies, known as “strikes,” is no longer necessarily subject to an enhanced sentence on a conviction for a third strike offense, if the third conviction is not for a serious or violent felony. (Bradford, supra, 227 Cal.App.4th at pp. 1327-1328; see
Under Proposition 36, a person serving an indeterminate term of life imprisonment imposed under
Under Proposition 47, a person serving a sentence for a conviction of a felony “who would have been guilty of a misdemeanor under [Proposition 47] had [Proposition 47] been in effect at the time of the offense” may petition for resentencing. (
b. Record of Conviction
In comparing Proposition 36 with Proposition 47, Johnson further suggests that when determining a petitioning defendant‘s initial eligibility for resentencing, the trial court is limited to consideration of the record of conviction.12 Again, we disagree.
In support of his position, Johnson suggests that because Bradford limits the evidence of eligibility for resentencing to what is found in a record of conviction that preceded the Proposition 36 resentencing proceedings (Bradford, supra, 227 Cal.App.4th at pp. 1327, 1338), the same limitation should apply in Proposition 47 resentencing proceedings. However, under Proposition 36, in order to determine eligibility (whether initially or otherwise), the resentencing court need consider only the petitioning defendant‘s existing prior convictions. Ultimate eligibility for resentencing is set forth at
In contrast, under Proposition 47 the relevant inquiry for purposes of establishing a petitioning defendant‘s initial eligibility is “guilt[] of a misdemeanor” (
Under Proposition 36 the showing required for eligibility for resentencing is evidence of the еxistence or nonexistence of specified convictions that Bradford says may be determined from a review of a petitioning defendant‘s record(s) of conviction. In contrast, under Proposition 47 the initial showing required for resentencing must include evidence of facts that would support a conviction either of a misdemeanor that was added by Proposition 47 or of a felony reduced to a misdemeanor by Proposition 47, which may well require evidence outside of the record of conviction. As such, the trial court is not limited to the record of conviction in its consideration of the evidence to adjudicate eligibility for resentencing under Proposition 47.14
While the petitioning and resentencing procedures under Proposition 36 and Proposition 47 аppear similar (compare
Accordingly, the trial court here erred in ruling that, in establishing the value of the stolen property, “as concluded in Bradford, the parties need necessarily to be confined to the record of conviction.”15 However, Johnson is not entitled to a reversal of the order denying his petition on this basis. The record on appeal does not contain evidence from any source as to the value of the stolen property—i.e., evidence from which the court could have made the initial determination whether Johnson would have been guilty of a misdemeanor under
c. Summary
As applicable here, therefore, Johnson had the initial burden of demonstrating eligibility for resentencing under Proposition 47 from any source of аdmissible evidence.
2. Johnson Did Not Meet His Initial Burden of Establishing Eligibility for Resentencing Under Proposition 47
For purposes of deciding who has the initial burden of proof under
In Sherow, after holding that the petitioning defendant has the initial burden of establishing eligibility for resentencing under Proposition 47, we commented that a “proper petition” could have “contain[ed] at least [the petitioning defendant]‘s testimony about the nature of the items taken.” (Sherow, supra, 239 Cal.App.4th at p. 880.) From this, Johnson attempts to distinguish Sherow on the basis that, because the petitioning defendant in Sherow was convicted after trial (ibid.), he had a reporter‘s transcript that could have been presented to the trial court. In contrast, Johnson‘s argument continues, because Johnson pleaded guilty here, he has no trial transcript to present.
Johnson reads Sherow too narrowly. There is nothing in Sherow to suggest that the petitioning defendant‘s “testimony about the nature of the items taken” (Sherow, supra, 239 Cal.App.4th at p. 880) must come from a trial transcript. To the contrary, the trial record in Sherow, which included transcripts, did not contain any evidence of the value of the stolen property. (Ibid.) Moreover, the express language of the statute allows for the filing of a petition for resentencing of a conviction “whether by trial or plea, of a felony” (
For these reasons, we reject Johnson‘s suggestion that Sherow—and, by implication, Rivas-Colon, Perkins and Bush—were wrongly decided, and we will apply them here. Because Johnson did not present any evidence as to the value of the stolen property (see fn. 16, ante), Johnson did not meet his initial burden in the trial court and, accordingly, his burden on appeal of establishing trial court error.
D. Affirmance Without Prejudice
In Perkins, supra, 244 Cal.App.4th 129, оur colleagues in Division Two affirmed the trial court‘s order denying the defendant‘s
As these two authorities advise, a proper petition from Johnson “could certainly contain at least [his] testimony about the nature of the [stolen property]” (Sherow, supra, 239 Cal.App.4th at p. 880) and “should describe the stolen property and attach some evidence, whether a declaration, court documents, record citations, or other probative evidence showing he is eligible for relief” (Perkins, supra, 244 Cal.App.4th at p. 140).
We agree with the reasoning in Perkins and the results reached in Sherow and Perkins. Accordingly, our affirmance of the order denying Johnson‘s
DISPOSITION
We affirm the June 3, 2015 order denying Johnson‘s petition to recall the sentеnce on his felony conviction for receiving stolen property and to resentence him under Proposition 47. This affirmance is without prejudice to the superior court‘s consideration of a subsequent petition by Johnson that offers evidence of his eligibility for the requested relief.
McDonald, Acting P. J., and Aaron, J., concurred.
