Lead Opinion
Opinion
Two juries have convicted defendant of being the “Trailside Killer” who, in 1980 and 1981, assaulted hikers on remote paths in Santa
The case we now review, tried in San Diego County following a change of venue, is the appeal from the second judgment of death. The jury found defendant guilty of these crimes in Marin County: the first degree murders of Cynthia Moreland, Richard Stowers, Anne Alderson, Diane O’Connell, and Shauna May, the rapes of Alderson and May, and the attempted rape of O’Connell. It found true special circumstance allegations.of multiple murder and, as to Alderson, May, and O’Connell, rape murder. It also found that defendant personally used a firearm as to each crime. After a penalty trial, the jury returned a verdict of death, and the superior court imposed that sentence. Later, the same court granted defendant’s petition for writ of habeas corpus and vacated the judgment. We reversed that decision, thereby reinstating the death judgment. (In re Carpenter (1995)
Previously, we affirmed defendant’s first judgment of death, rendered in Los Angeles for his Santa Cruz County crimes. (People v. Carpenter (1997)
I. Facts
A. Guilt Phase
1. Prosecution Evidence
On October 11, 1980, Cynthia Moreland and Richard Stowers were fatally shot in the head near a hiking trail in a heavily wooded area of Point Reyes National Seashore. Hikers heard gunshots in the area sometime around 1:00 to 2:00 p.m. that day. Moreland’s and Stowers’s bodies were discovered on November 29, 1980, lying facedown near each other.
Two days after the first shooting, on Columbus Day, October 13, 1980, Anne Alderson was fatally shot in the head from close range near a hiking trail on Mount Tamalpais. A caretaker of a nearby inn last saw her alive around 5:30 that evening. Her body was discovered two days later. It was clothed, but the vagina contained sperm, indicating shе had had sexual intercourse around the time she died.
On November 28, 1980, Diane O’Connell and Shauna May were fatally shot in the head at Point Reyes National Seashore. Hikers heard shots in the
The prosecution presented evidence of the March 29, 1981, murder of Ellen Hansen and attempted murder of Steven Haertle in the Santa Cruz Mountains. These crimes were the subject of defendant’s earlier trial. In essence, a gunman confronted Haertle and Hansen on a hiking trail, said he wanted to rape Hansen, and then shot both, killing Hansen. (Carpenter II, supra, 15 Cal.4th at pp. 345-346.)
Ballistics evidence established that a single gun, a .38-caliber Rossi revolver, was used in each of the killings. Documentary evidence showed that Mollie Purnell, defendant’s friend, purchased that gun shortly before the first killing. Purnell testified she bought the gun for defendant and gave it to him at his request. Shane and Karen Williams, both bank robbers, testified that defendant gave them the gun on May 13, 1981, shortly before his arrest. Shane hid the gun in a vacant lot after defendant’s arrest and later told the police where he hid it. The police found and seized the gun. Other witnesses also connected defendant to a similar-appearing gun. The Haertle/Hansen gunman was clean-shaven. Around the time of that shooting, defendant, who had been clean-shaven, started to grow a beard. Haertle and another witness identified defendant as the gunman at a physical lineup and at trial. Other witnesses could not identify anyone at the physical lineup (at which defendant was bearded) but did identify him in court. One witness identified a different person at a physical lineup but identified defendant in court. Two witnesses connected the gunman to a red Fiat similar to one defendant owned. Several witnesses said the gunman wore a gold jacket containing
2. Defense Evidence
At the first trial, defendant did not contest his identity as the gunman, (Carpenter II, supra,
An expert testified that a Nike shoe of defendant’s size that the police purchased for comparison purposes could not have left the shoeprints at the Haertle/Hansen crime scene because the shoeprints had 28 ridges in one region, while the comparison shoe had 29 ridges. Defendant presented evidence questioning the ability of one witness to observe the gunman and his car, and impeaching the testimony of another who connected him to the murder weapon. Defendant presented an expert who claimed the serological analysis of the semen stain on Alderson’s panties was unreliable. He presented evidence suggesting that the gunman wore a jacket different from the one from the bar in Montana, and that the .38-caliber bullet in the bag did not actually come from his car. He also presented several witnesses challenging Mollie Purnell’s credibility.
Several witnesses testified about seeing a man who could have been the Haertle/Hansen gunman. One witness testified that on the day of the shooting, she saw the man a few miles from the crime scene pumping gas into a car quite different from a red Fiat. Another witness testified that she saw the man the morning before the shooting; he did not look like defendant. Another witness testified she saw a man wearing a jacket like the gunman’s shortly before 5:00 p.m. on March 19, 1981, near the scene of the shooting; he did not look like defendant. Two witnesses testified that they saw the man near the crime scene the day before the shooting. They described the man somewhat inconsistently with defendant’s appearance. One said the man appeared unshaven, with one or two days’ growth of beard on his face. In court, however, one of these witnesses said defendant looked similar to the man; the other positively identified him as the man.
One of defendant’s employers testified that he was working with her at her business called Gems of the Golden West in San Francisco on October 13,
Defendant testified on his own behalf, denying any involvement in these crimes. He said he knew Mollie Purnell but denied ever receiving the Rossi revolver "from her. He admitted wearing the jacket his girlfriend had brought from Montana but denied telling her it had been stolen. He believed “she lost it one night when she got drunk.” He admitted purchasing the pair of Nike shoes the day before the Haertle/Hansen shooting. He also described in detail his activities during the relevant times. He said he saved receipts and other documents that could establish what he had been doing in case his parole officer ever asked.
Defendant testified that on October 11, 1980—the day Moreland and Stowers were killed—he took his father shopping, then took his mother to a foot clinic. He produced some documents they received from the clinic that day. They left the foot clinic around 11:00 to 11:30 a.m. and did additional shopping, arriving home around 5:45 p.m. On October 13, 1980, he worked at Gems of the Golden West until 5:30 to 6:00 p.m., then went home. On the day May and O’Connell died, the day after Thanksgiving 1980, defendant was at his parent’s house fixing a broken toilet. Defendant said he started growing his beard on March 24, 1981. He spent much of the day of the Haertle/Hansen shooting in Redwood City with four men, whose real names he could not remember, discussing defendant’s idea for a business involving adult key chains. He went home that day around 3:00 p.m.
Bank records showed that defendant’s father’s credit card was used for a purchase at one of the places where he said he was shopping on October 11, 1980. The proprietor of the business estimated that the purchase might have occurred around 1:30 to 2:30 p.m.
3. Rebuttal and Surrebuttal
The prosecution presented evidence that the number of ridges on Nike shoes of the type involved in this case varies slightly, even on shoes of the same size. Accordingly, although the shoes the police purchased for comparison purposes in this case could not have made the shoeprints found at the Haertle/Hansen crime scene, another pair of shoes of the same make and size might have.
An examiner of questioned documents testified that someone intentionally altered the date on two of the documents that defendant produced to show that he had been at the foot clinic the day Moreland and Stowers was killed,
On surrebuttal, a podiatrist with the foot clinic testified that the clinic was usually open on Saturday mornings, but not on Fridays. October 10, 1980, was a Friday. However, by the end of 1980, the clinic did see patients on weekdays.
B. Penalty Phase
1. Prosecution Evidence
The prosecution presented much of the same evidence about defendant’s numerous earlier crimes and convictions as it did in the previous trial. (Carpenter II, supra, 15 Cal.4th at pp. 349-350.) As to one of the incidents, the prosecution proved only the convictions; it did not present evidence of the crimes themselves. It also presented evidence of an altercation on December 23, 1980, in which defendant pulled out a gun and threatened to kill the other person.
The prosecution also presented evidence of the rape and murder of Heather Scaggs, the other crimes that were the subject of the first trial. (Carpenter II, supra, 15 Cal.4th at pp. 346-347.) Scaggs, defendant’s coworker, was last seen alive on May 2, 1981, the morning she was scheduled to go to Santa Cruz with defendant. Hikers found her, dead of a gunshot wound to the head, on May 24, 1981, in a mountainous area of Santa Cruz County. Physical evidence indicated the victim had had sexual intercourse near the time of death. The same .38-caliber Rossi gun used in the other crimes was used in this one.
2. Defense Evidence
As it did at the first trial, the defense presented considerable evidence in mitigation. (See Carpenter II, supra,
The prosecution presented testimony from defendant’s first wife, one of his parole officers, a state rehabilitation counselor, and two experts who disagreed with some of the defense experts’ opinions.
II. Discussion
A. Jury Selection Issues
1. Failure to Provide the Jurors Adequate Compensation
Before trial, defendant challenged the jury selection process on certain grounds and requested an evidentiary hearing. Later, he withdrew the bulk of the challenge, reserving only his “objection to the granting of hardship excuses for jurors based upon their inability to survive on a five dollar a day . . . stipend for probably six months of jury service in this capital case.” He argued that hardship excuses would inevitably “deny him.a representative cross-section of the community.” The court stated it would grant an evidentiary hearing on the question if defendant wanted one, but defendant did not want one. Instead, defendant relied solely “on a common sense and legal objection to hardships,” arguing that the $5 per day stipend would inevitably “discriminate against racial groups.” Absent a supporting evidentiary showing, the court denied defendant’s challenge. It also denied his request to “state for the record the race, ethnic background, age, and sex of all persons excused for financial hardshiр in this case,” observing that what is relevant is the “entire jury pool,” not the jurors selected for this trial.
Defendant argues that the “failure to provide adequate compensation to the jurors resulted in at least 124 prospective jurors being excused based on financial hardship and deprived [him] of his right to due process and to a fair and impartial jury drawn from a representative cross-section of the community under the state and federal constitutions.” Our response to similar arguments in Carpenter II applies here. “ ‘In order to establish underrepresentation, and thus denial of an impartial jury drawn from a fair cross-section of the community, a defendant must make a prima facie showing: “(1) that the group alleged to be excluded is a ‘distinctive’ group in the community; (2) that the representation of this group in the venires from which juries are selected is not fair and reasonable in relation to the number of such persons in the community; and (3) that this underrepresentation is due to systematic exclusion of the group in the jury selection process.” [Citation.]’ [Citations.] [H] As might be expected, many prospective jurors were excused for hardship .... We have already held that persons excused
Defendant argues that the “effect of offering such a small amount as a jury fee was to exclude the poor, as well as African-Americans and Hispanics.” In Carpenter II, we were skeptical that any correlation between hardship excusáis and cognizable classes such as race and sex “would lead to a prima facie showing of a ‘systematic exclusion’ . . . .” (Carpenter II, supra,
2. Excusing Certain Prospective Jurors Because of Their Views on the Death Penalty
Defendant contends the court erroneously excused for cause three jurors because of their views on the death penalty. “A prospective juror may be excused for cause if that juror’s views on the death penalty ‘would “prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.” ’ [Citations.] ... On review, if the juror’s statements are equivocal or conflicting, the trial court’s determination of the juror’s state of mind is binding. If there is no inconsistency, we will uphold the court’s ruling if it is supported by substantial evidence. [Citations.]” (Carpenter II, supra,
The first juror was an attorney who wrote on a questionnaire that he once toured San Quentin and saw the gas chamber, which he found “revolting.” He wrote, “this would affect my decision-making in the second half of a bifurcated first degree murder trial.” At voir dire the parties and court questioned him at length on his views. The court then excused him in a lengthy oral ruling. Among other things, the court noted that the prospective
The second juror was equivocal in her answers. Several times she said she did not “know” whether she could vote for the death penalty. Other times she stated she could follow the law and indicated she could return either verdict. The third juror expressed the view that life without parole was the harsher of the two penalties. He also said he was “predisposed” towards life in prison, although he could vote for the death penalty. At times, the juror said he did not “know” if his views would impair his ability to consider the case; other times he indicated he could return either verdict. After questioning the juror twice, the court dismissed him. It noted that “in viewing the demeanor of the juror, I found him to be acting under significant stress .... And it seems to me that he really has some deep-seated views with respect to capital penalty and certainly the two penalties involved.” It found the juror “would be substantially impaired in performing his duties.” Again, under these circumstances, we must defer to the trial court’s rulings.
Defendant argues the trial court erred in considering the jurors’ views thаt life without parole is the harsher punishment. These views, however, are part of the entire picture the court may consider. (People v. Millwee (1998)
3. Excusing Certain Prospective Jurors for Cause
Defendant contends the court erroneously excused two other jurors for cause. “ ‘In general, the qualification^] of jurors challenged for cause are “matters within the wide discretion of the trial court, seldom disturbed on appeal.” ’ ” (People v. Holt (1997)
The first juror indicated doubts that he could fairly judge the credibility of a witness who admitted to using drugs. The court and parties questioned him
We cannot say either ruling was an abuse of discretion. The question was close as to both jurors. Both gave some answers indicating they could be fair jurors, others indicating they might not. The judge, who was present and could observe them, could judge their credentials far better than an appellate court reading a cold record. Moreover, any error wаs harmless. “ ‘[T]he general rule [is] that an erroneous exclusion of a juror for cause provides no basis for overturning a judgment.’ . . . Defendant has a right to jurors who are qualified and competent, not to any particular juror.” (People v. Holt, supra,
In arguing that any error was reversible, defendant cites People v. Hamilton (1963)
4. Denying a Defense Challenge for Cause as to One Juror
Defendant contends the court erroneously denied his challenge for cause to one prospective juror who eventually sat on the jury. Our review of the record discloses no error, but even if we assume error, it would not be
B. Pretrial Issues
1. Alleged Impermissible Multiple Prosecutions
In Carpenter II, defendant argued that the two Santa Cruz County murders should have been tried separately. (Carpenter II, supra, 15 Cal.4th at pp. 361-362.) Now he argues that all of the Marin County and Santa Cruz County crimes should have been tried together. He claims that trying him separately for the crimes committed in each county violated Penal Code section 654 and “his rights to due process, and to a reliable penalty determination.” Just as we disagreed that the Santa Cruz County crimes had to be triеd piecemeal, so, too, do we disagree that all the crimes in both counties had to be tried together.
As pertinent, Penal Code section 654 provides that when an “act or omission ... is punishable in different ways by different provisions of law,” an “acquittal or conviction and sentence under any one bars a prosecution for the same act or omission under any other.”
Penal Code section 790 generally places venue for a murder charge in the county (1) where the fatal injury was inflicted, (2) where the victim died, or (3) where the body was found. Santa Cruz County was the site of all three for the murders charged in that county, Marin County the site of all three for the murders charged in that county. Defendant waived his right to be tried in
Because evidence of some of the crimes of the other county was presented in each trial, defendant contends the successive prosecution violated due process. It did not. (Ciucci v. Illinois (1958)
2. Evidence Allegedly Obtained in Violation of Defendant’s Miranda Rights
Defendant moved to suppress evidence he claimed was obtained in violation of his rights under Miranda v. Arizona (1966)
The prosecution did not present evidence of defendant’s statement, but Purcell testified at the guilt phase that on May 2, 1981, defendant came to the doctor’s office to have his glasses repaired and to order a new pair of glasses with the model name “Hillside.” She sometimes saw him wearing a
The parties agree that Sergeant Brook obtained defendant’s statement in violation of the Miranda rules. Accordingly, the statement itself was inadmissible; it was not admitted. Defendant argues that the court also had to suppress Purcell’s testimony as the fruit of the poisonous tree. (See generally, Wong Sun v. United States (1963)
Evidence need not be suppressed if the prosecution can establish by a preponderance of the evidence that the information would inevitably have been discovered by lawful means. (Nix v. Williams (1984)
Moreover, any error would have been harmless, whether measured by the reasonable doubt standard applicable to federal constitutional error (Chapman v. California (1967)
At the second trial, defendant did attempt to establish a doubt as to his identity as the gunman but did little to diminish the force of the prosecution evidence. Defendant presented virtually no alibi evidence other than his own testimony. An employer testified that he was at work with her until as late as 5:30 to 6:00 p.m. the day Alderson was killed. Even if one believes the witness could remember that particular day with such precision, the testimony proved little. The victim was seen alive around 5:30 p.m. that day, and her body was not discovered until two days later. Defendant presented documentary evidence that he claimed supported his testimony regarding
Defendant also presented the testimony of some witnesses who saw a person who might have been the gunman but presumably was not defendant. The evidence may have shown a few false leads, or that some witnesses noticed the gunman’s jacket but did not particularly note his face at a time when there was no reason to. It did little else. Moreover, two of these witnesses testified that defendant did look like the person they saw. Defendant presented evidence showing that a particular shoe similar (not identical) to one he purchased could not have made the gunman’s footprints, but other evidence established that the shoes he purchased could have made the footprints; they were of the same size and pattern.
Defendant testified, denying the crimes and describing in great detail his activities during the relevant times, but his testimony was far from convincing. He admitted wearing the distinctive jacket and purchasing thе shoes similar in size and pattern to those of the gunman. He also admitted knowing Purnell and others who connected him to the murder weapon. Testifying after he reviewed telephone records, he admitted he had numerous telephone conversations with Purnell during the relevant times, including four the day before she purchased the eventual murder weapon, one the day after she purchased it, and others around the time she received it. He denied that these conversations related to her purchasing the gun for him and claimed she was lying. He also denied his other acquaintances’ testimony that connected him to the murder weapon. He admitted owning a red Fiat like the gunman’s, which he said he purchased on March 25, 1981. He also admitted that when he talked to the police a few days before his arrest, in response to their questions about his vehicles, he told them about one of his cars but not the Fiat. He claimed he understood the police to be interested only in the cars to which he had access on May 2, 1981, and he did not have access to the Fiat on that date because it was “in the shop.” Defendant testified he was at work all day the day Alderson was killed. On direct examination, he referred to some records that he said showed he had typed a response to a certain business letter from Hong Kong that day. On cross-examination, the prosecution confronted him with his employer’s records showing that the letter from Hong Kong was itself dated the day Alderson was killed. Defendant then acknowledged that he could not have written the response when he said he did.
In light of the trial as a whole, Purcell’s testimony was insignificant. Any error in allowing her to testify was harmless.
At trial, defendant moved to suppress various items of evidence. He contends the court erred in denying the motion. As a threshold matter, the Attorney General argues that because defendant made a similar motion to suppress evidence in the first prosecution (see Carpenter II, supra, 15 Cal.4th at pp. 362-366), he is collaterally estopped from relitigating the searches’ legality. (See generally, Lucido v. Superior Court (1990)
As in the earlier appeal, defendant challenges a search warrant for the search of his home, person, and cars. He makes one argument not made in the first appeal. He argues the warrant was overbroad because it did not “particularly describ[e] the . . . things to be seized.” (Cal. Const., art. I, § 13.) He does not clearly specify what evidence admitted at trial was seized under a provision that he claims was overbroad, but he appears to challenge the admission of maps and “Sierra Club materials . . . including books, hiking schedules, and maps of Mt. Tamalpais.” The warrant authorized the seizure of “National or State Park brochures, maps, receipts, or literature; and road maps.” The authorization was appropriate. The police had probable cause to believe defendant was a serial killer of victims along isolated hiking trails. Under the circumstances, the range of potential relevant evidence was quite broad. “[I]n a complex case resting upon the piecing together of ‘many bits of evidence,’ the warrant properly may be more generalized than would be the case in a more simplified case resting upоn more direct evidence.” (People v. Bradford (1997)
The remaining portions of the warrant that defendant challenges as over-broad also seem reasonably directed to the seizure of relevant evidence. But we need not decide the question definitively. Defendant has not identified any item seized under any of these other provisions that was admitted at trial. Accordingly, even if we assume some provision of the warrant was overbroad, defendant has not shown that any evidence should have been
Defendant also argues the affidavits supporting the warrant contained material misstatements and omitted material facts, and the search of his home exceeded the warrant’s scope. On the latter point, defendant challenges only one item of evidence actually admitted at trial, a pair of athletic shoes. Our discussion rejecting similar arguments in Carpenter II, supra, 15 Cal.4th at pages 362-364, also applies to these contentions.
Defendant challenges the seizure and subsequent search of his Chevrolet station wagon. We rejected most of the arguments in Carpenter II, supra, 15 Cal.4th at pages 364-365. Defendant makes new arguments that some of the information supporting probable cause was stale, and that the affidavits supporting the warrant omitted more material information than he argued before. Having considered the new arguments, we continue to find there was probable cause to search the vehicle and that the supporting affidavits were not substantially misleading. Defendant also challenges the seizure of the bullet from that car. We previously rejected a similar argument. (Carpenter II, supra,
Finally, defendant argues the policе unlawfully obtained his federal prison and parole records. His federal probation officer allowed the police to review the records when they were investigating these crimes. Later the police obtained copies of some of the records from federal authorities. Defendant argues these events violated the federal Freedom of Information and Privacy Acts. (5 U.S.C. §§ 552, 552a.) Assuming that the acts cover these records (see United States v. Miller (10th Cir. 1981)
After defendant’s arrest, several witnesses viewed him in a six-man physical lineup. Defendant contends the lineup was impermissibly suggestive. We rejected a similar argument regarding the same lineup in Carpenter II, supra, 15 Cal.4th at pages 366-368. As we held in that case, nothing in the lineup caused defendant to “ ‘stand out’ from the others in a way that would suggest the witness should select him.” (Id. at p. 367.) “[A]s a whole, the lineup was not ‘unduly suggestive.’ ” (Ibid.)
Although two defense attorneys attended the lineup, defendant also contends his right to their assistance was violated because they were not allowed to be present at interviews with the witnesses just before and after the lineup. He relies solely on People v. Williams (1971)
In response, the Attorney General argues first that, because the lineup was held before formal judicial proceedings had begun, defendant was not entitled to counsel at all. (Kirby v. Illinois (1972)
The evidence was conflicting whether the two witnesses made their identifications during the lineup or afterwards. The witnesses themselves
Moreover, we see no basis to exclude any evidence even if either or both of the two witnesses had actually marked the lineup card in counsel’s absence. The Williams court expressly limited its holding to its facts and “express [ed] no opinion on any case which may arise in a different factual setting.” (People v. Williams, supra,
C. Guilt Phase Issues
1. Evidentiary Rulings as to One Witness
A witness testified on direct examination that one weekend in September or October 1980, when she was 14 years old, she went to Mollie Purnell’s
A pretrial hearing was held regarding the admissibility of much of this testimony. Defendant contends the court erred in admitting the testimony about seeing the two guns. As he did at the pretrial hearing, defendant cites People v. Riser (1956)
Defendant also contends the court should not have admitted evidence about the first, larger gun defendant showed the witness. He argues that because this gun could not have been the murder weapon, Riser requires its exclusion. (People v. Riser, supra,
The record strongly suggests the defense did not object to this new testimony for a tactical reason. Once the court admitted evidence of the gun
Defendant contends the court erred in admitting the witness’s testimony about seeing the wire in defendant’s possession. At the pretrial hearing, the court delayed a ruling on the admissibility of this evidence pending foundational evidence that the wire could have beеn used in committing the O’Connell and May murders. During trial, the doctor who performed the autopsy testified outside the presence of the jury that a wire like the one the witness described could have made the marks found on O’Connell’s and May’s bodies. After hearing this testimony, the court admitted the wire evidence. The ruling was correct. Evidence that defendant possessed an object that might have inflicted the marks on O’Connell and May around the time they were murdered tended to show his identity as the killer. Because, as defendant notes, the description of the wire was “generic,” and the pathologist could not state with certainty that a wire inflicted the marks, the inference “may have been weak, but that does not make the evidence irrelevant. The fact that many persons may similarly have possessed such [objects] may diminish the strength of the evidence, but it does not make it irrelevant.” (People v. Freeman (1994)
Defendant also contends the court erred in admitting his statements that he was a “professional thief’ and describing his use of the nylon or cloth and the wire. At the pretrial hearing, the court ruled the witness could testify that defendant said he was a “thief,” but disallowed use of the word “professional” as unduly prejudicial. It also offered to give a limiting instruction on how the jury could consider that evidence. It allowed the
Concluding that defendant’s statement was not excludable under the hearsay rule does not, of course, necessarily mean it was admissible. Defendant did object to the statements under Evidence Code section 1101, which generally prohibits evidence that merely proves the defendant had the propensity or disposition to commit the crime charged. (See People v. Guerrero (1976)
Finally, defendant argues the court improperly limited his cross-examination of the witness in two respects. First, defendant sought to cross-examine her about her probationary status in a juvenile matter at the time she first spoke with law enforcement about this case. The court ruled that defense counsel could not ask her whether she was on probation but could ask her whether she had a juvenile case, and could “develop with hеr whether she thought in any aspect of that juvenile case she was going to get any benefit in this case or anybody made any promises to her about any aspects of the juvenile case.” Second, defendant" sought to question her about the facts underlying her juvenile adjudication, in which she allegedly used a gun. The court ruled that the defense could ask the witness about her familiarity with guns, but it did not allow the defense to go into the details of the juvenile case. On cross-examination, the witness denied knowing much about guns. The defense again sought to go into the details of the facts underlying the juvenile matter. The court ruled that her testimony did not “open up the door.” It found the underlying facts were not “probative with respect to . . . what has been offered by the prosecution,” and that “it just would be cumulative and totally a waste of time for [the defense] to probe into ... the underlying circumstances of her juvenile case.” We find no error.
“‘[A] criminal defendant states a violation of the Confrontation Clause by showing that he was prohibited from engaging in otherwise
As he did at trial, defendant relies heavily on Davis v. Alaska (1974)
Moreover, rather than being “crucial” (Davis v. Alaska, supra,
2. Other Evidentiary Rulings
Defendant contends the court made several other erroneous evidentiary rulings. One witness testified that in February 1981, defendant said he carried a gun in his van. The witness never saw the gun. Another witness testified that in February or. March 1981, defendant showed her a gun that “looks like” the murder weapon. The court ruled both items of evidence admissible over objection. We find no error. Although the witnesses did not establish the gun necessarily was the murder weapon, it might have been. Unlike People v. Riser, supra,
Another witness testified over objection that around late April or early May 1981, defendant told her “there is just really nothing like the power of a gun to achieve the ends you want”; “it was really the ultimate challenge to get away with murder”; and rape “is really an ultimate achievement, to do something like that.” The court excluded any statements about “robberies.” Defendant contends the evidence was inadmissible character evidence under
The contention, however, lacks merit. Evidence that defendant talked about using guns and committing murder and rape soon after the rapes and murders in this case, all involving use of a gun, was circumstantial evidence that he committed the charged crimes. Unlike People v. Guerrero, supra,
Defendant also contends the record fails to show the court considered the prejudicial effect of the evidence. However, a court need not expressly state for the record it engages in a weighing process every time it makes a ruling. (People v. Crittenden (1994)
A defense witness testified on direct examination that he was defendant’s employer at a trade school in Hayward. They “became friends.” The witness also operated another business called “Moon Tide” at the same location. He testified that time sheets indicated defendant was at work until 2:15 p.m. the day another defense witness said she saw a man who might have been the gunman near the scene of the Hansen/Haertle shooting. On cross-examination, the witness said defendant was also involved in the Moon Tide business. Over objection, the witness testified defendant invested about $2,000 into the business. The prosecution was allowed to introduce into evidence a letter dated November 16, 1980, that defendant wrote to the witness demanding repayment of this money by November 30, 1980. The letter threatened
Defendant contends the letter was irrelevant and inadmissible “character” evidence. The court admitted the letter as relevant to the witness’s “credibility with respect to bias and prejudice” and also relevant in light of defense cross-examination of Mollie Purnell. Previously, the defense had elicited from Purnell that defendant told her he wanted the gun to “move money” for the “Mafia.” We see no error in light of the defense evidence. As the court found, evidence that the witness and defendant were not merely friends and employer-employee was relevant to the witness’s credibility and to the reliability of the employment records used to establish the partial alibi. “Evidence showing a witness’s bias or prejudice or which goes to his credibility, veracity or motive may be elicited during cross-examination.” (People v. Howard (1988)
3. Photographs
The prosecution sought to admit a number of photographs of the murder victims. The court excluded some as unduly prejudicial but admitted others over defense objection, including three of victims O’Connell and May. The court admitted one to show the mark on O’Connell’s neck, which was relevant to whether the wire that one witness said defendant showed her could have inflicted it. The court admitted two to support the pathologist’s testimony regarding the manner of death and sequence of shots. Defendant contends the court erred in admitting the photographs and violated his federal constitutional rights. “Because defendant objected only on statutory grounds, the constitutional arguments are not cognizable on appeal.” (Carpenter II, supra,
Defendant contends that the prosecutor committed misconduct by displaying the photographs before the jury for such a lengthy period. He argues that the prosecutor’s argument regarding the similarities of the victims was brief, and the prosecutor therefore used the photographs not only to illustrate the similarities but also to appeal to the passions and sympathy of the jurors just before they began to deliberate. Although displaying potentially inflammatory photographs for an unnecessarily lengthy period might be improper in some circumstances, we find no misconduct here. As the trial court’s rulings and observations demonstrate, it guarded against improper use of the photographs while permitting their proper use. The prosecutor’s conduct neither rendered defendant’s trial fundamentally unfair nor constituted a deceptive or reprehensible method to attempt to persuade the jury. Accordingly, we reject defendant’s claim of misconduct. (See People v. Smithey (1999)
4. Impeachment With Prior Convictions
Defendant had numerous prior felony convictions. Over defense objectiоn, the prosecution sought to impeach him, should he testify, with four of the convictions, three for robbery and one for vehicle theft. At a pretrial hearing, the court permitted impeachment with only two of the convictions, described as “felonies involving theft.” The court found the convictions not too remote, even though defendant had suffered them 17 years before trial, “because of the defendant’s long period of incarceration.” Defendant had been incarcerated all but two of the years between the convictions and trial. Defendant contends the court erred.
The Attorney General argues first that the issue is not cognizable on appeal because defendant did not renew his pretrial objection at trial, and he elicited the convictions himself on direct examination. We disagree. The pretrial objection and hearing were adequate to preserve the issue under the
However, the court did not err. As the parties and court recognized at trial, “Because defendant’s crimes occurred prior to the adoption of Proposition 8 in June 1982, ... the governing law was People v. Beagle (1972)
5. Alleged Prosecutorial Misconduct
In a contention related to one raised in Carpenter II, supra, 15 Cal.4th at pages 410-412, defendant contends the prosecutor committed misconduct in presenting and arguing evidence indicating the gunman had returned to the crime scene a few days after shooting Hansen and Haertle and urinated on the spot where Hansen’s head had lain.
In the prosecution case-in-chief, an investigating officer testified that he was called back to the crime scene on April 4, 1981, arriving around 1:30
Defense counsel argued to the jury that the gunman returned to the scene on April 4, 1981, and defendant could not have been the gunman because he had an alibi for that day. The prosecutor responded that as he listened to the testimony and argument about the shoes, he “decided to go back to [April 4] because the defense indicated that he was with [defendant’s employer]. flQ And we’ve all counted ridges and heard about counting ridges on March 29th, and it dawned on me that we’ve never counted ridges for April 4th, not one expert. You can count them for yourselves, but I went back and looked at [a photograph of the April 4, 1981, shoeprints]; I counted the ridges, and I counted 31. [f] You go in and take a look at those exhibits, and you can count for yourselves. So what significance that evidence has now, I don’t know, but I counted 31 ridges on those footprints.”
Defendant argues the prosecutor committed misconduct by arguing facts not in evidence and failing to make a timely disclosure of false testimony and exculpatory evidence. The claims are not cognizable on appeal because defendant failed to object at trial. (Carpenter II, supra, 15 Cal.4th at pp. 396, 411.) Moreover, the contentions lack merit. We have already rejected similar claims of false evidence and failure to disclose. (Id. at p. 411.) The investigating officer testified only that the shoeprints were similar, as indeed they were; he claimed nothing more. There was also full disclosure. “The prosecution knew nothing the defense did not know.” (Ibid.)
The prosecutor’s argument to the jury was proper comment on the evidence. (People v. Thomas (1992)
The precise significance of the evidence may be debated. For example, in Carpenter II, defendant argued on appeal the discrepancy meant the gunman did not return to the crime scene. In this trial, he argued the gunman did return to the scene and, because defendant claimed an alibi for the time of the gunman’s return, he could not have been that gunman. One possible inference is that defendant did return but simply wore another pair of shoes of the same size and make. Even if one credits the employer’s alibi testimony, defendant might have returned to the crime scene before 8:00 a.m., a time when fewer people would be around. The jury heard all the evidence and could judge the matter for itself. In any event, this entire question was trivial in light of the overall evidence of guilt.
6. Failure to Give Unanimity Instruction
As to the murders of Alderson, O’Connell, and May, the court instructed the jury on felony murder as a theory of first degree murder. It also instructed that if the jury unanimously agreed defendant was guilty of first degree murder, it was not required to agree on a theory. Defendant argues the instruction was erroneous. Wе have repeatedly rejected the argument. (Carpenter II, supra, 15 Cal.4th at pp. 394-395, and cases cited.) Any error was also harmless. As to the murders of Moreland and Stowers, the court instructed only on premeditation as a theory of first degree murder. The jury convicted defendant of the first degree murder of those victims, thus finding premeditation. It is hard to imagine how the jury could find defendant premeditated those killings and not the others. Moreover, as to the other three victims, the jury also found defendant guilty of rape or attempted rape and found true the rape-murder special circumstance. The jury thus unanimously agreed with a first degree felony-murder theory. (Carpenter II, supra,
1. Refusal to Order a Separate Penalty Jury
Defendant asked the court to impanel a new jury for the penalty determination. The court denied the motion. Defendant contends the court erred. We disagree.
Reflecting the Legislature’s long preference for a single jury to determine both guilt and penalty (People v. Bradford, supra,
2. Reliance on the Hansen/Haertle Crimes as Aggravating Evidence
At the guilt phase, the prosecution presented evidence of the Hansen/Haertle crimes to prove defendant’s guilt of the charged offenses. The court instructed the jury it was only to consider the evidence as it bore on guilt and not to prove defendant had a “bad character or ... a disposition to commit crimes.” At the penalty phase, the prosecution did not again
The claims of insufficient evidence and misconduct are not cognizable on appeal because defendant failed to object or otherwise raise the issue at trial. (People v. Montiel (1993)
The prosecution presented overwhelming evidence at the guilt phase that defendant committed the Hansen/Haertle crimes. The crimes involved force and violence. The prosecution properly argued, and the jury properly considered, that evidence in aggravation under Penal Code section 190.3, factor (b).
3. Admission of Defendant’s Conviction for Escape
Over defense objection under Evidence Code section 352, the court admitted evidence of defendant’s 1970 conviction for escape. Defendant contends the court erred. We disagree for the reasons we stated in rejecting defendant’s similar contention in Carpenter II, supra,
4. Evidence of Prior Unadjudicated Criminal Acts
Defendant renews a number of arguments we have already rejected regarding the evidence of unadjudicated crimes. Because the court instructed
5. Limitations on Defense Expert Testimony
As at the first trial, Dr. Haney testified at length about defendant’s incarceration in various institutions and other matters, and the court placed a few restrictions on the scope of that testimony. (Carpenter II, supra, 15 Cal.4th at pp. 403-404.) Defendant contends the court impermissibly limited the expert testimony in violation of his right to present mitigating evidence. We disagree. As we explained in greater detail in rejecting a similar contention in Carpenter II, the trial court retains discretion to exclude expert testimony, including hearsay testimony, that is unreliable or irrelevant, or whose potential for prejudice outweighs its proper probative value. (Ibid.)
“Each of the challenged rulings came within the court’s discretion.” (Carpenter II, supra,
As in the first trial, “The trial court allowed defendant reasonably wide latitude to present his mitigating evidence consistent with California law of
6. Prosecution Expert Rebuttal Evidence
At the first trial, the prosecution presented the expert testimony of Drs. Thomas Szasz and Stanton Samenow to rebut the defense expert testimony. (Carpenter II, supra,
Defendant contends Dr. Szasz’s testimony violated his right to present mitigating evidence and to present a defense and was not proper expert testimony. We disagree for essentially the reasons we stated in rejecting defendant’s similar arguments in Carpenter II, supra, 15 Cal.4th at pages 405-407. Defendant correctly notes that in Carpenter II, we found the contentions he makes here not cognizable because he failed to object on those grounds at trial. (Id. at p. 405.) However, we also rejected these contentions on the merits for reasons that apply here. The right to present a defense and mitigating evidence, including expert testimony, does not include the right to present evidence free from rebuttal by contrary expert testimony. (Id. at p. 406; see also People v. Smithey, supra, 20 Cal.4th at pp. 964-967.) We also note that, in an apparent attempt to weaken Dr. Szasz’s credibility, defendant himself elicited much of the testimony that he now cites. Although defendant may argue that the court should not have allowed the witness to testify at all, he may not assert that testimony he elicited himself was itself inadmissible. (People v. Moran (1970)
Defendant argues that Dr. Samenow’s testimony violated his right to individualized sentencing. Again, we disagree for essentially the reasons we stated in rejecting defendant’s similar argument in Carpenter II, supra, 15 Cal.4th at pages 407-408. As in the earlier trial, “The penalty jury certainly learned of defendant as a ‘uniquely individual human being []’; it heard a massive amount of evidence about defendant, including testimony from Dr. Samenow himself.” (Carpenter II, supra,
7. Refusal to Give Special Instruction on the Meaning of Life Without Possibility of Parole
Defendant contends the court erred in refusing to instruct the jury that the punishment for life without possibility of parole means “the defendant will be confined in prison until he dies, without the possibility of parole or release.” The court did not err. (People v. Arias (1996)
Defendant attempts to distinguish Arias by arguing that here, unlike that case, the prosecutor “suggested” to the jury in argument that defendant might pose a threat to the community at large. (Cf. People v. Arias, supra,
Defendant also argues the failure to give the instruction violated his right to present, and have the jury consider, mitigating evidence. It did not.
8. Other Contentions
Defendant renews a number of arguments we have already rejected. California’s death penalty law does not fail to narrow adequately the class of offenders eligible for the death penalty. Moreover, defendant, a serial killer, would be death-eligible under almost any reasonable narrowing scheme, (Carpenter II, supra, 15 Cal.4th at pp. 419-420.) Prosecutorial discretion in deciding whether to seek the death penalty is constitutional. (Id. at p. 421.) The court need not have instructed on burden and standards of proof more than it did. (Carpenter II, supra, 15 Cal.4th at pp. 417-418; People v. Holt, supra, 15 Cal.4th at pp. 682-684.) It need not instruct “on the presumption of life.” (People v. Arias, supra,
9. Cumulative Prejudice
Defendant contends the cumulative effect of guilt and penalty errors was prejudicial. There was, however, no error to cumulate. As in Carpenter II, this trial was “remarkably error free.” (Carpenter II, supra,
III. Conclusion
The judgment is affirmed.
George, C. J., Baxter, J., Werdegar, J., and Brown, J., concurred.
Notes
At the guilt phase, the trial court excluded as unduly prejudicial evidence of the rape and murder of Heather Scaggs, the other Santa Cruz County crimes. (Carpenter I, supra, 9 Cal.4th at p. 641.)
We quote the current version of Penal Code section 654. It was substantially identical at the time of the crimes and trials.
In 1998, long after defendant’s trials, Penal Code section 790 was amended to permit murders committed in different counties to be tried together in certain circumstances. (Pen. Code, § 790, subd. (b); Stats. 1998, ch. 549, § 1.)
Defendant does not specifically argue the separate prosecutions violated the prohibition against double jeopardy. That argument would also lack merit. “ ‘[T]he murder of two persons, even by the same act, constitutes two offenses, for each of which a separate prosecution will lie, and ... a conviction or acquittal in one case does not bar a prosecution in the other.’ ” (People v. McLain, supra, 46 Cal.3d at pp. 120-121, quoting People v. Majors (1884)
In addition, the prosecution did not offer, and the court indicated it would not have admitted, evidence indicating that defendant made a sexual advance towards the witness when he showed her the gun at the park.
It is not clear whether defendant also contends the court erred in not giving a limiting instruction, as it offered to do. If he does, the contention lacks merit. He did not request a limiting instruction; the court has no sua sponte duty to give one. (People v. Collie (1981)
The evidence of Scaggs’s murder, first presented at the penalty phase, provided yet additional compelling evidence of defendant’s guilt. It would be utterly unreasonable to suppose that some hypothetical real killer (who looked like defendant, wore a distinctive jacket like defendant’s, wore shoes of the same size and pattern as a pair defendant purchаsed the day before one of the murders, and drove a red Fiat like defendant’s) had obtained the murder weapon from defendant’s friend, then used it in Santa Cruz to kill defendant’s coworker who, when last seen alive, was scheduled to drive to Santa Cruz with defendant.
As part of his chain of reasoning, defendant asserts the prosecutor “agreed that [defendant] would probably behave well in prison.” However, the prosecutor agreed only that defendant had occasionally behaved well in prison in the past, not that he would behave in the future. In responding to defense evidence of certain good prison behavior, the prosecutor argued that defendant “did” behave on those occasions, and that “[t]here is absolutely no dispute that that’s how he operated with those people in that particular context.” Citing other evidence, the prosecutor then argued that even in the past, defendant had not always behaved well in prison.
Concurrence Opinion
In In re Carpenter (1995)
Dissenting Opinion
I dissent.
I would have affirmed the judgment of the superior court on habeas corpus, in which, on the facts there disclosed, it granted relief to David Joseph Carpenter from its earlier judgment of death because the jury foreperson was demonstrably biased against him at trial. (In re Carpenter (1995)
Therefore, I cannot now join in affirming the judgment of death on appeal.
Appellant’s petition for a rehearing was denied January 19, 2000. Mosk, J., was of the opinion that the petition should be granted.
