THE PEOPLE, Plaintiff and Respondent, v. JOSEPH CODINHA, Defendant and Appellant.
D080633
COURT OF APPEAL, FOURTH APPELLATE DISTRICT DIVISION ONE STATE OF CALIFORNIA
Filed 6/26/23
71 Cal.App.5th 1047
CERTIFIED FOR PUBLICATION; (Super. Ct. No. SCD276107)
Mi Kim, under appointment by the Court of Appeal, for Defendant and Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Collette C. Cavalier and Joy Utomi, Deputy Attorneys General, for Plaintiff and Respondent.
I.
BACKGROUND
A. Guilty Plea
On May 7, 2019, Codinha pleaded guilty to two felonies—indecent exposure (count 1;
B. Sentencing
Codinha filed a sentencing memorandum in which he urged the trial court to strike his prior strike convictions (
At the sentencing hearing on March 13, 2020, the trial court denied probation, granted Codinha‘s Romero motion in part by striking two of the three prior strike convictions, and sentenced him as a second-strike offender
C. Prior Appeal
Codinha appealed the judgment. Based on legislation that took effect between the guilty plea and sentencing and eliminated the enhancement for service of a prior prison term for a conviction that was not a sexually violent
D. Sentence Modification
On February 3, 2022, a case records manager at the Department sent a letter to the trial court stating the abstract of judgment and/or minute order “may be in error” because “Count 3 was sentenced concurrent to Count 1.” The Department noted the accusatory pleading suggested Codinha was out on bail on count 1 (the primary offense) when he committed count 3 (the secondary offense), and under
The trial court held a hearing on April 29, 2022. At the outset, the court stated its intent to amend the abstract of judgment to add eight months to the aggregate prison term by imposing a consecutive term of one-third the middle term of two years on count 3. (
Codinha appealed the order modifying the judgment. (
II.
DISCUSSION
The parties agree the trial court erred at the initial sentencing hearing by imposing a concurrent rather than a consecutive prison term on count 3 and had authority to correct the error, but they disagree on the source of that authority and what the court was required to do to correct the error. Codinha argues the court did not merely correct a clerical error and could either recall the sentence under
The People urge us to affirm the order. They contend the trial court was not required to conduct a full resentencing hearing, because it merely corrected a clerical error and did not recall the sentence. The People further contend that even if the error was not clerical, the court properly exercised its inherent authority to correct a legally unauthorized sentence and acted within its discretion by imposing a consecutive prison term on count 3 while leaving the other terms the same. They also contend Codinha forfeited his arguments based on sentencing law changes and an updated probation report by failing to assert them in the trial court, and in any event the court would have reached the same result had it considered such new matters.
As we shall explain, the trial court had inherent power to correct the legally unauthorized sentence imposed at the initial sentencing hearing. And under the circumstances of this case, remand for a full resentencing hearing is required so that the court may exercise its discretion to impose a legal sentence it deems appropriate.
A. Jurisdiction to Modify Sentence
“Under the general common law rule, a trial court is deprived of jurisdiction to resentence a criminal defendant once execution of the sentence has commenced.” (People v. Karaman (1992) 4 Cal.4th 335, 344 (Karaman).) The rule has three exceptions pertinent to this appeal. First, a court has inherent power to correct a clerical error in its records at any time to make the records state the true facts. (People v. Baker (2021) 10 Cal.5th 1044, 1109; People v. Mitchell (2001) 26 Cal.4th 181, 185 (Mitchell); In re Candelario (1970) 3 Cal.3d 702, 705 (Candelario).) Second, a trial court has statutory authority to recall a sentence and resentence a defendant at any
1. Correction of Clerical Error
We first consider whether the trial court merely corrected a clerical error in the judgment. At the April 29, 2022 hearing held in response to the Department‘s letter notifying the court of the sentencing error, the court stated it had “made a clerical error at the time of sentencing” by imposing a concurrent term on count 3, and modified the sentence to impose a consecutive term. The People argue “[t]he court‘s miscalculation of the original sentence on count 3 amounted to a clerical error that was subject to correction at any time, and did not require the court to recall the sentence and conduct a full resentencing.” Codinha argues the trial court did not merely correct a clerical error in the recording of the judgment pronounced at the initial sentencing hearing; rather, the court “addressed an unauthorized sentence and changed the original sentence” by adding 16 months to it. Codinha has the better of this argument.
“It is not open to question that a court has the inherent power to correct clerical errors in its records so as to make these records reflect the true facts. [Citations.] The power exists independently of statute and may be exercised in criminal as well as in civil cases.” (Candelario, supra, 3 Cal.3d at p. 705.) Such errors may be corrected at any time. (Mitchell, supra, 26 Cal.4th at p. 185; People v. Breceda (2022) 76 Cal.App.5th 71, 100.) “Clerical error,
The error in imposing a concurrent term on count 3 rather than the legally required consecutive term (
2. Recall and Resentencing Under Section 1172.1
We next consider the trial court‘s authority to recall Codinha‘s sentence and resentence him under
Nothing in the Department‘s letter to the trial court suggests it was recommending recall of Codinha‘s sentence and resentencing. The letter was from a case records manager, not the Secretary. It did not “reference[] section [1172.1], and the letter did not use any form of the terms ‘recall’ or ‘resentencing.’ Rather, the [Department‘s] letter specifically asked the trial court to determine whether ‘a correction is required.‘” (People v. Magana (2021) 63 Cal.App.5th 1120, 1125; see People v. Humphrey (2020) 44 Cal.App.5th 371, 373, 378 [concluding similar letter was not recommendation for recall and resentencing].) Even if the trial court could have treated the letter as a recommendation for recall and resentencing (see
3. Correction of Unauthorized Sentence
The final potential basis for the trial court‘s jurisdiction to modify Codinha‘s sentence is the unauthorized sentence doctrine. The parties agree the court had authority to correct Codinha‘s sentence once the Department notified the court of the unauthorized portion, but they disagree on whether the proper remedy was correction of the unauthorized portion only or full resentencing. We shall set out the legal basis for the trial court‘s authority to correct Codinha‘s unauthorized sentence in this section, and resolve the parties’ dispute over the proper remedy in the next.
Our Supreme Court stated 50 years ago that “the law is well settled” that had a court attempted to “impose a sentence not authorized by law,” the sentence “would have been subject to judicial correction whenever the error came to the attention of the trial court or a reviewing court” and would present “no bar to the imposition of a proper judgment thereafter, even though it is more severe than the original unauthorized pronouncement.” (Serrato, supra, 9 Cal.3d at pp. 763, 764.) Since then, the Supreme Court has repeatedly recognized this rule. For example, the Supreme Court cited Serrato as support for the proposition that “where the court is required to impose a certain minimum term but imposes a lesser term instead, the unauthorized sentence is considered invalid or ‘unlawful’ and may be increased even after execution of the sentence has begun.” (Karaman, supra, 4 Cal.4th at p. 349, fn. 15.) Since it decided Karaman, the Supreme Court has repeatedly acknowledged an unauthorized sentence is subject to correction “at any time” (e.g., People v. Landry (2016) 2 Cal.5th 52, 127, fn. 22 [correction on appeal]; People v. Sanders (2012) 55 Cal.4th 731, 743, fn. 13 [same]; People v. Picklesimer (2010) 48 Cal.4th 330, 338 [correction by trial court]), including by a trial court while an appeal of its judgment is pending
The cited cases, however, do not clearly articulate the jurisdictional basis for a trial court to correct an unauthorized sentence that has become final. Language from cases indicates the basis is the trial court‘s authority to vacate a “void” judgment. Our Supreme Court has stated: “Judicial error (as well as an exercise of judicial discretion) in rendering judgment cannot be corrected by the trial court once jurisdiction has expired, unless the judgment is void on the face of the record.” (Karaman, supra, 4 Cal.4th at p. 345, fn. 11.) “A judgment or order is said to be void on its face when the invalidity is apparent upon an inspection of the judgment-roll” (Morgan v. Clapp (1929) 207 Cal. 221, 224) or “[the] court record without consideration of extrinsic evidence‘” (People v. The North River Ins. Co. (2020) 48 Cal.App.5th 226, 233 (North River)). “The power of a court to vacate a judgment or order void upon its face is not extinguished by lapse of time, but may be exercised whenever the matter is brought to the attention of the court. While a motion for such action on the part of the court is entirely appropriate, neither motion nor notice to an adverse party is essential. The court has full power to take such action on its own motion and without any application on the part of any one.” (People v. Davis (1904) 143 Cal. 673, 675-676 (Davis); accord, People v. Glimps (1979) 92 Cal.App.3d 315, 325.) The court “derives its jurisdiction to do this . . . solely from the fact that the judgment or order upon the face of the judgment-roll demonstrates to the world its own invalidity.” (Davis, at p. 676.) In other words, “[a] judgment or order which is void on the face of the record thereof may be set aside at any time by the court that made it, on
Appellate courts have routinely characterized as “void” sentences that were not authorized by law and therefore exceeded the power of the trial court to impose. (See, e.g., Scott, supra, 9 Cal.4th at p. 354; In re Andrews (1976) 18 Cal.3d 208, 212; People v. Burhop (2021) 65 Cal.App.5th 808, 814; People v. Irvin (1991) 230 Cal.App.3d 180, 191; People v. Hames (1985) 172 Cal.App.3d 1238, 1242; People v. Chagolla (1983) 144 Cal.App.3d 422, 434; Wilson v. Superior Court (1980) 108 Cal.App.3d 816, 818; People v. Sproul (1969) 3 Cal.App.3d 154, 164; In re Robinson (1956) 142 Cal.App.2d 484, 486.) Our Supreme Court has described the error the trial court made in this case, i.e., imposition of concurrent prison terms when the law required consecutive terms, as a “void portion of the judgment.” (In re Sandel (1966) 64 Cal.2d 412, 414 (Sandel).) “Since the entire question of the legality of petitioner‘s confinement” was before the Supreme Court in a habeas corpus proceeding challenging the parole authority‘s purported correction of the erroneous sentence the trial court had imposed, it took “the opportunity to make a judicial correction of the sentencing error” by declaring “the portion of the judgment ordering petitioner‘s sentence for escape to be served concurrently with his prior sentence for robbery is of no legal effect.” (Id. at p. 418.) The Supreme Court went on to state, however, that when such a sentencing error occurs, the People have “a duty to bring the error to the attention of the trial court as soon as possible, by appropriate motion to
From the cases discussed above, we discern the following rule: A trial court that imposes a sentence unauthorized by law retains jurisdiction (or has inherent power) to correct the sentence at any time the error comes to its attention, even if execution of the sentence has commenced or the judgment imposing the sentence has become final and correction requires imposition of a more severe sentence, provided the error is apparent from the face of the record.6 We now apply this rule to this case.
The trial court imposed a legally unauthorized sentence when it ordered the four-year term on count 3 (unauthorized possession of a controlled substance) to run concurrently with the six-year term on count 1 (indecent exposure). Because Codinha admitted commission of count 3 while he was released on bail on count 1, the law required imposition of a consecutive term on count 3. (
Before turning to the appropriate remedy for the sentencing error that occurred in this case, we pause to acknowledge a conflict in the case law concerning the jurisdiction of a trial court to correct a legally unauthorized sentence. Some courts have acknowledged the inherent power of a court to
Those decisions, as we read them, are inconsistent with the recent decision in King, supra, 77 Cal.App.5th 629, that “the unauthorized sentence doctrine does not itself create jurisdiction for a trial court to rule on an
The issue in G.C. was whether the appellate court had jurisdiction in an appeal from a dispositional order in a juvenile delinquency proceeding to correct an allegedly unauthorized dispositional order made by a different juvenile court in a prior proceeding concerning different offenses when the prior order had not been timely appealed. (G.C., supra, 8 Cal.5th at pp. 1123-1124.) After ruling the appeal was untimely as to the dispositional order in the prior proceeding (id. at pp. 1126-1129), the Supreme Court rejected the appellant‘s contention she could avoid the untimeliness bar because the prior order was tantamount to a legally unauthorized sentence that could be corrected at any time (id. at pp. 1129-1133). The Supreme Court agreed with the Court of Appeal that the unauthorized sentence rule “‘is an exception to the waiver doctrine’ that allows a defendant to challenge an unauthorized sentence on appeal even though the defendant did not object in the trial court, but it is not an exception ‘to the jurisdictional requirement of a timely notice of appeal.‘” (Id. at p. 1129.) Because the Court of Appeal did not have
In our view, the Supreme Court‘s decision in G.C., supra, 8 Cal.5th 1119, does not support the broad pronouncement in King, supra, 77 Cal.App.5th at page 637, that a trial court has no jurisdiction to rule on a motion challenging an unauthorized sentence once execution has begun. The jurisdiction at issue in G.C. was that of the appellate court, not that of the juvenile court that made the challenged dispositional order. The Supreme Court did not consider whether a trial court in an adult criminal proceeding has jurisdiction to correct its own unauthorized sentence whenever the error comes to its attention. It did not disapprove, nor even mention, the body of case law discussed above that acknowledges the existence of such jurisdiction. Thus, in our view the line of Supreme Court cases recognizing an unauthorized sentence is a void judgment that may be vacated or corrected whenever it is brought to the trial court‘s attention, even after execution of the invalid sentence has begun or the judgment has become final (G.C., at p. 1130; Karaman, supra, 4 Cal.4th at pp. 345, fn. 11, 349, fn. 15; Serrato, supra, 9 Cal.3d at pp. 763, 764; Sandel, supra, 64 Cal.2d at pp. 418-419), remains valid and authorized the trial court to modify Codinha‘s sentence in response to the Department‘s letter.
Given the apparent frequency with which the Department sends a letter to a trial court notifying it of an unauthorized sentence and the inconsistency in the case law concerning the court‘s jurisdiction to modify a sentence once execution has begun or the judgment imposing the sentence
B. Remedy for Unauthorized Sentence
We now turn to the proper remedy for Codinha‘s legally unauthorized sentence. Codinha contends the court could not simply correct the unauthorized portion of the sentence, and instead had to conduct a full resentencing hearing to consider the entire sentence in light of changes to the sentencing laws and an updated probation report. The People contend Codinha forfeited his contentions about the sentencing law changes and an updated probation report, because he did not raise them in the trial court; and the court could correct the sentence on count 3 while keeping the other components of the sentence the same without holding a full resentencing hearing. We conclude remand for a full resentencing hearing is the proper remedy in this case.
The sentence contains another error, not addressed by the parties, which requires remand, namely, the trial court‘s failure to pronounce sentence on the two misdemeanor convictions of possession of drug paraphernalia (counts 2 & 4;
On remand, the trial court may reconsider all components of Codinha‘s sentence. The general rule is that on remand for resentencing the trial court is “[n]ot limited to merely [correcting] illegal portions” and “may reconsider all sentencing choices. [Citations.] This rule is justified because an aggregate prison term is not a series of separate independent terms, but one term made up of interdependent components. The invalidity of one component infects the entire scheme.” (People v. Hill (1986) 185 Cal.App.3d 831, 834; accord, People v. Walker (2021) 67 Cal.App.5th 198, 206; People v. Savala (1983) 147 Cal.App.3d 63, 68-70.) The correction of the invalid portion of the sentence that prompted this appeal required imposition of a consecutive prison term that made Codinha‘s aggregate term 16 months longer than the eight-year term the trial court had found “appropriate” at the initial sentencing hearing. The court arrived at eight years by striking two of Codinha‘s prior strike convictions, refusing to impose enhancements for
Although the trial court is entitled to reconsider all components of Codinha‘s sentence on remand, it must “‘exercise its sentencing discretion in light of the changed circumstances.‘” (People v. Buycks (2018) 5 Cal.5th 857, 893.) After Codinha was initially sentenced in 2020,
III.
DISPOSITION
The sentence as modified on May 2, 2022, is vacated. The matter is remanded to the trial court with directions to conduct a full resentencing hearing in accordance with the views expressed in this opinion.
IRION, J.
WE CONCUR:
HUFFMAN, Acting P. J.
O‘ROURKE, J.
