THE PEOPLE, Plaintiff and Respondent, v. MANUEL BRACAMONTES, Defendant and Appellant.
S139702
IN THE SUPREME COURT OF CALIFORNIA
April 11, 2022
San Diego County Superior Court SCD178329
Justice Corrigan authored the opinion of the Court, in which Chief Justice Cantil-Sakauye and Justices Liu, Kruger, Groban, Jenkins, and Menetrez* concurred. * Associate Justice of the Court of Appeal, Fourth Appellate District, Division Two, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
A jury convicted Manuel Bracamontes of the first degree murder of nine-year-old Laura Arroyo, with special circumstances for committing the murder while engaged in kidnapping, lewd act on a child under 14, and oral copulation.1 A death sentence was returned and imposed. We affirm.
I. BACKGROUND
A. Guilt Phase
1. Prosecution Evidence
Luis and Laura Arroyo lived in a San Diego apartment complex with their children: Augustine, aged 11; Jose, aged 10; and Laura, aged 9.2 Maggie Porter lived in the same complex with her three children, including four-year-old Jessica and an infant son, Manuel Jr. Laura and Jessica were “best friends” and played together almost daily. Defendant, Manuel Jr.‘s
On June 19, 1991, Laura came home from school and played outside with her friends, including preteens Elizabeth Alcarez and Leonor Gomez. Defendant greeted the girls as he walked past them toward Porter‘s apartment. Defendant came back a second time and told Elizabeth her mother was looking for her. Laura went home with Elizabeth, but her mother said she had not been looking for her. The children played outside until just before 9:00 p.m., then Elizabeth walked Laura home and saw her go inside. Luis had come home from work about 8:30 p.m. Laura asked if she could play a bit longer and he agreed. At about the same time, a neighbor and his friend saw defendant walking toward the complex from his car. They invited him to join them but he declined. Defendant‘s black Volkswagen Jetta was seen leaving the complex about 20 minutes later.
Once home, Laura went upstairs and watched television with her mother. Five minutes later, the doorbell rang and Laura went downstairs to answer it. Mrs. Arroyo heard Laura asking, “Who is it?” but heard nothing else. A few minutes after that, Mrs. Arroyo went downstairs and noticed the front door and metal security door were ajar. Thinking nothing was amiss, she began cooking. When Luis and his sons came downstairs, Mrs. Arroyo sent one of the boys to look for Laura. He could not find her, and they noticed Laura‘s shoes were inside. The entire family went searching for Laura. Unsuccessful, they called police at 9:31 p.m. Officers and neighbors searched for Laura throughout the night.
About 6:30 the next morning, Laura‘s body was found in the parking lot of an industrial complex in Chula Vista, three-and-a-half miles from her home. She lay on her back, wearing pink pajamas and underwear. She had been stabbed at least 10 times in the upper body and torso. The concrete beneath her had been chipped away at various spots, and her wounds were consistent with having been stabbed with a pickaxe. Petechial hemorrhaging indicated strangulation. Other injuries included a broken nose and chipped teeth, along with bruising and lacerations. Although her genitalia bore no signs of sexual assault, swabs were collected from her mouth, vagina, anus, and neck. An initial examination did not reveal the presence of sperm.
Between July 14 and August 1, 1991, Chula Vista Police interviewed defendant four times. Initially, he claimed he first went to the apartment complex at about 9:45 in the evening, only after Porter called and told him about Laura‘s disappearance. He said he had not been to the complex in a week. He subsequently asserted he went to the complex earlier that day to pick up Manuel Jr. and returned that afternoon to drop off the baby. He denied any involvement with Laura‘s disappearance and insisted he never spoke to Laura or any of the neighborhood girls. Defendant ultimately refused to answer more questions but did provide hair, blood, and saliva samples.
On August 1, 1991, pursuant to warrant, officers searched defendant‘s residence and car, seizing clothing and tools. These items, along with evidence recovered during the autopsy, were sent to an FBI lab. A blue-green fiber found on Laura‘s pants was deemed potentially consistent with a fiber from a sweater found at defendant‘s home and with other fibers recovered from
Police investigated other leads. Mrs. Arroyo and three others reported seeing a suspicious brown car parked in a cul-de-sac near the complex. Neither the car nor any occupants were ever identified. Officers also investigated a dispute over the Arroyos’ sale of their taco shop but found no link to the abduction. In June 1992, approximately a year after the killing, police spoke again with defendant, who continued to deny any involvement. No new evidence was uncovered.
Eleven years later, the San Diego County District Attorney‘s Office established a “cold case” unit, and the evidence in Laura‘s case was reexamined in 2003. Chula Vista Police also sought assistance from the San Diego Police crime lab. New slides were prepared from the autopsy swabs using a method that had not been employed in 1991. The new slides revealed the presence of sperm in swabs from Laura‘s mouth, neck, and fingernails. A DNA profile was developed and found to match DNA taken from defendant‘s hair sample. The probability of a random match was one in 2.7 trillion in the Latino population, one in 3.2 trillion among Caucasians, and one in nine trillion among African-Americans. Laura‘s pajamas were placed under an alternate light source which revealed biological matter. Tested samples from the garment confirmed the presence of sperm. The resulting DNA profile matched defendant‘s reference sample. The likelihood of a random match was one in 30 quadrillion.
On October 24, 2003, more than 12 years after Laura‘s murder, district attorney investigators Robert Marquez and Michael Howard went to Porter‘s apartment looking for
Early the next morning, officers saw defendant‘s Explorer parked at a Chula Vista motel and placed a tracking device on it. About 10:30 a.m., the device indicated defendant had left the motel. Two officers in separate marked patrol cars found the Explorer parked in an alley. After blocking either end of the alley, officers approached on foot. Defendant started the engine and made a U-turn as officers drew their guns and ordered him to stop. He sped past them and drove over a curb to escape. After a high-speed freeway chase, defendant lost control of his car, crashed, and was arrested.
2. Defense Evidence
Five years after the murder and eight years before the cold case review, Chula Vista Police Detective Susan Rodriguez looked into the case. Defendant‘s Jetta, which had been sold, was reexamined in vain. Latent fingerprints from the Arroyos’ front door did not match his. Rodriguez also recontacted a psychic who had been consulted during the initial investigation. No new leads were developed. Evidence from Laura‘s body was not reexamined because Rodriguez had no reason to doubt the medical examiner‘s conclusion ruling out sexual assault.
Manuel Jr. testified that when Marquez and Howard first approached him at the apartment they only identified themselves by name.3 They refused to tell defendant why he was being arrested and both men shot at defendant‘s fleeing car. Several other witnesses testified about the attempted arrest. Defendant checked into a motel later that night using his real name.
B. Penalty Phase
1. Prosecution Evidence
Laura‘s parents and two brothers described the impact of her life and murder. Laura wanted to be a high school cheerleader and then a teacher, a role she often assumed while playing with friends. She was friendly with everyone and her mother‘s constant companion. The family trip to Disneyland was replaced by Laura‘s funeral. Laura was buried in the dress she was to wear for her first communion. Laura‘s brothers were afraid to go anywhere after the murder. The family kept Laura‘s room unchanged for six years after her death and still visited her grave every Sunday and on her birthday. Mari Peterson, Laura‘s third grade teacher, testified about the impact of Laura‘s death on her and her class. The jury was also shown a two-and-a-half minute video of an interview between Peterson and Laura filmed a few weeks before the crimes.
In June 1996, Porter told defendant she wanted to end their relationship and he became violent. He refused to leave, pushed her, and held her down by the arm and neck. Photos
2. Defense Evidence
Twenty-one defense witnesses testified that defendant was incapable of committing the murder. Porter related she married defendant shortly before trial and believed he was not capable of killing Laura. Porter‘s ex-husband gave similar testimony. Porter‘s two adult children described defendant as a good father who never said or did anything inappropriate with them. Family members described defendant‘s childhood as normal and not marked by abuse. He played with his siblings, participated in Little League, and cared for his pets. As an adult, defendant was supportive of his family and a good father to Manuel Jr. After his father was injured in a car accident and confined to bed for two years, defendant helped care for him and the family. He also comforted his sister when her husband was fatally shot. He never acted inappropriately with his sisters or nieces. A work supervisor testified he was a hard worker who got along with others.
II. DISCUSSION
A. Pretrial Issues
1. Prefiling Delay
While the murder occurred in June 1991, defendant was not charged until October 2003. He argues the delay was unjustified and denied him due process because some evidence he could have presented, particularly schooling and employment
a. Background
The defense argued that all charges should be dismissed because the prefiling delay violated due process. The trial court heard from numerous witnesses, primarily related to potential prejudice from lost evidence. Elementary and high school employees testified that, although records of enrollment are kept permanently, other student files are usually destroyed after five years. Defendant graduated from high school in 1981, 10 years before Laura‘s murder. Several of defendant‘s elementary school teachers had died by the time of the 2005 hearing; two others did not remember him. Representatives from seven companies where defendant worked between 1979 and 1993 testified as to defendant‘s employment records and pay stubs, with most indicating that detailed records were either never kept or were no longer available. The defense also presented evidence that three people who had a positive impression of defendant had passed away. Defendant also suggested that evidence regarding an alarm system at his parents’ house and record of a U-Haul truck his sister rented for her move supported his alibi but had been lost. Guadalupe Echeverria, whom the defense claimed was unhappy following her purchase of the Arroyos’ taco shop (see discussion post), had died in December 1991.
In its opposition, the prosecution asserted the delay was justified. It observed that the initial medical examination of the victim‘s body in 1991 did not reveal the presence of sperm or injuries consistent with sexual assault, and the victim‘s clothing was intact, leading the medical examiner to conclude no such
The trial court denied defendant‘s motion. It concluded that the prosecution could not reasonably bring charges in 1991 based on the uncertain state of the evidence. The court balanced the justification for the delay with any potential prejudice. It held the strong public interest in prosecution outweighed any potential prejudice. The defense unsuccessfully renewed its motion to dismiss at the penalty phase, arguing the charging delay resulted in an “incomplete picture” of defendant being presented to the jury.
b. There Was No Prejudicial Prefiling Delay
“Although precharging delay does not implicate speedy trial rights, a defendant is not without recourse if the delay is unjustified and prejudicial. [T]he right of due process protects a criminal defendant‘s interest in fair adjudication by preventing unjustified delays that weaken the defense through the dimming of memories, the death or disappearance of witnesses, and the loss or destruction of material physical evidence.’ [Citation.] Accordingly, ‘[d]elay in prosecution that occurs before the accused is arrested or the complaint is filed may constitute a denial of the right to a fair trial and to due process of law under the state and federal Constitutions. A defendant seeking to dismiss a charge on this ground must demonstrate prejudice arising from the delay. The prosecution may offer justification for the delay, and the court considering a motion to dismiss balances the harm to the defendant against the justification for the delay.‘” (People v. Nelson (2008) 43 Cal.4th 1242, 1250 (Nelson).)
Nelson observed that both negligent and purposeful charging delay, if accompanied by a showing of prejudice, can violate due process. “This does not mean, however, that whether the delay was purposeful or negligent is irrelevant . . . [W]hether the delay was negligent or purposeful is relevant to the balancing process. Purposeful delay to gain an advantage is totally unjustified, and a relatively weak showing of prejudice would suffice to tip the scales towards finding a due process violation. If the delay was merely negligent, a greater showing
No prejudicial delay appears here. Defendant argues the charging delay was unjustified because evidence of sperm on the victim‘s clothing and, thus, defendant‘s DNA, could have been detected sooner using technology available at the time. We rejected a similar argument in Nelson, where the defendant argued “the DNA technology used here existed years before law enforcement agencies made the comparison in this case and that, therefore, the comparison could have, and should have, been made sooner than it actually was.” (Nelson, supra, 43 Cal.4th at p. 1256.) We cautioned there that “[a] court may not find negligence by second-guessing how the state allocates its resources or how law enforcement agencies could have investigated a given case.” (Ibid.) Similarly here, the initial investigation into Laura‘s killing suggested a sexual assault was not involved. The medical examination of the victim‘s body did not reveal a sexual assault. The victim‘s clothing was intact and her genitalia uninjured. Swabs collected from her body did not reveal the presence of sperm. The medical examiner‘s conclusion that there had been no sexual assault, while reasonable, may have set back the investigation. Not until sperm was discovered later during a “cold case” review and a
Ultimately, “[t]he delay was investigative delay, nothing else.” (Nelson, supra, 43 Cal.4th at p. 1256.) As we observed in People v. Cordova (2015) 62 Cal.4th 104 (Cordova): “Sometimes a crime simply is not solved immediately but must await some break in the case, a break that occurred here . . . when a cold hit revealed a match between defendant and the evidence samples.” (Id. at p. 120.) As in Nelson: “The delay was the result of insufficient evidence to identify defendant as a suspect and the limits of forensic technology. [Citations.] When the forensic technology became available to identify defendant as a suspect and to establish his guilt, the prosecution proceeded with promptness.” (Nelson, supra, 43 Cal.4th at p. 1257.) There is no indication that prosecution here was delayed to secure any improper advantage.
In any event, “if the defendant fails to meet his or her burden of showing prejudice, there is no need to determine whether the delay was justified.” (People v. Jones (2013) 57 Cal.4th 899, 921.) The potential prejudice identified by
As for the penalty phase, defendant broadly contends that “whole categories of evidence essential to presenting the jury with a full picture of appellant were lost,” including school, employment, and medical records, as well as mitigation witnesses who passed away. The record belies this claim. Defendant presented 21 witnesses at the penalty phase who testified about his childhood and adult life; positive family interactions, favorable experiences and opinions; and testimony from a work supervisor. In light of this extensive presentation, any prejudice from the absence of additional similar evidence would appear minimal. Defendant does not explain how documentary evidence regarding his education, employment, or medical care would have bolstered the evidence presented. On this record, “the claimed prejudice is speculative” and “[d]efendant was able to, and did, present evidence in his defense. . . .” (Cordova, supra, 62 Cal.4th at p. 120.)
2. Shackling
Defendant contends the trial court improperly ordered him to wear leg chains during trial, which prejudiced him at both the guilt and penalty phases. Prejudice does not appear on this record.
a. Background
Defendant moved to appear without physical restraints, pointing out that he had previously made court appearances without disruption. The court tentatively indicated it would deny the motion but explained that “Mr. Bracamontes will have . . . ankle cuffs on, that they be tethered to a bolt in the floor. His hands will not be shackled. He will not be waist chained. He will be free to stand, turn to talk to both counsel, certainly assist in his defense. [\u00B6] What he will be prevented from doing is leaving counsel table, which he isn‘t allowed to do anyway. [\u00B6] We‘ll make every effort to ensure that the panel is not aware that he is chained to the floor.” When defense counsel argued defendant had been cooperative and had not been disruptive in the courtroom, the court noted that defendant had twice fled from police before being apprehended. The court also inquired whether it could consider the “mere fact of the charges and the potential penalty in the case . . . .” Both defense counsel responded that was not part of the inquiry whether there was a manifest need for restraints. Although agreeing with defense counsel that “Mr. Bracamontes has always been very respectful in court” and no instances of jail disruption had been reported, the court denied defendant‘s motion. If defendant chose to testify, the court indicated he would be allowed to walk to the stand “unimpeded” and “when he‘s excused, he‘s free to walk back and sit down. We‘ll make those arrangements.” Defendant elected not to testify so this eventuality did not arise.
Later, outside the presence of prospective jurors, defense counsel commented that, the day before, “with the table turned facing the audience, that the jurors that were seated in the jury box, at least some of them could see that Mr. Bracamontes was shackled to the floor . . . . The wire was visible underneath the chairs at least to probably the six people that are closest to the bench.” The “wire” was an apparent reference to the tether mentioned by the court. The court stated it was “not going to get rid of the panel” but asked the bailiff if counsel table could be turned. The bailiff responded, “I don‘t know how I can. There‘s more people at counsel table than expected, and there‘s more people in the way when he stands.” The court replied, “We‘ll leave it the way it is,” and defense counsel addressed another matter.
b. The Trial Court Abused Its Discretion
“In general, the ‘court has broad power to maintain courtroom security and orderly proceedings’ [citation], and its decisions on these matters are reviewed for abuse of discretion. [Citation.] However, the court‘s discretion to impose physical restraints is constrained by constitutional principles. Under California law, ‘a defendant cannot be subjected to physical restraints of any kind in the courtroom while in the jury‘s presence, unless there is a showing of a manifest need for such restraints.’ [Citation.] Similarly, the federal ‘Constitution forbids the use of visible shackles . . . unless that use is \u2018justified by an essential state interest\u2019 \u2014 such as the interest in courtroom security \u2014 specific to the defendant on trial.‘” (People v. Bell (2019) 7 Cal.5th 70, 123 (Bell).) “The imposition of physical restraints in the absence of a record showing of violence or a threat of violence or other nonconforming conduct will be deemed to constitute an abuse of discretion.” (People v. Duran (1976) 16 Cal.3d 282, 291 (Duran).) “In deciding whether restraints are justified, the trial court may ‘take into account the factors that courts have traditionally relied on in gauging potential security problems and the risk of escape at trial.’ [Citation.] These factors include evidence establishing that a defendant poses a safety risk, a flight risk, or is likely to disrupt the proceedings or otherwise engage in nonconforming behavior.‘” (People v. Virgil (2011) 51 Cal.4th 1210, 1270 (Virgil).)
As these authorities make clear, physical restraints are considered extraordinary measures. Courts entertaining such action must seriously consider the question on an individualized basis and ensure there is an adequate record for their ruling. Constitutional principles “prohibit the use of physical restraints visible to the jury absent a trial court determination, in the exercise of its discretion, that they are justified by a state interest specific to a particular trial.” (Deck v. Missouri (2005) 544 U.S. 622, 629 (Deck).) The individualized consideration necessary before imposing restraints would be inconsistent with a blanket policy of shackling defendants charged with certain offenses, such as capital murder. (People v. Hawkins (1995) 10 Cal.4th 920, 944; Duran, supra, 16 Cal.3d at p. 293.) “The mere facts that the defendant is an unsavory character and charged with a violent crime are not sufficient to support a finding of manifest need.” (People v. Bryant, Smith and Wheeler (2014) 60 Cal.4th 335, 389–390 (Bryant).)
Defendant contends there was no manifest need to shackle him, noting the lack of any courtroom or jail incidents involving nonconforming behavior. However, the record here does not support defendant‘s assertion that the court relied primarily on a blanket policy to shackle capital murder defendants and failed
A court‘s determination that a defendant constitutes a flight risk may justify a finding of manifest need for restraints. For example, in Virgil, we concluded there was no abuse of discretion in shackling the defendant because he “was a genuine escape risk” where he used “a makeshift key to unlock another inmate‘s handcuffs” and lied about it. (Virgil, supra, 51 Cal.4th at p. 1271; see People v. Cunningham (2001) 25 Cal.4th 926, 988 (Cunningham).) Further, a defendant‘s recent attempt to escape custody, or evidence of an intent to escape, could support a finding of a manifest need for restraints. (See People v. Smith (2015) 61 Cal.4th 18, 44; People v. Livaditis (1992) 2 Cal.4th 759, 774; People v. Condley (1977) 69 Cal.App.3d 999, 1006.)
However, our cases teach that a mere disposition to violence or escape standing alone cannot justify the use of restraints. “A court‘s decision about the use of restraints involves a prediction of the likelihood of violence, escape, or disruption weighed against the potential burden on the defendant‘s right to a fair trial. Given the serious potential consequences on both sides of the scale, the range of factors the court may consider in assessing and weighing the risks should be broad.” (Bryant, supra, 60 Cal.4th at p. 390.) The necessary individualized assessment requires a determination, based on the totality of the circumstances, that a defendant presently intends to engage in nonconforming courtroom behavior, i.e., conduct that “would disrupt the judicial process if
A defendant‘s prearrest attempt to evade capture, standing alone, would not justify the use of physical restraints. People v. Jacla (1978) 77 Cal.App.3d 878 concluded no manifest need for shackling was shown where the defendant, while on bail, was involved in a shooting and an ensuing high-speed chase. The court explained: “We conceive Duran to hold that it is the defendant‘s conduct in custody, now or at other times [citations], or his expressed intention to escape or engage in nonconforming conduct during the trial that should be considered in determining whether there is a ‘manifest need’ for shackles.” (Jacla, at p. 884; see also People v. Burnett (1980) 111 Cal.App.3d 661, 667.) This court quoted Jacla positively in People v. Allen (1986) 42 Cal.3d 1222. With respect to the shackling of a witness, Allen observed that “none of the evidence presented by the prosecution relates to [the witness‘s] present or past conduct in custody or in the courtroom, and most of the evidence seems of limited value in predicting [his] future conduct in the courtroom.” (Id. at p. 1263.)
Similarly here, although defendant attempted to evade capture before his eventual arrest, there was no evidence that defendant harbored a present intent to escape from custody or otherwise disrupt court proceedings. The trial court agreed that defendant had “always been very respectful in court” and there had been no reports of misbehavior in custody. The ultimate
Finally, we emphasize that the justification “in support of the court‘s determination to impose physical restraints must appear as a matter of record” (Duran, supra, 16 Cal.3d at p. 291). When restraints are requested by the prosecution, the People should place facts justifying their use on the record “so that the court may make its own determination of the nature and seriousness of the conduct and whether there is a manifest need for such restraints.” (People v. Simon (2016) 1 Cal.5th 98, 115; cf. People v. Miller (2009) 175 Cal.App.4th 1109, 1114; People v. Prado (1977) 67 Cal.App.3d 267, 275\u2013276.) We note the court may consider imposing restraints in the absence of a prosecutorial request. Further, and importantly, the court must ensure the record reflects both the reasons justifying the restraints, along with a description of “the type of restraints used [and] whether they were visible to the jury” (People v. Jackson (1993) 14 Cal.App.4th 1818, 1826). Of course, “[i]t is settled that the use of physical restraints in the trial court cannot be challenged for the first time on appeal. Defendant‘s failure to object and make a record below waives the claim . . . .” (People v. Tuilaepa (1992) 4 Cal.4th 569, 583 (Tuilaepa); see People v. Majors (1998) 18 Cal.4th 385, 406.) As such, if the
c. The Trial Record Does Not Establish Prejudice
As the high court has stated, where a court improperly orders the use of visible physical restraints, “[t]he State must prove ‘beyond a reasonable doubt that the [shackling] error complained of did not contribute to the verdict obtained.‘” (Deck, supra, 544 U.S. at p. 635; see People v. Miracle (2018) 6 Cal.5th 318, 350, fn. 6.) Defendant contends that “the shackles apparently remained in the jury‘s view for the duration of the trial.” The record on direct appeal does not support this contention. Defense counsel commented during jury selection that, “with the table turned facing the audience,” “at least some of the prospective jurors could see the ‘wire,‘” suggesting that it was visible “to probably the six people that are closest to the bench.” The record does not indicate whether counsel table remained in the same location during trial, or any of the seated jurors ever saw the restraints. All that can be established is that, for an unspecified period of time during voir dire, some prospective jurors may have seen a portion of the “wire” used in the system. “Brief glimpses of a defendant in restraints have not been deemed prejudicial.” (Cunningham, supra, 25 Cal.4th at p. 988; see Duran, supra, 16 Cal.3d at p. 287, fn. 2.)
“Even if the restraint had been glimpsed during that portion of voir dire by one or more of the prospective jurors who actually sat on the jury, the unjustified shackling was harmless beyond a reasonable doubt.” (People v. Ervine (2009) 47 Cal.4th 745, 774.) As we reasoned in Tuilaepa, supra, 4 Cal.4th 569: “Strong guilt evidence in the form of eight positive eyewitness
Even assuming some jurors may have briefly glimpsed the restraints, the shackling error was also harmless beyond a reasonable doubt at the penalty phase. During jury argument, the prosecutor identified only three aggravating factors: the circumstances of the crime; defendant‘s age at the time of the offenses; and defendant‘s commission of a prior domestic violence incident. (See
The defense acknowledged the prosecution‘s emphasis on the circumstances of the offense, with counsel commenting that, “as expected, the prosecutor has focused on the facts of the crime, because in this case that‘s really all that he has to talk about.” Both defense counsel mentioned that defendant had no background of violence. This argument dovetailed into the two primary defense themes: that jurors should have a lingering doubt as to defendant‘s guilt based on the multiple defense witnesses who testified that defendant was incapable of committing the murder; and that life imprisonment was a sufficient punishment for the present crimes. Counsel discussed lingering doubt at length, arguing that the DNA evidence only linked defendant to the sexual assault and not the killing. They argued evidence suggested others must be involved and that no physical evidence tied Laura to defendant‘s car. They urged defendant had no history of child molestation, no history of having been abused himself, and no history of mental illness or drug addiction. All these facts were asserted to be inconsistent with defendant‘s guilt. Defense counsel suggested that DNA evidence may someday exonerate defendant. They also emphasized that defendant would not be eligible for parole and there was no evidence that defendant had posed a danger to anyone during the two years that he spent in custody awaiting trial because “[t]here were no assaults on any guards or other inmates.”
“[V]isible physical restraints like handcuffs or leg irons may erode the presumption of innocence because they suggest to the jury that the defendant is a dangerous person who must be separated from the rest of the community.” (People v. Hernandez (2011) 51 Cal.4th 733, 742; cf. Deck, supra, 544 U.S. at pp. 632-633.) The record on direct appeal here reveals that the jury convicted defendant of the gruesome murder and sexual assault of a nine-year-old girl who had been kidnapped from her home. The prosecution‘s subsequent penalty phase argument focused primarily on the circumstances of this horrific crime, which the jury had previously assessed, rather than on defendant‘s dangerousness. The bulk of the defense case, both with respect to jury argument and the evidence presented, emphasized a theory of lingering doubt, a factor in mitigation as to the circumstances of the crime. (See
B. Guilt Phase Issues
1. Flight Instructions
Based on defendant‘s flight from arresting officers, the court gave a consciousness of guilt instruction using a modified
Defendant contends the court‘s refusal to instruct on the absence of flight deprived him of a fair trial. He argues the court‘s refusal, coupled with its instruction on flight, led to “disparate treatment of the parallel inferences to be drawn from a defendant‘s response to an accusation,” which improperly favored the prosecution.
We affirmed Green‘s reasoning in considering the question of instructions. People v. Staten (2000) 24 Cal.4th 434, rejected the argument that the defense had “a reciprocal’ right to an
Defendant relies on Cool v. United States (1972) 409 U.S. 100, but that case only bolsters our conclusion. Cool was arrested along with her husband and one Robert Voyles. Voyles had tried to pass counterfeit bills at a local store while Cool and her husband waited outside. Cool testified in her own defense and also called Voyles as a witness. The latter admitted his guilt but insisted Cool and her husband were blameless. Over defense objection the court instructed in a way that clearly implied the jury “should disregard Voyles’ testimony unless it was ‘convinced it [was] true beyond a reasonable doubt.‘” (Id. at p. 102.) The high court concluded such an instruction placed an improper burden on the defense when an accomplice gave exculpatory testimony because “the effect of the judge‘s instructions is to require the defendant to establish his innocence beyond a reasonable doubt.” (Id. at p. 104.) Cool underscored that accomplice testimony used to exonerate a defendant should not be treated in the same way as testimony used to implicate her. Similarly, there are valid reasons to treat evidence of flight differently from the absence of flight. “[T]here is no fundamental unfairness in not requiring an instruction on the absence of flight . . . . [U]nlike the flight of an accused from the scene of a crime or after accusation of a crime, the absence of flight presents such marginal relevance it is usually not even admissible. (See People v. Green, supra, 27 Cal.3d at p. 37.) Since flight and the absence of flight are not on similar logical
2. Third Party Culpability
Defendant contends the trial court improperly excluded third party culpability evidence and precluded him from arguing that someone else committed the crimes here. There was no error.
a. Background
The defense sought pretrial discovery of files from a federal drug trafficking investigation tangentially involving the victim‘s father, Luis Arroyo. Defense counsel explained the information was relevant to Luis‘s possible involvement in Laura‘s disappearance. The court warned that if the defense was pursuing a third party culpability theory, and “if you are seeking reports that are going to suggest that some other specific party is involved in the murder, I thought that had to be the basis of a noticed motion.” After reviewing the Drug Enforcement Administration records in camera, the court
The court thereafter took evidence on the question of pretrial delay. (See discussion ante.) During that hearing, there was evidence that Luis Arroyo had completed a police investigative questionnaire. He listed as one of the “five most important causes that would have created this situation [involving Laura‘s case]” the sale of a family-owned taco shop to Guadalupe Echeverria. The defense also presented evidence of a letter sent by Echeverria‘s lawyer alleging the Arroyos had made misrepresentations about the sale. Echeverria died in December 1991. Detective Maxey testified he looked into the taco shop transaction but did not interview Echeverria.
At trial, Enrique Loa testified that he had seen a small brown car with several occupants parked in the cul-de-sac around 8:45 to 9:00 p.m. on the night of Laura‘s disappearance. Loa‘s sister, Teresa Thomas, testified Loa told her that night he had seen a brown Datsun with three men and a woman inside and that the occupants “squatted down to hide.” Thomas then saw the car and occupants from her balcony. Robert Vazquez, who was with Loa that night, told police that he had seen a reddish-brown car parked in the cul-de-sac, describing the occupants as a Filipino man, two Filipino women in their thirties, and a Filipino woman “about 50 to 60.” The victim‘s mother informed police that some friends told her that they had seen a small brown car with three men and a woman parked in the cul-de-sac between 8:50 and 9:00 p.m. On cross-examination, Mrs. Arroyo testified she did not remember hearing about a Datsun with four occupants or telling the police she suspected “a female from the taco shop” might have been involved in Laura‘s disappearance.
b. There Was No Error
Defendant cannot demonstrate error on this record. Initially, although defendant suggests the court “cut off the defense from fully developing” his eschewed third party culpability theory, he makes no effort to identify what specific evidence the court precluded. Through cross-examination of prosecution witnesses, the defense elicited that a car with up to four occupants had been seen parked in the cul-de-sac at the
Further, there was no basis for admitting the taco shop evidence. The defense theory appears to have been that Echeverria was a disgruntled purchaser and that an older passenger in a “suspicious” car parked in the vicinity was a woman. Whatever evidence supported this theory would have shown “mere motive or opportunity to commit the crime in another person” without providing any “direct or circumstantial evidence linking the third person to the actual perpetration of the crime.” (People v. Hall (1986) 41 Cal.3d 826, 833.) “We have repeatedly upheld the exclusion of third party culpability evidence when the third party‘s link to a crime is tenuous or speculative.” (People v. Turner (2020) 10 Cal.5th 786, 817 (Turner).) As we explained in Turner, “admissible evidence of this nature points to the culpability of a specific third party, not the possibility that some unidentified third party could have committed the crime. [Citations.] For the evidence to be relevant and admissible, ‘there must be direct or circumstantial evidence linking the third person to the actual perpetration of the crime.‘” (Id. at pp. 816-817.) Defendant‘s argument here fails because there is no evidence linking the brown car‘s occupants, whoever they were, to the abduction of Laura, or with Echeverria for that matter. (See People v. Kaurish (1990) 52 Cal.3d 648, 685.) Defendant‘s third party evidence argument rests on two layers of speculation: 1. That Echeverria was one
C. Penalty Phase Issues
1. Victim Impact Evidence
Defendant contends the trial court improperly allowed victim impact testimony from Laura‘s third grade teacher, Mari Peterson. There was no error.
a. Background
Before the penalty phase, the parties discussed the prosecutor‘s intent to offer the video of a conversation between Laura and her teacher. Defense counsel noted that the teacher was on the prosecution‘s witness list and inquired whether she would merely authenticate the video or give victim impact testimony. The prosecutor clarified that the teacher would testify about the “impact of Laura‘s death on her, friends, and community. Her little friends and community.” The defense objected to the presentation of victim impact testimony from someone outside the victim‘s family, and the parties discussed relevant case authority. The trial court overruled the objection but clarified that the teacher would only be allowed to discuss the impact of Laura‘s death in the days immediately following the murder, excluding evidence that Laura‘s classmates purchased a plaque in her honor two or three years later.
Mari Peterson testified she was Laura‘s third grade teacher in 1991 and knew Laura “very well.” Laura was Peterson‘s “favorite student that year” and “was the type of student that from the time you met her, you just wanted to love
b. There Was No Error
Defendant contends Peterson‘s testimony constituted “an inflammatory appeal to the raw sentiments of the jurors that went well beyond” permissible victim impact evidence, and the probative value of the evidence was substantially outweighed by the probability of undue prejudice. We reject these claims. “The Eighth Amendment does not categorically bar victim impact evidence. [Citation.] To the contrary, witnesses are permitted to share with jurors the harm that a capital crime caused in their lives.” (People v. Perez (2018) 4 Cal.5th 421, 461-462) “That is because ‘the effects of a capital crime are relevant . . .
Westerfield recently endorsed similar victim impact testimony from teachers “regarding [the victim‘s] character and contributions, and to the effect of her murder on themselves and [her] classmates.” (Westerfield, supra, 6 Cal.5th at p. 728.) Westerfield reasoned: “‘The purpose of victim impact evidence is to demonstrate the immediate harm caused by the defendant‘s criminal conduct.’ [Citation.] That harm is not limited to immediate family members. [Citation.] Friends, coworkers, classmates, and teachers, may all be affected by the death of the victim under the specific circumstances of a case. [Citations.] Here, defendant‘s shocking abduction and murder of seven-year-old Danielle caused emotional harm to her teachers and classmates. Our review of the record does not persuade us that her teachers’ testimony regarding Danielle and those effects would invite a purely irrational response from the
Westerfield‘s reasoning applies equally here. Laura was very close to her teacher and classmates. The impact of her death on this community was relevant to assessing the harm defendant caused. “Moreover, we have repeatedly held that evidence related to a murder victim‘s funeral is relevant and admissible.” (People v. Winbush (2017) 2 Cal.5th 402, 465.) Peterson‘s descriptions of the funeral and burial were not so emotional as to elicit a purely irrational response from the jury. (See ibid. [testimony regarding victim‘s funeral and family‘s grave visits proper]; People v. Brady (2010) 50 Cal.4th 547, 579-581 [videotape of victim‘s funeral properly admitted]; see also People v. Dykes (2009) 46 Cal.4th 731, 780, 782; People v. Verdugo (2010) 50 Cal.4th 263, 296-298.)
2. Constitutionality of the Death Penalty Statute
Defendant raises numerous familiar challenges to the constitutionality of California‘s death penalty scheme. His primary contention is that, when the jury returns a death verdict, it must conclude beyond a reasonable doubt that the aggravating factors outweigh the mitigating ones, because such a finding increases punishment. Proof of that nature is not required. As we have previously stated, “the only burden of proof applicable at the penalty phase” involves proof of the commission or conviction of other crimes under
Defendant relies upon Hurst v. Florida (2016) 577 U.S. 92, but we have explained that case “does not alter our conclusion under the federal Constitution or under the Sixth Amendment about the burden of proof or unanimity regarding aggravating circumstances, the weighing of aggravating and mitigating circumstances, or the ultimate penalty determination. [Citations.] And we have concluded that Hurst does not cause us to reconsider our holdings that imposition of the death penalty does not constitute an increased sentence within the meaning of Apprendi[ v. Arizona], supra, 530 U.S. 466, or that the imposition of the death penalty does not require factual findings within the meaning of Ring v. Arizona[, supra,] 536 U.S. 584. [Citation.] As [defendant] acknowledges, neither Ring nor Hurst decided the standard of proof that applies to the
Likewise, Rauf v. State (Del. 2016) 145 A.3d 430, cited by defendant, does not call our prior decisions into doubt. The Delaware statute at issue there, like the Florida statute in Hurst, required the trial court, rather than the jury, to engage in additional factfinding before it determined whether death was the appropriate sentence. Under that statutory approach, the jury‘s findings were merely recommendations. (See
In addition to his primary claim, defendant summarily asserts other challenges to the death penalty statute and related instructions that we have previously rejected. He does so “in order to urge reconsideration and to preserve these claims for federal review,” but he presents no compelling argument to reconsider our precedents. We reject these claims as follows:
1. The death penalty statute is not impermissibly overbroad. It adequately narrows the class of defendants eligible for a death sentence. (Wilson, supra, 11 Cal.5th at p. 317; People v. Chhoun (2021) 11 Cal.5th 1, 53 (Chhoun); Bell, supra, 7 Cal.5th at p. 130; Westerfield, supra, 6 Cal.5th at p. 733.)
2.
3. The prosecution did not bear the burden of persuasion regarding proof of any aggravating factor, the weighing of aggravating and mitigating factors, or imposition of the death penalty. There was also no requirement to instruct the jury regarding the lack of a burden of proof. (Wilson, supra, 11 Cal.5th at p. 317; Chhoun, supra, 11 Cal.5th at p. 54; Bell, supra, 7 Cal.5th at p. 131.)
4. The jury need not find individual aggravating factors unanimously. (Wilson, supra, 11 Cal.5th at p. 317; Chhoun, supra, 11 Cal.5th at p. 54; Westerfield, supra, 6 Cal.5th at p. 733.)
6. CALJIC No. 8.88 is not unconstitutional for directing the jury to determine whether the aggravating circumstances “warrant” death rather than that the death penalty is “appropriate,” or for failing to expressly state that the jury should return a life sentence if it finds mitigating circumstances outweigh aggravating ones. (Wilson, supra, 11 Cal.5th at p. 318; Chhoun, supra, 11 Cal.5th at p. 54; People v. Morales (2020) 10 Cal.5th 76, 112.)
7. There is no presumption in favor of a life term. (Wilson, supra, 11 Cal.5th at pp. 317-318; Chhoun, supra, 11 Cal.5th at p. 54; People v. Ramirez (2021) 10 Cal.5th 983, 1039 (Ramirez).)
8. The jury need not make written findings. (Wilson, supra, 11 Cal.5th at p. 317; Chhoun, supra, 11 Cal.5th at p. 54; Bell, supra, 7 Cal.5th at p. 131.)
9. The use of adjectives “extreme” and “substantial” do not improperly limit the jury‘s consideration of certain mitigating factors. (Wilson, supra, 11 Cal.5th at p. 318; Chhoun, supra, 11 Cal.5th at p. 55; Bell, supra, 7 Cal.5th at p. 130.)
10. There was no requirement that inapplicable sentencing factors be deleted. (People v. Dworak (2021) 11 Cal.5th 881, 917; Wilson, supra, 11 Cal.5th at p. 318; Chhoun, supra, 11 Cal.5th at p. 55.)
12. Intercase proportionality review is not constitutionally required. (Wilson, supra, 11 Cal.5th at p. 318; Chhoun, supra, 11 Cal.5th at p. 55; Bell, supra, 7 Cal.5th at p. 131; Westerfield, supra, 6 Cal.5th at p. 734.)
13. The death penalty scheme does not violate equal protection principles “by providing significantly fewer procedural protections for persons facing a death sentence than are afforded persons charged with noncapital crimes.” (Wilson, supra, 11 Cal.5th at p. 318; Chhoun, supra, 11 Cal.5th at p. 55; Bell, supra, 7 Cal.5th at p. 131.)
14. The death penalty is not a “regular” punishment that violates international norms. (Wilson, supra, 11 Cal.5th at p. 318; Chhoun, supra, 11 Cal.5th at p. 55; Bell, supra, 7 Cal.5th at pp. 131-132.)
D. Cumulative Error Claim
Defendant contends cumulative error deprived him of a fair trial. The only potential error identified was defendant‘s shackling, for which he failed to establish prejudice. Therefore, there is no reversable error to accumulate. (Bell, supra, 7 Cal.5th at p. 132; Westerfield, supra, 6 Cal.5th at p. 728.)
The judgment is affirmed.
CORRIGAN, J.
We Concur:
CANTIL-SAKAUYE, C. J.
LIU, J.
KRUGER, J.
GROBAN, J.
JENKINS, J.
MENETREZ, J.*
* Associate Justice of the Court of Appeal, Fourth Appellate District, Division Two, assigned by the Chief Justice pursuant to