Opinion
Defendant Jeffrey Hawkins was found guilty by a jury of two counts of first degree murder, as well as one count each of robbery and attempted murder. The jury also found true two special circumstances— felony murder (Pen. Code, § 190.2, subd. (a)(17)(i)) 1 for a murder committed in the course of a robbery, and multiple murder (§ 190.2, subd. (a)(3)). After the first jury deadlocked as to the penalty phase, a second jury fixed the penalty at death. The trial court sentenced defendant to death. This appeal is automatic under section 1239, subdivision (b).
We affirm the judgment in its entirety.
I. Facts
A. Guilt Phase
At the guilt phase the prosecution presented evidence that defendant was responsible for two murders in separate incidents, one of which also involved robbery and attempted murder. Each of these incidents will be discussed in turn.
The prosecution introduced evidence tying defendant to the murder of John Hedlund. Hedlund was last seen alive on the night of March 3, 1987, at a bar called the Uptown Saloon in Galt, a town in southern Sacramento County. Hedlund had been a regular customer at that establishment. The bartender at the Uptown Saloon, Connie Sue Trottie, and a customer, Jill Gibbs, identified defendant as present at the saloon, playing pool with Hedlund on the night in question. Defendant, who at the time was living nearby at his uncle’s house, had apparently frequented that bar for several weeks before March 3. According to Gibbs, defendant had left the bar around midnight, a few minutes after Hedlund’s departure. Hedlund had left behind a half-finished pitcher of beer and a pack of cigarettes, which according to Trottie was unusual for him. Hedlund’s automobile was parked outside the bar but, according to one of the bar patrons who had done mechanical work on the automobile, its engine was in disrepair and it was inoperable.
Hedlund was found dead at 8 a.m. on the morning of March 4 in a ditch in an open field some three miles east of Galt. His body was wrapped in a bloodstained horse blanket on which were found traces of horsehair, bird feathers, and bird feces as well as some vegetation debris, possibly straw. His pants were unzipped and lowered down to the midthighs. Several beer cans were found in the vicinity of the body. One witness who lived nearby testified that he had heard no gunshots and that his dogs, who usually barked at loud noises, had not barked that night. The coroner determined that the cause of Hedlund’s death was two gunshot wounds to the back of the neck and base of the head, one of which was fired at a range of less than a foot. The body also had minor abrasions on the forehead, nose, chin and left thigh, and a seven-and-a-half-inch abrasion along the front part of the neck that was consistent with a fingernail gouge. Subsequently, ballistics experts determined that a projectile removed from the body was fired from the same gun used to murder Herman Hicks, a crime to which defendant was tied by eyewitness evidence, as will be discussed below. The prosecution argued that the position of the entry wounds and the close range at which they were inflicted strongly implied a deliberate “execution" style killing. The prosecution also pointed to the numerous bullet fragments found in Hedlund’s head and neck, suggesting the murderer’s use of particularly lethal “hollow point” bullets that tend to explode and diffuse on impact.
The other piece of evidence linking defendant with the Hedlund murder was that defendant had stayed for some time the previous month at the home of Carmen Greenfield, a woman who raised horses and various rare birds on
Defendant presented evidence from some of those present at the bar on March 3, 1987, calling into question whether Gibbs, the one witness who had reported that Hedlund and defendant had left the bar around the same time, had herself been present at the bar that night. Defendant further pointed to the fact that Gibbs had testified that he and Hedlund had left from separate entrances as evidence that they had not met up with each other after they left the bar. He also introduced into evidence articles by a criminalist raising questions as to the scientific exactitude of ballistics identification evidence.
2. The Hicks Murder
Jerry Stevens, manager of Sonny’s Market in Rancho Cordova outside of Sacramento, identified defendant as the man who had robbed the store while Stevens worked at the market on March 10, 1987, about 7:50 a.m., and who shot him and fatally shot one of the store’s customers, Herman Hicks. According to Stevens’s testimony, defendant walked up to the checkout counter of the store with a can of beer. The store was empty but for Stevens, defendant, and Hicks. Defendant drew a handgun on Stevens and told him to empty the cash register and put the money in the paper bag containing the beer. He testified to a deliberate effort to closely scrutinize the robber as a means of later identifying and apprehending him. Defendant told Stevens not to look at him, and then instructed him to get down on his knees behind the counter. Defendant shot Stevens in the right side of the chest, with the bullet exiting from his armpit beneath his right shoulder. He fell to the floor and lay still, as though dead. While lying on the floor he heard two more gunshots, neither directed at him.
Shortly thereafter, Stevens arose from behind the counter. Defendant had fled the store. Hicks lay on the floor in a pool of blood: he died from a single gunshot wound to the head, most likely fired from two to three feet away. Robert Johnson, another customer, entered the store at approximately the same time defendant was leaving. Stevens, fearing a loss of consciousness or death, had Johnson write down Stevens’s description of his assailant: a white male between 32 and 35 years of age, 5 feet 10 inches tall, weighing approximately 170 pounds, a gold stud in his left ear, and a tattoo of a skull or a rounded figure on his neck. Stevens later made a positive identification of defendant in a police lineup, as well as identifying him in a photographic lineup. Johnson was apparently not initially contacted by police, but identified defendant in a photographic lineup two years later, the day before he testified at trial.
Defendant was apprehended on March 16, six days after the Hicks murder in Corona, in Riverside County, where his brother, father, and stepmother resided. The day of his arrest, he assaulted his brother, Gerald Hawkins (hereafter sometimes Gerald), a homeless resident living in the Corona area. According to a statement taken from Gerald shortly after the assault, and reiterated approximately 10 days later in a tape recording introduced in evidence, defendant met Gerald on a street in Norco outside Corona, and they spent a number of hours drinking and talking together. Defendant told Gerald that he had shot a store clerk and a “black guy” during a robbery when he was up north, and that he was “looking at death row.” Hicks was a Black man. Defendant further told Gerald that one of the witnesses to the murder survived and that he was thinking of going back to Sacramento County to “take care” of that person. Gerald apparently advised defendant against this course of action and an argument broke out between them. Shortly thereafter, Gerald went to use the restroom of a nearby filling station, and upon exiting was attacked by defendant with a small knife and seriously injured. The police were called to the scene and took Gerald’s statement incriminating defendant. Police apprehended defendant that same day.
Defendant challenged the reliability of the eyewitness identifications, pointing to the discrepancy between Stevens’s initial description of his assailant and his actual appearance: he is five feet seven inches rather than five feet ten inches; he assertedly did not have long hair at the time and did not wear a gold stud on his ear—facts that were disputed at trial; the description of the tattoo on his neck was also assertedly inaccurate. Defendant pointed as well to Johnson’s initial profession of inability to identify the robber when questioned by police shortly after the Hicks murder occurred as evidence of the unreliability of Johnson’s eyewitness testimony. Further, he introduced the testimony of a psychologist who called into question the general reliability of much eyewitness testimony.
B. The Penally Phase
Defendant stipulated to eight prior felony convictions arising out of six separate incidents: robbery in 1974; unauthorized use of a vehicle (Veh. Code, § 10851) in 1976; assault with a deadly weapon in 1978; battery with serious bodily injury in 1980; two counts of possession of a firearm by a previously convicted felon in 1981; and one count each of assault with a deadly weapon on a police officer and unauthorized use of a vehicle in 1983.
The prosecution also introduced evidence of uncharged crimes: a 1974 incident, in which defendant allegedly resisted arrest for robbery and struck a police officer; a 1980 incident, in which a convicted drug dealer testified that he was beaten by defendant and three other people, and then shot by defendant, during a drug transaction; a 1981 incident in which he allegedly resisted arrest and fought with a police officer over the surrender of his firearm; the 1987 assault on his brother shortly before he was arrested; and a 1989 incident in the Sacramento County jail where he resided during trial, in which he allegedly drank contraband alcohol, joined other inmates in clogging up the toilet, and threatened the lives of the guards attempting to restore order.
The circumstances of the Hicks offense were also presented in some detail. Evidence of the Hedlund murder, other than the fact of conviction itself, was not introduced, with one exception: forensic evidence regarding the condition of Hedlund’s body when it was discovered shortly after his murder was presented to show that the murder had been committed in an execution style.
Defendant for his part claimed in mitigation that his violent acts were attributable to his own violent upbringing. His mother testified that his father was frequently drunk, and would beat her when in this condition. She also testified that she was sent to federal prison for cashing a stolen check when defendant was four years old, and he was sent off to foster homes and
There was also a stipulation that in 1966 defendant fell out of a tree and possibly sustained a concussion. No evidence was presented as to the long-term effect of such an injury. Defendant did not testify in his own behalf.
II. Guilt Phase Contentions
A. Denial of “For-Cause” Challenges to Prospective Jurors
Defendant claims that his challenges to two potential jurors for cause during voir dire were wrongfully denied. The denial of these challenges, defendant contends, led to the seating of Ronald Creighton, a retired state trooper who, defendant asserts for the first time on appeal, was biased against him. He argues that the denial of these for-cause challenges led to the seating of a biased jury in violation of defendant’s rights under the Sixth Amendment of the United States Constitution and its counterpart in the California Constitution. But even assuming arguendo that the for-cause challenges were wrongly denied, defendant can show no violation of defendant’s Sixth Amendment rights and therefore no prejudicial error.
Defendant argues specifically that, because of the denial of the two for-cause challenges, he was forced to exercise one of his remaining peremptory challenges to remove prospective juror Major, who was clearly biased against him, and was further compelled to reserve his last remaining peremptory challenge in the final round of voir dire for prospective juror Smith, also biased. This led to the seating of Creighton, whom he claims he would have
Therefore, defendant’s right to an impartial jury was not violated, and any error by the trial court in denying defendant’s motion to excuse veniremen Major and Smith for cause, if error there was, was not prejudicial.
B. Severance of the Hedlund Murder
Defendant made no motion to sever count 4, the Hedlund murder, from the first three counts of murder, robbery, and attempted murder at Sonny’s Market (the Sonny’s Market counts) with which he was charged. He now contends that the trial court erred in failing, sua sponte, to sever his trial on the Hedlund murder, and that this error violated his right to due process and a fair trial under the Fifth, Sixth, Eighth and Fourteenth Amendments of the United States Constitution and analogous provisions of the California Constitution. He contends that the trial court also erred in failing to instruct the jury that evidence from the Sonny’s Market counts could only be used in a limited fashion to determine defendant’s guilt in the Hedlund murder. Finally, he contends he received ineffective assistance of counsel under the United States and California Constitutions, both in his attorneys’ failure to make a motion for severance and in their failure to request the proper limiting instruction. As will appear, none of defendant’s claims have merit.
1. Failure to Sever
Joinder and severance of different criminal counts against the same defendant are governed by section 954, which states that an “accusatory pleading
Section 954, however, imposes no sua sponte duty of severance on trial courts. That section, as quoted above, requires the defendant to make a showing of “good cause” in order to obtain severance, and defendant’s failure to request a severance waives the matter on appeal. Nor do we find any authority to support defendant’s argument that the Fifth, Sixth, Eighth or Fourteenth Amendments of the United States Constitution, or their California counterparts, impose such a duty.
This leaves the question whether defendant suffered an impairment of his Sixth Amendment right to effective assistance of counsel due to his attorneys’ failure to make a motion for severance. To establish ineffective assistance, defendant bears the burden of showing, first, that counsel’s performance was deficient, falling below an objective standard of reasonableness under prevailing professional norms. Second, a defendant must establish that, absent counsel’s error, it is reasonably probable that the verdict would have been more favorable to him.
(Strickland
v.
Washington
(1984)
Defendant argues that a motion to sever, had it been made, should have been granted because the joinder of the Hedlund murder with the Sonny’s Market counts unfairly prejudiced him due to the relative weakness of the evidence in the former case. Whereas the case against him in the Sonny’s Market counts was supported by the testimony of two eyewitnesses identifying defendant at the crime scene, the Hedlund murder depended, defendant contends, on relatively inconclusive circumstantial evidence—chiefly ballistics identification evidence and testimony that Hedlund and defendant left a bar at about the same time on the night of the murder. The fact that the jury knew from the Sonny’s Market crime that defendant was capable of extreme
“A ruling on a motion to sever is based on a weighing of the probative value of any cross-admissible evidence against the prejudicial effect of evidence the jury would not otherwise hear, but in the weighing process the beneficial results of joinder are added to the probative value side.”
(People
v.
Bean, supra,
Because much of the incriminating evidence in the Sonny’s Market counts would have been used in a separate Hedlund murder trial to prove the identity of the murderer, the trial court would not have abused its discretion by refusing to grant a motion to sever had such a motion been made. We therefore have no basis for concluding there was a reasonable probability that a motion for severance would have been granted. Ipso facto, we cannot conclude there was a reasonable probability that counsel’s request for severance would have resulted in a verdict more favorable to defendant. 2 Defendant’s ineffective assistance of counsel claim is therefore without merit.
Defendant also contends that the trial court failed in its duty to provide sua sponte an instruction limiting the jury’s consideration of the Sonny’s Market crimes in deciding the Hedlund murder. But we have held that the trial court has no such duty to provide limiting instructions regarding evidence of past criminal conduct, either of uncharged criminal activity or of prior convictions.
(People
v.
Milner
(1988)
We also reject defendant’s contention that his defense counsel’s failure to request a limiting instruction on the cross-admissible evidence in this case constituted ineffective assistance of counsel. A reasonable defense counsel may have concluded that the risks of issuing a limiting instruction—the risk, for example, that such an instruction may suggest to the jury that the evidence supporting the Sonny’s Market counts was relatively strong—was not worth the questionable benefits such instruction would provide. (Cf.
People
v.
Freeman
(1994)
Defendant further faults the trial court for failing to adequately respond to an inquiry from the jury regarding the use of the evidence in the Sonny’s Market counts in deciding the Hedlund murder count. After the jury had found the defendant guilty on the Sonny’s Market counts, but had not yet resolved the Hedlund murder count, the jury made the following written request to the court: “We, the jury in the above entitled action, request the following: One juror needs to know if we can consider evidence from Counts 1, 2, 3 in with the evidence from Count #4. . . . [¶] This is in regards to our Count 4 decision. [¶] This juror heard the judge admonish us that we were now to forget Counts 1, 2, 3.”
In open court, and in the presence of counsel, the trial judge responded to the jury’s inquiry as follows: “Very simple to answer in words of one syllable. You may consider all evidence that you had on the case on any consideration. I pulled yesterday’s proceedings to see what it was that sounded like I was telling you to forget it, and the only thing I come to is this . . . , whereafter having taken verdicts that you completed as to three counts, I said: [¶] ‘Very well. Those three verdicts have been read into the record .... We had those verdicts, and you needn’t give those matters . . ; further consideration.’ [¶] So I said you need not give them further consideration. I simply meant we took the forms off your hands relieving [the jury
The trial court’s statement is, understood in its proper context, correct. The statement was intended to correct the specific misapprehension of one of the jurors, who believed he had heard the judge admonish the jurors “to forget about counts one, two and three.” Since, as discussed above, there was evidence presented in the first three counts relevant to the Hedlund murder, it was proper to instruct the jury that such relevant evidence was appropriately considered.
Defendant contends that the trial court’s comments were overbroad and could have misled the jury to believe that it could use the fact of his culpability for the Sonny’s Market counts as character evidence in deciding the Hedlund murder count. We disagree that the trial court’s remarks, taken in context, were susceptible to this misunderstanding. Further, defendant’s failure to request a clarification of the trial court’s statement waives the issue on appeal. (See
People
v.
Terry
(1970)
C. Shackling Defendant
At the outset of defendant’s trial, the sheriff’s office requested defendant be seated during trial in a security chair, which restrains a person around the waist in a manner not directly visible to the jury. According to the court security supervisor, Sergeant Beers, defendant had been involved in three fistfights at the Sacramento County jail between July of 1987 and the date of Beers’s testimony on January 27, 1989. Defendant had also had a syringe discovered in his cell. These incidents, together with the defendant’s history of criminal violence, and the general policy of the sheriff’s department of shackling capital defendants, led the sheriff to recommend that defendant be restrained. The court agreed and ordered the restraint. Defendant now contends that this shackling was prejudicial error. We disagree.
We have held that “a defendant cannot be subjected to physical restraints of any kind in the courtroom while in the jury’s presence, unless there is a showing of a manifest need for such restraints.”
(People
v.
Duran
(1976)
We agree with defendant that his record of violence, or the fact that he is a capital defendant, cannot alone justify his shackling.
(People
v.
Duran, supra,
Defendant argues that three fistfights in jail after being housed there for one and one-half years is “not unusual” and was insufficient to justify the shackling. He claims rather that shackling is justified only when a defendant has attempted to disrupt courtroom proceedings or to escape from jail, citing as example
People
v.
Stankewitz
(1990)
D. Failure to Grant Continuance
On February 27, 1989, during the jury selection process, defendant appeared in court with numerous abrasions and bruises on his face, and with a swollen and bandaged right eye. Apparently, he had gotten into a fight with prison guards the previous day after consuming unlawfully obtained alcohol, stopping up a toilet, and refusing to vacate his cell after the guards ordered him to do so. He requested a continuance on the grounds that cuts and abrasions on his face, obviously the result of a fight, would dispose the prospective jurors to view him as prone to violence. The trial court granted a two-day continuance. After the two days, defendant requested an additional one-week continuance. The trial court noted that the cuts and abrasions on defendant’s face were hardly noticeable, except for his blackened right eye, which was showing a greater sign of discoloration than previously. The court also informed counsel that it would admonish the jury to disregard the black eye if so requested, and that it was less inclined to grant the
“The granting or denial of a continuance during trial traditionally rests within the sound discretion of the trial judge.”
(People
v.
Howard
(1992)
E. Trial Court’s Comments on Ballistics Evidence
Defendant contends that the trial court improperly expressed its opinion as to the reliability of the testimony of an expert ballistics witness for the prosecution, and then erroneously denied defendant’s motion made the following day to strike those comments. He claims that such improper comment violated his right to due process, to confront witnesses, and to be tried by a jury under the Fifth, Sixth, Eighth and Fourteenth Amendments of the United States Constitution and analogous state constitutional provisions. Defendant’s claim is procedurally barred, because he failed to make these constitutional objections below. (See
People
v.
Benson
(1990)
In rebuttal, defendant did not call his own ballistics expert, but rather introduced two scholarly articles by Alfred Biasotti, written in 1955 and 1964, that called for reforming the practice of ballistics identification so as to make it make more precise. According to these articles, criminalists should aspire to a greater quantification of ballistics identifications practice by developing a statistical data base that would inform them of identification thresholds, i.e., the exact number of matching consecutive or proximate striations that would be necessary for the expert to draw the conclusion that the bullets were fired from the same gun. Such a data base would enable criminalists to formulate their opinions on firearm identification in terms of statistical probabilities.
Defendant contends that the trial court erred in the manner in which it intervened in the interrogation of the senior ballistics expert, Robert Garbutt, to question him about the significance of Biasotti’s work. Garbutt both reviewed the work of the other ballistics expert, Eric Parsons, and independently examined the bullet fragments, concluding that they were both fired from the same gun. On cross-examination, defense counsel questioned Gar-butt, as he had Parsons, about Biasotti’s views. That cross-examination attempted to establish the lack of scientific precision in the methods of ballistics identification. Garbutt conceded that ballistics identification was to some extent more of a skill than a science, an intuition informed by extensive experience. After the prosecution’s redirect examination, and defendant’s recross-examination, the trial court further interrogated Garbutt. The court prefaced its remarks by making an analogy between ballistics and psychiatry, stating in essence that Sigmund Freud’s lack of a Diagnostic Statistical Manual, a work currently used to secure uniformity in psychiatric
After Garbutt elaborated on this statement, the trial court then stated: “Fifteen or twenty years ago [a] U.S. Supreme Court justice got some recognition about making a statement about obscenity. I don’t know how to define it, but I know it when I see it. Is that analogous to what we are saying here: that you can’t give us an objective definition of something, but you still have some confidence [in] what you have seen, that you have seen enough data to come to an opinion?” Garbutt replied in the affirmative.
The following day, defendant objected to the trial court’s interrogation and comment and asked for a motion to strike on the grounds that “the Court abused his discretion and became an advocate in asking those questions in trying, basically to do [the prosecutor’s] job and to make Mr. Garbutt’s testimony more credible.” The court denied the motion. Defendant now contends that the trial court committed prejudicial error in its interrogation of Garbutt.
Article VI, section 10 of the California Constitution states in pertinent part: “The court may make such comment on the evidence and the testimony and credibility of any witness as in its opinion is necessary for the proper determination of the cause.” Moreover, Evidence Code section 775 permits the court, “on its own motion or on the motion of any party, [to] call witnesses and interrogate them the same as if they had been produced by a party to the action.” Inherent within Evidence Code section 775, then, is the judge’s authority to interrogate witnesses called by the parties. The authority conferred on the trial court by Evidence Code section 775 to question witnesses sua sponte therefore extends beyond the rather narrow judicial role set forth in Evidence Code section 765, subdivision (a), which declares that the court “shall exercise reasonable control over the mode of interrogation of a witness so as to make such interrogation as rapid, as distinct, and as effective for the ascertainment of the truth, as may be, and to protect the witness from undue harassment or embarrassment.”
We have elaborated on the purposes and limitations of the trial court’s interrogation of witnesses in
People
v.
Carlucci
(1979)
The constraints on the trial judge’s questioning of witnesses in the presence of a jury are akin to the limitations on the court’s role as commentator. The trial judge’s interrogation “must be . . . temperate, nonargumentative, and scrupulously fair. The trial court may not . . . withdraw material evidence from the jury’s consideration, distort the record, expressly or impliedly direct a verdict, or otherwise usurp the jury’s ultimate factfinding power.”
(People
v.
Rodriguez
(1986)
In the present case, the trial court’s questions and comments were within the bounds of propriety. Its role was one of clarification rather than advocacy, aimed at elucidating Garbutt’s testimony that the lack of a statistical model did not undermine his confidence in his judgment that the bullet fragments in question were fired from the same gun. If the court expressed any opinion, it was not as to the ultimate question of whether the firearms identification in this case was reliable, but rather that the Biasotti articles did not in themselves undermine that reliability. The expression of this opinion is nothing more than a “comment on the evidence and the testimony and credibility of [a] witness” designed to assist the proper determination of the cause, as permitted by article VI, section 10 of the California Constitution. Therefore, whether the trial court’s questioning of Garbutt is viewed as the interrogation of a witness, or a comment on the evidence, or a combination of both, it was part of the trial court’s legitimate role of clarifying witness testimony and assisting the jury’s understanding of the evidence, and was not error.
F. Failure to Object to Eyewitness Testimony
Defendant contends that he received ineffective assistance of counsel when his attorneys failed to object to the admission of “tainted” identification testimony. We find there was no reason to exclude the testimony in question, and therefore defendant’s contention fails.
Defendant claims specifically that the testimony of Robert Johnson, the man who entered Sonny’s Market moments after the murder of Hicks, and
Defendant relies on
People
v.
Nation
(1980)
In the present case, no such comparable police or prosecutorial practices tainted Johnson’s identification evidence. In fact, Johnson did provide police with a description of the man he had seen leaving Sonny’s Market. Johnson merely informed police at the time that he was “unsure” he could identify the man fleeing Sonny’s Market, due in part to his being in a state of shock. There is, moreover, no evidence that Johnson’s failure to testify at the preliminary hearing was owing to his inability to identify defendant.
Nor was the showing of photographs to Johnson the day before his testimony an “impermissibly suggestive” practice. Johnson was shown 22 photographs and made a positive identification of the photograph of defendant as the man who had fled Sonny’s Market on the day of the crime. He also selected another photograph that he said bore some similarities to the Sonny’s Market perpetrator, but he did not identify the person in that photograph as the perpetrator. Although defendant argued at trial, and argues now, that Johnson’s ability to identify him was the result of viewing his
We therefore find no ineffective assistance of counsel in the failure to object to Johnson’s testimony.
G. Admission of Evidence of Uncharged Crime
Defendant contends that the trial court erred in admitting, over his objection, testimony from his brother Gerald regarding the knife attack against him. As recounted above, Gerald testified that he was approached by defendant on March 16, 1987, and the two of them spent the day together getting drunk. Defendant told Gerald that he had committed a murder in the course of robbing a grocery store. Defendant also told his brother that he was going to hitchhike back to Sacramento to “take care of’ the eyewitness to the Hicks murder—presumably referring to Jerry Stevens. Gerald attempted to dissuade defendant from this course of conduct. After returning from the rest room of a gas station near where the two had been drinking, Gerald was attacked by defendant, who stabbed him in the side of the throat with a knife and seriously injured him. After stabbing Gerald, defendant departed before the arrival of the police officers called to the scene. Gerald repeated for the police officers defendant’s admission of the murder and robbery in Sacramento.
Defendant now contends that evidence regarding his attack on Gerald, as a prior uncharged crime, should have been excluded under Evidence Code sections 1101 and 352 because it was impermissible evidence of his character and his propensity to commit acts of violence, and because whatever probative value it had was outweighed by its highly prejudicial nature. He claims that the trial court erred in permitting this testimony over defendant’s objection, 4 and that such error violated his right to due process and a fair trial under various provisions of the United States and California Constitutions, requiring reversal of one or both of his first degree murder convictions. We disagree that the admission of this testimony was error.
On cross-examination, defense counsel sought to emphasize this inconsistency between Gerald’s current testimony and his testimony at the preliminary hearing as a means of undermining his credibility. On redirect examination, the prosecutor attempted to bring to light the precise circumstances of the argument between Gerald and defendant leading to Gerald’s statement to the police, including defendant’s assault against Gerald. It is evident that the prosecution did so to lend credence to Gerald’s testimony that he had been frightened of his brother, and that when he recanted at the preliminary hearing his earlier statements against his brother, he did so out of that fear.
The trial court has the discretion to admit evidence of crimes committed by a defendant other than the one for which he is charged, if such evidence is relevant to prove some fact at issue, and if the probative value of the evidence outweighs its prejudicial effect.
(People
v.
Daniels
(1991)
The People argue in this case that testimony regarding defendant’s stabbing of his brother was relevant to rehabilitate the credibility of the latter’s testimony, a material issue in the case. We agree. First, there is no question that Gerald’s credibility was a material issue. His testimony as to defendant’s admission of culpability for the Sonny’s Market crimes was key
Furthermore, evidence of the stabbing was relevant to the credibility issue. As one commentator has stated: “[T]he prosecutor may introduce uncharged misconduct on redirect to explain a prior inconsistent statement mentioned during cross-examination. Just as the defendant’s uncharged misconduct may make the witness hesitant on the stand, the misconduct may have motivated the witness to make an inconsistent statement before trial. The misconduct serves as the explanation for the contradictory statement.” (Imwinkelried, Uncharged Misconduct Evidence (1994) § 6.23, p. 58, fns. omitted.) Here, Gerald’s testimony regarding his stabbing served to confirm his statements that fear of defendant motivated his untruthful testimony at the preliminary hearing. The testimony thereby served to rehabilitate Gerald’s credibility.
In sum, Gerald’s testimony about defendant’s attack on him had considerable probative value in rehabilitating his contested but quite critical testimony. Under these circumstances, the trial court did not abuse its discretion in concluding that the evidence was relevant, that it was introduced to prove matters other than defendant’s character, and that the probative value of this testimony outweighed its prejudicial effect. Accordingly, this testimony was properly admitted, and defendant’s claim of error, under Evidence Code sections 352 and 1101, is without merit. Because we find no statutory error, defendant’s related constitutional claims also fail.
H. Failure to Instruct on Lesser Related Offenses
The trial court instructed the jury on the elements of first and second degree murder with regard to the Hedlund murder. Defendant now argues that the trial court should have instructed the jury on the lesser related offense of accessory after the fact to the murder. The court’s failure to do so deprived defendant, he contends, of due process of law under the Fourteenth Amendment of the United States Constitution. We disagree for a number of reasons.
First, the trial court has no sua sponte duty to instruct the jury on lesser related offenses, and defendant’s failure to request the instruction at trial waives the issue on appeal.
(People
v.
Carrera
(1989)
Moreover, no accessory-after-the-fact instruction was warranted here. Even when the law does impose on the trial court a sua sponte duty to
Defendant’s claim of entitlement to a lesser related offense instruction is not strengthened by his invocation of
Beck
v.
Alabama
(1980)
More fundamentally, the
Beck
rule does not require an instruction on a lesser included offense when the evidence does not support it. “[D]ue process requires that a lesser included offense instruction be given
only
when the evidence warrants such an instruction.”
(Hopper
v.
Evans
(1982)
I. Reasonable Doubt Instructions
Defendant claims that the reasonable doubt instruction contained in CALJIC No. 2.90 is not understandable, that the terms “moral certainty” and “moral evidence” are likely to confuse the jury, and that therefore the instruction is constitutionally flawed. Although this instruction has received strong criticism by members of the United States Supreme Court (see
Victor
v.
Nebraska
(1994)
Defendant also claims that the standard instruction regarding reasonable doubt and circumstantial evidence (CALJIC No. 2.01) misleads the jury by stating that, “If . . . one interpretation [of the evidence]
appears
to be reasonable and the other interpretation to be unreasonable, it would be your duty to accept the reasonable interpretation and to reject the unreasonable.” (Italics added.) He argues that this language in effect informs the jury that it may find a defendant guilty if he reasonably appears to be guilty, even when jurors still entertain a reasonable doubt of the defendant’s guilt. We reject that challenge, as we did in
People
v.
Jennings
(1991)
We therefore reject defendant’s claims that instructing the jury under CALJIC Nos. 2.01 and 2.90 was error, whether these instructions are considered separately or in conjunction.
J. Sufficiency of Evidence as to the Hedlund Murder
Defendant makes essentially two types of insufficiency of evidence claims in connection with his conviction for the Hedlund murder: first, that there was insufficient evidence that he murdered Hedlund; second, that there was insufficient evidence of premeditation and deliberation to convict him of first degree murder. Neither claim has merit.
When considering the claim of a criminal defendant that a verdict was not supported by sufficient evidence, “the court must review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence which is reasonable, credible, and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.”
(People
v.
Johnson
(1980)
The first of defendant’s two contentions need not detain us long. There was sufficient evidence linking defendant to the Hedlund murder. First, as discussed above, unrebutted ballistics evidence, in conjunction with the eyewitness testimony of Jerry Stevens, placed the Hedlund murder weapon in defendant’s hands approximately six days after Hedlund’s murder. Second, Jill Gibbs testified that defendant and Hedlund left the Uptown Saloon, where Hedlund was last seen alive, within minutes of each other. Defendant and Hedlund had played pool that night, and had developed some sort of association. It was also a fact that Hedlund did not own a working automobile, and the jury could have inferred Hedlund received a ride from defendant. Hedlund was wrapped in a horse blanket covered with bird feathers and horsehair. Defendant had stayed shortly before that time on a horse ranch whose owner raised birds. All this evidence was sufficient to permit a rational trier of fact to conclude that defendant was guilty beyond a reasonable doubt of the Hedlund murder.
Moreover, there was little if any evidence of struggle, except for a single scratch on Hedlund’s throat, that might lend support to the hypothesis that the murder occurred on impulse or in a rage. There were no signs that Hedlund had struggled with his assailant. The relatively superficial abrasions on the face and neck are consistent with the victim’s fall forward after having been shot in the back of the head. A trier of fact could have concluded from such evidence that the Hedlund murder was committed with premeditation and deliberation.
Defendant contends that
People
v.
Anderson
(1968)
Defendant’s reliance on
Anderson,
however, is of no avail. As this court recently stated, “The
Anderson
analysis was intended only as a framework to aid in appellate review; it did not propose to define the elements of first degree murder or alter the substantive law of murder in any way.”
(People
v.
Perez
(1992)
Specifically, the
Anderson
court had no occasion to consider a case like the present one, in which evidence of the manner of killing strongly pointed to an execution-style murder.
Anderson
recognized that manner-of-killing evidence is often ambiguous, and frequently cannot be relied on by itself to support an inference of premeditation beyond a reasonable doubt. But
Anderson
did not confront the question whether manner-of-killing evidence which clearly indicates an execution-style murder was sufficient to sustain a first degree murder verdict. We have recognized elsewhere the strength of such evidence in support of a finding of premeditation and deliberation.
(People
v.
Bloyd
(1987)
In sum, although evidence of planning and motive was indeed minimal if not totally absent in the present case, we conclude that the manner-of-killing evidence was sufficiently strong to permit a trier of fact to conclude beyond a reasonable doubt that defendant committed the Hedlund murder with premeditation and deliberation. We therefore reject in toto defendant’s insufficiency of evidence arguments.
K. Failure to Give “Heat of Passion" Instruction
The murders of which defendant was convicted were committed in March of 1987, in the window period between the time we decided
Carlos
v.
Defendant recognizes that an “intent to kill” instruction was properly given to the jury. But he argues that additional instruction should have been given sua sponte to clarify the Carlos instruction. Specifically, he argues there was evidence that the Hicks murder occurred when Hicks, acting as a Good Samaritan, attempted to surprise him from behind in order to foil the robbery. Defendant therefore claims that the evidence supported a theory that his murder of Hicks was “upon a sudden quarrel or in the heat of passion,” which would be a voluntary manslaughter but for the fact that the murder was committed in the course of committing a felony. He further argues that if the jury were to find that his state of mind was identical to the state of mind for committing voluntary manslaughter, and therefore that he lacked malice aforethought in committing the Hicks murder, then it would have been unable to find an intent to kill. If such were the case, then the jury could not, under Carlos, find the felony-murder special circumstance to be applicable to defendant. He therefore contends that the trial court committed prejudicial error in failing to give a “heat of passion” instruction sua sponte, or, in the alternative, that counsel rendered ineffective assistance in failing to request such an instruction.
Even if we were to accept defendant’s claim, arguendo, that evidence supported the theory that defendant killed upon a sudden quarrel or in the heat of passion, defendant’s claim fails. Defendant’s argument is based on the premise that malice aforethought and intent to kill describe identical mental states. Because the “heat of passion” mental state necessary for voluntary manslaughter is statutorily defined to negate the element of malice (§192, subd. (a)), that mental state must also therefore negate the element of intent to kill. But that premise is fallacious. It has been long held that voluntary manslaughter presupposes an intent to kill, but that, in spite of that intent, certain statutorily defined mitigating circumstances negate the element of malice aforethought.
(People
v.
Brubaker
(1959)
In support of his argument, defendant relies on our discussion of voluntary manslaughter in
People
v.
Saille
(1991)
We therefore conclude that, even if defendant had acted “upon a sudden quarrel or in the heat of passion,” he would have still acted with an intent to kill and so, under
Carlos,
would still have been found subject to the felony-murder special circumstance. Consequently, failure to give a heat of passion instruction in connection with the felony-murder special circumstance instruction was not error on the part of the trial court, nor was failure to request such an instruction error on the part of trial counsel.
6
As defendant himself recognized in his opening brief, the defense of an actual but unreasonable belief in the necessity to defend oneself against imminent peril to
III. Penalty Phase Contentions
A. Prosecutorial Misconduct During Closing Argument
Defendant contends that the prosecutor committed several acts of prejudicial misconduct during the penalty phase closing argument and rebuttal. Trial counsel failed to object to these alleged incidents of misconduct, however, and as such, any claim is generally waived on appeal.
(People
v.
Dyer
(1988)
Defendant claims in essence three types of prosecutorial misconduct, each of which will be considered in turn:
1. Future Dangerousness
Defendant points to the prosecution’s exposition on the issue of his future dangerousness and his potential menace to prison personnel. After reviewing the eight felony convictions—most of them involving violence—to which defendant had stipulated, as well as his present crimes and other acts of violence for which he had not been charged, the prosecutor then went on to argue that defendant might continue his violent behavior if he were given a life sentence. For example, the prosecutor stated: “For Herman Hicks, for Jerry Stevens, for John Hedlund, for the countless other people who have experienced firsthand the violence of Jeffrey Hawkins, [listing several victims from his previous felonies], and really for unborn generations in the
“ ‘[W]e have held that argument directed to a defendant’s future dangerousness, when based on evidence of the defendant’s past conduct rather than expert opinion, is proper and does not invite speculation as to the defendant’s possible release. . . .’ Moreover, ‘we have consistently held that it is not misconduct for a prosecutor to argue at the penalty phase that if a defendant were sentenced to prison he might kill another prisoner. . . .’”
(People
v.
Fierro
(1991)
Nor is defendant’s claim of ineffective assistance of counsel for failure to object to the prosecutor’s remarks on future dangerousness well founded. Because there is little chance such an objection would have succeeded in light of this court’s holdings on the permissibility of future dangerousness arguments at the time of trial (see
People
v.
Davenport
(1985)
2. Epithets
In the course of summarizing defendant’s career of criminal violence, the prosecutor referred to defendant as “coiled like a snake.” The act of sentencing defendant to life in prison was compared to “putting a rabid dog in the pound.” Defendant contends that this dehumanizing language improperly inflamed the jury’s passions and further invited them to speculate on defendant’s future conduct. We do not condone the use of such terms in argument. But as we have held, the use of such opprobrious epithets is not necessarily misconduct.
(People
v.
Sandoval
(1992)
3. Comments on Defendant’s Conduct in Prison
During defendant’s closing argument, trial counsel commented in essence that the prosecutor had not introduced any evidence, at the penalty phase, of
Defendant contends that these rebuttal remarks strongly suggested that the prosecutor possessed information outside the evidentiary record that he had misbehaved while in prison, and that this improper suggestion constituted misconduct. However, the prosecutor’s remarks immediately after the ones quoted above belie this contention. “The bottom line of all this: Don’t be misled to think one way or the other, because there was no evidence presented about how he behaved in prison. It’s just not part of the evidence. You shouldn’t draw any inferences one way or the other.” Thus, the prosecutor’s rebuttal remarks, taken in context, do not imply that he had a covert knowledge of defendant’s violent prison behavior, but rather were designed to counter the negative inference by defense counsel that the lack of evidence of defendant’s prison misconduct was positive evidence of good conduct. As such, these remarks did not constitute prosecutorial misconduct.
B. Instructional Error Regarding Uncharged Crimes
During the penalty phase, the prosecutor introduced evidence of other crimes falling within section 190.3, factor (b), namely the alleged assault with a deadly weapon against a drug dealer in 1980 and the alleged stabbing of his brother Gerald around the time defendant was most recently apprehended in 1987, as well as two instances of resisting arrest. On appeal, defendant complains of two deficiencies in the trial court’s instructions regarding the manner in which the jury was to consider those uncharged crimes: (1) the trial court erred in the reasonable doubt instruction it gave to the juiy; and (2) the trial court failed to instruct the jury sua sponte as to the elements of these alleged other crimes. Each of these contentions shall be considered in turn.
A trial court must properly instruct the jury at the penalty phase that uncharged crimes must be proved true beyond a reasonable doubt before they can be considered by the jury as aggravating factors in the penalty determination.
(People
v.
Pinholster
(1992)
At the penalty phase, reasonable doubt as to uncharged crimes was defined as follows: “[I]t is not a mere possible doubt; because everything relating to human affairs, and depending on moral evidence, is open to some possible or imaginary doubt. It is that state of the case which, after the evidence, leaves the minds of jurors in that condition that they cannot say that they feel an abiding conviction, to a moral certainty, of the truth of the charge.” (Italics added.) The definition follows verbatim the one found in CALJIC No. 2.90, except that it erroneously omitted several words from the second sentence of the instruction. That sentence should read: “It is that state of the case which after the entire comparison and consideration of all the evidence, leaves the minds of the jurors in that condition that they cannot say that they feel an abiding conviction, to a moral certainty, of the truth of the charge.” (Omitted portion in italics.)
Defendant contends that this omission rendered the reasonable doubt instruction unintelligible and that the reversal of the penalty phase verdict is required. We disagree. Small errors in the reasonable doubt instruction that are not likely to confuse or mislead the jury are harmless. (See
People
v.
Simpson
(1954)
2. Failure to Instruct on Elements of Crime
We also do not find the trial court’s failure to instruct on the elements of the uncharged crimes to be error, because the trial court has no such sua sponte obligation. As we have explained, a defendant may have tactical
C. Unconstitutionality of Sentencing Factors
Defendant contends that section 190.3, factors (a) and (b), are vague under the Eighth Amendment. They are not. Factor (a) provides that the jury may consider “[t]he circumstances of the crime of which the defendant was convicted in the present proceeding and the existence of any special circumstances found to be true pursuant to Section 190.1.” Factor (b) provides that the jury may consider “[t]he presence or absence of criminal activity by the defendant which involved the use of force or violence . . . .” Defendant argues that these factors fail to adequately specify what it is about the circumstances of the crime in the case of factor (a), or what about defendant’s past criminal activity in the case of factor (b), that the jury should consider in rendering a penalty decision. Defendant therefore contends that both factors are unconstitutionally vague because they fail to adequately guide and limit the jury’s discretion in choosing a capital sentence over life without parole, and accordingly that the California death penalty statute violates the Eighth Amendment of the United States Constitution under the teaching of
Furman
v.
Georgia
(1972)
Defendant makes the related argument that section 190.3 is constitutionally defective because it fails to specify which of the factors it enumerates are to be considered aggravating and which mitigating. As such, defendant argues, these sentencing factors also fail to safeguard against a jury’s arbitrary and capricious sentencing practices and therefore violate the Eighth Amendment. The United States Supreme Court has also recently rejected this argument.
(Tuilaepa
v.
California, supra,
D. Failure to Instruct Sua Sponte That No Adverse Inference Should Be Drawn From Defendant’s Failure to Testify at the Penalty Phase
Defendant contends that the trial court failed to instruct the jury sua sponte not to draw any inferences from defendant’s failure to testify, in
E. Failure of Trial Court to Define Sua Sponte the Terms “Aggravating” and “Mitigating”
Defendant contends that the trial court erred by failing to define, sua sponte, the terms “aggravating” and “mitigating” when instructing the jury during the penalty phase. Specifically, he argues that the trial court should have defined an aggravating factor in the words of CALJIC No. 8.88 (as revised in 1989) as “any fact, condition or event attending the commission of a crime which increases its guilt or enormity, or adds to its injurious consequences which is above and beyond the elements of the crime itself.” (Italics added.) He claims that this definition would make clear that the jury could not consider in aggravation such conduct as constituted the basic elements of the crimes of which he was convicted. Without such instruction, the jury may well have used the two first degree murders by themselves as an aggravating circumstance, in violation of the statutory scheme for determining penalty phase verdicts set forth in section 190.3. The failure to properly instruct is, defendant claims, an error of constitutional dimension, violating his right to a reliable penalty determination under the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United States Constitution.
Defendant’s claim fails for two reasons. First, it is well established that the words “ ‘aggravating’ and ‘mitigating’ are commonly understood terms that the trial court need not define for the jury.”
(People
v.
Kirkpatrick
(1994)
Second, section 190.3, factor (a), specifically permits the jury to consider at the penalty phase “[t]he circumstances of the crime of which the defendant was convicted in the present proceeding and the existence of any special circumstances found to be true . . . .” As we have held, the trial court need not give a “ ‘clarifying gloss’ ” on factor (a) “ ‘to inform the jury that its penalty determination must not be based on facts that are “common to all homicides,” ’ ”
(People
v.
Wright
(1990)
Defendant in the present case focuses on the supposed ambiguity of the term “aggravating” rather than the supposed ambiguity of section 190.3, factor (a), but our conclusion must be the same. There is no constitutional or statutory requirement that the penalty phase jury be instructed that, in considering the circumstances of the crime, it must factor out those constituent parts of the crime that are common to all first degree premeditated murders, or to all first degree felony murders, to properly arrive at its verdict. Though a clarifying instruction such as the one found in the present CALJIC No. 8.88 may be helpful in aiding the jury’s understanding of its precise task (see
People
v.
Dyer, supra,
45 Cal.3d at pp. 77-78), the failure to sua sponte administer this instruction is not reversible error.
(People
v.
Johnson, supra,
F. Constitutional Issues Regarding Second Penalty Phase Jury
As stated above, the first jury deadlocked at the penalty phase, voting eight to four to sentence defendant to death. Defendant now makes several claims of error revolving around the constitutionality of having a second penalty phase jury sentence him to death without having heard all the guilt phase evidence. Defendant argues that, under the principles set forth by the United Supreme Court in
Lockett
v.
Ohio
(1978)
Defendant is mistaken. It is true that residual doubt about a defendant’s guilt is something that juries may consider at the penalty phase under
Moreover, contrary to defendant’s contention, a capital defendant has no federal constitutional right to have the jury consider lingering doubt at the penalty phase of the trial.
(Franklin
v.
Lynaugh
(1988)
Defendant makes the related claim that his right to equal protection of the laws under the Fourteenth Amendment of the United States Constitution was violated by being tried by a penalty phase jury that did not hear all the guilt phase evidence; he was put in a worse position than a similarly situated, death-eligible defendant whose guilt and penalty were decided by the same jury, because he could not benefit from lingering doubt to the same degree as the latter defendant. This claim is without merit. As discussed above, a bifurcated trial does not restrict a defendant’s ability to introduce guilt phase evidence designed to foster residual doubt. Nor, of course, is it at all clear that a defendant whose penalty has been determined by a second jury is put at a disadvantage; he may also benefit from having a jury which has not focused at length on the details of his crimes. Defendant’s equal protection claim is therefore without merit.
Defendant also contends that the trial court’s refusal to permit defense counsel to refer to the results of the first penalty phase deadlock was constitutional error under the Eighth Amendment. He argues that his right to
As we have elsewhere declared, the fact of a first jury’s deadlock, or its numerical vote, is irrelevant to the issues before the jury on a penalty retrial.
(People
v.
Thompson
(1990)
Finally, defendant charges his trial counsel with ineffective assistance for failing to request a lingering doubt instruction at the penalty phase. We find no deficient performance by counsel in this instance, and therefore reject defendant’s contention. Defendant argues that, given the relative uncertainty of the evidence in the Hedlund case, there was no good reason
not
to request a lingering doubt instruction. This argument misses the point. Defendant’s trial counsel appears to have decided, for reasons that we cannot say were unsound, not to re-present the guilt phase evidence of the Hedlund murder, thereby de-emphasizing the murder itself. Instead trial counsel focused on elements in defendant’s background that might persuade a jury toward leniency. Because of this strategic decision, the jury had no evidentiary basis, as discussed in part III. G.,
post,
for considering any residual doubt as to defendant’s identity as Hedlund’s murderer. Therefore trial counsel’s failure to request a lingering doubt instruction was consistent with their penalty phase defense strategy. When considering trial counsel’s performance in an ineffective assistance claim, we “ ‘indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.’ ”
(People
v.
Lewis
(1990)
G. Erroneous Reference to Guilt Phase Comment
During the second penalty phase trial, as discussed above, the prosecutor did not present evidence of the Hedlund murder other than the verdict form showing that defendant was found guilty of the murder in the first degree, and evidence regarding the condition in which Hedlund’s body was found. He did not present to the second penalty phase jury the ballistics evidence linking the gun used to murder Hedlund to the gun used to kill Hicks. The trial court, however, in response to an inquiry from the jury during their deliberations, made a passing reference to the ballistics evidence, to which defense counsel did not object. Defendant now contends that this misstatement by the trial court was reversible error. We disagree.
The second penalty phase jury, directing a question to the trial court during its deliberations, asked the trial court to define special circumstances and also asked: “[P]ertaining to special circumstances No. 2, multiple murders, should this become a special circumstance only after Mr. Hicks was killed, or did Mr. Hedlund’s death have separate special circumstances?” In clarifying the use of the term “special circumstances,” the court explained that there were no special circumstances arising from the Hedlund murder alone, and then stated: “The only special circumstances as to the Hedlund murder—that’s the one that happened earlier, March 4, under details we don’t know—You simply heard testimony of the finding of the body and . . . ballistics matchup of the weapons. The only special circumstance referable with that one is the so-called multiple murder, the fact that there were convictions of two murders in this one case, this one proceeding here in court.” Defendant did not raise any objection to the trial court’s mistaken reference to the ballistics evidence.
Defendant claims that the trial court’s comment on evidence of the ballistics testimony without permitting him to cross-examine the ballistics experts who were the source of that testimony amounts to a violation of the confrontation clause under the Sixth Amendment of the United States Constitution, and article I, section 15 of the California Constitution. (See
Delaware
v.
Van Ardsdall
(1986)
Defendant failed to object to the trial court’s remark, and therefore waives the claim of constitutional error on appeal. (Cf.
People
v.
Benson, supra,
Further we find that, under whatever harmless error standard is employed, defendant was not prejudiced by the trial court’s remark regarding the “ballistic matchup of weapons.” Defendant’s argument to the contrary is based on the premise that the second penalty phase jury may have been harboring some lingering doubt as to defendant’s guilt in the Hedlund murder that might have influenced its verdict at the penalty phase, and that the trial court’s comment on the ballistics evidence in the Hedlund murder would have served to remove or diminish that lingering doubt. That premise is erroneous. The jurors in the second penalty phase trial had no basis for entertaining any lingering doubt as to defendant’s identity as Hedlund’s murderer, having only been told of defendant’s conviction but not the evidence supporting it. Indeed, defendant argues elsewhere (see pt. HI. F., ante) that his sentencing by a second penalty phase jury unfamiliar with the guilt phase evidence deprived him of the lingering doubt about the Hedlund murder that the first jury might have entertained. The trial court’s scarcely intelligible remark regarding a “ballistics matchup” could not, therefore, have reduced a lingering doubt that could not plausibly be deemed to have existed. Accordingly, even under the strictest harmless error standard, the trial court’s reference to the ballistics evidence in the Hedlund case cannot have been prejudicial.
H. Application for Modification of the Verdict of Death
Defendant contends that the trial court erred in its review of the death penalty verdict under section 190.4, subdivision (e), by reading the probation report before making its determination under that section, and by making reference to material contained therein. The record does indeed show that the court had read the report, and referred at the outset of its section 190.4, subdivision (e) review to material in that report pertaining to defendant’s juvenile criminal record. We conclude, however, that the error was harmless.
In this case, that presumption of lack of prejudice is well supported in the record. At the outset of its section 190.4, subdivision (e) review, the trial court referred briefly to several instances of defendant’s criminal activity found in the probation report, including at least one occurring when he was still a juvenile. The prosecutor was quick to remind the court, however, that it was obliged to consider only the evidence before the jury. After that, the trial court continued the review, properly confining itself to the evidence presented at the second penalty phase. The trial court found after this review that “the aggravating circumstances [in this case] immensely, not just by a narrow margin, but to a profound degree outweighed the mitigating circumstances,” and that therefore the jury verdict was not contrary to law or to the evidence presented. Thus, the record indicates that the trial court promptly cured its initial error, and did not rely improperly on matters in the probation report in making its section 190.4, subdivision (e) determination. 7
IV. Disposition
For all of the foregoing, the judgment is affirmed.
Lucas, C. J., Kennard, J., Arabian, J., Baxter, J., George, J., and Werdegar, J., concurred.
Appellant’s petition for a rehearing was denied October 18, 1995, and the opinion was modified to read as printed above.
Notes
All statutory references are to the Penal Code unless otherwise indicated.
Defendant also argues that, had the trial been severed, he might have been able to sanitize the evidence of the Sonny’s Market counts to minimize the prejudice to him in the trial of the Hedlund murder. Such a speculative claim makes defendant’s post hoc argument for severance no more meritorious. Had the trial been severed, in the Hedlund murder trial defendant would have faced serious practical problems in attempting to limit the eyewitness testimony identifying him as the one who fired the gun at Sonny’s Market. The availability of this “sanitization” argument, therefore, does not alter our conclusion that there was no reasonable probability that a motion for severance would have been granted, and therefore no reasonable probability that the making of such a motion would have affected the verdict in defendant’s favor.
Defendant raises on appeal for the first time that he was deprived of due process because he was placed on medication, presumably in connection with the injuries resulting from the incident discussed above, and the effects of the medication may have impaired his ability to assist in his own defense. At trial, there was only a passing reference by defense counsel to the fact that defendant was on medication. There is no evidence in the record before us that the medication was used throughout the trial, or that it actually impaired defendant’s ability to think or concentrate. Therefore, inasmuch as defendant seeks to base his claim of error for failing to grant his second request for a continuance on the fact that he was medicated and unable to function at the time the continuance was requested, we must reject the claim as without evidentiary basis.
The People argue that defendant failed to make a timely objection, and that reference to the knife fight had already been introduced into evidence before the objection was made. However, the record reveals a single passing reference by Gerald during cross-examination to the fact that he was mad at his brother at the time he talked to the police because “your brother just don’t stick you in the throat, you know what I’m saying.” It was when the prosecutor showed his intention to elicit from Gerald the circumstances of defendant’s assault against him that defense counsel objected. Although the objection was overruled before defendant stated the basis for the objection, it appears from the context that it was made on
Defendant argues, in contradiction to the argument referenced in part II. J.,
post,
that the execution style of the Hedlund killing made it implausible that the murder was not premeditated, and that therefore second degree murder was not a credible alternative to first degree murder. Therefore, a “real” alternative lesser related offense, such as accessory after the fact, should have been given. That argument is fallacious on at least two grounds. First, even if it were true that all the evidence pointed to first degree murder rather than second degree murder, the trial court would not be obliged to instruct on a lesser offense other than second degree murder if, as here, no evidence supported that instruction.
(Spaziano
v.
Florida
(1984)
Because we reject defendant’s claim of instructional error, we also reject Ms claim that the multiple-murder special-circumstance finding must be set aside under the rationale set forth in
The trial court also made a passing reference during its section 190.4, subdivision (e) review to the ballistics evidence in the Hedlund murder. As explained in part III. D., ante, such evidence was not before the second penalty phase jury, and therefore should not have been considered by the trial court when reviewing the case under section 190.4, subdivision (e). But defendant’s claim that prejudicial error resulted from this brief remark outside the evidentiary record is without conceivable basis.
