THE PEOPLE, Plaintiff and Respondent, v. RUN PETER CHHOUN, Defendant and Appellant.
S084996
IN THE SUPREME COURT OF CALIFORNIA
February 11, 2021
San Bernardino County Superior Court FSB08658
Justice Corrigan authored the opinion of the Court, in which Chief Justice Cantil-Sakauye and Justices Liu, Cuellar, Kruger, Groban, and Kim* concurred.
PEOPLE v. CHHOUN
S084996
Opinion of the Court by Corrigan, J.
During a home invasion robbery, defendant Run Peter Chhoun and fellow gang members killed the entire Nguyen family except three-year-old Dennis. The child was wounded and left alone overnight with the bodies of his parents and siblings. Defendant was tried with alleged accomplice Samreth Pan. The court dismissed all charges against Pan at the close of the People‘s case. Defendant was convicted of five counts of murder, one count of residential burglary, and three counts of residential robbery with enhancements for personal use of a firearm.1 He was acquitted of the attempted murder of Dennis. The jury found true special circumstances of murder during burglary and robbery and the murder of multiple victims.2 It set the penalty at death. We affirm the judgment.
I. BACKGROUND
A. Guilt Phase
In the summer of 1995, defendant (nicknamed “Chaka“) and Pan (nicknamed “Rusty“) were “shot callers” and “O.G.s”3 in the Tiny Rascals Gang (TRG). Vinh Tran (“Scrappy“) and William Evans were junior members. Although not officially a member of the gang, Nhung Tran (“Karol“) “took care of” young girls who associated with TRG members. All five were originally charged together. Because Scrappy and Evans were juveniles, however, their cases were later severed, as was the case against Karol.4 Evans and Karol testified at trial pursuant to plea agreements.5
1. Elm Street Home Invasion Robbery and Murders
In late July, defendant asked Karol if she knew a good place to rob. Karol described a family in San Bernardino who were likely to have cash and jewelry in the house. She believed a husband and wife lived there with a child and grandmother. Karol said the family would be a good target because they were Vietnamese and, she believed, would not call the police.
Although Karol did not want to be part of the robbery because her parents lived nearby, defendant ultimately persuaded her to join him. He also recruited Evans and Scrappy, and the crime took place on August 9. Defendant had a Glock nine-millimeter pistol but wanted a second gun. He drove the group to Pan‘s house. He told Pan they were on their way to commit a robbery and asked for Pan‘s gun. Pan said he did not want to be involved but provided a Glock pistol, which defendant handed to Scrappy.
Defendant drove to the target house on Elm Street. Karol was to approach the front door because she knew the residents. While she knocked, Scrappy stood behind a bush, armed with Pan‘s gun. When Henry Nguyen6 answered the door, Scrappy rushed inside, followed by defendant and Evans. Karol fled to defendant‘s red Honda, which he had parked outside.
The Nguyens did not understand English, and Scrappy was the only robber who spoke Vietnamese. Defendant gave orders that Scrappy translated to the family. Initially, Henry, his wife, Trinh Tran, and their 13-year-old daughter Doan were the only family members in the living room. Scrappy appeared
Defendant drove the group to Karol‘s house. In the car, defendant remarked, “It must have been the wrong house,” because there was no grandmother and the family did not have as much money as he had expected. He said five people had been killed. He handed Scrappy a gun, directing him to unload it. Later, he told Karol he had held “the little boy” at knifepoint trying to get more money from the mother. Pan was waiting at Karol‘s house, and defendant returned his pistol. Learning of the murders, Pan became extremely angry and called the group stupid. Defendant doled out cash to everyone but Pan. They also divided some of the Nguyens’ jewelry. Defendant told everyone to “act like nothing‘s happened,” and they spent the rest of the evening at a pool hall. Defendant told other gang members he had done some of the shooting at the Elm Street house. He was also overheard saying that “Scrappy went crazy and shot a kid.”
Dennis had been shot in the hand. Henry was shot in the head and neck. One shot was fired with the gun‘s muzzle placed directly against his skull. He was also shot in the chest at close range while lying on the floor. Four superficial cuts on the back of his neck had been inflicted by a sharp object, like a knifepoint. Trinh was shot once in the thigh and twice in the head, at very close range. Two of her teeth were detached by the force of the bullets. The oldest child, Doan, was shot in the leg, chest, and head. Another bullet pierced a hand that she had held up to protect her face. Daniel was shot in the lower leg and chest. David was shot twice in the chest and once in the back of the head.
Several nine-millimeter cartridge cases and spent bullets were found in the living room. Trinh‘s emptied purse was found in the hallway. A meat cleaver rested atop the stereo cabinet. More casings and rounds were recovered near the victims in a bedroom. Fourteen of the fired casings were Winchester, and one was S&B brand. All were fired from the same Glock nine-
Shortly after the crimes, defendant told Jonathan Ibarra that he had committed the robbery. He said five people were killed but “somebody fucked up in the house and one got away.” He shot that one in the arm. Ibarra had seen both defendant and Pan with nine-millimeter Glock pistols around the time of the murders. Defendant later told a jail inmate that Scrappy had squirted toothpaste in a woman‘s face during the robbery. He said it was poison and ordered the family to “[t]ell him where the fuckin’ money is or she‘s going to die.”
2. Sacramento Home Invasion Murders
Defendant and other TRG members were linked to a home invasion incident in Sacramento almost two weeks before the Elm Street crimes. Jurors were admonished that the Sacramento evidence was admitted for a limited purpose to show “a common scheme, motive, or knowledge” bearing upon the intent of defendant and Pan to commit the Elm Street murders.
Defendant, Pan, Scrappy, and Evans drove to Sacramento and met with other TRG members to plan a robbery. Bunjun Chhinkhathork (nicknamed “Puppet“) suggested robbing an apartment where the owners sold cigarettes and other items. On the evening of July 27, 1995, defendant drove to a park then
Quyen Luu and her husband, Hung Dieu Le, operated a small store in their home. Their 17-year-old daughter Amie was sitting on the stairs of the building when defendant, Pan, and Evans approached. One pointed a gun at her and gestured for her to follow. Instead, she yelled for her mother to close the door and ran upstairs to a neighbor‘s apartment, where her brother Vincent and sister Mei were visiting. The Le family was just finishing dinner when a robber entered. He struggled with Quyen, shooting her in the leg, then shot Hung and his father, Nghiep Thich Le, several times. The parties stipulated that 47-year-old Hung died of a gunshot to the chest, and 73-year-old Nghiep was killed by a shot to the head.
Evans testified that defendant went into the apartment alone. When the three returned to the car, Chhinkhathork drove away. Defendant said he shot “the lady” because she tried to grab him. He also shot a man who had tried to hit him with a chair. He later joked to Karol about the “stupid guy” who thought he could “stop a bullet with a chair.” After the incident, defendant drove Evans and other TRG members back to San Bernardino. They acquired no money in the attack.
None of the survivors could identify the attackers, but all said only one man held a gun and did the shooting. About an hour before the robbery, a different man had come to the apartment, bought candy, then joined the eventual shooter. They drove off together in a Honda Accord with a damaged front fender. The car, registered to Pan‘s mother, was recovered with live nine-millimeter rounds in the trunk. All shell casings recovered from the apartment had been fired by the same Glock
3. Investigation
A detective tried to interview Dennis in the emergency room, but the child was too upset to answer questions. The following week, assisted by a child psychologist, police were able to obtain a statement. Dennis said his father answered a knock at the door and three men entered. One put a gun to his father‘s head and demanded money. Another took necklaces from Dennis and his mother. Everyone was ordered to “get down.” His father was shot in the head, and one of the men also shot Dennis in the hand. The men left by a rear door. Dennis thought the robbers all had black handguns. They did not wear masks.
Shortly after the Elm Street murders, defendant visited his girlfriend in Seattle. Evans and Scrappy joined him. Defendant needed to borrow gas money for the drive home and produced a jade pendant to be held as collateral. The necklace was later recovered and belonged to Trinh, who had been wearing it at the time of the robbery.
Defendant, Evans, and Scrappy left Seattle, stopping in Sacramento, where they were arrested. A Glock nine-millimeter shell casing was recovered from defendant‘s car and linked to the gun used at Elm Street. Defendant denied involvement in those murders. As to the Sacramento crimes, he admitted telling a girl outside the home to “shut up,” but claimed he had stayed outside the apartment and ran away when he heard gunshots. Pan told the police a similar story.
4. Expert Testimony
Sergeant Marcus Frank of the Westminster Police Department testified as an expert on Southeast Asian gangs. He described the gangs as loosely organized, with leadership roles given to those with the most criminal experience. To become an O.G. or shot caller, members must have committed certain felonies. Unlike western gangs, Asian gangs do not claim a geographic territory and tend to be highly mobile. TRG had over 1,000 members nationwide, with nearly 800 of them in California, ranging in age from 11 to 25. In Southern California, about half its members are Vietnamese and half Cambodian. Females are limited to supporting roles. Only the males are allowed to hold guns and commit robberies or car thefts.
Home invasion robberies are a hallmark of Asian street gangs. In the late 1970s, Vietnamese gangs in Orange County developed the practice, which had previously been rare. These are complex crimes, with specific jobs typically assigned to different members. The gangs frequently target Asian families. Because valuable jewelry is a symbol of the family‘s wealth and community standing, jewelry is often kept at home, where it can be easily accessed. Many in the Southeast Asian community are reluctant to cooperate with police. The gangs understand this and know how to intimidate victims to hinder investigations. Guns are often used to terrorize victims but, while threats are common, it is unusual for home invasion robberies to result in murder. Typically, gang members manipulate the most vulnerable victim, assaulting the youngest or the oldest family member until someone discloses where money and jewelry are kept. A nonfatal shot may be fired to secure group compliance.
B. Penalty Phase
1. Aggravating Evidence
In the penalty phase, the prosecution offered more evidence about the Sacramento incident along with defendant‘s additional murders and violent behavior in custody.
a. Additional Sacramento Evidence
A medical examiner testified based on autopsy reports and photographs that 47-year-old Hung Le died from a single gunshot to the chest, fired at “apparently distant range.” He would have died quickly. The second victim, 73-year-old Nghiep Le, was shot in the arm and directly in the face, with the bullet entering through the upper lip.
b. Spokane Home Invasion Robbery and Murders
A little over two weeks before the Sacramento murders, defendant committed another home invasion robbery with murders in Spokane, Washington. Police interviewed one of the survivors, four-and-a-half-year-old Joe Hagan, Jr. Portions of his account were read to the jury. Joe said that when his mother opened the door the robbers entered with a knife and a gun. They tied up his parents and pushed them to the floor. The robbers cut both his parents on the face or neck. Joe heard gunshots but was afraid and covered his head with a pillow. He ran to his father and tried to wake him and then held his sister on the couch until the next morning, when he went to alert the neighbors. The robbers took jewelry from him and his sister before they started hurting his parents. Shown a photo array, Joe immediately pointed to defendant, saying he was positive it was the person who had hurt his dad. Defendant was the larger
Spokane police responded around 7:30 the next morning to find the bodies of 27-year-old Johnny Hagan, Jr., and 23-year-old Thi Hong Nga Pham. Pham‘s hands were tied with phone cord, and speaker wire was wrapped around her neck. She was shot in the head, face, and chest. The face and the chest shots came from close range. Pham‘s jaw was broken in two places; she had also been cut several times in the face and neck. A wedding ring and engagement ring were found inside her mouth. Hagan had also been bound with phone cord and speaker wire. He was shot in the ear, at the base of the skull, and through the back of the head. Two shots were fired from only an inch or two away. Hagan had bruising and a cut across the front of his neck. Officers found a bloody knife on a counter and several shell casings from a .45-caliber automatic near the bodies. Giao Ly‘s palm print was found on a kitchen cupboard, and defendant‘s fingerprint was lifted from inside the apartment door. Defendant denied ever being in the residence and could not explain why his fingerprint was found there. Evans recalled seeing a .45-caliber gun at defendant‘s house.
Defendant‘s girlfriend, Champa Onkhamdy, testified defendant visited her in Portland in early July 1995. They drove to Spokane with Ly, whom she knew as “Sandman,” and Kunthea Sar, also known as “Precious.” The women stayed at an apartment while defendant and Ly went out. The men returned with jewelry and cash, which they divided among
c. Drive-by Shootings
i. Bunlort Bun
On August 6, 1995, defendant and other TRG members decided to drive around San Bernardino looking for members of the Oriental Boys, a rival street gang. Defendant gave Evans a gun and followed two men in a red Toyota. The driver, later identified as Bunlort Bun, let the passenger out and sped away. Defendant gave chase while Pan and Evans took turns shooting at the car until it swerved to a stop. Defendant pulled up next to the car. Seeing Bun slumped over, he told Pan and Evans to make sure he was dead. They said they were out of bullets, so defendant handed Pan another ammunition clip. Pan shot Bun three times.
Afterward, either defendant or Pan told Karol that they had seen “Bones,” an Oriental Boy gang member who had previously shot 25 rounds at the home of Pan‘s mother. Defendant said they followed Bones and shot him. At defendant‘s urging, Karol and others visited the murder scene. When they reported back that there were many police cars there, defendant cheered and joked that they had “drained a whole magazine” into the victim. The 32 cartridge cases found at the scene had been fired from the same two guns used in the Elm Street and Sacramento shootings.
ii. Miguel Avina Vargas
On August 8, 1995, two days after Bun‘s shooting and the day before the Elm Street murders, defendant was driving in Pomona. Pan rode in front, with Sar and Diep Tran (also called “Giggles“) in the back. When they saw a man in a white pickup truck, defendant made a U-turn, drove at the truck, and pulled a gun. Pan told the women to duck. Defendant and/or Pan fired several shots at the truck until it hit a curb and stopped. Sar later told Karol, “Oh, man, we just shot up a Mexican for throwing up [a] sign.”
The truck‘s driver left the scene. The passenger, Miguel Avina Vargas, died of massive internal bleeding from a bullet to the heart. Ten cartridge casings were recovered from the area. All had been fired from one of the guns used in the Elm Street, Sacramento, and Bun shootings.
d. In-custody Behavior
In May 1996, defendant became angry with a jail deputy who denied him “tier time” outside his cell after lights out. He kicked his cell door and yelled for several minutes, threatening to kill the deputy and his family. The conflict continued into the night. When deputies entered his cell in the morning, they found defendant armed with a six-inch stainless steel shank. Defendant then refused to leave his cell for court. He poured shampoo and toilet water onto the cell floor, urging the deputies
In December 1998, shortly before defendant‘s trial was to begin, he was overheard on a phone call discussing a Karol or Carolyn. He said this person had been in protective custody but might be out and he needed to locate her. He said he had men looking for her because “without her, they didn‘t have a case” against him.
2. Mitigating Evidence
Defendant presented extensive evidence about his early childhood in Cambodia under the Khmer Rouge regime, atrocities the Khmer Rouge committed against his family and others, and expert testimony explaining how these traumatic experiences may have affected his psychological and neurological development. Because defendant raises no legal issue concerning this evidence, we summarize it only briefly here.
a. Childhood Trauma
Defendant was born in Cambodia in 1972, shortly before the Khmer Rouge took over the country. His father, previously a rice farmer, was drafted and fought against the regime. When their village was attacked, the family hid for more than a week under a Buddhist temple. The Khmer Rouge took over the town, imprisoned his father, loaded defendant and his brother into a wagon at gunpoint, and sent them to a work camp. Defendant was four or five years old and his brother was seven or eight. Children in the camp were indoctrinated to reject their parents and consider the state their family. They had no bed or blankets and were fed only rice water. Many died. Defendant and his
The family was reunited and decided to leave Cambodia, walking for three days and two nights to the Thailand border. They passed many corpses and saw an entire family killed by an exploding landmine. In a Thai refugee camp, defendant often ran away to hunt or beg for more food. He showed signs of starvation and tuberculosis.
The family immigrated to America in 1981, settling in Mobile, Alabama. Defendant went to a school that was not equipped to handle Cambodian refugees and offered no language support. Defendant suffered from poor health and often ran away from home, sleeping in a dumpster. After four years, the family moved to California.
b. Psychological and Neurological Evidence
Trauma expert William Foreman interviewed defendant and his family and reviewed school, court, and medical records. He did not administer psychological tests because he believed defendant lacked the necessary English and reading comprehension skills. Foreman reviewed the history of defendant‘s early life in detail. The most important thread was his parents’ inability to intervene and protect him. For example, defendant nearly drowned when he was very young and was pulled from the water by a villager. Although he was confused and ill afterward, the Khmer Rouge prevented his mother from comforting him. Throughout his childhood, defendant‘s actions were focused on survival, something typically seen in trauma cases. In the United States, defendant again lacked parental care and supervision. His parents drank heavily, argued
Paul Leung, an expert in cross-cultural psychiatry, reviewed the details of defendant‘s early life and explained that even incidents defendant did not remember could have significantly affected him. Malnutrition could have delayed his brain development and impaired his learning ability. Exposure to war and violence could have caused long-term anxiety. There were also indications of serious head trauma, which could have altered his temperament. Although defendant satisfied several of the criteria, ultimately Leung could not diagnose PTSD because defendant was unable to recall specific traumatic events. Nevertheless, his history and behavior were consistent with PTSD.
Child psychiatrist William Sack also testified about the impact of defendant‘s early childhood. The forced separation from his parents prevented him from forming a strong family attachment. He would have felt abandoned and survived by self-reliance. The coping strategies he had learned in Cambodia worked against him in the United States. The lack of support from school and family further impaired his development. He found acceptance and trusted friends when he joined a gang.
A scan of defendant‘s brain showed decreased frontal lobe functioning, which is frequently seen in traumatic brain injuries. Portions of his brain were asymmetrical, a pattern also reported in PTSD patients. Defendant displayed abnormally high activity in the orbital frontal lobe, a finding associated with both traumatic brain injury and PTSD. Defendant‘s brain abnormalities could have been caused by head injury or malnutrition. These patterns have been associated with poor judgment and aggressive impulse control.
c. Anticipated Custody Conditions and Family Testimony
A former correctional counselor described the conditions in secure housing units at Pelican Bay State Prison. If given a sentence of life without parole, defendant‘s offenses and jail record would require him to be placed in a Level 4 prison, like Pelican Bay. He would spend at least four to six years in the highly restrictive setting of the prison‘s secure housing unit.
In addition to describing his childhood, defendant‘s family members asked the jury to show mercy in sentencing. Onkhamdy testified that defendant had moved with her to
3. Rebuttal
During trial, defendant was housed in the county jail‘s high security unit. Deputies conducting a routine search of his cell found a handmade handcuff key hidden under the frame of his desk. When tested, the key successfully opened a pair of handcuffs.
Craig Rath, a clinical psychologist, disputed the defense experts’ findings. Based on defendant‘s speech in recordings, his high school grades, and the letters he wrote to his girlfriend and others, Rath observed defendant was facile in English. He could have taken many psychological tests that were not given. Rath found the reactive attachment disorder diagnosis questionable because there was ample evidence defendant had formed bonds with his girlfriend and other gang members. This bonding would be impossible for someone with the disorder. Rath thought a conduct disorder was more likely. Defendant‘s continual criminal behavior was inconsistent with PTSD and more strongly associated with psychopathy or antisocial personality disorder. Defendant‘s traits and behavior were consistent with severe psychopathy.
II. DISCUSSION
A. Guilt Phase Issues
1. Admission of Inflammatory Evidence
Defendant contends the court improperly admitted irrelevant evidence about the Sacramento murders and his gang membership. Noting the inflammatory quality of the evidence, he contends the errors were so prejudicial as to violate his rights to due process and a reliable guilt verdict. There was no error and no constitutional violation.
a. Other Crimes
i. Background
Before trial, the prosecution gave notice that it intended to present guilt phase evidence of several other homicides in the days leading up to the Nguyen murders. Specifically, the prosecution sought to admit evidence of the July 10 home invasion robbery and murders in Spokane; the July 27 murders in Sacramento; the July 28 execution-style murder of Trang Vu (see post, at pp. 56-57); the August 6 drive-by murder of Bun; and the August 8 drive-by murder of Vargas. Defendant and Pan each moved to exclude this evidence. The court granted their motions as to most of the crimes, concluding the circumstances were too dissimilar from the present charges for the evidence to be admissible. It held an Evidence Code section 402 hearing to consider admissibility of the Sacramento crimes.
After hearing from several witnesses, the court determined the Sacramento evidence was admissible against Pan on the issue of knowledge and intent in providing the murder weapon. Although the issue was “more troublesome and closer” in defendant‘s case, the court concluded the evidence
During trial, the court instructed extensively on the limited ways the jury could use the Sacramento evidence. Three times, before testimony concerning the Sacramento case, the court read the following admonition:
“Certain evidence is admitted for a limited purpose. Such evidence is going to be received at this time. [¶] You are instructed that you are not to consider it for any purpose other than the limited purpose for which it is admitted. The fact that it is being admitted at this point in the trial has no significance as to its relative importance.
“This trial concerns charges by the [P]eople that the defendants allegedly committed a home-invasion robbery/murder which occurred on August 9, 1995, on Elm Street in the City of San Bernardino. [¶] I remind you that the defendants have entered pleas of not guilty and it will be up to the jury to determine whether or not they are guilty of the charges which the People must prove to you beyond a reasonable doubt.
“The law permits under certain circumstances that evidence of similar crimes or criminal acts to those charged in this case may be presented to the jury. This evidence concerns an uncharged crime in this trial that occurred in the [C]ity of Sacramento on July 27, 1995. That crime involved a home-invasion robbery/murder. [¶] This evidence is being admitted for the limited purpose as evidence in the Elm Street crimes of premeditation and malice aforethought as required in the crime of first degree murder, [and] the necessary intent as required in the crimes of murder, robbery, and burglary. It may be used as evidence of a common scheme, motive, or knowledge. You will be completely instructed as to the elements of all crimes charged in the Elm Street incident.
“Before you may consider this evidence for any purpose, you must be satisfied by a preponderance of the evidence that the Sacramento crimes took place and that the defendants were participants in committing them. You are not to consider any of this limited evidence as proof of a propensity of the defendants to commit the crimes charged in the Elm Street offenses and you are reminded you may not find either or both of the defendants guilty of the Elm Street crimes solely on this evidence, but must determine the truth of those charges beyond a reasonable doubt. And you may consider this evidence of the Sacramento crimes only for the limited purpose for which it is being admitted. [¶] Further, you may not and you are not to consider this evidence of the Sacramento offenses as corroboration of the testimony of any coparticipant that may testify in this trial concerning the Elm Street killings.”
A slightly modified version of this admonition, referring to a singular defendant instead of “defendants,” was also included in instructions before closing argument. At that time, the court
“Evidence has been introduced for the purpose of showing that the defendant committed a crime other than that for which he is on trial. [¶] This evidence, if believed, may not be considered by you to prove that defendant is a person of bad character or that he has a disposition to commit crimes. It may be considered by you only for the limited purpose of determining that it tends to show a characteristic method, plan, or scheme in the commission of criminal acts similar to the method, plan, or scheme used in the commission of the offenses in this case[,] which would further tend to show . . . [¶] [t]he existence of the intent which is a necessary element of the crime charged; [¶] [or, a] motive for the commission of the crime charged[.] [¶] For the limited purpose for which you may consider such evidence, you must weight it in the same manner as you do all other evidence in this case.” (See CALJIC No. 2.50.)
ii. Discussion
Defendant first argues the Sacramento evidence was improperly admitted under
“Evidence of uncharged crimes is admissible to prove identity, common plan, and intent ‘only if the charged and uncharged crimes are sufficiently similar to support a rational inference’ on these issues.” (People v. Edwards (2013) 57 Cal.4th 658, 711 (Edwards).) The degree of similarity varies depending on the purpose for which the evidence is offered. “The least degree of similarity . . . is required in order to prove intent.” (Ewoldt, supra, 7 Cal.4th at p. 402.) For this purpose, “the uncharged misconduct must be sufficiently similar to support the inference that the defendant ’ “probably harbor[ed] the same intent in each instance.” ’ ” (Ibid.) A higher degree of similarity is required to prove the existence of a common plan: “[E]vidence of uncharged misconduct must demonstrate ‘not merely a similarity in the results, but such a concurrence of common features that the various acts are naturally to be explained as caused by a general plan of which they are the individual manifestations.’ ” (Ibid.) Finally, although not at issue here,9
“[t]he greatest degree of similarity is required for evidence of uncharged misconduct to be relevant to prove identity.” (Ewoldt, at p. 403.) To establish identity, the uncharged and charged crimes ” ‘must be so unusual and distinctive as to be like a signature.’ ” (Ibid.)
Even if evidence of the uncharged conduct is sufficiently similar to the charged crimes to be relevant for a nonpropensity purpose, the trial court must next determine whether the evidence‘s probative value is “substantially outweighed by the probability that its admission [would] . . . create substantial danger of undue prejudice, of confusing the issues, or of misleading the jury.” (
As with other evidentiary rulings, the trial court‘s decision is reviewed for abuse of discretion. (Edwards, supra, 57 Cal.4th at p. 711.) ” ‘Under the abuse of discretion standard, “a trial court‘s ruling will not be disturbed, and reversal . . . is not required, unless the trial court exercised its discretion in an arbitrary, capricious, or patently absurd manner that resulted in a manifest miscarriage of justice.” [Citation.]’ ” (People v. Foster (2010) 50 Cal.4th 1301, 1328–1329 (Foster).) We conclude evidence of the Sacramento crimes was properly admitted to
As the trial court observed, the Sacramento murders shared numerous common features with the Elm Street attacks committed less than two weeks later. Both sets of murders occurred in the evening during home invasion robberies. Both were carried out as gang-related activities. The targets were Asian10 families, known to someone associated with the gang, and believed to keep cash or jewelry in the home. In both cases, the person who had provided information on the family waited in the car while other gang members entered the home. Defendant took two associates inside with him each time: Pan and Evans in Sacramento; Evans and Scrappy in San Bernardino. Defendant was armed with a Glock nine-millimeter pistol in each robbery. The incidents unfolded similarly, as well. In each, the robbers inflicted a nonfatal wound on one family member while demanding that the others produce money and valuables. When the victims did not comply, they were shot repeatedly.
There were some differences between the incidents. The Sacramento crime occurred in an apartment rather than a house. It was witnessed by other family members from an upstairs apartment. Defendant was identified as the only robber armed with a handgun. He left two family members alive in Sacramento and obtained no money but left only one survivor at Elm Street and acquired cash and jewelry. These differences
” ’ “We have long recognized ‘that if a person acts similarly in similar situations, he probably harbors the same intent in each instance’ . . . . The inference to be drawn is not that the actor is disposed to commit such acts; instead, the inference to be drawn is that, in light of the first event, the actor, at the time of the second event, must have had the intent attributed to him by the prosecution.” ’ ” (People v. Roldan (2005) 35 Cal.4th 646, 706 (Roldan).)
The Sacramento and Elm Street crimes were sufficiently similar to show the same intent in both cases: to kill any or all residents if necessary to successfully complete the robbery. For the same reason, as the trial court observed, the Sacramento evidence tended to show that the Elm Street murders were premeditated and deliberate, rather than the result of an impulsive or spontaneous reaction. We have frequently upheld the admission of uncharged crime evidence relevant to premeditation, deliberation, and intent to kill. (See,
As in Johnson, the evidence was also relevant to whether defendant acted in accordance with a common design or plan. “Evidence of a common design or plan . . . is not used to prove the defendant‘s intent or identity but rather to prove that the defendant engaged in the conduct alleged to constitute the charged offense.” (Ewoldt, supra, 7 Cal.4th at p. 394.) Here, in addition to asserting premeditation and deliberation, the prosecution pursued first degree murder charges under a felony-murder theory. It had to prove not only that members of the Nguyen family were murdered, but also that the murders were committed in the course of a robbery or burglary. Evidence of defendant‘s conduct 13 days earlier was relevant to show he employed the same general plan on both occasions. Armed with a nine-millimeter pistol, defendant and two fellow gang members entered the homes of specifically targeted Asian families, demanded cash and jewelry, disabled one family member with a nonfatal shot, then killed some or all of the
Defendant protests the Sacramento evidence was not relevant to any disputed issue. He argues intent to kill was clear from the manner of the killings, with the victims shot at very close range, and that premeditation should not be considered a disputed issue because in closing argument the prosecutor invited the jury to rely on felony murder as an “easier” path to a first degree murder conviction. Finally, he maintains that no one disputed a robbery and burglary had taken place at Elm Street. The only real dispute, according to defendant, was his identity as one of the Elm Street attackers. These arguments misapprehend the prosecution‘s burden at trial. As we have repeatedly noted, a not guilty plea places in issue all elements of the charged crimes. (See, e.g., Bryant, Smith and Wheeler,
The court also properly exercised its discretion under
Moreover, the extensive limiting instructions the court read during testimony and before argument directed the jury not to use the other crimes evidence for an improper purpose, including bad character. “We presume the jury followed these instructions.” (Lindberg, supra, 45 Cal.4th at p. 26.) The prosecutor‘s closing argument reinforced the instructions. He explained at length that the Sacramento evidence was only offered to show that defendant acted according to a common scheme and with the intent to kill, and could not be used simply to show that defendant was a bad person.
b Gang Membership
Defendant complains of evidence he belonged to a gang. The evidence violated neither statutory nor constitutional law.
i. Background
Defendant and Pan both moved to exclude evidence of gang membership. The court denied the motion in a written order, explaining: “This uncharged conspiracy, if proven, would tend to establish Pan‘s involvement in the crime, showing his knowledge and intent in furnishing the gun, and it would be of some value to the prosecution in establishing the necessary specific intent by both defendants to commit the robbery and burglary which resulted in the murders and which then may tend to prove motive.” The court cautioned that the gang evidence should be limited to that needed to explain the relationship between the defendants, Pan‘s conduct, and both men‘s intent and motive. It concluded the evidence would not be unduly prejudicial under
After an in limine hearing, the court allowed Sergeant Frank to testify as an expert about the organization of Asian gangs, including the Tiny Rascals, as well as their differences from other types of gangs, their use of firearms, and their typical practice of committing home invasion robberies. The prosecutor was not permitted to ask hypotheticals that would elicit an opinion about the Sacramento or Elm Street crimes. Nor could he present evidence about Asian gangs’ attempts to intimidate witnesses, unless it later became relevant to explain a witness‘s attitude or conduct.
Before Sergeant Frank testified, the court gave an admonition agreed upon by the parties: “This witness . . . is being called for a specific purpose and a very limited purpose.
ii. Discussion
The People are generally entitled to introduce evidence of a defendant‘s gang affiliation and activity if it is relevant to the charged offense. (People v. McKinnon (2011) 52 Cal.4th 610, 655 (McKinnon).) “Evidence of the defendant‘s gang affiliation — including evidence of the gang‘s territory, membership, signs, symbols, beliefs and practices, criminal enterprises, rivalries, and the like — can help prove identity, motive, modus operandi, specific intent, means of applying force or fear, or other issues pertinent to guilt of the charged crime.” (People v. Hernandez (2004) 33 Cal.4th 1040, 1049 (Hernandez).) Even when it is relevant, however, “courts should carefully scrutinize evidence of a defendant‘s gang membership because such evidence ‘creates a risk the jury will improperly infer the defendant has a criminal disposition and is therefore guilty of the offense charged.’ ” (People v. Melendez (2016) 2 Cal.5th 1, 28–29; see People v. Williams (1997) 16 Cal.4th 153, 193.) We review the
Defendant first complains his gang affiliation was not relevant to any disputed issue. As with the Sacramento evidence, he contends his intent to kill was indisputable given the manner of the shootings. He also argues, “The motive for the crime here, financial gain, was apparent — and not gang related.” However, these characterizations adopt an overly narrow view of the disputed issues and the evidence relevant to address them.
As noted, a not guilty plea disputes all elements of the charged crimes. (See Bryant, Smith and Wheeler, supra, 60 Cal.4th at p. 407; Lindberg, supra, 45 Cal.4th at p. 23; Roldan, supra, 35 Cal.4th at pp. 705–706.) Evidence of defendant‘s gang membership was relevant to show his relationship with the accomplices who testified against him, to prove his identity as one of the robbers. (See People v. Montes (2014) 58 Cal.4th 809, 859 (Montes).) It also tended to show his intent to steal and kill if necessary. Sergeant Frank‘s testimony helped illuminate other evidence about the plan or scheme by which the crimes were carried out. Frank explained that home invasion robberies are a signature crime of Asian street gangs like TRG and are typically committed against Asian families, such as the Nguyens. The gangs frequently intimidate their victims by threatening, harming, or even torturing the most vulnerable family members, including children. This evidence helped explain the significance of the nonfatal gunshot wound to Dennis‘s hand, the small knifepoint cuts to Henry‘s neck, and the toothpaste smeared on Trinh‘s face. Because home invasion robberies are complex crimes, gangs often assign specific roles to different gang members. Frank also explained that Asian
In addition, the evidence showed defendant was a shot caller in TRG, which meant he had enough standing in the gang to give direction to junior members. This evidence, combined with Frank‘s testimony that Asian gangs promote leaders based on their criminal experience, was relevant to defendant‘s motive to rob and his intent to kill while doing so. Defendant‘s argument that financial gain was the sole motive for the robbery ignores evidence that committing the crimes would have enhanced his gang status. Moreover, defendant‘s sole focus on the robbery is too narrow. Intent to kill was a disputed issue for the murder charges and special circumstances. While not itself an element of the crimes, motive can illuminate intent. (See, e.g., Carter, supra, 30 Cal.4th at p. 1195.) ” ’ “[B]ecause a motive is ordinarily the incentive for criminal behavior, its probative value generally exceeds its prejudicial effect, and wide latitude is permitted in admitting evidence of its existence.” ’ ” (McKinnon, supra, 52 Cal.4th at p. 655.)
Defendant next argues that even if evidence of his gang membership was relevant, the gang expert‘s testimony should have been excluded because it was overbroad, inflammatory, and unduly prejudicial. He complains that the testimony pertained to Asian gangs generally, rather than TRG in particular. But Frank testified in detail about TRG‘s history and organization. He also described the age and gender of members, the meaning of TRG‘s name, and the significance of TRG tattoos. Defendant was free to highlight any
Defendant‘s primary objection, however, concerns expert testimony about victim intimidation. Frank testified that Asian street gang members had “universally” told him their primary compliance tactic was “to go after the children in front of their parents.” He explained, the “younger the child . . . , the more coercive they feel that can be with the parents. And so it‘s not at all uncommon to start with either the very youngest or the very oldest member of the household.” Frank described three incidents: “We‘ve had a two-year-old hung . . . by his ankles out of a second story window“; “another case where a one-year-old child was picked up and his head repeatedly dunked in the toilet“; and a third instance in which “a pan of boiling water . . . was poured over a 79-year-old grandmother.” Defendant argues these examples were irrelevant and needlessly inflammatory. However, this testimony was relevant to explain the nonfatal wounds on the Elm Street victims, as well as the nonfatal gunshot wound inflicted upon Quyen Luu in Sacramento. It illuminated the gang‘s modus operandi and explained the motive for the nonfatal gunshots, knife cuts, and toothpaste smeared on Trinh Tran‘s face. Although distressing, the examples directly showed the perpetrators’ desire to cause distress in pursuit of their aims. Testimony about them was
